长江证券承销保荐有限公司 关于有研粉末新材料股份有限公司 2023 年半年度持续督导跟踪报告 长江证券承销保荐有限公司（以下简称"长江保荐"或"保荐机构"）作为 有研粉末新材料股份有限公司（以下简称"有研粉材"或"公司"）首次公开发 行股票并在科创板上市的保荐机构，根据中国证监会《证券发行上市保荐业务管 理办法》《上海证券交易所科创板股票上市规则》等有关法律法规的要求，负责 有研粉材上市后的持续督导工作，并出具本持续督导跟踪报告。 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | 1 | | 保荐机构已建立健全并有效执 行了持续督导制度，并制定了相 | | | 建立健全并有效执行持续督导工作制度，并针对 | | | | 具体的持续督导工作制定相应的工作计划 | 应的工作计划 | | 2 | 根据中国证监会相关规定，在持续督导工作开始 | 保荐机构已与有研粉材签订《保 | | | 前，与上市公司或相关当事人签署持续督导协 | 荐协议》，该协议明确了双方在 | | | 议，明确双方在持续督导期间的权利义务， 并 | 持续督导期间的权利和义务，并 | | | 报上海证券交易所 ...

证券代码：688456 证券简称：有研粉材 公告编号：2023-024 有研粉末新材料股份有限公司澄清公告 本公司董事会及全体董事保证本公告内容不存在任何虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性 和完整性依法承担法律责任。 重要内容提示: 近日，有研粉末新材料股份有限公司（以下简称公司或有研粉 材）关注到投资者来电、上证 e 互动提问、东方财富股吧等网络平台， 关于公司控股子公司有研增材技术有限公司（以下简称有研增材）出 售部分资产及公司财务总监、董事会秘书、总法律顾问工作调整提及 "财务造假""不再涉足 3D 打印行业""资产有问题"等不实传闻。 上述言论均为不实信息，为维护投资者利益，保证公平信息披 露，公司对传闻内容非常重视，现予以澄清说明。 一、关于有研增材出售部分资产 有研增材拟出售资产和专有技术：本次交易资产包括粉末涡轮盘 用镍基高温合金粉末生产技术一项及相关生产设备一台，此部分仅为 有研增材下设镍基高温合金系列中一种粉体产品的制备技术，不涉及 公司其他系统技术，该技术出售后，有研增材仍可以在此基础上对新 一代涡轮盘用镍基高温合金粉末进行技术迭代升级，由此产生的知识 1 产权 ...

证券代码：688456 证券简称：有研粉材 公告编号：2023-023 特此公告。 有研粉末新材料股份有限公司董事会 2023 年 8 月 26 日 2 截至本公告披露日，薛玉檩先生间接持有公司股份 143,800 股，约 占公司股本总数的 0.14%，其离任后将继续遵守《上海证券交易所科创 板股票上市规则》《上市公司股东、董监高减持股份的若干规定》《上 海证券交易所上市公司股东及董事、监事、高级管理人员减持股份实施 细则》等相关法律法规的规定及公司首次公开发行股票时所作的相关承 诺。薛玉檩先生在公司任职期间，勤勉尽责、恪尽职守，为公司的规范 运作和经营发展做出了重要贡献，公司及董事会对此表示衷心的感谢。 1 薛玉檩先生辞职后，暂由公司董事长、总经理贺会军先生代行董事 会秘书职责，直至公司董事会指定代行董事会秘书人员或聘任新任董事 会秘书。公司将按照《上海证券交易所科创板股票上市规则》《上海证 券交易所科创板上市公司自律监管指引第 1 号——规范运作》及《公司 章程》的相关规定，尽快完成新任董事会秘书的选聘工作。 有研粉材新材料股份有限公司关于 财务总监、董事会秘书、总法律顾问辞职的公告 本公司董事会及全体董 ...

