证券代码：688499 证券简称：利元亨 转债代码：118026 转债简称：利元转债 广东利元亨智能装备股份有限公司 接待调研情况 编号：2024-04001 | | □特定对象调研 □分析师会议 | | --- | --- | | 投资者关系活动 | □媒体采访 □业绩说明会 | | 类别 | □新闻发布会 □路演活动 | | | □现场参观 | | | ■其他（电话会议） | | 参与单位名称 | 中欧基金管理有限公司、耕霁（上海）投资管理有限公司、通用 | | | 技术创业投资有限公司、广州南粤基金集团有限公司、红线私募 | | | 基金管理(北京)有限公司、北京泰德圣私募基金管理有限公司、青 | | | 岛鸿竹资产管理有限公司、烟台佳杰投资有限公司、鸿运私募基 | | | 金管理（海南）有限公司、萍乡国投私募基金管理有限公司、前 | | | 海中船股权投资基金管理有限公司、东吴证券股份有限公司、中 | | | 国国际金融股份有限公司、国泰君安证券股份有限公司、海通证 | | | 券股份有限公司、中国银河证券股份有限公司、华泰证券股份有 | | | 限公司、瑞银证券有限责任公司、中天国富证券有限公司、华 ...

证券代码：688499 证券简称：利元亨 转债代码：118026 转债简称：利元转债 广东利元亨智能装备股份有限公司 接待调研情况 编号：2024-04001 | | □特定对象调研 □分析师会议 | | --- | --- | | 投资者关系活动 | □媒体采访 □业绩说明会 | | 类别 | □新闻发布会 □路演活动 | | | □现场参观 | | | ■其他（电话会议） | | 参与单位名称 | 中欧基金管理有限公司、耕霁（上海）投资管理有限公司、通用 | | | 技术创业投资有限公司、广州南粤基金集团有限公司、红线私募 | | | 基金管理(北京)有限公司、北京泰德圣私募基金管理有限公司、青 | | | 岛鸿竹资产管理有限公司、烟台佳杰投资有限公司、鸿运私募基 | | | 金管理（海南）有限公司、萍乡国投私募基金管理有限公司、前 | | | 海中船股权投资基金管理有限公司、东吴证券股份有限公司、中 | | | 国国际金融股份有限公司、国泰君安证券股份有限公司、海通证 | | | 券股份有限公司、中国银河证券股份有限公司、华泰证券股份有 | | | 限公司、瑞银证券有限责任公司、中天国富证券有限公司、华 ...

广东利元亨智能装备股份有限公司 2023 年年度股东大会会议资料 证券代码：688499 证券简称：利元亨 转债代码：118026 转债简称：利元转债 广东利元亨智能装备股份有限公司 2023 年年度股东大会 广东利元亨智能装备股份有限公司 二〇二四年五月 1 | 2023 | 年度股东大会会议须知 3 | | --- | --- | | 2023 | 年年度股东大会会议议程 5 | | 2023 | 年年度股东大会会议议案 7 | | 议案一 | 关于公司 2023 年年度报告及其摘要的议案 7 | | 议案二 | 关于公司 2023 年度董事会工作报告的议案 8 | | 议案三 | 关于公司独立董事 2023 年度述职报告的议案 19 | | 议案四 | 关于公司 2023 年度财务决算报告的议案 20 | | 议案五 | 关于公司董事 2024 年度薪酬方案的议案 26 | | 议案六 | 关于 2024 年度公司及子公司申请综合授信额度及对子公司提供担保预计的议案.27 | | 议案七 | 关于变更公司注册资本暨修订《公司章程》及办理工商登记的议案 29 | | 议案八 | 关于修订公司未来三年（20 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-041 | | --- | --- | --- | | 转债代码：118026 | 债券简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于使用部分闲置募集资金临时补充流动资金的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 广东利元亨智能装备股份有限公司（以下简称"公司"）于2024年4月24日召开第 二届董事会第四十次会议、第二届监事会第二十八次会议，审议通过了《关于使用 部分闲置募集资金临时补充流动资金的议案》，同意公司使用部分闲置募集资金不 超过人民币30,000万元（含30,000万元）进行临时补充流动资金，用于与公司主营业 务相关的业务，使用期限自公司董事会审议通过之日起不超过12个月。 一、募集资金基本情况 经中国证券监督管理委员会《关于同意广东利元亨智能装备股份有限公司向不 特定对象发行可转债注册的批复》（证监许可[2022]2066号）的同意，公司2022年10 月24日发行了面值总额9.5亿元的可转换公司债券（以下简 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-042 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 一、计提资产减值准备情况概述 广东利元亨智能装备股份有限公司（以下简称"公司"）根据《企业会计准则》 及公司会计政策、会计估计的相关规定，为真实、准确地反映公司 2024 年第一 季度的财务状况及经营成果，本着谨慎性原则，公司对截至 2024 年 3 月 31 日公 司及子公司的资产进行了减值测试，对可能发生资产减值损失的相关资产计提减 值准备。2024 年第一季度确认的资产减值准备为 4,460.84 万元。 | 具体情况如下表所示： | | --- | | 序号 | 项目 | 年第一季度 2024 计提金额（万元） | 备注 | | --- | --- | --- | --- | | 1 | 资产减值损失 | 329.50 | 存货跌价损失 | | 2 | 信用减值损失 | 4,131.34 | 应收账款坏账损失、合同资产减值 损失、其他应收款坏账损失等 | | | 合计 | 4,460.84 | | 二、计提资产减值准备 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-040 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 第二届监事会第二十八次会议决议公告 二、监事会会议审议情况 经与会监事审议表决，一致通过如下议案： 1. 审议通过《关于公司 2024 年第一季度报告的议案》 公司 2024 年第一季度报告的编制和审议程序符合法律、行政法规、《广东利元 亨智能装备股份有限公司章程》和公司内部管理制度的各项规定；2024 年第一季度 报告编制过程中，未发现公司参与报告编制和审议的人员有违反保密规定的行为。 具体内容详见公司同日披露于上海证券交易所网站(www.sse.com.cn)的《广东利 元亨智能装备股份有限公司 2024 年第一季度报告》。 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 2024年4月24日，广东利元亨智能装备股份有限公司（以下简称"公司"）第二 届监事会第二十八次会议在公司会议 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-043 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于参加2023年度科创板电池专场集体业绩说明会暨2024年第 一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 三、参加人员 重要内容提示： ● 投资者可于 2024 年 5 月 8 日(星期三)16:00 前通过邮件、电话等形式将 需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普遍关 注的问题进行回答。 广东利元亨智能装备股份有限公司（以下简称"公司"）已分别于 2024 年 4 月 20 日、4 月 24 日、4 月 25 日发布了《广东利元亨智能装备股份有限公司 2023 年年度报告》《广东利元亨智能装备股份有限公司 2023 年年度报告（更正版）》 和《广东利元亨智能装备股份有限公司 2024 年第一季度报告》，为便于广大投 资者更全面深入地了解公司 2023 ...

