法律意见书 方律法意（2024）第 018 号 法律意见书 宁夏方和圆律师事务所 关于宁夏银星能源股份有限公司 2023 年度股东大会的 致：宁夏银星能源股份有限公司 宁夏方和圆律师事务所（以下简称"本所"）受宁夏银 星能源股份有限公司（以下简称"公司"）委托，指派本所 律师王璐、刘铧之列席公司于 2024 年 4 月 23 日（星期二） 下午 14:30，在宁夏银川市西夏区六盘山西路 166 号公司办 公楼 202 会议室召开的 2023 年度股东大会（以下简称"本 次股东大会"），就本次股东大会进行见证并出具本法律意见 书。 为了出具本法律意见，本所律师审查了公司本次股东大 会的有关文件和资料，查验了公司本次股东大会召集和召开 程序的资料，审查了召集人资格与参与投票表决的股东及出 席会议人员的资格，见证了本次股东大会议案表决现场计票、 监票工作。 本所律师依据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 《上市公司股东大会规则（2022 年修订）》（以下简称"《股 1 法律意见书 东大会规则》"）、《律师事务所从事证券法律业务管理办法》 和《律 ...

证券代码：000862 证券简称：银星能源 公告编号：2024-027 宁夏银星能源股份有限公司 九届七次监事会决议暨对 2024 年 第一季度报告的审核意见公告 本公司及监事会全体成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或者重大遗漏。 一、监事会会议召开情况 宁夏银星能源股份有限公司（以下简称公司）于 2024 年 4 月 12 日以电子邮件的方式向全体监事发出召开九届七次监事会 会议的通知。本次会议于 2024 年 4 月 23 日以现场表决的方式召 开。本次会议应出席监事 3 人，实际出席监事 3 人。会议由监事 会主席徐春雷先生主持。本次会议的通知、召开、表决程序符合 有关法律、行政法规、部门规章、规范性文件和公司章程的规定。 二、监事会会议审议情况 1 根据《中华人民共和国证券法》第 82 条、《深圳证券交易 所上市公司自律监管指南第 1 号——业务办理（2024 年 2 月修 订）》的相关要求，公司监事会现就公司 2024 年第一季度报告 发表如下书面意见： 经审核，公司监事会认为公司董事会编制和审议的公司2024 年第一季度报告的程序符合法律法规、深圳证券交易所有关规定 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥296,536,773.91, a decrease of 15.47% compared to ¥350,815,521.27 in the same period last year[5] - Net profit attributable to shareholders was ¥45,772,117.50, down 39.22% from ¥75,307,820.92 year-on-year[5] - Basic and diluted earnings per share decreased by 53.23% to ¥0.0499 from ¥0.1067 in the previous year[5] - Total operating revenue for Q1 2024 was CNY 296.54 million, a decrease of 15.5% compared to CNY 350.82 million in Q1 2023[19] - Net profit for Q1 2024 was CNY 47.74 million, a decline of 38.5% compared to CNY 77.72 million in Q1 2023[21] - Basic and diluted earnings per share for Q1 2024 were CNY 0.0499, down from CNY 0.1067 in Q1 2023[21] Cash Flow - Cash flow from operating activities was ¥169,041,624.63, a decline of 24.62% compared to ¥224,239,605.20 in the same period last year[5] - The net cash flow from operating activities for Q1 2024 was ¥169,041,624.63, a decrease of 24.6% compared to ¥224,239,605.20 in the same period last year[22] - Total cash inflow from operating activities was ¥288,469,218.44, down 20.8% from ¥364,122,380.03 year-on-year[22] - Cash outflow from operating activities totaled ¥119,427,593.81, a reduction of 14.7% compared to ¥139,882,774.83 in Q1 2023[22] - The cash flow from investing activities was negative at -¥74,245,179.00, compared to -¥240,229,212.37 in the previous year, indicating a significant reduction in investment outflows[23] - Cash inflow from financing activities was ¥42,845,380.86, a decrease of 91.3% from ¥493,517,645.29 in Q1 2023[23] - The net cash flow from financing activities was -¥171,186,954.04, contrasting with a positive cash flow of ¥26,864,570.39 in the same quarter last year[23] - The ending balance of cash and cash equivalents was ¥234,788,060.64, down from ¥248,746,507.41 at the end of Q1 2023[23] Assets and Liabilities - Total assets at the end of the reporting period were ¥9,474,242,280.74, a decrease of 0.65% from ¥9,536,088,787.61 at the end of the previous year[5] - The company's total assets decreased to CNY 9.47 billion from CNY 9.54 billion year-over-year[18] - Total liabilities decreased to CNY 5.19 billion from CNY 5.30 billion in the previous year[18] - The equity attributable to shareholders of the parent company increased to CNY 4.20 billion from CNY 4.16 billion year-over-year[18] Shareholder Information - The total number of common shareholders at the end of the reporting period is 49,595[13] - The largest shareholder, Chalco Ningxia Energy Group, holds 41.23% of the shares, totaling 378,490,961 shares[13] - The company has no preferred shareholders or significant changes in the top ten shareholders' equity positions[15] - The company has not engaged in any share lending or borrowing activities among the top ten shareholders[14] Research and Development - Research and development expenses dropped by 99.69% to ¥1,500.00 from ¥486,294.27 year-on-year[9] - Research and development expenses for Q1 2024 were CNY 1,500, a significant decrease from CNY 486,294 in the same period last year[19] Other Financial Metrics - Investment income decreased by 46.83% to ¥449,497.45 from ¥845,469.10 in the previous year[9] - The company reported a financial expense of CNY 35.69 million, down from CNY 47.59 million in Q1 2023[19] - The company’s deferred income tax assets decreased to CNY 50.89 million from CNY 54.71 million year-over-year[17] - The company received ¥6,563,605.22 in tax refunds, which is a decrease of 50.3% from ¥13,189,059.21 in the previous year[22] - The company paid ¥28,177,833.88 in taxes, down 29.5% from ¥39,918,184.35 in Q1 2023[22] Other Information - The company has not yet audited the Q1 2024 report[24] - There are no reported new strategies or product developments mentioned in the conference call[15]