证券代码：688456 证券简称：有研粉材 公告编号：2023-022 有研粉材新材料股份有限公司 控股子公司拟出售部分资产公告 本次交易不构成重大资产重组。 重要内容提示： 有研粉末新材料股份有限公司（以下简称有研粉材或公司）控股 子公司有研增材技术有限公司（以下简称有研增材）拟通过北京产权交 易所公开挂牌出售一台生产设备和一项专有技术。挂牌价不低于经国资 主管部门备案的评估价值，最终成交金额以公开交易结果为准。 本次交易拟通过公开挂牌转让方式，尚无法确定交易对象。交易 在实施过程中尚存在变化可能，敬请广大投资者注意投资风险。 本次交易未构成重大资产重组。 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性依法承担法律责任。 一、交易概述 （一）本次交易的基本情况 有研增材为进一步落实创新驱动发展战略，不断提升科技成果转化 能力，提高有研增材创收水平，为长期可持续发展注入创新动力，拟在 北京产权交易所以公开挂牌转让方式出售如下部分生产设备和专有技 1 术。 本次交易采取北京产权交易所公开挂牌转让方式，挂牌转让底价不 低于经国资主管部门备案的 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥1.27 billion, a decrease of 18.96% compared to ¥1.57 billion in the same period last year[20]. - The net profit attributable to shareholders for the first half of 2023 was approximately ¥29.72 million, down 8.74% from ¥32.56 million in the previous year[20]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was approximately ¥18.14 million, a decline of 18.73% from ¥22.32 million in the same period last year[20]. - Basic earnings per share decreased by 6.45% to CNY 0.29 compared to the same period last year[21]. - The company achieved a revenue of 1.268 billion CNY in the first half of 2023, a year-on-year decrease of 18.96%[46]. - The net profit attributable to shareholders was 29.7169 million CNY, down 8.74% year-on-year, with a return on equity of 2.69%[46]. - The company reported a total revenue of 4,900,500 for the first half of 2023, with a net profit margin of 4.73%[131]. - The company reported a total revenue of 2,840,603,000 RMB for the first half of 2023, with a net profit of 24,878,400 RMB, reflecting a significant performance[175]. Cash Flow and Assets - The net cash flow from operating activities for the first half of 2023 improved to approximately -¥37.91 million, a 37.07% increase compared to -¥60.24 million in the previous year[20]. - The total assets at the end of the reporting period were approximately ¥1.56 billion, an increase of 7.04% from ¥1.46 billion at the end of the previous year[20]. - Accounts receivable increased by 39.89% to CNY 250,557,483.79, accounting for 16.06% of total assets[57]. - Cash and cash equivalents decreased to CNY 197,222,373.47 from CNY 247,179,947.37, representing a decline of approximately 20.3%[142]. - The total cash inflow from financing activities was 772,519,716.59 RMB, down from 855,667,840.46 RMB in the first half of 2022, reflecting a decrease in financing activities[161]. Research and Development - R&D investment as a percentage of operating revenue increased by 0.96 percentage points to 3.54%[21]. - The company added 7 new patents during the reporting period, including 4 domestic invention patents and 3 utility model patents[29]. - R&D expenses totaled ¥44,923,445.07, an increase of 11.31% compared to ¥40,360,344.62 in the same period last year[34]. - The total R&D expenditure accounted for 3.54% of operating revenue, up from 2.58% year-over-year, representing a 0.96 percentage point increase[34]. - The company is developing a tantalum-tungsten high-entropy alloy for hypersonic applications, with a total investment of ¥495 million planned[36]. Market and Competitive Position - The domestic market size for additive manufacturing is expected to exceed CNY 40 billion by the end of 2023[26]. - The company is exploring market expansion opportunities in the aerospace and high-speed rail industries, leveraging its advanced material technologies[37]. - The company’s copper-based metal powder materials hold the number one market share in the domestic market[44]. - The company is expanding its international market presence through its UK subsidiary and ongoing projects in Thailand[45]. Risks and Challenges - The company faces risks related to market competition, particularly in the colored metal powder materials industry, which may affect pricing and profit margins[50]. - There is a risk of core technology leakage due to inadequate protection of research outcomes, which could impact the company's competitive edge[50]. - The company is exposed to fluctuations in raw material prices, particularly copper, tin, and nickel, which can affect both revenue and production costs[51]. - The company has a risk of exchange rate fluctuations affecting its overseas business, particularly if the RMB appreciates against currencies like USD, GBP, or EUR[52]. Corporate Governance and Compliance - The company has established an environmental emergency response plan in accordance with local ecological environment bureau requirements[90]. - The company has not disclosed any new employee stock ownership plans or other incentive measures[74]. - The company’s board of directors has undergone changes, with He Huajun elected as the new chairman[71]. - The company has not reported any non-compliance issues or penalties involving its directors, supervisors, or senior management[112]. Shareholder and Equity Information - The total share capital increased from 73,660,000 shares to 103,660,000 shares after the initial public offering, representing a 40.7% increase[124]. - The largest shareholder, China Research Institute of Materials Science, holds 37,638,000 shares, accounting for 36.31% of the total shares[130]. - The company has six major shareholders, including Youyan Group and Chongqing Mechanical, who express a long-term holding intention[100]. - The controlling shareholder has pledged to avoid related party transactions with the issuer group, adhering to fair market principles and normal commercial terms[99].

