江苏翔腾新材料股份有限公司 独立董事工作制度 第一章 总则 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人等单位或者个人 的影响。 第一条 为进一步完善江苏翔腾新材料股份有限公司(以下简称"公司")治理结构， 规范公司运作，更好的维护公司整体利益，根据《中华人民共和国公司法》、《上市公司 独立董事管理办法》、《深圳证券交易所股票上市规则》（以下简称"《股票上市规则》"）、 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等有关 法律、法规、规范性文件及《江苏翔腾新材料股份有限公司章程》（以下简称"《公司章 程》"）的有关规定，特制定本独立董事工作制度（以下简称"本制度"）。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与公司及其主要股东、 实际控制人不存在直接或者间接厉害关系，或者其他可能影响其进行独立客观判断关系 的董事。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当按照相关法律法规 和《公司章程》的规定，认真履行职责，在董事会中发挥参与决策、监督制衡、专业咨 询作用，维护公司整体利益，保护中小股东合法权益。 第四条 公司董事会成员中至少包括三分之一 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 200.74 million, representing a 39.17% increase compared to CNY 144.23 million in the same period last year[5]. - The net profit attributable to shareholders for Q3 2023 was CNY 7.46 million, a decrease of 33.16% from CNY 11.16 million year-on-year[5]. - The net profit after deducting non-recurring gains and losses was CNY 7.59 million, down 44.20% from CNY 13.61 million in the previous year[5]. - The basic earnings per share for Q3 2023 was CNY 0.07, a decline of 68.18% compared to CNY 0.22 in the same quarter last year[5]. - Total operating revenue for Q3 2023 was CNY 538,872,127.96, a decrease of 17.7% compared to CNY 654,534,351.63 in Q3 2022[19]. - Net profit for Q3 2023 was CNY 40,271,529.21, a decline of 34.0% from CNY 61,133,303.83 in Q3 2022[20]. - Earnings per share for Q3 2023 were CNY 0.55, compared to CNY 0.98 in Q3 2022[20]. Assets and Liabilities - The total assets at the end of Q3 2023 were CNY 1,113.60 million, an increase of 83.13% from CNY 607.85 million at the end of the previous year[5]. - The company's total liabilities increased to CNY 171,456,730.40 in Q3 2023 from CNY 141,055,251.66 in Q3 2022, reflecting a growth of 21.5%[19]. - Total equity attributable to shareholders increased to CNY 898,426,095.88 in Q3 2023, up from CNY 423,735,371.61 in Q3 2022, representing a growth of 112.5%[19]. - The total assets of the company reached CNY 1,113,604,858.23 in Q3 2023, compared to CNY 608,098,209.35 in Q3 2022, indicating a growth of 83.0%[19]. Cash Flow - The net cash flow from operating activities for the year-to-date was CNY 9.62 million, a significant decrease of 106.76% compared to CNY 142.24 million in the previous year[5]. - Cash flow from operating activities turned negative at CNY -962.24 million, a decline of 106.76% year-on-year due to reduced sales collections[11]. - Cash flow from investing activities also turned negative at CNY -31.49 million, a significant drop of 832.24% due to increased expenditures on fundraising financial management[11]. - Cash flow from financing activities increased by 634.37% to CNY 40.38 million, primarily due to new share issuance and increased fundraising[11]. - Financing activities generated a net cash flow of 403,842,939.08 CNY, a recovery from -75,574,327.79 CNY in the previous year, indicating improved capital raising efforts[23]. Expenses and Investments - R&D expenses decreased by 40.16% to CNY 1.40 million, due to adjustments in project focus and reduced investment in certain R&D initiatives[11]. - Research and development expenses decreased to CNY 14,047,480.04 in Q3 2023 from CNY 23,474,342.93 in Q3 2022, a reduction of 40.2%[19]. - The company reported a non-recurring loss of CNY 134,155.01 for the current period, compared to a gain of CNY 2,091,712.27 year-to-date[8]. - The company reported an investment income of CNY 355,360.87 in Q3 2023, recovering from a loss of CNY -2,872,190.56 in the same period last year[19]. Changes in Financial Reporting - The company has undergone a change in accounting policy, which has affected the financial reporting for the current period[6]. - The company adjusted its financial statements due to new accounting standards, impacting deferred tax assets and liabilities, with adjustments to retained earnings and other related financial statement items[24].