中信证券股份有限公司 关于宁夏银星能源股份有限公司 2023年度保荐工作报告 | 保荐人名称：中信证券股份有限公司 | 被保荐公司简称：银星能源 | | --- | --- | | 保荐代表人姓名：翟云飞 | 联系电话：13241864339 | | 保荐代表人姓名：罗峰 | 联系电话：010-60837549 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 限于防止关联方占用公司资源的制度、募集资金 | 是 | | 管理制度、内控制度、内部审计制度、关联交易 | | | 制度） | | | （2）公司是否有效执行相关规章制度 | 是，根据银星能源内控自我评价报告、2023年 度内部控制鉴证报告，发行人有效执行了相关 | | | 规章制度。 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月1次 | ...

中信证券股份有限公司 关于宁夏银星能源股份有限公司 2023年度持续督导工作定期现场检查报告 | 保荐人名称：中信证券股份有限公司 被保荐公司简称：银星能源 | | --- | | （以下简称"中信证券"或"保荐人"） | | 保荐代表人姓名：翟云飞 联系电话：13241864339 | | 保荐代表人姓名：罗峰 联系电话：010-60837549 | | 现场检查人员姓名：翟云飞、卢珂 | | 现场检查对应期间：2023 年 9 月 6 日-2023 年 12 月 31 日 | | 年 月 日至 年 月 日 现场检查时间：2024 3 21 2024 3 23 | | 一、现场检查事项 现场检查意见 | | 不 适 （一）公司治理 是 否 | | 用 | | 现场检查手段：查阅了上市公司最新章程、三会议事规则及会议材料，取得上市 公司董事、监事、高级管理人员名单及其变化情况，取得上市公司关联方清单， | | 查阅关于公司控股股东、实际控制人、董事、监事、高级管理人员的信息披露文 | | 件及相关变更决策文件，查看上市公司生产经营场所，对上市公司高级管理人员 | | 进行访谈。 | | 1.公司章程和公司治理 ...

（二）保荐代表人：翟云飞、罗峰 （三）协办人：卢珂 中信证券股份有限公司 关于宁夏银星能源股份有限公司 2023年度持续督导培训情况的报告 深圳证券交易所： 中信证券股份有限公司（以下简称"中信证券"、"保荐人"）根据《深圳证 券交易所上市公司自律监管指引第 13 号——保荐业务》对宁夏银星能源股份有 限公司（以下简称"银星能源"、"公司"）进行了 2023 年度持续督导培训，报告 如下： 一、本次持续督导培训的基本情况 （一）保荐机构：中信证券股份有限公司 保荐人本次持续督导培训的工作过程中，公司积极予以配合，保证了培训工 作的有序进行，达到了良好效果。 （四）培训时间：2024 年 3 月 22 日 （五）培训地点：宁夏回族自治区银川市西夏区六盘山西路 166 号银星能源 办公楼 2 层会议室 （六）培训人员：翟云飞 （七）培训对象：公司董事、监事、高级管理人员、部分中层以上管理人员 及控股股东相关人员 （八）培训内容：根据《深圳证券交易所股票上市规则（2023 年 8 月修订）》 《深圳证券交易所上市公司自律监管指引第 1 号—主板上市公司规范运作（2023 年修订）》《上市公司监管指引第 2 号—上市 ...

