北京市金杜律师事务所 关于北方铜业股份有限公司 2023 年度向特定对象发行 A 股股票 的 法律意见书 二〇二三年八月 | 目录 | | --- | | 释义 | 3 | | --- | --- | | 引言 | 8 | | 一、 本所及经办律师简介 | 8 | | 二、 本所制作本法律意见书和《律师工作报告》的工作过程 | 10 | | 正文 | 14 | | 一、 本次发行的批准和授权 | 14 | | 二、 发行人本次发行的主体资格 | 15 | | 三、 本次发行的实质条件 | 16 | | 四、 发行人的设立 | 20 | | 五、 发行人的独立性 | 21 | | 六、 发起人和股东 | 24 | | 七、 发行人的股本及其演变 | 28 | | 八、 发行人的业务 | 29 | | 九、 关联交易与同业竞争 | 33 | | 十、 发行人的主要财产 | 42 | | 十一、 发行人的重大债权债务 | 46 | | 十二、 发行人近三年的重大资产变化及收购兼并 | 47 | | 十三、 发行人公司章程的制定与报告期内的修改 | 48 | | 十四、 发行人股东大会、董事会、监事会议事规则及规范运 ...

证券代码：000737 证券简称：北方铜业 公告编号：2023-43 北方铜业股份有限公司 2023 年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、误导 性陈述或重大遗漏。 特别提示 1、 本次股东大会不存在否决议案的情形。 2、 本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 1、 现场会议时间：2023 年 8 月 21 日（星期一）14:30 网络投票时间：通过深圳证券交易所交易系统进行网络投票的具体时间为： 2023 年 8 月 21 日 9：15—9：25，9：30—11：30 和 13：00—15：00；通过深圳 证券交易所互联网投票系统投票的具体时间为：2023 年 8 月 21 日 9:15 至 15:00。 2、 召开地点：山西省垣曲县东峰山公司办公楼三楼会议室 3、 召开方式：现场投票与网络投票相结合的方式 4、 召集人：公司董事会 5、 主持人：董事长魏迎辉先生 6、 本次会议的召集、召开符合《中华人民共和国公司法》《上市公司股东 大会规则》《深圳证券交易所股票上市规则》等有关法律、行政法规、部门规章、 规 ...

致：北方铜业股份有限公司 北京市金杜律师事务所（以下简称本所）接受北方铜业股份有限公司（以下 简称公司）的委托，根据《中华人民共和国证券法》（以下简称《证券法》）、 《中华人民共和国公司法》（以下简称《公司法》）、中国证券监督管理委员会 （以下简称中国证监会）《上市公司股东大会规则（2022 年修订）》（以下简称 《股东大会规则》）等中华人民共和国境内（以下简称中国境内，为本法律意见 书之目的，不包括中国香港特别行政区、中国澳门特别行政区和中国台湾地区） 现行有效的法律、行政法规、部门规章、规范性文件和现行有效的《北方铜业股 份有限公司章程》有关规定，指派律师出席了公司于 2023 年 8 月 21 日召开的 2023 年第三次临时股东大会（以下简称本次股东大会），并就本次股东大会相关 事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的以下文件，包括但不限于： 1. 经公司 2022 年第三次临时股东大会审议通过的《北方铜业股份有限公司 章程》（以下简称《公司章程》）； 北京市金杜律师事务所 关于北方铜业股份有限公司 2023 年第三次临时股东大会的法律意见书 2. 公司分别于 2023 年 ...

