证券代码：688433 证券简称：华曙高科 湖南华曙高科技股份有限公司 投资者关系活动记录表 特定对象调研 □分析师会议 □媒体采访 投资者关系 业绩说明会 □新闻发布会 □路演活动 活动类别 现场参观 □其他 时间 2023年11月7日—11月 9 日 11月7日13:00—14:00：上证路演中心（http://roadshow.sseinfo.com） 地点 11月7日—11月9日：湖南华曙高科技股份有限公司会议室 11月7日13:00—14:00：董事、总经理 侯培林 董事、副总经理、董事会秘书 刘一展 公司接待人员 财务总监 钟青兰 11月7日—11月9日：董事、副总经理、董事会秘书 刘一展 证券事务代表 易钧栎 11月7日 华曙高科 2023年第三季度业绩说明会 13:00—14:00 11月7日 中信证券、上海犁得尔私募基金 参会单位 11月8日 交银施罗德、长江证券、上海湘楚投资 华鑫证券、国海证券、海通证券、天风证券、海通资 ...

Group 1: 3D Printing Adoption in Industries - 3D printing is progressively adopted in the 3C industry for product development, rapid prototyping, and testing, offering advantages like innovative design and reduced production processes [2] - The feasibility of 3D printing is evaluated during small batch production, considering production efficiency and material costs before scaling up [2] - 3D printing is favored for its low energy consumption and high powder utilization, aligning with ESG (Environmental, Social, and Governance) considerations [2] Group 2: Company Plans and Capacity Expansion - The company plans to enter the 3D printing service industry, focusing on market-oriented and industrialized approaches to meet specific customer needs [2] - Current capacity expansion includes leasing additional facilities and ongoing projects aimed at increasing production and R&D capabilities [2] - The company is actively recruiting high-end talent to enhance its core competitiveness and support steady industrial scale growth [2] Group 3: Competitive Advantages and Market Position - The company has surpassed European and American competitors in metal equipment size and product iteration speed, establishing a notable international presence [3] - It has developed over 20 industrial-grade 3D printing devices and more than 40 specialized materials, catering to diverse customer requirements [4] - The company maintains a proprietary intellectual property system to avoid disputes and ensures software integration with its equipment, enhancing innovation and information security [3] Group 4: Financial Management and ESG Impact - The company plans to manage idle funds by investing in safe, liquid financial products, with a maximum of RMB 700 million allocated for cash management [4] - ESG initiatives are seen as beneficial for promoting 3D printing applications, with the technology's energy efficiency and waste reduction aligning with sustainability goals [4] - The management emphasizes continuous technological innovation and operational improvement to enhance shareholder value and long-term growth [4]

