持续督导定期现场检查报告 | 保荐机构名称：民生证券股份有限公司 被保荐公司简称：中旗新材 | | --- | | 保荐代表人姓名：王蕾蕾 联系电话：020-38927660-8010 | | 保荐代表人姓名：杜冬波 联系电话：020-38927635-805 | | 现场检查人员姓名：杜冬波、李青松 | | 现场检查对应期间：2023 年度 | | 现场检查时间：2023 年 12 月 14 日至 2023 年 12 月 15 日 | | 一、现场检查事项 现场检查意见 | | （一）公司治理 是 否 不适用 | | 事会三会文件、公司治理制度等文件，并核查三会召开通知、记录、签名册等文 | | 件，对三会召集程序、出席会议人员的资格、召集人资格、表决程序等事项进行 | | 核查 | | 1.公司章程和公司治理制度是否完备、合规 √ | | 2.公司章程和三会规则是否得到有效执行 √ | | 3.三会会议记录是否完整，时间、地点、出席人员及会议内 √ | | 容等要件是否齐备，会议资料是否保存完整 | | √ 4.三会会议决议是否由出席会议的相关人员签名确认 | | 5.公司董监高是否按照有关法律、行政法规 ...

民生证券股份有限公司 关于广东中旗新材料股份有限公司 2023 年度持续督导定期培训报告 民生证券股份有限公司（以下简称"民生证券"或"保荐机构"）作为广东 中旗新材料股份有限公司（以下简称"中旗新材"、或"公司"）首次公开发行股 票并上市以及持续督导的保荐机构，根据《证券发行上市保荐业务管理办法》、 《深圳证券交易所股票上市规则》及《深圳证券交易所上市公司自律监管指引第 13 号—保荐业务》等相关规定，对中旗新材相关人员进行了持续督导培训，本 次持续督导培训情况如下： 一、现场培训的基本情况 2023 年 12 月 14 日上午，持续督导项目组成员杜冬波、李青松在中旗新材 三楼会议室对公司的控股股东代表、实际控制人、董事、监事、高级管理人员、 证券事务代表等人员进行了现场培训。 对于因故未能参加现场培训的相关人员，保荐机构已向其提供本次培训的相 关资料并提请公司督促其自学，在学习过程中如有疑问可随时与民生证券培训人 员联系。 二、现场培训的主要内容 本次培训的主要内容如下： 通过本次现场培训，中旗新材全体参与培训的人员加强了对上市公司股份减 持、上市公司再融资、上市公司独立董事管理办法等相关内容的理解，加深 ...

Financial Performance - The company's revenue for Q3 2023 was CNY 208,606,601.23, representing a year-on-year increase of 1.39%[4] - The net profit attributable to shareholders for Q3 2023 was CNY 29,115,286.24, a slight increase of 0.20% compared to the same period last year[4] - Total operating revenue for the current period reached ¥526,504,359.48, an increase of 6.4% compared to ¥495,498,286.20 in the previous period[18] - Net profit for the current period was ¥67,490,003.67, representing a slight increase of 1.0% from ¥66,796,647.04 in the previous period[21] - The company’s total comprehensive income for the current period was ¥67,490,003.67, slightly higher than ¥66,796,647.04 in the previous period[21] Assets and Liabilities - The total assets at the end of Q3 2023 reached CNY 2,220,105,196.70, marking a significant increase of 32.53% from the end of the previous year[4] - As of September 30, 2023, the total assets of the company reached CNY 2,220,105,196.70, an increase from CNY 1,675,226,870.49 at the beginning of the year, representing a growth of approximately 32.5%[16] - The company’s total liabilities increased to CNY 598,726,312.86 from CNY 257,499,274.91, reflecting a growth of approximately 132.5%[16] - Total liabilities and equity increased to ¥2,220,105,196.70 from ¥1,675,226,870.49 in the previous period[18] Cash Flow - The cash flow from operating activities showed a net outflow of CNY -16,932,599.18, a decline of 158.48% compared to the previous year[8] - Operating cash flow net amount was negative at -¥16,932,599.18, a decrease from a positive cash flow of ¥28,956,130.34 in the previous period[22] - Investment activities generated a net cash flow of -¥282,444,869.95, worsening from -¥78,350,035.88 in the previous period[22] Shareholder Information - The company reported a total of 13,557 common shareholders at the end of the reporting period[10] - The basic earnings per share for Q3 2023 remained stable at CNY 0.25, unchanged from the previous year[4] - The company reported a basic and diluted earnings per share of ¥0.57, unchanged from the previous period[21] Equity and Investments - The company's equity attributable to shareholders increased by 14.48% to CNY 1,618,378,187.22 compared to the end of the previous year[4] - The company’s total equity attributable to shareholders rose to CNY 1,618,378,187.22 from CNY 1,413,729,583.74, reflecting an increase of approximately 14.5%[16] - The long-term investments increased significantly, with long-term equity investments rising to CNY 1,787,615.66 from CNY 860,467.78, an increase of about 107.1%[15] Government Support and Financial Activities - The company received government subsidies amounting to CNY 1,090,269.41 during the reporting period[5] - The company issued convertible bonds during the reporting period, resulting in a 1849.90% increase in net cash flow from financing activities, totaling CNY 530,429,671.69[8] - The company experienced a 100% increase in bonds payable, totaling CNY 399,129,089.23 due to the issuance of convertible bonds[8] Inventory and Working Capital - The company’s inventory increased to CNY 165,261,868.21 from CNY 157,200,264.36, which is an increase of approximately 5.5%[15] - The company reported a decrease in accounts payable from CNY 86,818,999.89 to CNY 92,986,584.72, indicating a shift in working capital management[16] - Total current liabilities decreased to CNY 147,259,248.37 from CNY 212,373,509.03, a reduction of about 30.7%[16] Other Information - The third quarter report has not been audited[24] - The company will implement new accounting standards starting from 2023[25]