Financial Performance - The company's operating revenue for 2023 was approximately CNY 1.31 billion, a decrease of 2.42% compared to CNY 1.34 billion in 2022[21]. - Net profit attributable to shareholders for 2023 was approximately CNY 160.40 million, down 21.31% from CNY 203.85 million in the previous year[21]. - The net profit after deducting non-recurring gains and losses was approximately CNY 102.61 million, a decrease of 7.31% compared to CNY 110.71 million in 2022[21]. - Basic earnings per share for 2023 were CNY 0.2045, a decline of 29.17% from CNY 0.2887 in the previous year[21]. - The diluted earnings per share for 2023 is CNY 0.2045, a decrease of 29.17% compared to CNY 0.2887 in 2022[22]. - The weighted average return on net assets is 4.61%, down from 6.43% in the previous year, reflecting a decline of 1.82%[22]. - The company's gross profit margin for the power generation sector was 34.24% in 2023, a decrease of 3.50% from the previous year[43]. - The total operating costs for the power generation industry amounted to ¥798,722,300.27, reflecting a year-on-year increase of 5.33% from ¥758,326,988.20 in 2022[47]. Cash Flow and Investments - The net cash flow from operating activities increased by 33.37% to approximately CNY 633.23 million, compared to CNY 474.79 million in 2022[21]. - The total cash inflow from financing activities rose by 60.73% to ¥2,231,258,472.80, primarily due to funds raised from issuing A-shares[56]. - The total cash outflow from investment activities surged by 412.31% to ¥984,121,110.63, driven by increased expenditures on ongoing and new projects[57]. - The company reported a significant decrease in research and development expenses, which fell by 79.94% to ¥197,654.98 from ¥985,146.72 in the previous year[54]. - The company has committed to invest RMB 139,454.88 million in various projects, with RMB 81,752.18 million already utilized[71]. Renewable Energy Focus - The company has undergone a change in its main business focus from automation instruments to renewable energy generation and equipment engineering since 2012[19]. - As of December 31, 2023, the company's installed capacity for renewable energy reached 1,916,800 kW, including 1,606,800 kW from wind power and 310,000 kW from solar power[33]. - The company plans to expand its renewable energy capacity significantly, targeting over 5,000,000 kW by 2025 as part of national energy policies[34]. - The company is focusing on upgrading old wind farms and expanding its renewable energy projects in line with regional development plans[34]. - The company generated 2.988 billion kWh of electricity in 2023, an increase of 7.10% compared to 2.790 billion kWh in 2022[44]. Shareholder and Governance - The company plans not to distribute cash dividends or issue bonus shares for the year[4]. - The company has not encountered any projects that failed to meet planned progress during the reporting period[71]. - The company has committed to timely and accurate information disclosure, ensuring equal access for all shareholders[87]. - The company held five temporary shareholder meetings in 2023, with attendance rates of 3.45%, 43.49%, 42.47%, 47.94%, and 49.20% respectively[91]. - The company reported a total of 0 shares held by directors and senior management at the beginning and end of the reporting period, indicating no changes in shareholding[92]. Management and Personnel - The company has a total of 536 employees at the end of the reporting period, with 417 in the parent company and 119 in major subsidiaries[117]. - The professional composition includes 348 production personnel, 90 technical personnel, and 15 financial personnel[117]. - The average income of production staff increased by 3.1% year-on-year due to a performance-based salary structure[118]. - The company plans to select 12 new professional technical leaders and 14 "five-level technicians" in 2023 to enhance its technical talent pool[119]. - The total annual remuneration for all directors, supervisors, and senior management during the reporting period amounted to 4.0548 million yuan (pre-tax)[107]. Compliance and Risk Management - The company has maintained compliance with corporate governance standards as per the relevant laws and regulations[85]. - The company is actively seeking to mitigate risks associated with delayed subsidy payments that could lead to liquidity issues[81]. - The company has established an independent procurement, sales, and production system, ensuring complete independence from the controlling shareholder in business operations[88]. - The company has committed to not engage in any actions that would harm the interests of the issuer or its investors, including not providing financial assistance or guarantees to other parties[140]. - The company has confirmed that it will not engage in any unfair conditions when transferring benefits to other entities or individuals[140]. Environmental and Social Responsibility - The company reported a focus on environmental protection and sustainable development, with no administrative penalties for environmental issues during the reporting period[132]. - In 2023, the company did not experience any environmental accidents and maintained compliance with ecological governance regulations[133]. - The company actively participated in social responsibility initiatives, including donations of 34 backpacks to underprivileged children in the region[134]. - The company has been involved in rural revitalization efforts, successfully transforming a village into a model for rural governance through community engagement and infrastructure improvements[135]. - The company emphasizes the importance of community service and volunteerism among its employees, contributing to local cultural and environmental initiatives[134].