证券代码：688456 证券简称：有研粉材 公告编号：2023-020 有研粉末新材料股份有限公司 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、 监事会会议召开情况 有研粉末新材料股份有限公司（以下简称公司）第二届监事会第六次会议通 知于 2023 年 8 月 7 日以邮件方式发出送达全体监事，会议于 2023 年 8 月 17 日 以现场方式召开。本次会议应出席监事 3 人，实际出席监事 3 人，会议由监事会 主席李联荣先生主持。本次会议的通知、召开及审议程序符合《中华人民共和国 公司法》《有研粉末新材料股份有限公司章程》以及有关法律、法规的规定，所 作决议合法有效。 二、监事会会议审议情况 （一）审议通过《关于公司<2023 年半年度报告>及其摘要的议案》。 全体监事认为公司 2023 年半年度报告的编制和审议程序符合相关法律法规 及《公司章程》等内部规章制度的规定；公司 2023 年半年度报告的内容与格式 符合相关规定，公允地反映了公司 2023 年半年度的财务状况和经营成果等事项； 监事会全体成员对公司 2 ...

证券代码：688456 证券简称：有研粉材 公告编号：2023-021 有研粉末新材料股份有限公司关于 2023 年半年度 公司募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据中国证券监督委员会发布的《上市公司监管指引第 2 号——上市公司 募集资金管理和使用的监管要求》（2022 年修订）和《上海证券交易所科创板 上市公司自律监管指引第 1 号——规范运作》等有关规定，公司编制了募集资 金 2023 年半年度存放和实际使用情况的专项报告。2023 年半年度募集资金存放 与使用情况如下： 一、募集资金基本情况 （一）募集资金金额和资金到账时间 根据中国证券监督管理委员会（以下简称中国证监会）2021 年 1 月 26 日出 具的《关于同意有研粉末新材料股份有限公司首次公开发行股票注册的批复》 （证监许可〔2021〕251 号），公司获准向社会公开发行人民币普通股 3,000 万 股，每股面值人民币 1.00 元，每股发行价为人民币 10.62 元，合计募集资金人 民币 318,600, ...

会议召开方式：上证路演中心网络互动 投资者可于 2023 年 05 月 19 日(星期五)至 05 月 25 日(星期 四)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 yyfm@gripm.com 进行提问。公司将在说明会上对投资 者普遍关注的问题进行回答。 有研粉末新材料股份有限公司（以下简称公司）已于 2023 年 4 月 21 日披露公司 2022 年年度报告和 2023 年第一季度报告，为便于 广大投资者更全面深入地了解公司2022 年度和2023 年第一季度经营 成果、财务状况，公司计划于 2023 年 05 月 26 日 下午 16:00-17:00 举行 2022 年度暨 2023 年第一季度业绩说明会，就投资者关心的问题 进行交流。 证券代码：688456 证券简称：有研粉材 公告编号：2023-016 有研粉末新材料股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2 ...