| 证券代码：001212 | 证券简称：中旗新材 | 公告编号：2022-049 | | --- | --- | --- | | 转债代码：127081 | 债券简称：中旗转债 | | 广东中旗新材料股份有限公司 第二届董事会第十五次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1、广东中旗新材料股份有限公司（以下简称"公司"）第二届董事会第十五 次会议通知于 2023 年 10 月 16 日以口头通知、电话通知及书面送达的方式发 出。 2、本次会议于 2023 年 10 月 26 日上午 10:30 在公司会议室以现场表决方 式召开。 3、本次会议应出席董事 7 人，实际出席董事 7 人。 4、本次会议由董事长周军先生主持，公司监事、高级管理人员列席了本次会 议。 5、本次会议的召集、召开符合法律、法规、规则和《公司章程》规定。 公司《2023 年第三季度报告》的编制程序符合法律、法规和中国证监会的有 关规定，报告内容真实、准确、完整地反映了公司的实际情况，不存在任何虚假 记载、误导性陈述或者重大遗漏。公司董事会同意 ...

| 001212 | 2023-052 | | --- | --- | | 127081 | | 广东中旗新材料股份有限公司董事会 1 广东中旗新材料股份有限公司 序 号 颁发证书 机构 专利名称 专利号 申请时间 专利权人 专利权期限 1 国家知识 产权局 一种室内装饰用石英 石板材及其制备方法 和应用 ZL 2021 1 1450461.5 2021 年 12 月 01 日 广东中旗新材料股 份有限公司 20 年，自专利 申请日起算。 2 国家知识 产权局 一种石英石板材机器 人布料系统及方法 ZL 2021 1 1443830.8 2021 年 11 月 30 日 中旗（湖北）新材 料有限公司 20 年，自专利 申请日起算。 3 国家知识 产权局 一种具有远红外抗菌 除味的石英石及其制 备工艺 ZL 2022 1 1184704.X 2022 年 09 月 27 日 广东中旗新材料股 份有限公司 20 年，自专利 申请日起算。 一、本次新增的发明专利具体情况 关于公司取得发明专利证书的公告 2023 年 10 月 27 日 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性 ...

| 证券代码：001212 | 证券简称：中旗新材 | 公告编号：2023-050 | | --- | --- | --- | | 转债代码：127081 | 债券简称：中旗转债 | | 广东中旗新材料股份有限公司 第二届监事会第十二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 三、备查文件 第二届监事会第十二次会议决议。 4、本次会议由监事会主席邓向东先生主持。 5、本次会议的召集、召开符合法律、法规、规则和《公司章程》规定。 二、监事会会议审议情况 1、审议并通过《关于公司〈2023 年第三季度报告〉的议案》 表决结果： 3 票赞成， 0 票反对， 0 票弃权。 经审核，监事会认为董事会编制和审议公司《2023 年第三季度报告》的程序 符合法律、行政法规及中国证监会的规定，报告内容真实、准确、完整地反映了 公司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。公司监事会 同意并批准报出公司根据要求编制的《2023 年第三季度报告》。 1、广东中旗新材料股份有限公司（以下简称"公司"）第二届监事会第十二 次会议 ...