获得有权国资监管单位批准的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北方铜业股份有限公司（以下简称"公司"）于2023年5月30日召开第九届董 事会第十六次会议、第九届监事会第十二次会议，审议通过了关于向特定对象发行 A股股票的相关议案，具体内容详见公司2023年5月31日登载在《上海证券报》《证 券时报》和巨潮资讯网（www. cninfo.com.cn）上的相关公告。 近日，公司收到间接控股股东山西云时代技术有限公司（以下简称"云时代公 司"）转发的《关于云时代公司旗下北方铜业向特定对象发行股票的意见》(晋国 资运营函〔2023〕204号)。截至目前，公司已取得有权国资监管单位山西省国有资 本运营有限公司关于公司向特定对象发行A股股票相关事项的同意： 一、原则同意公司向特定对象发行股票，募集资金规模不超过100,000万元 （含），且发行数量不超过531,736,850股（含）。 证券代码：000737 证券简称：北方铜业 公告编号：2023-42 北方铜业股份有限公司 关于向特定对象发行A股股票相关事项 2023 年 8 月 16 日 二、云 ...

证券代码：000737 证券简称：北方铜业 公告编号：2023-41 北方铜业股份有限公司 关于收购资产完成股权交割的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、交易概述 北方铜业股份有限公司（以下简称"公司"）于2023年7月18日召开了第九 届董事会第十七次会议、第九届监事会第十三次会议，于2023年8月3日召开了 2023年第二次临时股东大会，审议通过了《关于收购侯马北铜铜业有限公司100% 股权暨关联交易的议案》。公司拟以支付现金的方式收购控股股东中条山有色金 属集团有限公司的全资子公司侯马北铜铜业有限公司（以下简称"侯马北铜"） 100%股权。本次交易的具体情况详见公司于2023年7月19日披露的《关于收购资 产暨关联交易的公告》（公告编号：2023-33）。 二、进展情况 截至本公告披露日，本次收购侯马北铜资产的股权交割情况如下： 近日，侯马北铜100%股权的过户、章程修订及相关工商变更登记手续已完成, 公司按股权收购协议约定向转让方支付了全部股权转让款33,891.46万元，并完 成了侯马北铜的管理权交接，本次资产收购的股权交割完成 ...

Financial Performance - The company's operating revenue for the first quarter was CNY 2,589,843,692.51, a decrease of 18.23% compared to the same period last year[43]. - The net profit attributable to shareholders of the listed company was CNY 203,622,149.36, down 24.05% year-on-year[43]. - The weighted average return on net assets decreased to 6.34%, down 1.73% from the previous year[43]. - Total operating revenue for the first quarter was ¥2,589,843,692.51, a decrease of 18.1% compared to ¥3,167,093,173.36 in the same period last year[52]. - Net profit for the first quarter was ¥203,622,149.36, down 24.0% from ¥268,099,568.01 year-over-year[54]. - Earnings per share (basic and diluted) were both ¥0.1149, compared to ¥0.1513 in the previous year[54]. Assets and Liabilities - Total assets increased by 12.80% to CNY 9,579,431,208.47 compared to CNY 8,492,199,188.02 at the end of the previous year[20]. - Total liabilities increased to CNY 5,053,163,363.66 from CNY 4,186,122,737.95, reflecting a rise in both current and non-current liabilities[15]. - Non-current assets totaled CNY 5,142,939,091.67, showing a slight increase from CNY 5,084,106,876.94[15]. - The total assets and liabilities plus equity increased to ¥9,579,431,208.47 from ¥8,492,199,188.02, indicating a growth of 12.8%[51]. Cash Flow - The net cash flow from operating activities was CNY 135,420,225.41, reflecting a significant decline of 82.93% compared to the previous year[43]. - Cash received from operating activities amounted to ¥2,991,334,144.15, down 16.0% from ¥3,564,609,095.10 in the previous period[57]. - Cash paid for operating activities totaled ¥2,855,913,918.74, an increase of 3.1% compared to ¥2,771,251,653.16 in the previous period[57]. - The total cash and cash equivalents increased by CNY 734,860,048.63, representing a 1407.47% increase, mainly due to increased cash inflows from financing activities[23]. - The total cash and cash equivalents at the end of the period reached ¥1,246,572,117.88, up 64.2% from ¥759,353,112.62 in the previous period[60]. - The net cash flow from financing activities is ¥751,797,856.45, a turnaround from a negative cash flow of -¥579,672,617.15 in the previous period[60]. Shareholder Equity - Equity attributable to shareholders rose by 5.11% to CNY 4,526,267,844.81 from CNY 4,306,076,450.07[20]. - The retained earnings rose to ¥958,917,962.89 from ¥755,295,813.53, marking an increase of 27.0%[51]. Borrowings - Short-term borrowings surged to CNY 418,784,100.00 from CNY 180,446,614.50, indicating increased leverage[15]. - Long-term borrowings increased to CNY 3,113,899,812.21, reflecting a 33.73% rise as the company expanded its financing scale[29]. - The company’s short-term borrowings rose to CNY 418,784,100.00, an increase of 132.08% compared to the beginning of the year, to meet operational needs[29]. Other Financial Metrics - The company reported no non-recurring gains or losses during the period, ensuring all financial results are reflective of regular operations[21]. - The company experienced an asset impairment loss of CNY 11,927,774.14, which was mainly due to inventory impairment provisions[23]. - Research and development expenses were reported at ¥656,588.05, a new expense category introduced this quarter[52]. - The company recorded an investment income of ¥432,811.33, compared to no investment income in the same period last year[52]. - Other comprehensive income after tax was reported at -¥152,525.00, indicating a loss in this category[54]. Future Plans - The company plans to enhance investor confidence by increasing shareholdings by directors and senior management, with a total investment of no less than CNY 1.4 million[13]. - The company plans to focus on market expansion and new product development in the upcoming quarters[56].

