广东九联科技股份有限公司 投资者关系活动记录表 （2023 年 11 月 23 日） 股票简称：九联科技 股票代码： 688609 √特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系活动 类别 □新闻发布会 □路演活动 □现场参观 □ 其他 参与单位名称 金鹰基金、一瓢资本、吾同投资、山西证券、海通通信 时间 2023年11月20日-2023年11月23日 地点 电话会议、公司会议室 董事长、总经理：詹启军 公司接待人员 董事会秘书、副总经理：胡嘉惠 证券事务代表：邓婧芬 一、 董事会秘书介绍公司整体情况： 公司成立于2001年11月，股本5亿股，2021年3月在科创板挂牌上市，公司业务主要 涉及七个方面，分别是智能多媒体信息终端、智能家庭网络通信设备、物联网模块、光通信 模块、智慧城市、5G+8K LCD专业显示以及鸿蒙AI产品。 公司六大产品线分别是光通信产品线、组网产品线、AR/VR 产品线、智慧视觉产品线、 计算产品线以及多媒体终端产品线。其中家庭多媒体信息终端主要是网络机顶盒、DVB 数字 机顶盒；智能家庭网络通信设备主要是 ONU 智能家庭网关、ONU 融合型智能家庭网关、融合 ...

证券代码：688609 证券简称：九联科技 公告编号：2023-069 广东九联科技股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 二、 说明会召开的时间、地点 （一） 会议召开时间：2023 年 11 月 24 日 上午 11：00-12:00 （二） 会议召开地点：上证路演中心 （三） 会议召开方式：上证路演中心网络文字互动 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间：2023 年 11 月 24 日 （周五）上午 11：00-12:00 会 议 召 开 地 点 ： 上海证券 交易所上证路演中心（ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络文字互动 投资者可于2023年11月17日(星期五)至2023年11月23日(星期四)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 （jlzqb@unionman.com.cn）进行提问。公司将在说明会上对投资者普遍关注的 问题进行回答。 广东九 ...

(以下无正文) 一、截止目前,本人詹启军不存在应当披露而未披露的重大信息,包括但不限于 正在筹划的并购重组、股份发行、债务重组、业务重组、资产剥离和资产注 入等重大事项; 二、在本次股票交易异常波动期间,本人不存在买卖贵公司股票的情形。 特此函复。 关于《广东九联科技股份有限公司股票交易异常波动问询函》 的回函 广东九联科技股份有限公司: 贵公司发出的《广东九联科技股份有限公司股票交易异常波动问询函》已收 悉,经认真自查核实,现将有关问题回复如下: ...

关于《广东九联科技股份有限公司股票交易异常波动问询函》 的回函 广东九联科技股份有限公司: 贵公司发出的《广东九联科技股份有限公司股票交易异常波动问询函》已收 悉,经认真自查核实,现将有关问题回复如下: (以下无正文) 一、截止目前,本人林榕不存在应当披露而未披露的重大信息,包括但不限于正 在筹划的并购重组、股份发行、债务重组、业务重组、资产剥离和资产注入 等重大事项: 二、在本次股票交易异常波动期间,本人不存在买卖贵公司股票的情形。 特此函复。 ...

经公司自查并书面询证公司控股股东及实际控制人，截至本公告披露日， 公司不存在应披露而未披露的重大信息。 2023 年前三季度，公司累计实现营业收入 157,308.91 万元，归属于上市 公司股东的净利润为-12,064.92 万元，实现扣除非经常性损益净利润- 12,112.17 万元。公司特别提醒广大投资者，注意投资风险，理性决策，审慎投 资。 目前鸿蒙操作系统处于生态建设期，操作系统的发展有赖于整个生态建设 及市场需求等多种因素，后续应用推广存在不确定性。公司鸿蒙相关业务目前销 售整体占比不高，敬请广大投资者谨慎决策，注意防范投资风险。 证券代码：688609 证券简称：九联科技 公告编号：2023-068 广东九联科技股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 广东九联科技股份有限公司（以下简称"公司"）A 股股票于 2023 年 11 月 10 日、11 月 13 日、11 月 14 日连续三个交易日内日收盘价格涨幅偏离值累计 达到 30%，根据《上海证券 ...