| 001212 127081 | | | --- | --- | | | 2023-048 | 特别提示： 本次发行的可转债转股期限自可转债发行结束之日（2023 年 3 月 9 日）起 满六个月后的第一个交易日起至可转债到期日止，即 2023 年 9 月 11 日至 2029 年 3 月 2 日止（如遇法定节假日或休息日延至其后的第 1 个工作日；顺延期间付 息款项不另计息）。 根据《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自律监 管指引第 15 号——可转换公司债券》的有关规定，广东中旗新材料股份有限公 司（以下称"公司"）现将 2023 年第三季度可转换公司债券（以下简称"可转 债"）转股及公司股份变动情况公告如下： 一、可转换公司债券发行上市情况 （一）可转换公司债券发行情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准广东中 旗新材料股份有限公司公开发行可转换公司债券的批复》（证监许可〔2023〕249 号）核准，公司于 2023 年 3 月 3 日公开发行了可转债 540.00 万张，每张面值人 民币 100 元，发行总额 54,000.00 万元，债券期限为 6 ...

001212 127081 广东中旗新材料股份有限公司 投资者关系活动记录表 | --- | --- | |------------------------|--------------------| | 投资者关系活动 | 分析师会议 | | 类别 | 业绩说明会 | | | 路演活动 | | | | | | | | | | | 参与单位名称及人员姓名 | | | 时间 | ) 下午 15:45~17:00 | | 地点 | | | | | | 上市公司接待人 | | | 员姓名 | 董事会秘书:蒋晶晶 | | | | 投资者提出的问题及公司回复情况 1、请问中旗新材信息不透明,是否如实公布公司广西投产,石 英砂是否在建中试线? 答:尊敬的投资者您好,公司严格按照相关法律法规的规定进行 投资者关系活动 信息披露,未发生应披露而未披露的事项。广西项目正在建设中, 主要内容介绍 尚未投产。感谢您对公司的关注,谢谢。 2、请问公司最新股东人数 答:尊敬的投资者,您好!最新股东人数请关注公司披露的定期 报告。感谢您的关注,谢谢。 3、贵公司收购的鑫海和新联矿都一年多了,进展情况如此缓慢, 公告的今年下半年投产,现在 ...