证券代码： 000737 证券简称：北方铜业 北方铜业股份有限公司 投资者关系活动记录表 4、压延铜箔的发展前景怎样？目前是否已经规模生产？ 您好，压延铜箔主要应用于挠性线路板、新能源电池、石墨 烯薄膜制备、航空航天、5G 通讯等领域，随着国家对新能源汽车 安全性的要求越来越高，以及高频高速通讯的发展，压延铜箔在 新能源电池中的占比将会越来越大，具有广泛的应用前景，公司 正按计划安排项目投产相关事宜。目前铜箔生产线已具备投产条 件，并生产部分光箔产品。感谢您的关注。 7、董秘你好，请问贵公司拥有优质资源，经营有方，技术 储备雄厚，市场前景广阔。企业重组以来，经营业绩和利润呈增 长趋势，但为何企业对二级市场市值管理淡漠？这会严重影响企 业形象和投资者信心，总感觉是一流企业三流价格，恳请管理层 拿出实质举措，抢抓机遇，乘势而上，提振信心，已优异业绩回 报投资者。 编号：2023-01 5、请问铜箔什么时候才能量产，现在都五月中旬了？ 投资者关系活动 类别 □特定对象调研 □ 分析师会议 □ 媒体采访 √ 业绩说明会 □ 新闻发布会 □ 路演活动 □ 现场参观 □ 其他 （请文字说明其他活动内容） 参与单位名称及 ...

证券代码：000737 证券简称：北方铜业 公告编号：2023-20 北方铜业股份有限公司 关于参加山西辖区上市公司 2023 年投资者网上集体接待日活动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 为进一步加强与投资者的互动交流，北方铜业股份有限公司（以下简称公司）将 参加由中国证券监督管理委员会山西监管局、山西省上市公司协会与深圳市全景网络 有限公司联合举办的"2023 年山西辖区上市公司投资者集体接待日活动"，现将相关 事项公告如下： 一、活动时间 2023 年 5 月 11 日（周四） 15:00-17:00 二、活动方式 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP,参与 本次互动交流。 三、公司出席本次活动人员 公司董事会秘书杨云涛先生、财务总监薛永红先生、证券事务代表马雪丽女士将 在线就公司 2022 年度业绩、2023 年一季度报告、公司治理、发展战略、经营状况和 可持续发展等投资者关心的问题，与投资者进行沟通与交流，欢迎广大 ...