Financial Performance - The company's operating revenue for Q3 2023 reached ¥130,350,100, an increase of 32.37% compared to the same period last year[5] - Net profit attributable to shareholders for Q3 2023 was ¥30,315,610, reflecting a year-on-year increase of 30.18%[5] - The basic earnings per share for Q3 2023 was ¥0.46, up 30.18% from the previous year[5] - Total operating revenue for the first three quarters of 2023 reached ¥371.23 million, an increase from ¥274.68 million in the same period of 2022, representing a growth of approximately 35.1%[51] - Net profit attributable to shareholders for the current reporting period was ¥30.18 million, while the net profit for the year-to-date period was ¥32.63 million, driven by increased sales of 3D printing equipment[39] - Net profit for the third quarter reached 72,821,918.82, an increase of 32.6% compared to 54,904,403.20 in the same period last year[52] - Total profit amounted to 77,942,158.52, up from 61,340,882.35, reflecting a growth of 27.2% year-over-year[52] - Operating profit increased to 76,945,777.07, compared to 61,117,332.00, marking a rise of 25.8%[52] Research and Development - Research and development expenses totaled ¥21,922,940, representing 16.82% of operating revenue, an increase of 1.19 percentage points year-on-year[17] - Research and development expenses for the current reporting period totaled ¥42.46 million, reflecting the company's commitment to enhancing R&D efforts[39] - The company reported a significant increase in R&D personnel and related expenses, contributing to a total R&D investment of ¥44.27 million for the year-to-date period[39] - The company is committed to continuous innovation in additive manufacturing for large-scale production, focusing on high-temperature sintering applications in the polymer field[28] Assets and Equity - Total assets at the end of the reporting period were ¥2,223,372,018.99, a 95.11% increase compared to the end of the previous year[17] - The total equity attributable to shareholders increased by 144.19% to ¥1,868,706,288[17] - As of September 30, 2023, the company's total assets reached approximately RMB 2.22 billion, a significant increase from RMB 1.14 billion at the end of 2022, representing an increase of about 94.8%[29] - The company's total equity attributable to shareholders at the end of the reporting period was ¥144.19 million, largely due to funds raised from the initial public offering[39] - Total equity attributable to shareholders increased to 1,868,706,288.00, compared to 765,251,929.48, reflecting a growth of 144.5%[59] Cash Flow - The net cash flow from operating activities was not applicable for this period[17] - The net cash flow from operating activities for the year-to-date period was -¥81.68 million, primarily due to increased inventory purchases related to business expansion[39] - Cash flow from operating activities showed a net outflow of -81,684,144.64, contrasting with a net inflow of 82,613,478.25 in the previous year[54] - Cash flow from investing activities resulted in a net outflow of -64,410,707.13, compared to -94,588,324.73 in the same quarter last year[54] - The company received cash inflows from financing activities totaling 1,043,831,752.41, indicating strong capital raising efforts[55] Inventory and Receivables - The company's inventory increased to RMB 312.37 million, compared to RMB 215.44 million at the end of 2022, reflecting a growth of approximately 45%[30] - The company's accounts receivable increased to RMB 181.78 million from RMB 142.52 million, showing a rise of approximately 27.5%[29] Market and Product Development - The global sales volume of 3D printing equipment exceeded 950 units, with over 500 units being metal 3D printing equipment[28] - The company launched several large-scale, efficient metal additive manufacturing systems, including the FS1521M, which features a 1.5-meter forming cylinder and is the world's first 16-laser system for mass production[28] - The company plans to continue expanding its market presence and investing in new technologies[5] - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[39] Comprehensive Income - The total comprehensive income for the first three quarters of 2023 was RMB 73.51 million, compared to RMB 55.05 million in the same period of 2022, marking an increase of about 33.6%[34] - Basic earnings per share for the first three quarters of 2023 were RMB 0.18, up from RMB 0.15 in the same period of 2022, representing a growth of 20%[34] Liabilities - Total liabilities decreased to 354,665,730.99 from 374,298,307.04, indicating a reduction of approximately 5.5%[58] Profitability - The gross profit margin for the first three quarters of 2023 was approximately 19.3%, compared to the previous year's margin, indicating improved operational efficiency[51] - The weighted average return on net assets decreased by 1.66 percentage points to 1.64% compared to the previous year[17] Tax Expense - The company reported a tax expense of 5,120,239.70, down from 6,436,479.15, showing a decrease of 20.5% year-over-year[52]

证券代码：688433 证券简称：华曙高科 公告编号：2023-017 会议召开方式：上证路演中心网络互动 投资者可于2023年10月31日(星期二) 至11月6日(星期一)16:00前登录上 证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱fsir@farsoon.com进 行提问。公司将以适当方式对投资者普遍关注的问题进行回答。 湖南华曙高科技股份有限公司（以下简称"公司"）于2023年10月28日发布 公司2023年第三季度报告，为便于广大投资者更全面深入地了解公司2023年第三 季度经营成果、财务状况，公司计划于2023年11月7日下午13:00-14:00举行2023年 第三季度业绩说明会，就投资者关心的问题进行交流。 湖南华曙高科技股份有限公司 关于召开2023年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023年11月7日（星期二）下午13:00-14:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ ...