广东九联科技股份有限公司 证券代码：688609 证券简称：九联科技 公告编号：2023-067 重要提示内容： 关于公司股东、实际控制人的一致行动人之一的股 份完成继承过户的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 本次股份变动系公司原股东、实际控制人的一致行动人之一赖伟林先生 辞世，其生前持有的公司股份由赖伟林先生的配偶陈文英女士和儿子赖开愚先生 继承所致。 1 / 2 （赖伟林先生的配偶）和赖开愚先生（赖伟林先生的儿子）名下，并取得中国证 券登记结算有限责任公司出具的《过户登记确认书》。 本次证券过户登记完成后，证券非交易过户明细如下： 本次股份变动不会导致公司实际控制人发生变化。 广东九联科技股份有限公司（以下简称"公司"）于近日收到公司原股东、 实际控制人的一致行动人赖伟林先生家属通知，赖伟林先生生前持有的 16,181,820 股公司股份已过户至其继承人陈文英女士（赖伟林先生的配偶）和 赖开愚先生（赖伟林先生的儿子）名下，并取得中国证券登记结算有限责任公司 出具的《过户登记确认书》。现将具体 ...

Company Profile and Key Financial Performance [Important Notice](index=1&type=section&id=Important%20Notice) The report confirms legal responsibility for content accuracy, with unaudited financial statements and no modified opinion - The company's board of directors, supervisory board, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report content and bear legal responsibility[2](index=2&type=chunk) - The third-quarter financial statements are unaudited[2](index=2&type=chunk) - No modified audit opinion was issued by the auditors[2](index=2&type=chunk) [Key Financial Data and Indicators](index=1&type=section&id=Key%20Financial%20Data%20and%20Indicators) In Q1-Q3 2023, operating revenue decreased by **16.38%**, and net profit attributable to parent company shareholders declined **355.33%** to a **121 million yuan** loss [Key Accounting Data and Financial Indicators](index=1&type=section&id=Key%20Accounting%20Data%20and%20Financial%20Indicators) In Q1-Q3 2023, operating revenue decreased by **16.38%**, net profit turned to loss, and operating cash flow became negative Key Financial Indicators for Q1-Q3 2023 | Indicator | Current Period (Q3) | YoY Change (%) | YTD | YoY Change (%) | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue (yuan) | 416,802,521.20 | -19.65 | 1,573,089,067.72 | -16.38 | | Net Profit Attributable to Shareholders of Listed Company (yuan) | -92,252,688.03 | N/A | -120,649,220.05 | -355.33 | | Net Profit Attributable to Shareholders of Listed Company Excluding Non-Recurring Gains/Losses (yuan) | -91,869,188.17 | N/A | -121,121,723.54 | -360.75 | | Net Cash Flow from Operating Activities (yuan) | N/A | N/A | -287,818,034.69 | -249.10 | | Basic Earnings Per Share (yuan/share) | -0.1876 | N/A | -0.2447 | -357.58 | | Diluted Earnings Per Share (yuan/share) | -0.1876 | N/A | -0.2447 | -357.58 | | Weighted Average Return on Net Assets (%) | -8.08 | Decreased 7.77 percentage points | -10.16 | Decreased 13.80 percentage points | | Total R&D Investment (yuan) | 46,117,200.67 | 15.24 | 123,477,356.73 | 2.28 | | R&D Investment as % of Operating Revenue (%) | 11.06 | Increased 3.35 percentage points | 7.85 | Increased 1.43 percentage points | | **As of Report End** | | | | | | Total Assets (yuan) | 2,939,847,398.64 | 4.27 (vs. End of Last Year) | | | | Total Equity Attributable to Shareholders of Listed Company (yuan) | 1,112,968,739.61 | -13.60 (vs. End of Last Year) | | | - The decline in operating revenue and net profit is primarily due to the global macroeconomic environment and the semiconductor industry downturn, with downstream demand not fully recovering and market competition leading to lower product selling prices[5](index=5&type=chunk) - The company continues to implement its medium-to-long-term development strategy, increasing investment and personnel reserves related to technological innovation, new product development, new businesses, and overseas market expansion, leading to an increase in R&D expenses and their proportion to operating revenue[5](index=5&type=chunk) [Non-Recurring Gains and Losses](index=2&type=section&id=Non-Recurring%20Gains%20and%20Losses%20Items%20and%20Amounts) During