Financial Performance - The cash received from sales of goods and services was ¥2,495,270,452.24, a decrease of 29.05% compared to ¥3,518,148,737.34 in the previous period[1] - Total revenue for the first quarter was CNY 2,589,843,692.51, a decrease of 18.1% compared to CNY 3,167,093,173.36 in the previous period[29] - Operating profit for the first quarter was CNY 274,129,823.12, compared to CNY 350,566,680.05 in the previous period, indicating a decline of 21.7%[29] - The net profit attributable to shareholders of the listed company was ¥205,476,155.03, down 23.36% year-on-year[34] - Basic earnings per share decreased to ¥0.1159, down 23.40% from ¥0.1513 in the same quarter last year[34] Cash Flow - The net cash flow from operating activities was ¥135,420,225.41, down 82.93% from ¥793,357,441.94, mainly due to lower cash receipts from sales[12] - The net cash flow from operating activities was $135,420,225.41, a decrease of 83.0% compared to $793,357,441.94 in the previous period[41] - Cash inflow from investment activities totaled $34,754,188.92, while cash outflow was $187,109,212.75, resulting in a net cash flow of -$152,355,023.83[41] - The net cash flow from financing activities was $751,797,856.45, a significant improvement compared to -$579,672,617.15 in the previous period[43] - The company received $95,507,105.96 in cash related to operating activities, an increase from $46,460,357.76 in the previous period[41] Assets and Liabilities - Total assets at the end of the reporting period were ¥9,579,427,884.76, an increase of 12.80% compared to the end of the previous year[37] - Total liabilities increased to CNY 5,051,306,034.28 from CNY 4,186,122,737.95, a growth of 20.7%[26] - Non-current liabilities rose to CNY 3,297,949,140.67 from CNY 2,516,459,581.32, indicating a rise of 30.9%[26] - Total equity increased to CNY 4,528,121,850.48 from CNY 4,306,076,450.07, reflecting a growth of 5.1%[26] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 41,353, with the largest shareholder holding 46.83% of the shares[13] - The company plans to increase its stock buyback, with 11 directors and senior management committing to purchase shares worth no less than ¥1.4 million[17] Financing Activities - Long-term borrowings increased by 33.73% to ¥3,113,899,812.21 from ¥2,328,559,495.48, indicating a rise in financing needs for operational requirements[11] - Short-term borrowings rose to CNY 420,920,800.00 from CNY 180,446,614.50, an increase of 133.4%[26] - The company reported a cash inflow from borrowing of $985,340,316.73, an increase from $758,059,794.72 in the previous period[41] Government Support - The company received government subsidies amounting to ¥311,660.52, a 221.38% increase compared to the previous period[12] Other Financial Metrics - The weighted average return on net assets was 4.65%, down from 6.84% in the previous year[34] - The company recognized non-recurring gains and losses totaling ¥175,699.62 during the reporting period[38] - The company did not report any adjustments or restatements of previous years' accounting data[34]