证券代码：688433 证券简称：华曙高科 公告编号：2023-016 湖南华曙高科技股份有限公司 关于参加2023年湖南辖区上市公司投资者 网上集体接待日活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 为进一步加强与投资者的互动交流，湖南华曙高科技股份有限公司（以下简 称“公司”）将参加由湖南证监局、湖南省上市公司协会与深圳市全景网络有限 公司联合举办的“推动上市公司规范运作，保护中小投资者——2023年湖南辖区 上市公司投资者网上集体接待日”活动，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录“全景路演”网站 （https://rs.p5w.net），或关注微信公众号“全景财经”，或下载全景路演APP,参 与本次互动交流，活动时间为2023年11月2日（星期四）14:00-17:00。 届时公司董事会秘书等相关人员将通过网络文字交流形式，与投资者进行沟 通与交流，欢迎广大投资者踊跃参与！ 特此公告。 ...

证券代码：688433 证券简称：华曙高科 湖南华曙高科技股份有限公司 投资者关系活动记录表 特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系 活动类别 □新闻发布会 □路演活动 现场参观 □其他 时间 2023年10月19日—10月20日 地点 湖南华曙高科技股份有限公司会议室 董事、副总经理、董事会秘书 刘一展 公司接待人员 证券事务代表 易钧栎 富国基金、平安资管、中信证券、广发证券、华 10月19日 夏久盈、华能贵诚、高毅资产 参会单位 南方基金、长江证券、山楂树投资、浙商证券、 10月20日 国海证券、国盛证券 1、与传统制造业相比，采用3D打印是否成本更高？客户采用 3D打印的原因有哪些？ 答： 3D 打印是对传统减材制造和等材制造的一种补充，通过 硬件、材料、软件的配合，不同应用场景的使用成本不尽相 同，在不设具体的应用场景和产品数量的前提下，难以比较传 ...

西部证券股份有限公司 关于湖南华曙高科技股份有限公司 首次公开发行部分限售股解禁上市流通的核查意见 西部证券股份有限公司（以下简称"西部证券"或"保荐人"）作为湖南华曙高 科技股份有限公司（（以下简称"华曙高科"、"公司"）首次公开发行股票并在科创 板上市的保荐人，根据《中华人民共和国公司法》《中华人民共和国证券法》《证 券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则》以及《科 创板上市公司持续监管办法（试行）》等有关规定，对华曙高科首次公开发行部 分限售股解禁上市流通的事项进行了审慎核查，并出具本核查意见。核查情况如 下： 一、 本次上市流通的限售股类型 根据中国证券监督管理委员会于 2023 年 2 月 27 日出具的《关于同意湖南华 曙高科技股份有限公司首次公开发行股票注册的批复》（证监许可〔2023〕421 号）， 公司公开发行面值为 1 元的人民币普通股 41,432,253 股，并于 2023 年 4 月 17 日 在上海证券交易所科创板挂牌上市。公司首次公开发行前总股本为 372,736,547 股，首次公开发行后总股本为 414,168,800 股，其中有限售条件流通股 379 ...

证券代码：688433 证券简称：华曙高科 湖南华曙高科技股份有限公司 投资者关系活动记录表 特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系 活动类别 □新闻发布会 □路演活动 □现场参观 □其他 时间 2023年9月19日—9月 21日 地点 湖南华曙高科技股份有限公司会议室 董事、副总经理、董事会秘书 刘一展 公司接待人员 证券事务代表 易钧栎 广发基金、德邦证券、海富通基金、华创证券、 中邮基金、建信理财、尚善资产、中天国富证 9月19日 券、穿石投资、国泰君安资管、西南证券、湖南 甲骨文私募、海南劲恒私募、长沙皓熙投资 参会单位 中航证券、鲁信创投、汪洋浩博、四叶草、太平 9月20日 洋证券、信达证券 9月21日 中信建投、交银基金、大家资产、建信理财 1、Flight技术是什么？具备哪些优势？ 答： Flight 技术是公司自主研发的一种采用光纤激光器作为能 ...