Financial Performance - The company's revenue for Q1 2024 was ¥760,368,146.77, representing a decrease of 39.94% compared to the same period last year[3] - Total operating revenue for Q1 2024 was ¥760,368,146.77, a decrease of 40% compared to ¥1,265,988,170.92 in Q1 2023[21] - The net loss attributable to shareholders was ¥187,855,150.85, with a basic and diluted earnings per share of -¥1.53[3] - Net loss for Q1 2024 was ¥188,953,272.84, compared to a net loss of ¥66,893,750.66 in Q1 2023, indicating a significant increase in losses[22] - The net profit for Q1 2024 was a loss of ¥162,077,080.95, compared to a loss of ¥14,147,384.49 in Q1 2023, indicating a significant decline in profitability[34] Assets and Liabilities - The total assets at the end of the reporting period were ¥10,118,846,243.78, a 1.68% increase from the end of the previous year[4] - The company's total assets increased to ¥10,118,846,243.78 in Q1 2024 from ¥9,951,615,972.15 in Q1 2023, representing a growth of approximately 1.68%[18] - Total liabilities rose to ¥7,873,890,972.33 in Q1 2024, compared to ¥7,525,463,882.73 in Q1 2023, marking an increase of about 4.63%[18] - The total liabilities increased to ¥7,633,892,553.53 in Q1 2024 from ¥7,405,597,917.55 in Q1 2023, reflecting a rise of 3.1%[31] Cash Flow - Operating cash flow showed improvement, with a notable increase in cash inflow due to stricter collection policies and reduced cash outflow through cost control measures[8] - Cash inflow from financing activities in Q1 2024 was ¥417.11 million, compared to ¥173.84 million in Q1 2023, showing an increase of 140%[27] - The cash flow from operating activities showed a net outflow of ¥281,990,533.88 in Q1 2024, an improvement from a net outflow of ¥634,463,964.39 in Q1 2023[36] - The company recorded a significant increase in cash inflow from operating activities, totaling ¥842,009,412.18 in Q1 2024, compared to ¥393,300,970.60 in Q1 2023, representing a growth of 114.3%[36] Research and Development - Research and development expenses totaled ¥107,426,861.71, accounting for 14.13% of revenue, an increase of 3.38 percentage points year-on-year[4] - Research and development expenses for Q1 2024 were ¥107,426,861.71, down from ¥136,080,300.46 in Q1 2023, reflecting a decrease of approximately 21%[21] - Research and development expenses for Q1 2024 were ¥75,144,432.15, down 32.8% from ¥111,910,002.18 in Q1 2023, indicating a focus on cost management[33] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 8,931, with the largest shareholder holding 45.61% of the shares[9] - The controlling shareholder has increased their stake by acquiring 238,713 shares for a total of RMB 564.37 million, reaching the lower limit of their planned buyback of between RMB 5 million and RMB 10 million[14] - The company plans to maintain its stock price stability through this buyback strategy, which is expected to last for six months starting February 1, 2024[13] - The top five shareholders hold significant stakes, with the largest being Hong Kong Central Clearing Limited at 1,640,998 shares[11] Market Activity - The company has engaged in financing activities, with a notable amount of shares involved in margin trading and securities lending, indicating active market participation[12] - The company reported a decrease in trading financial assets from RMB 115,453,660.23 to RMB 13,515,590.40, a decline of approximately 88.3%[16] - The company is focused on enhancing investor confidence through strategic share buybacks and maintaining a positive market image[13]