Financial Performance - The net profit attributable to shareholders for 2022 was RMB 55,444,299.72, with a cash dividend distribution of RMB 20,732,000, representing a cash dividend ratio of 37.39%[5] - The company's operating revenue for 2022 was CNY 2,780,574,311.88, a slight decrease of 0.01% compared to 2021[20] - Net profit attributable to shareholders decreased by 31.74% to CNY 55,444,299.72 in 2022[20] - The basic earnings per share fell by 36.90% to CNY 0.53, while diluted earnings per share also decreased by the same percentage[21] - The total assets at the end of 2022 were CNY 1,457,035,636.81, reflecting a 2.52% increase from the previous year[20] - The company's net assets attributable to shareholders rose by 2.72% to CNY 1,121,461,083.67[20] - The gross profit margin for the main business decreased by 1.25 percentage points year-on-year, with total gross profit margin at 7.26%[76] - The revenue from the microelectronics segment was approximately CNY 928 million, with a gross margin of 7.24%, reflecting a year-on-year increase of 14.22%[77] Dividend Distribution - The company plans to distribute a cash dividend of RMB 2.0 per 10 shares to all shareholders, pending approval at the annual general meeting[5] - The total number of shares held by the board members and senior management remained unchanged at 0 throughout the reporting period[117] - The company plans to distribute a cash dividend of RMB 2.0 per 10 shares, totaling RMB 20,732,000, which represents 37.39% of the net profit attributable to shareholders for the year 2022[142] Audit and Compliance - The company has received a standard unqualified audit report from the accounting firm Xin Yong Zhong He[5] - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[7] - The company has not violated any decision-making procedures for providing guarantees[7] - The company has not faced any issues with a majority of directors being unable to ensure the authenticity and completeness of the annual report[7] - The company has not disclosed any special arrangements for corporate governance[7] - The company has not faced any penalties from securities regulatory agencies in the past three years[127] Research and Development - The company reported a total R&D expenditure of ¥91,511,730.01, a decrease of 9.67% compared to the previous year[51] - R&D expenditure accounted for 3.29% of total revenue, down from 3.64% in the previous year, indicating a slight reduction in investment relative to revenue[51] - The company added 22 new patent applications during the reporting period, including 2 foreign invention patents and 18 domestic invention patents[49] - The company achieved a total of 158 authorized patents by the end of the reporting period, with 132 being domestic invention patents[49] - The company has been actively involved in national-level R&D projects, with a total of 17 national key R&D projects undertaken[49] - The company’s core technology in spherical metal powder preparation has reached an international advanced level, with some indicators at a leading level[46] Market and Sales Strategy - The company’s sales strategy focuses on technical marketing, leveraging industry exhibitions, academic conferences, and internet platforms to build and maintain strong customer relationships[38] - The company is positioned in the "Manufacturing" sector under "Metal Products Industry," specifically in the advanced non-ferrous metal materials segment, which is expected to benefit from favorable policies and market demand[39] - The company is actively expanding its application fields for metal powder materials, including MIM powders, heat sink powders, and electronic slurry powders, to drive technological upgrades in downstream applications[41] - The company achieved a 5.5% year-on-year increase in sales volume for tin-based powder materials, despite a downturn in the consumer electronics market, by developing overseas key customers[32] Operational Challenges - The company experienced a decline in sales volume and increased manufacturing costs, impacting overall profitability[22] - In 2022, the company faced significant challenges due to a slowing global economy, with downstream industries like diamond tools and consumer electronics experiencing weak demand, impacting the overall metal powder market[32] - The company is facing risks related to market demand fluctuations, particularly in the industrial raw materials sector, which could adversely affect its operations[66] - The company is exposed to risks from raw material price fluctuations, particularly for copper, tin, nickel, and silver, which could impact operational costs[66] Corporate Governance - The company has established several specialized committees, including the audit committee, nomination committee, remuneration and assessment committee, and strategic committee[132] - The company is revising its management systems and internal regulations to enhance governance[128] - The company has implemented new management systems, including salary management and performance assessment guidelines[131] - The company is committed to enhancing