Environmental Compliance - The company obtained an environmental discharge permit from the environmental protection authority, with major pollutants including waste gas, wastewater, and solid waste [7]. - No exceedance of discharge limits for waste gas, wastewater, and solid waste was reported during the reporting period [7]. - The company has implemented low-carbon energy-saving and resource recycling measures to reduce indirect greenhouse gas emissions [13]. - The company utilizes advanced additive manufacturing technology, which is a new environmentally friendly manufacturing method with high material utilization rates [13]. - The company is not classified as a major environmental polluter and does not fall under the national key monitoring enterprises for wastewater, waste gas, and hazardous waste [11]. - The company has conducted environmental monitoring of waste gas, wastewater, and noise, with data subject to supervision by the environmental protection authority [10]. Shareholder Commitments - The company has committed to shareholding restrictions for various stakeholders, with commitment periods ranging from 12 to 36 months from the date of stock listing [14]. - The company committed to a 36-month lock-up period for shares held prior to the IPO, starting from the date of listing [17]. - Shareholders are prohibited from transferring or managing their shares during the lock-up period, with automatic extensions if stock prices fall below the IPO price [17]. - After the lock-up period, shareholders can only transfer up to 25% of their shares annually while adhering to legal regulations [22]. - The company has established measures to ensure compliance with commitments, including compensation for losses caused by non-compliance [22]. - Shareholders must disclose any plans for share reduction and ensure stable company operations [17]. - The company will not repurchase shares held prior to the IPO during the lock-up period [17]. - If the stock price falls below the IPO price for 20 consecutive trading days, the lock-up period will be extended by at least 6 months [22]. - Shareholders are required to report any changes in their shareholdings promptly [22]. - The commitments are in line with the regulations of the Shanghai Stock Exchange and relevant securities laws [22]. - The company emphasizes strict adherence to the commitments to maintain investor confidence and market stability [22]. - The company will not transfer or delegate the management of its pre-IPO shares within 12 months of the stock listing [24]. - The company commits to not transferring more than 25% of its pre-IPO shares annually for four years after the lock-up period ends [48]. Financial Performance - Total operating revenue for the first half of 2023 reached ¥240,879,846.35, an increase of 36.5% compared to ¥176,204,813.26 in the same period of 2022 [115]. - Total operating costs for the first half of 2023 were ¥195,291,002.62, up from ¥144,347,398.55 in the first half of 2022, reflecting a growth of 35.4% [115]. - Research and development expenses increased to ¥38,766,955.35 in the first half of 2023, compared to ¥25,097,518.54 in the same period of 2022, marking a rise of 54.6% [115]. - Net profit for the first half of 2023 was ¥42,506,308.36, compared to ¥31,620,413.89 in the previous year, indicating a year-over-year increase of about 34.5% [117]. - The basic and diluted earnings per share for the first half of 2023 were both ¥0.1100, up from ¥0.0848 in the same period of 2022, reflecting an increase of approximately 30.5% [118]. - The company's operating profit for the first half of 2023 was ¥46,240,124.73, compared to ¥34,691,995.45 in the previous year, marking an increase of around 33.4% [117]. - The total profit for the first half of 2023 was ¥46,406,222.92, compared to ¥34,883,580.94 in the previous year, indicating a growth of about 33.5% [117]. - The company's total assets as of June 30, 2023, amounted to ¥2,179,348,734.96, significantly higher than ¥1,139,550,236.52 at the end of 2022 [112]. - The total liabilities decreased to ¥342,892,597.24 from ¥374,298,307.04, indicating a reduction of approximately 8.4% [112]. - The equity attributable to shareholders increased to ¥1,836,456,137.72, up from ¥765,251,929.48, representing a growth of 140.0% [112]. - Cash and cash equivalents rose to ¥1,136,975,623.90, compared to ¥307,899,186.19 at the end of 2022, showing an increase of 269.5% [112]. Investment and Capital Management - The company plans to invest a total of CNY 329,405,000 in the additive manufacturing equipment expansion project, with a cumulative investment of CNY 3,961,217.98 as of the reporting period, representing 1.20% of the planned investment [46]. - The R&D headquarters and industrial application center project has a total planned investment of CNY 283,854,800, with no cumulative investment reported as of the reporting period [46]. - The company is also investing CNY 50,696,300 in the establishment of the Additive Manufacturing Technology Innovation (Shanghai) Research Institute, with no cumulative investment reported as of the reporting period [46]. - The company has raised excess funds amounting to CNY 359,378,285.36 from the IPO, with a cumulative investment of CNY 10,849,912.87, representing 3.02% of the planned investment [46]. - The company will accept supervision from regulatory authorities regarding share repurchase plans and will bear legal responsibilities for non-compliance [29]. - The company will ensure that any amendments to the share repurchase plan are submitted for shareholder approval [25]. - The company has established a fundraising management system to ensure the legal and compliant use of raised funds, safeguarding investor interests [59]. - The company will not engage in unrelated investments or consumption activities that could harm its interests [59]. - The company will actively manage and supervise the use of raised funds to prevent risks associated with their usage [59]. Regulatory Compliance and Governance - The company has committed to ensuring that its prospectus for the initial public offering (IPO) on the Sci-Tech Innovation Board is free from false records, misleading statements, or significant omissions, and will bear legal responsibility for its accuracy and completeness [33]. - If the prospectus contains any false records or significant omissions that lead to investor losses, the company will compensate investors as per legal requirements [34]. - The company will publicly disclose reasons for any failure to fulfill commitments and apologize to shareholders if such events occur [67]. - The company has agreed to compensate investors for any losses incurred due to non-fulfillment of commitments [68]. - The company will not increase salaries or allowances for its directors and senior management until the negative impacts of any unfulfilled commitments are fully resolved [68]. - The company has no significant doubts regarding its ability to continue as a going concern for the next 12 months [177]. - The financial statements comply with the requirements of the accounting standards, accurately reflecting the company's financial position [178]. - The company has implemented specific accounting policies for financial instruments, fixed asset depreciation, and revenue recognition [177]. Market Position and Strategy - The company plans to enhance its market expansion capabilities and brand influence through increased R&D investment and product innovation [59]. - The company has expanded its market presence, with ongoing investments in new product development and technology [170]. - The company has committed to avoiding any substantial competition with its controlled subsidiaries and will not engage in similar business activities [35]. - The company will ensure that any necessary related party transactions are conducted fairly and transparently, adhering to market prices and legal regulations [38]. Financial Instruments and Valuation - The company measures financial assets at amortized cost and recognizes gains or losses in profit or loss upon derecognition, reclassification, or impairment [187]. - Financial liabilities are measured at fair value, with changes recognized in profit or loss unless they are part of a hedging relationship [190]. - The company uses valuation techniques supported by sufficient data to determine the fair value of financial assets and liabilities, categorized into three levels [190]. - The company recognizes goodwill when the acquisition cost exceeds the fair value of identifiable net assets acquired [194]. - The company terminates recognition of financial assets when it transfers almost all risks and rewards of ownership [189]. - The company measures expected credit losses for receivables and contract assets using a simplified approach based on historical credit loss experience [191]. - Foreign currency transactions are translated at the exchange rate on the transaction date, with differences recognized in profit or loss [196]. - The company confirms financial assets or liabilities upon becoming a party to a financial instrument contract, initially measuring them at fair value [198]. - The company recognizes revenue from joint ventures based on its share of the output generated [195]. - The company applies a simplified method for measuring expected credit losses for aging receivables [192].