Financial Performance - The company's operating revenue for the reporting period was ¥338,135,394.83, a decrease of 33.74% compared to the same period last year[22]. - The net profit attributable to shareholders was ¥24,897,438.12, down 36.56% year-on-year[22]. - The net cash flow from operating activities was -¥15,910,858.90, representing a decline of 116.02% compared to the previous year[22]. - In the first half of 2023, the company achieved operating revenue of CNY 338,135,394.83, a decrease of 33.74% compared to the same period last year[50]. - The net profit attributable to shareholders was CNY 24,897,438.12, down 36.56% year-on-year[50]. - The gross profit margin for the manufacturing sector was 16.33%, showing a slight increase of 1.26% compared to the previous year[61]. - The company reported a net profit margin of approximately 9.6% for the first half of 2023, down from 10.5% in the same period last year[162]. - The total comprehensive income for the first half of 2023 was CNY 30,368,527.89, down 35.0% from CNY 46,759,839.40 in the previous year[164]. Market Position and Strategy - The company plans to expand its market presence and explore potential mergers and acquisitions to enhance its competitive edge[13]. - The company has established good partnerships with leading LCD panel manufacturers, including LG, Xiaomi, and Samsung[32]. - The company is focused on developing new technologies and products in the field of new display films, including polarizers and optical films[13]. - The company aims to enhance customer stickiness through a positive business cycle of product extension and deepened cooperation with clients[55]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the industry[182]. Research and Development - The company has developed 92 patents related to production processes, including 5 invention patents and 87 utility model patents[52]. - The company has a dedicated R&D center that conducts forward-looking development of new products and applications based on market demand[48]. - The company is focused on continuous R&D for equipment and processes to improve production efficiency and product yield[52]. - The company has initiated research and development for new materials aimed at enhancing product performance and sustainability[182]. Financial Management and Investments - The company reported a total fundraising amount of RMB 496.78 million from the issuance of 17,171,722 shares, with net proceeds of RMB 442.33 million after deducting issuance costs of RMB 54.44 million[80]. - The company's cash and cash equivalents increased to ¥568,507,644, accounting for 51.92% of total assets, up from 30.03% at the end of the previous year, primarily due to funds raised from the initial public offering[65]. - The company has a total of ¥2,271,180.20 in restricted assets, including cash and fixed assets[69]. - The company has committed to investing RMB 30.07 million in the production project of optoelectronic thin-film devices, with a cumulative investment of RMB 24.13 million as of the reporting period[82]. Risk Management - The management discussion section outlines potential risks and corresponding mitigation strategies that the company may face[13]. - The company has established a risk management system for foreign exchange hedging to enhance its ability to manage foreign exchange fluctuations[77]. - The company faces risks from fluctuations in the downstream industry, which significantly impact its future development due to the market's sensitivity to demand changes[90]. - Increased competition in the new display film device industry is a concern, as more manufacturers may enter the market, potentially affecting the company's market share and profitability[91]. Corporate Governance - The company emphasized its commitment to maintaining the accuracy and completeness of its financial reports, with all board members present for the review[4]. - The financial statements were approved by the board of directors on August 24, 2023[187]. - The company follows the accounting standards issued by the Ministry of Finance, ensuring the financial statements reflect its financial position accurately[192]. Operational Efficiency - The company employs a "sales-driven production" model to quickly respond to customer demands[45]. - The company is focused on enhancing production management and developing high-value-added new products to improve gross profit margins[93]. - The company is actively communicating with existing customers to improve product quality and service efficiency, aiming to increase procurement share among existing clients[92]. Environmental and Social Responsibility - The company has a strong emphasis on environmental and social responsibility, addressing major environmental issues and societal contributions[13].