the period, total non-recurring gains and losses were negative, mainly from asset disposal, government grants, and other non-operating items Non-Recurring Gains and Losses Items for Q1-Q3 2023 | Item | Amount for Current Period (Q3) (yuan) | Amount YTD (yuan) | | :--- | :--- | :--- | | Gains/Losses on Disposal of Non-Current Assets | -19,871.29 | -302,887.42 | | Government Grants Recognized in Current Profit/Loss | 1,043,085.94 | 2,677,114.66 | | Gains from Investment Cost Less Than Fair Value of Identifiable Net Assets Acquired from Subsidiaries, Associates, and Joint Ventures | 148,277.23 | 148,277.23 | | Fair Value Changes and Investment Income from Trading Financial Assets/Liabilities, Derivative Financial Assets/Liabilities, and Other Debt Investments (excluding effective hedge accounting) | 0 | 462,000.00 | | Other Non-Operating Income and Expenses | -1,991,887.08 | -2,983,713.30 | | Other Income/Loss Items Meeting the Definition of Non-Recurring Gains/Losses | 0 | 184,843.40 | | Less: Income Tax Impact | 426,496.45 | 573,702.34 | | Minority Interest Impact (After Tax) | -863,391.79 | -860,571.26 | | **Total** | **-383,499.86** | **472,503.49** | [Analysis of Changes in Financial Indicators](index=4&type=section&id=Analysis%20of%20Changes%20in%20Key%20Accounting%20Data%20and%20Financial%20Indicators) Net profit, EPS, and operating cash flow significantly decreased due to reduced revenue and lower gross margin - Net profit attributable to shareholders of the listed company (for the current period and YTD) decreased, mainly due to reduced operating revenue and lower gross margin[10](index=10&type=chunk) - Net cash flow from operating activities (for the current period) decreased, primarily due to increased cash payments to suppliers[11](index=11&type=chunk) - Net cash flow from operating activities (YTD) decreased by **249.10%**, mainly due to reduced cash received from sales of goods and services and decreased tax refunds received[11](index=11&type=chunk) [Shareholder Information](index=5&type=section&id=II.%20Shareholder%20Information) [Total Number of Common Shareholders and Top Ten Shareholders' Shareholding](index=5&type=section&id=Total%20Number%20of%20Common%20Shareholders%20and%20Voting%20Rights%20Restored%20Preferred%20Shareholders%20and%20Top%20Ten%20Shareholders'%20Shareholding%20Table) As of report end, the company had **21,559** common shareholders, with Zhan Qijun holding **12.27%** and several top shareholders acting in concert - As of the end of the reporting period, the total number of common shareholders was **21,559**[13](index=13&type=chunk) Top 10 Shareholders' Shareholding as of Report End | Shareholder Name | Shareholder Type | Number of Shares Held (shares) | Shareholding Ratio (%) | Number of Restricted Shares Held (shares) | | :--- | :--- | :--- | :--- | :--- | | Zhan Qijun | Domestic Natural Person | 61,345,440 | 12.27 | 61,345,440 | | Lin Rong | Domestic Natural Person | 41,127,280 | 8.23 | 41,127,280 | | Hu Jiahui | Domestic Natural Person | 26,181,820 | 5.24 | 26,181,820 | | Huiwen Tianfu (Suzhou) Investment Enterprise (Limited Partnership) | Other | 22,009,503 | 4.40 | 0 | | Lai Weilin | Domestic Natural Person | 16,181,820 | 3.24 | 16,181,820 | | Xu Hua | Domestic Natural Person | 16,181,820 | 3.24 | 16,181,820 | | Ling Jun | Domestic Natural Person | 10,200,000 | 2.04 | 10,200,000 | | Zhang Jiabin | Domestic Natural Person | 8,578,000 | 1.72 | 0 | | Guangdong Jiulian Technology Co., Ltd. - 2023 Employee Stock Ownership Plan | Other | 6,980,000 | 1.40 | 0 | | Guangdong Jiulian Technology Co., Ltd. Repurchase Special Securities Account | Other | 5,964,592 | 1.19 | 0 | - Zhan Qijun, Lin Rong, Hu Jiahui, Ling Jun, Xu Hua, and Lai Weilin are parties acting in concert[14](index=14&type=chunk) [Financial Statement Details](index=7&type=section&id=IV.