湖南华曙高科技股份有限公司独立董事 独立董事：谭援强、张珺、吴宏、李琳 关于第一届董事会第十二次会议相关事项的独立意见 湖南华曙高科技股份有限公司（以下简称"公司"）第一届董事会第十二 次会议于2023年8月28日召开。根据《中华人民共和国公司法》《中华人民共和国 证券法》《上海证券交易所科创板股票上市规则》等法律、法规和规范性文件以 及《湖南华曙高科技股份有限公司章程》（以下简称"《公司章程》"）、《湖南 华曙高科技股份有限公司独立董事工作制度》等相关规定，作为公司的独立董事， 本着认真、负责的态度，基于独立、审慎、客观的原则，我们认真审阅了本次会 议的相关资料，现就会议审议相关事项发表独立意见如下： 二、关于2023年半年度募集资金存放与使用情况的专项报告的议案 我们认为，公司严格按照《上市公司监管指引第2号——上市公司募集资金 管理和使用的监管要求》《上海证券交易所科创板上市公司自律监管指引第1号 ——规范运作》及《湖南华曙高科技股份有限公司募集资金管理制度》等有关规 定，管理和使用募集资金，公司2023年半年度募集资金存放与使用情况与《2023 年半年度募集资金存放与使用情况的专项报告》内容相符，不存 ...