证券代码：001373 证券简称：翔腾新材 公告编号：2023-017 江苏翔腾新材料股份有限公司 第一届董事会第十八次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、董事会会议召开情况 江苏翔腾新材料股份有限公司（以下简称"公司"）第一届董事会第十八次会议于 2023 年 8 月 24 日在南京市栖霞区栖霞街道广月路 21 号会议室召开，以现场及通讯表决相 结合的方式召开，会议应出席董事 5 人，实际出席董事 5 人（其中以通讯表决方式出席会 议的董事 3 人：蒋建华、薛文进和冷飞）。会议由董事长张伟先生主持，公司监事和高级管 理人员列席会议。会议通知已于 2023 年 8 月 13 日以电话通知及电子邮件的方式向全体董 事、监事及高级管理人员送达。本次董事会会议的召开符合《中华人民共和国公司法》和 《公司章程》的有关规定，会议合法、有效。 二、董事会会议审议情况 （一）审议并通过《关于 2023 年半年度报告及摘要的议案》 董事会认为《2023 年半年度报告及摘要》真实反映了本报告期公司真实情况，所记载 事项不存在虚假记载、误导性陈述或重 ...

江苏翔腾新材料股份有限公司 独立董事 关于第一届董事会第十八次会议有关事项的独立意见 作为江苏翔腾新材料股份有限公司（"公司"）的独立董事，我们认真阅读和审核 了相关材料，根据《公司章程》及公司《独立董事工作制度》等相关规定的要求，经过 审慎、认真的研究，现就下述事项发表如下独立意见： 一、关于2023年半年度募集资金存放与使用情况的独立意见 经核查，公司2023年半年度募集资金存放与使用符合中国证监会、深圳证券交易所 关于上市公司募集资金存放和使用的相关规定，不存在募集资金存放和使用违规的情形。 我们认为，公司编制的《2023年半年度募集资金存放与使用情况的专项报告》内容真实、 准确、完整、不存在虚假记载、误导性陈述或重大遗漏。 因此，我们同意公司编制的《2023年半年度募集资金存放与使用情况的专项报告》。 二、关于控股股东及其他关联方资金占用、对外担保事项的专项说明的独立意见 根据《公司法》、《关于规范上市公司与关联方资金往来及上市公司对外担保若干问 题的通知》等相关规定和要求，我们对公司2023年半年度控股股东及其他关联方资金占 用及对外担保情况进行了认真的核查后，发表独立意见如下： （一）截至2023 ...

证券代码：001373 证券简称：翔腾新材 公告编号：2023-022 江苏翔腾新材料股份有限公司 关于聘任公司证券事务代表的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江苏翔腾新材料股份有限公司（以下简称"公司"）于 2023 年 8 月 24 日召开 了第一届董事会第十八次会议，审议通过了《关于聘任公司证券事务代表的议 案》，同意聘任徐利担任公司证券事务代表，协助董事会秘书履行职责，任期自本 次董事会通过之日起至本届董事会任期届满止。 徐利已取得沪深证券交易所颁发的董事会秘书资格证书并具有证券、基金从业 资格和取得中级管理会计师证书。具备履行职责所必需的专业知识、工作经验以及 相关素质，能够胜任相关岗位职责的要求，符合有关法律、行政法规、部门规章、 规范性文件等要求的任职资格。徐利先生简历详见附件。 徐利的联系方式： 特此公告。 江苏翔腾新材料股份有限公司 董事会 2023 年 8 月 26 日 附件：徐利简历 徐利，1980 年 8 月出生，中国国籍，无境外永久居留权，中共党员，本科学 历。曾从事生产管理、品质管理等工作。2008 年 12 月 ...