Financial Performance - The company reported a significant increase in revenue, reaching RMB 10 billion, representing a growth of 15% year-over-year[14]. - The net profit for the year was RMB 1.5 billion, which is a 20% increase compared to the previous year[14]. - The company's operating revenue for 2022 was ¥10,679,852,085, representing a year-on-year increase of 7.18% compared to ¥9,964,580,514 in 2021[21]. - The net profit attributable to shareholders for 2022 was ¥610,033,440.32, a decrease of 27.09% from ¥837,929,378.31 in 2021[22]. - The net profit after deducting non-recurring gains and losses was ¥615,066,668.38, showing a significant increase of 1,064.12% compared to ¥52,835,152.09 in 2021[22]. - The cash flow from operating activities for 2022 was ¥2,128,189,246, which is a 206.84% increase from ¥693,593,537.74 in 2021[22]. - The company reported a basic earnings per share of ¥0.3442 for 2022, down 30.42% from ¥0.4954 in 2021[22]. - The company reported a total revenue of 3.3 billion in 2022, with a year-on-year increase of 0%[122]. - The company reported a total revenue of 10 billion CNY for the year 2022, representing a year-on-year increase of 15%[192]. - The net profit attributable to shareholders was 1.5 billion CNY, up 20% compared to the previous year[192]. User Growth and Market Expansion - User data showed an increase in active users by 25%, totaling 5 million active users by the end of 2022[14]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% market share by 2025[14]. - The company plans to expand its market presence by entering three new regions, aiming for a market share increase of 5% in these areas[194]. Product Development and Innovation - New product development includes the launch of a copper alloy product line, expected to generate an additional RMB 500 million in revenue annually[14]. - Research and development expenses increased by 10% to 500 million CNY, focusing on innovative technologies[192]. - The company plans to achieve an annual production of 50,000 tons of high-performance copper foil and 2 million square meters of copper-clad laminate through new material research[62]. - The company is developing a 5G+ smart mining management system aimed at improving automation and data transmission reliability in mining operations[62]. Strategic Acquisitions - A strategic acquisition of a smaller mining company is in progress, which is expected to enhance resource availability and operational capacity[14]. - The company acquired Shanxi Beikong New Materials Technology Co., extending its industrial chain into deep processing of copper[35]. - A strategic acquisition of a competitor is anticipated to enhance market competitiveness and is projected to add 1 billion CNY in revenue[192]. Sustainability and Environmental Commitment - The company emphasizes its commitment to sustainability and plans to implement eco-friendly practices in its operations[14]. - The management emphasized a commitment to sustainability, with plans to invest 200 million CNY in green technologies by 2024[192]. - The company has implemented a comprehensive environmental management system to monitor and control emissions effectively[160]. - The company plans to enhance its emission control technologies to further reduce pollutants in the future[160]. Operational Efficiency and Cost Management - Future guidance indicates a projected revenue growth of 10% for 2023, with a focus on operational efficiency[14]. - The company aims to reduce operational costs by 5% through efficiency improvements in the next fiscal year[192]. - The gross profit margin improved to 30%, up from 28% in the previous year, indicating better cost management[194]. Financial Guidance and Projections - Future guidance includes a focus on sustainability initiatives, with a commitment to reduce carbon emissions by 25% over the next five years[194]. - The company has set a performance guidance of 12 billion CNY in revenue for 2023, indicating a growth target of 20%[192]. - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 12% to 15%[194]. Corporate Governance and Compliance - The company adheres to legal regulations and has improved its governance structure, ensuring compliance with corporate governance standards[105]. - The company has established a clear and transparent information disclosure policy, ensuring all shareholders have equal access to information[112]. - The company has a dedicated investor relations management system, ensuring effective communication with investors through various channels[113]. Risk Management - The company faces market volatility risks due to fluctuating prices of copper, gold, silver, and sulfur, which are influenced by macroeconomic conditions[100]. - The company is exposed to exchange rate risks as a significant portion of its raw materials is imported and priced in USD, which could impact profitability[101]. - The company has implemented risk control measures to manage price fluctuation risks associated with commodity futures[80]. Employee Management and Development - The total number of employees at the end of the reporting period is 5,929, with 4,453 in production, 80 in sales, and 462 in technical roles[143]. - The company has established a comprehensive training system for employees, enhancing skills and promoting career development[145]. - The company has implemented a performance-based salary system, adjusting employee compensation based on performance evaluations and company profitability[144]. Environmental Compliance and Emissions - The company strictly adhered to environmental protection standards, achieving stable compliance in pollutant emissions[157]. - The company reported a total emission of 22.12 tons of nitrogen oxides, which is below the regulatory limit of 24.15 tons[159]. - The company achieved a nitrogen oxide concentration of 12.08 mg/m3, which is compliant with the local emission standards[159]. - The company has achieved a 100% recycling rate for industrial wastewater, ensuring no external discharge[185].