its governance structure through regular meetings and adherence to regulatory guidelines[130][133] Environmental and Social Responsibility - The company emphasizes ESG initiatives, implementing a comprehensive environmental management system and adhering to national environmental protection laws[148] - The company invested ¥3.5251 million in environmental protection during the reporting period[152] - The company has established a photovoltaic power generation project with an annual output of 2 million kWh, equivalent to planting over 100,000 trees, contributing to energy conservation and emission reduction[167] - The company reduced carbon dioxide equivalent emissions by 700 tons through various carbon reduction measures, including the use of clean energy[171] Employee Relations - The total number of employees at the parent company and major subsidiaries is 553, with 303 in production, 45 in sales, and 72 in technical roles[138] - The company has established a mechanism for employee and shareholder benefit sharing, enhancing employee satisfaction and retention[150] - The company has implemented an employee stock ownership plan in 2019 to incentivize core technical personnel and other key employees[150] Future Outlook - The company aims to complete the construction of the Chongqing base by the end of June 2023 and the Thailand base by the end of September 2023, focusing on process equipment innovation and digital upgrades[106] - The company will leverage its overseas bases in the UK and Thailand to expand into Southeast Asia, Europe, and the Americas, improving its global strategic layout[105] - The company anticipates increased market opportunities in the non-ferrous metal powder materials sector due to technological and demand upgrades[45]

Financial Performance - The company's operating revenue for Q1 2023 was ¥607,934,002.11, representing a decrease of 20.05% compared to the same period last year[4]. - The net profit attributable to shareholders was ¥10,680,035.82, down 30.89% year-on-year[4]. - The net profit after deducting non-recurring gains and losses was ¥9,864,630.59, an increase of 14.45% compared to the previous year[4]. - Total operating revenue for Q1 2023 was ¥607,934,002.11, a decrease of 20.0% compared to ¥760,426,041.29 in Q1 2022[17]. - Net profit for Q1 2023 was ¥11,139,780.53, a decline of 28.5% from ¥15,605,796.72 in Q1 2022[18]. - Earnings per share for Q1 2023 was ¥0.1, compared to ¥0.15 in Q1 2022[19]. - Other comprehensive income after tax for Q1 2023 was ¥3,119,174.40, compared to ¥879,288.00 in Q1 2022[19]. Cash Flow - The net cash flow from operating activities was -¥77,555,670.33, a decrease of 39.07% year-on-year[5]. - Cash inflow from operating activities in Q1 2023 was ¥474,168,323.78, down 21.4% from ¥603,993,157.79 in Q1 2022[21]. - The net cash flow from operating activities was -$77.56 million, compared to -$127.29 million in the previous year, indicating an improvement of approximately 39%[22]. - Cash outflow from operating activities totaled $551.72 million, down from $731.28 million year-over-year, reflecting a decrease of about 24.6%[22]. - The net cash flow from investing activities was -$46.78 million, a significant decline from $89.32 million in the previous year, showing a change of approximately 152.4%[22]. - Cash inflow from financing activities amounted to $95.08 million, an increase from $58.45 million year-over-year, representing a growth of about 62.7%[23]. - The net cash flow from financing activities was $71.70 million, compared to $51.64 million in the previous year, indicating an increase of approximately 38.9%[23]. - The ending balance of cash and cash equivalents was $193.75 million, slightly up from $189.82 million in the previous year, reflecting a growth of about 2.5%[23]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,518,720,753.47, reflecting a growth of 4.23% compared to the end of the previous year[5]. - The company's current assets totaled RMB 1,084,797,357.66, a slight decrease from RMB 1,049,441,110.95 at the end of 2022, indicating a reduction of about 6.2%[15]. - Total liabilities as of Q1 2023 were ¥371,933,022.34, an increase of 14.6% from ¥324,506,860.61 in Q1 2022[16]. - The company's total liabilities increased, with accounts payable rising to RMB 150,684,119.63 from RMB 131,779,740.81, an increase of approximately 14.3%[15]. - Total equity attributable to shareholders was ¥1,135,260,293.89, up 1.2% from ¥1,121,461,083.67 in Q1 2022[16]. Research and Development - Research and development expenses totaled ¥19,774,462.14, accounting for 3.25% of operating revenue, an increase of 0.87% from the previous year[5]. - Research and development expenses for Q1 2023 were ¥19,774,462.14, an increase of 9.1% from ¥18,119,267.36 in Q1 2022[18]. Shareholder Information - The company reported a total of 5,013 common shareholders at the end of the reporting period[11]. Other Information - The company has not provided any new product or technology development updates in this report[13]. - There are no significant mergers or acquisitions reported during this quarter[13].