证券代码：001373 证券简称：翔腾新材 公告编号：2023-018 江苏翔腾新材料股份有限公司 第一届监事会第九次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、监事会会议召开情况 江苏翔腾新材料股份有限公司（以下简称"公司"）第一届监事会第九次会议于 2023 年 8 月 24 日在南京市栖霞区栖霞街道广月路 21 号会议室召开，以现场及通讯表决相结合 的方式召开，会议应出席监事 3 人，实际出席监事 3 人（其中以通讯表决方式出席会议的 监事 1 人：周凌云）。会议由监事会主席黄龙先生主持。会议通知已于 2023 年 8 月 13 日以 电话通知及电子邮件的方式向全体监事送达。本次监事会会议的召开符合《中华人民共和 国公司法》和《公司章程》的有关规定，会议合法、有效。 二、监事会会议审议情况 表决结果：同意票 3 票，反对票 0 票，弃权票 0 票；议案获得通过。 本议案无需提交股东大会审议。 （二）审议并通过《关于<2023 年半年度募集资金存放与使用情况的专项报告>的议案》 （一）审议并通过《关于 2023 年半年度报告及摘要的议 ...

中国证券监督管理委员会（以下简称"中国证监会"）出具《关于同意江苏翔腾新 材料股份有限公司首次公开发行股票注册的批复》（证监许可[2023]755号），并经深 圳证券交易所同意，公司向社会公开发行人民币普通股（A 股）股票1,717.1722万股， 每股发行价格为28.93元，募集资金总额为496,777,917.46元，扣除各类发行费用之后 实际募集资金净额442,333,640.93元。上述募集资金已于2023年5月26日全部到位。天 衡会计师事务所（特殊普通合伙）已于2023年5月26日对公司首次公开发行股票的资金 到位情况进行了审验，并出具"天衡验字（2023）00055号"验资报告。 （二）募集资金使用和结余情况 证券代码：001373 证券简称：翔腾新材 公告编号：2023-021 江苏翔腾新材料股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 江苏翔腾新材料股份有限公司（以下简称"公司"）根据中国证券监督管理委员 会《上市公司监管指引第2号——上市公司募集资金管理和使用的监管要求（2 ...

②无控股股东、实际控制人的公司，存在第一大股东或第一大股东关联人非经营性占用资金的，也应填写本表非经营性占用部分。 | | 资金占 | 占用方与上 | 上市公司核 | 2023 年期 | 2023 年 1-6 月占用累计 | 2023 年 1-6 月占用资金 | 2023 年 1-6 | 2023 | 年 6 | 占用形 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 用方名 | 市公司的关 | 算的会计科 | 初占用资 | 发生金额 | 的利息（如 | 月偿还累计 | 月 30 | 日占 | 成原因 | 占用性质 | | | 称 | 联关系 | 目 | 金余额 | （不含利 | 有） | 发生金额 | | 用资金余额 | | | | | | | | | 息） | | | | | | | | 控股股东、实际控 | | | | | | | | | | | - | | 制人及其附属企业 | | | | | | | | | | | | | 小计 | - | - | - | | | | ...

证券代码：001373 证券简称：翔腾新材 公告编号：2023-016 江苏翔腾新材料股份有限公司 一、开立募集资金现金管理专用结算账户的情况 因现金管理需要，公司近日开立了募集资金现金管理专用结算账户，具体如 下： | 开户名称 | 开户银行/机构 | 账号 | | --- | --- | --- | | 江苏翔腾新材料股份有限公司 | 江苏银行 | 31310188000029826 | | 南京翔辉光电新材料有限公司 | 江苏银行 | 31310188000029908 | 根据《上市公司监管指引第2号——上市公司募集资金管理和使用的监管要求》 等法律法规的相关规定，上述账户仅用于暂时闲置募集资金进行现金管理的专用结 1 算，不得用于存放非募集资金或用作其他用途，公司将在相关产品到期且无下一步购 买计划时及时注销以上专用结算账户。 关于开立募集资金现金管理专用结算账户的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 江苏翔腾新材料股份有限公司（以下简称"公司"）于 2023 年 7 月 21 日召开 2023 年第一次临时股东大会，审议通过了《关于 ...