关 于 中 铝 财 务 有 限 责 任 公 司 2023 年 12 月 31 日风险评估报告 天 职 业 字 [2024]16958 号 日 录 -- 风险评估报告 - -- 风险评估说明 关于中铝财务有限责任公司2023年12月31日 风险评估报告 天职业字[2024]16958号 宁夏银星能源股份有限公司: 我们接受委托,审核了中铝财务有限责任公司(以下简称"中铝财务公司")管理层截至2023年12 月31日与财务报表相关的风险管理设计的合理性与执行的有效性作出的评价与认定。建立健全并合理设 计风险管理并保持其有效性,风险管理政策与程序的真实性和完整性是中铝财务公司管理当局的责任。 我们的责任是对中铝财务公司与会计报表有关的风险管理执行情况发表意见。 我们在审核过程中,实施了包括了解、测试和评价中铝财务公司与会计报表编制有关的风险管理设 计的合理性和执行情况,以及我们认为必要的其他程序。我们相信,我们的审核为发表意见提供了合理 的基础。 风险管理具有固有限制,存在由于错误或舞弊而导致错报发生和未被发现的可能性。此外,由于情 况的变化可能导致风险管理变得不恰当,或降低对控制、风险管理政策、程序遵循的程度,根 ...

证券代码：000862 证券简称：银星能源 公告编号：2024-008 宁夏银星能源股份有限公司 2023 年度董事会工作报告 本公司及董事会全体成员保证信息披露内容的真实、准确 和完整，没有虚假记载、误导性陈述或者重大遗漏。 2023 年，公司董事会本着对公司和全体股东负责的态度， 认真履行《中华人民共和国公司法》《中华人民共和国证券法》 《宁夏银星能源股份有限公司章程》等法律法规赋予的职责，充 分发挥董事会定战略、作决策、防风险的作用，规范运作，有效 决策，强化顶层设计。在优化公司治理体系的基础上，深化国有 企业改革，持续厘清"四会一层"权责边界，集约化"五位一体"决 策机制，夯实公司治理基石，扎实推进董事会规范运行。严格执 行股东大会决议，积极推进董事会决议的实施，积极发挥独立董 事和各专门委员会在公司发展中的履职作用，确保董事会规范、 高效运作和审慎、科学决策，切实保护全体股东合法权益。现将 公司董事会 2023 年度工作情况汇报如下： 一、2023 年度重点工作完成情况 （一）公司经营情况 2023 年，公司坚持以习近平新时代中国特色社会主义思想 和党的二十大精神为引领，全面贯彻落实股东大会决议，董 ...

宁夏银星能源股份有限公司 2023 年度涉及中铝财务有限责任公司 关联交易的存、贷款等金融业务情况的专项报告 关于宁夏银星能源股份有限公司 2023年度 涉及中铝财务有限责任公司关联交易的存、贷款等金融业务情况的专项报告 普华永道中天特审字(2024)第1235号 (第一页,共二页) 宁夏银星能源股份有限公司董事会: 我们审计了宁夏银星能源股份有限公司(以下简称"银星能源公司")2023年 12 月 31 日的合并及公司资产负债表、2023 年度合并及公司利润表、合并及公司现金流量表、 合并及公司股东权益变动表和财务报表附注(以下合称"财务报表"),并于 2024年 3 月 22 日出具了报告号为普华永道中天审字(2024)第 10120 号的无保留意见审计报告。 财务报表的编制和公允列报是银星能源公司管理层的责任,我们的责任是在按照中国注 册会计师审计准则执行审计工作的基础上对财务报表整体发表审计意见。 在对上述财务报表执行审计的基础上,我们对后附的银星能源公司 2023 年度涉及 中铝财务有限责任公司关联交易的存、贷款等金融业务情况汇总表(以下简称"关联金融 业务情况汇总表")执行了有限保证的鉴证业务。 ...