| 001212 | 2023-047 | | --- | --- | | 127081 | | 特别提示： 1、证券代码：001212 证券简称：中旗新材 1 本次发行的可转债转股期限自可转债发行结束之日（2023 年 3 月 9 日）起 满六个月后的第一个交易日起至可转债到期日止，即 2023 年 9 月 11 日至 2029 年 3 月 2 日止（如遇法定节假日或休息日延至其后的第 1 个工作日；顺延期间付 息款项不另计息）。 2、债券代码：127081 债券简称：中旗转债 3、转股价格：30.17 元/股 4、转股起止日期：2023 年 9 月 11 日至 2029 年 3 月 2 日 5、转股股份来源：仅使用新增股份转股 一、可转换公司债券基本情况 （一）可转换公司债券发行情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于核准广东中 旗新材料股份有限公司公开发行可转换公司债券的批复》（证监许可〔2023〕249 号）核准，广东中旗新材料股份有限公司（以下简称"公司"）于 2023 年 3 月 3 日公开发行了可转换公司债券（以下简称"可转债"）540.00 万张，每张面值 人民币 100 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥317,897,758.25, representing a 9.72% increase compared to ¥289,743,811.59 in the same period last year[26]. - The net profit attributable to shareholders of the listed company was ¥38,372,671.11, a 1.84% increase from ¥37,678,159.22 year-on-year[26]. - The net cash flow from operating activities was -¥3,507,419.23, a significant decrease of 116.13% compared to ¥21,744,590.84 in the previous year[26]. - Total assets at the end of the reporting period reached ¥2,242,113,247.27, marking a 33.84% increase from ¥1,675,226,870.49 at the end of the previous year[26]. - The net assets attributable to shareholders of the listed company increased by 12.48% to ¥1,590,144,238.84 from ¥1,413,729,583.74[26]. - Basic earnings per share rose to ¥0.33, up 3.13% from ¥0.32 in the same period last year[26]. - The weighted average return on net assets was 2.55%, a slight decrease of 0.19% from 2.74% in the previous year[26]. - The gross profit margin for non-metal mineral products was 20.76%, with a year-on-year decrease of 0.44%[85]. - The company reported a total revenue of 1,790.99 million, with a net profit of 230.14 million, reflecting a stable financial performance[103]. Market and Industry Insights - The company operates in the artificial quartz stone industry, which is classified under "C30 Non-metallic mineral products" and has been experiencing rapid growth since 2010 due to its performance advantages and the expansion of downstream industries such as real estate and custom cabinetry[34][36]. - The artificial quartz stone industry has a low concentration of enterprises, leading to intense market competition, with only a few companies possessing strong R&D and product design capabilities[36]. - The demand for artificial quartz stone is closely tied to the real estate market, with the kitchen countertop being the most significant application area[49]. - The company anticipates that the second half of the year will see higher market demand for artificial quartz stone products due to seasonal trends in the real estate and custom home industries[47]. - The trend of full decoration is gaining momentum, creating new market opportunities for engineered quartz stone, particularly in high-end products driven by leading real estate developers[66]. - Engineered quartz stone has gained market share due to its superior properties compared to traditional surface materials, with significant growth potential in the industry[68]. Research and Development - The company emphasizes the continuous improvement of product performance, including physical, chemical, and environmental properties, as a key development trend in the artificial quartz stone industry[37]. - The company is exploring the use of new resin materials to enhance the corrosion resistance of artificial quartz stone, aiming to expand its application in industrial settings[39]. - The company plans to incorporate nano materials into its products to improve anti-staining and antibacterial properties, which is crucial for applications in kitchens and restaurants[40]. - Research and development investment increased by 6.10% to ¥11,023,955.00 from ¥10,389,727.95 in the previous year[80]. - The company has obtained 22 invention patents, 58 utility model patents, and 12 software copyrights, showcasing its strong R&D capabilities[53]. - The company has established a comprehensive quality control system, ensuring that its engineered quartz stone products exceed industry standards and are comparable to international brands[69]. Production and Operations - Automation and smart technology are being integrated into the production process, particularly in the batching and mixing stages, to improve efficiency and reduce labor costs[42][44]. - The production of artificial quartz stone slabs is primarily done in-house, utilizing a combination of order-based and stock-based production methods to ensure timely delivery[57]. - The company's sales model is mainly direct sales to custom home enterprises and quartz stone brand merchants, with a focus on long-term cooperation agreements[61]. - The company's automated production line enhances production efficiency and product quality, allowing for flexible customization of sizes from 2,440mm*750mm to 3,200mm*1,800mm[72]. Financial Management - The company’s cash and cash equivalents increased by 687.28% to ¥148,413,152.17 from -¥25,271,151.17 in the previous year[80]. - The company’s investment activities generated a net cash flow of -¥387,222,938.97, a drastic increase of 1,592.37% compared to -¥22,880,460.34 in the previous year[80]. - Cash and cash equivalents increased to ¥1,015,408,611.87, representing 45.29% of total assets, up from 31.17% last year, due to the arrival of funds from convertible bonds[87]. - The company raised a total of ¥53,206.23 million from convertible bonds, with ¥3,932.94 million used by the reporting period, leaving ¥49,378.98 million unutilized[94]. - The company has entrusted a total of 14,800 million yuan in financial management, with an outstanding balance of 12,000 million yuan[156]. Environmental and Social Responsibility - The company has established a comprehensive environmental management system and complies with national environmental protection laws, having received ISO certifications[120]. - The company has implemented effective pollution control measures for waste gas, wastewater, and solid waste, ensuring compliance with local environmental standards[121]. - The company actively engages in social responsibility initiatives, aiming to create value for society while maintaining sustainable development[128]. Governance and Compliance - The company has a solid governance structure in place, complying with relevant laws and regulations to protect the rights of shareholders and creditors[129]. - The company has not reported any significant litigation or arbitration matters during the reporting period[142]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties during the reporting period[138]. - The company has established a diversified investor communication mechanism to ensure fair access to information for all investors[129].