%20Quarterly%20Financial%20Statements) [Audit Opinion](index=7&type=section&id=(I)%20Type%20of%20Audit%20Opinion) The financial statements for this quarter are unaudited - The financial statements for this quarter are unaudited[16](index=16&type=chunk) [Consolidated Balance Sheet](index=7&type=section&id=Consolidated%20Balance%20Sheet) As of September 30, 2023, total assets were **2.94 billion yuan**, up **4.27%**, with increased liabilities and decreased equity Key Data from Consolidated Balance Sheet as of September 30, 2023 | Item | September 30, 2023 (yuan) | December 31, 2022 (yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents (yuan) | 291,065,069.66 | 289,705,247.04 | 0.47 | | Notes Receivable (yuan) | 53,208,036.05 | 175,822,540.21 | -69.74 | | Accounts Receivable (yuan) | 856,597,938.47 | 795,361,701.12 | 7.70 | | Inventories (yuan) | 489,253,851.04 | 576,728,536.97 | -15.29 | | Total Current Assets (yuan) | 1,960,226,595.17 | 1,962,830,303.95 | -0.13 | | Fixed Assets (yuan) | 605,299,149.30 | 405,722,036.63 | 49.19 | | Construction in Progress (yuan) | 83,262,730.84 | 174,322,674.83 | -52.24 | | Total Non-Current Assets (yuan) | 979,620,803.47 | 856,746,644.62 | 14.34 | | **Total Assets (yuan)** | **2,939,847,398.64** | **2,819,576,948.57** | **4.27** | | Short-Term Borrowings (yuan) | 778,437,973.17 | 458,909,524.94 | 69.62 | | Notes Payable (yuan) | 6,470,000.00 | 105,421,736.54 | -93.86 | | Accounts Payable (yuan) | 477,767,793.14 | 414,643,004.00 | 15.22 | | Total Current Liabilities (yuan) | 1,482,651,912.03 | 1,277,238,742.00 | 16.08 | | Long-Term Borrowings (yuan) | 300,046,692.71 | 180,285,480.56 | 66.43 | | Total Non-Current Liabilities (yuan) | 348,168,226.16 | 255,751,367.71 | 36.13 | | **Total Liabilities (yuan)** | **1,830,820,138.19** | **1,532,990,109.71** | **19.43** | | Total Equity Attributable to Parent Company Shareholders (yuan) | 1,112,968,739.61 | 1,288,148,177.31 | -13.60 | | **Total Shareholders' Equity (yuan)** | **1,109,027,260.45** | **1,286,586,838.86** | **-13.79** | - Short-term and long-term borrowings significantly increased, leading to a substantial rise in total liabilities[18](index=18&type=chunk)[19](index=19&type=chunk) - Total equity attributable to parent company shareholders decreased by **13.60%**, reflecting the impact of the company's declining profitability on net assets[19](index=19&type=chunk) [Consolidated Income Statement](index=9&type=section&id=Consolidated%20Income%20Statement) In Q1-Q3 2023, total operating revenue decreased by **16.38%**, and both operating profit and net profit turned to loss Key Data from Consolidated Income Statement for Q1-Q3 2023 | Item | Q1-Q3 2023 (Jan-Sep) (yuan) | Q1-Q3 2022 (Jan-Sep) (yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Total Operating Revenue (yuan) | 1,573,089,067.72 | 1,881,193,232.52 | -16.38 | | Operating Cost (yuan) | 1,365,137,230.61 | 1,474,843,793.38 | -7.44 | | Selling Expenses (yuan) | 120,230,067.65 | 141,520,245.12 | -15.05 | | Administrative Expenses (yuan) | 68,146,299.01 | 54,047,961.53 | 26.09 | | R&D Expenses (yuan) | 123,477,356.73 | 120,720,223.68 | 2.28 | | Financial Expenses (yuan) | 21,242,198.60 | 28,821,258.78 | -26.30 | | Operating Profit (yuan) | -146,834,314.57 | 47,007,979.95 | -412.37 | | Total Profit (yuan) | -149,741,791.60 | 43,301,405.67 | -445.99 | | Net Profit (yuan) | -124,339,666.95 | 45,502,084.87 | -373.27 | | Net Profit Attributable to Parent Company Shareholders (yuan) | -120,649,220.05 | 47,252,434.42 | -355.33 | | Basic Earnings Per Share (yuan/share) | -0.2447 | 0.0950 | -357.58 | - Operating profit, total profit, and net profit all turned from profit to loss compared to the same period last year, reflecting the severe challenges faced by the company's operations[22](index=22&type=chunk)[23](index=23&type=chunk) - Administrative expenses increased by **26.09%** year-on-year, and R&D expenses increased by **2.28%** year-on-year, indicating increased company investment in operations and R&D[22](index=22&type=chunk) [Consolidated Cash Flow Statement](index=12&type=section&id=Consolidated%20Cash%20Flow%20Statement) In Q1-Q3 2023, operating cash flow turned negative to **-288 million yuan**, while financing cash flow turned positive due to increased borrowings Key Data from Consolidated Cash Flow Statement for Q1-Q3 2023 | Item | Q1-Q3 2023 (Jan-Sep) (yuan) | Q1-Q3 2022 (Jan-Sep) (yuan) | Change (%) | | :--- | :--- | :--- | :--- | | Cash Received from Sales of Goods and Services (yuan) | 1,520,266,551.38 | 2,033,018,048.61 | -25.22 | | Cash Paid for Goods and Services (yuan) | 1,401,291,013.46 | 1,372,044,076.75 | 2.13 | | **Net Cash Flow from Operating Activities (yuan)** | **-287,818,034.69** | **193,033,803.52** | **-249.10** | | Net Cash Flow from Investing Activities (yuan) | -124,581,317.15 | -148,295,552.67 | 15.99 | | Cash Received from Borrowings (yuan) | 844,918,671.55 | 503,081,734.54 | 68.00 | | Cash Paid for Debt Repayment (yuan) | 331,683,120.18 | 692,220,850.00 | -52.09 | | **Net Cash Flow from Financing Activities (yuan)** | **435,123,760.20** | **-402,742,030.31** | **208.19** | | Net Increase in Cash and Cash Equivalents (yuan) | 24,414,480.39 | -355,711,594.54 | 106.86 | | Cash and Cash Equivalents at Period End (yuan) | 269,939,618.53 | 197,706,919.77 | 36.54 | - Net cash flow from operating activities turned from a positive value in the same period last year to a significant negative, primarily due to decreased cash received from sales of goods and increased cash paid for purchases of goods[26](index=26&type=chunk)[27](index=27&type=chunk) - Net cash flow from financing activities turned from negative to positive, mainly benefiting from a substantial increase in cash received from borrowings, compensating for the shortfall in operating cash flow[27](index=27&type=chunk)[28](index=28&type=chunk)

广东九联科技股份有限公司 独立董事关于第五届董事会第十一次会议 相关事项的独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立 董事规则》《独立董事工作制度》《广东九联科技股份有限公司章程》（以下简 称"《公司章程》"）等相关法律法规、规章制度的有关规定，要求我们作为广 东九联科技股份有限公司（以下简称"公司"）的独立董事，本着公平、客观、 公正的原则，对公司于 2023 年 10 月 26 日召开的第五届董事会第十一次会议审 议的相关议案及事项发表如下独立意见： 一、 关于向控股子公司提供财务资助的议案的独立董事意见 独立董事认为，控股子公司九联启航，目前正处于快速发展期，存在一定的 资金需求，公司向其给予一定的财务资助，有利于促进其项目建设及相关业务开 展。在不影响公司正常经营的情况下，公司向控股子公司提供财务资助，有利于 提高资金使用效率，充分发挥公司整体规模优势，降低资金成本，并已采取了必 要的风险控制及保障措施，不存在损害公司及股东利益特别是中小股东利益的情 形。 综上，公司独立董事一致同意公司向控股子公司九联启航提供人民币 1,000 万元的财务资助。 广东九联科技股份有限 ...

民生证券股份有限公司关于 广东九联科技股份有限公司 向控股子公司提供财务资助的核查意见 民生证券股份有限公司（以下简称"民生证券"或"保荐机构"）作为广东 九联科技股份有限公司（以下简称"九联科技"或"公司"）首次公开发行股票 并在科创板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《上海证 券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指引 第 1 号——规范运作》等有关规定，就九联科技向控股子公司提供财务资助事项 进行了核查，核查情况如下： 一、财务资助概况 为了提高资金使用效率，充分发挥公司整体规模优势，降低资金成本，公司 拟向控股子公司提供财务资助，以解决控股子公司部分经营资金短缺的需求。公 司拟向控股子公司提供财务资助金额 1,000 万元人民币，协议将在借款期限内根 据实际需求进行签署，少数股东崔鹤因资金原因，未能提供同比例的财务资助， 财务资助具体情况如下： （一）借款事项概述 1 借款用途：由于九联启航业务发展对资金需求较大，为解决其生产经营资金 缺口，满足九联启航的业务发展需求，公司在不影响自身生产经营的情况下向九 联启航提供财务资助。 | 名称 | 北京九联启航科 ...