Financial Performance - The company reported a loss for the year 2023 due to high operating expenses and a decline in gross profit margin, attributed to the transition from consumer lithium batteries to power lithium batteries [4]. - The comprehensive gross profit margin decreased, impacting overall financial performance, with significant asset impairment and credit loss provisions contributing to the losses [4]. - The company has not yet achieved profitability since its listing, indicating ongoing financial challenges [4]. - Future performance may decline further if the company cannot effectively address the adverse factors impacting its operations [4]. - The net profit attributable to shareholders was a loss of CNY 188.02 million, a decrease of 164.94% from a profit of CNY 289.52 million in the previous year [22]. - The net cash flow from operating activities was a negative CNY 1.26 billion, a decrease of 677.65% compared to a positive cash flow of CNY 218.76 million in 2022 [24]. - The basic and diluted earnings per share for 2023 were both CNY -1.70, a decrease of 172.34% from CNY 2.35 in 2022 [23]. - The company's total assets increased by 5.02% to CNY 9.95 billion at the end of 2023, compared to CNY 9.48 billion at the end of 2022 [23]. - The company reported a significant increase in management expenses, including personnel costs and depreciation, contributing to the overall loss for the year [24]. - The company reported a net cash flow from operating activities that was negative, indicating potential short-term operational and debt repayment pressures [137]. Strategic Plans and Investments - The company plans not to distribute cash dividends or issue bonus shares for the 2023 fiscal year, as approved by the board [6]. - Increased investments in management and R&D were made to support rapid business expansion and product technology iteration [4]. - The company plans to continue expanding production capacity to meet customer delivery demands despite the current financial challenges [24]. - The company plans to raise up to 992.03 million yuan through a private placement to invest in smart manufacturing and digital solutions [35]. - The company aims to enhance its position in the intelligent manufacturing equipment sector by focusing on high-quality clients and expanding its service offerings [65]. - The company is focused on expanding its market presence in the intelligent manufacturing sector, particularly in lithium batteries, photovoltaics, and hydrogen energy, positioning itself as a global leader in these fields [41]. - The company is actively involved in the development of new technologies and products, particularly in the fields of energy storage and intelligent logistics, to capitalize on market trends [68]. - The company is committed to sustainable development and has aligned its strategies with the "dual carbon goals" proposed in 2020 [120]. Research and Development - Research and development expenses accounted for 10.61% of operating revenue, a decrease of 1.08 percentage points from 11.69% in 2022 [23]. - The company filed 614 patent applications, including 255 invention patents, and received 625 authorized patents, with 142 being invention patents, significantly boosting its technological competitiveness in the new energy equipment sector [38]. - The company’s R&D investment in the current year was ¥517,383,429.25 for expensed R&D, reflecting a 9.81% increase from the previous year [92]. - The company is focusing on R&D activities related to intelligent manufacturing technologies and processes, establishing a forward-looking research model that includes market analysis and project evaluation [56]. - The company has established a national-level postdoctoral workstation and has received over 30 national and provincial honors, including recognition as a national high-tech enterprise [66]. Market and Competition - The company faces risks related to market competition and the ongoing adjustment period for power lithium battery technology, which may further affect future performance [4]. - The company’s revenue structure has shifted towards power lithium batteries, which has led to increased operational scale but also higher management and R&D costs, contributing to recent losses [131]. - The company is expanding into the photovoltaic equipment sector, which poses high demands on its technical and market development capabilities [134]. - The company is expected to benefit from the ongoing transition to sustainable energy and the increasing demand for smart warehousing solutions [68]. Operational Efficiency and Technology - The company achieved a comprehensive operational improvement through digital solutions like "Hurricane Manufacturing," which focuses on data governance and application management to enhance operational metrics for lithium battery enterprises [37]. - The company has implemented a comprehensive strategy for domestic substitution, continuously launching self-developed products to help clients reduce production costs and optimize processes [37]. - The company has developed seven core technologies, including perception technology, control technology, execution technology, digital technology, intelligent warehousing technology, laser application technology, and vacuum technology [77]. - The company is focusing on expanding its market presence through the development of new technologies and products aimed at high-precision equipment control [80]. - The company has implemented advanced multi-axis synchronous control technology to enhance the efficiency of lithium battery production processes, achieving high-speed operations in various manufacturing steps [80]. Governance and Management - The company is committed to transparency and has received a standard unqualified audit report from its accounting firm [5]. - The management has highlighted potential risks in the "Management Discussion and Analysis" section of the report [4]. - The company has held four shareholder meetings and fifteen board meetings in the reporting period, ensuring effective governance and decision-making processes [185]. - The company is committed to improving its internal control system and compliance management to support sustainable development and risk management [183]. International Expansion - The company established wholly-owned subsidiaries in South Korea and Japan, and offices in Thailand and India, achieving record high overseas equipment deliveries and order sizes [32]. - The company has established subsidiaries or offices in multiple countries including Germany, Poland, Switzerland, the UK, the US, Canada, South Korea, and Japan to enhance local R&D, production, sales, and after-sales service capabilities [130]. - The company is focusing on high-quality development and aims to improve operational safety and governance standards in 2024 [179]. Employee and Compensation - The total compensation received by Zhou Junxiong, the Chairman and CEO, was 904,000 RMB for the reporting period [191]. - The total number of shares held by the company’s core technical personnel increased by 994,650 shares during the reporting period, from 3,009,273 to 4,003,923 shares [195]. - The total compensation for the independent directors was 10,000 RMB each for the reporting period [192].

ENVIRONMENTAL, SOCIALAND CORPORATE GOVERNANCE (ESG) REPORT 01 02 03 04 05 06 07 01 / 02 with lyric 予智造以 PREFACE 本报告是广东利元亨智能装备股份有限公司（以下简称"利元亨"或"公司"）向社会公开发布的年度环境、社会及公司 治理(ESG)报告(以下简称"本报告"),与本公司2023年度报告同时发布。 以客观真实为原则，本报告披露了利元亨在社会责任管理、职工权益保护、环境保护与可持续发展、公共关系与社会公益 活动等各方面的工作总结，旨在增进公司与社会各主体大众之间的沟通和交流。 () 报告时间范围 本报告时间范围为2023年1月1日至2023年12月 31日,部分内容超出报告期范围。 aga 报告组织范围 本报告披露信息的范围涵盖广东利元亨智能装备 股份有限公司及其附属公司，与利元亨合并报表 范围一致。 000 报告数据说明 报告中所披露的文字信息和量化数据均来自公司实际运行的原始记录或财务报告。相关财务数据与公司年度报告不 符的，以年度报告为准。报告中的财务数据均以人民币为单位。 | 07 | | -- ...