广东信达律师事务所 股东大会法律意见书 中国 深圳 福田区益田路6001号太平金融大厦11、12楼 邮政编码：518038 11-12/F, TaiPing Finance Tower, Yitian Road 6001, Futian District，Shenzhen, P. R. China 电话(Tel)：(0755)88265288 传真(Fax) ：(0755) 88265537 电子邮件（E-mail）：info@shujin.cn 网站（Website）：www.shujin.cn 广东信达律师事务所 关于四川川大智胜软件股份有限公司 2023 年年度股东大会的法律意见书 信达会字[2024]第 061 号 致：四川川大智胜软件股份有限公司 广东信达律师事务所（下称"信达"）接受四川川大智胜软件股份有限公司 （下称"贵公司"或"公司"）的委托，指派信达律师出席贵公司 2023 年年度股 东大会（下称"本次股东大会"），对贵公司本次股东大会的合法性进行见证，并 出具本《广东信达律师事务所关于四川川大智胜软件股份有限公司 2023 年年度 股东大会的法律意见书》（下称"《股东大会法律意见书》"）。 ...

证券代码：002253 证券简称：川大智胜 公告编号：2024-011 四川川大智胜软件股份有限公司 2023 年度股东大会决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、误导性 陈述或重大遗漏。 特别提示： 本次股东大会未出现否决议案的情形 本次股东大会不涉及变更以往股东大会已通过的决议 一、会议召开和出席情况 （一）会议召开情况 1. 会议召开时间：2024 年 4 月 26 日（星期五）下午 2:00 2. 会议召开地点：成都市武科东一路 7 号智胜大厦 12 楼会议室 3. 会议召开方式：现场投票与网络投票相结合 4. 会议召集人：公司董事会 5. 会议主持人：公司董事长游志胜 6. 本次会议符合有关法律、行政法规、部门规章、规范性文件和《公 司章程》的规定。 通过现场和网络投票出席本次股东大会的股东及股东授权代表人共18 人，代表股份数67,820,401股，占公司有表决权股份总数的30.0588%。其中： 1. 出席本次股东大会现场会议的股东及股东授权代表人共16人，代表 股份数67,568,536股，占公司有表决权股份总数的29.9471%； 2.通过深圳证券交易所交 ...

证券代码：002253 证券简称：川大智胜 公告编号：2024-010 四川川大智胜软件股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、股票交易异常波动的具体情况 四川川大智胜软件股份有限公司（以下简称"公司"）（证券简称： 川大智胜， 证券代码：002253）于 2024 年 4 月 23 日、4 月 24 日、 4 月 25 日连续 3 个交易日收盘价格涨幅偏离值累计超过 20％，根据 《深圳证券交易所交易规则》的有关规定，属于股票交易异常波动的 情况。 二、对重要问题的关注、核实情况说明 针对公司股票异常波动，公司通过电话等方式对有关事项进行了 核查，说明如下： （一）公司未发现前期披露的信息存在需要更正、补充之处。 （二）未发现近期公共传媒报道了可能或已经对公司股票交易价 格产生较大影响的未公开重大信息。 （三）近期公司经营情况及内外部经营环境均没有发生或预计将 要发生重大变化。 股票交易异常波动公告 三、是否存在应披露而未披露的信息声明 （一）公司董事会确认，公司目前没有任何根据《深圳证券交易 所股票上市规则》等有关规定应予以披露而 ...

深 圳 证 券 交 易 所 关于对四川川大智胜软件股份有限公司 2023 年年报的问询函 四川川大智胜软件股份有限公司董事会： 我部在对你公司 2023 年年度报告（以下简称"年报"）进行 审查的过程中，关注到如下事项： 1、2020 年至 2023 年，你公司分别实现营业收入 35,734.71 万元、30,135.16 万元、24,588.28 万元、17,969.78 万元，归 属于上市公司股东的净利润（以下简称"净利润"）分别为 6,738.77 万元、2,520.92 万元、-5,793.78 万元、-17,166.33 万元，盈利能力持续下滑并连续两年亏损。报告期内营业收入扣 除金额为 293.41 万元。你公司主要产品航空及空管、虚拟现实 和增强现实产品与服务毛利率分别为 0.54%、14.42%，分别下降 11.58%、12.55%。请你公司对以下情况进行核查并说明： （1）结合近年行业环境变化、主营业务发展、市场竞争、 主要客户及销售金额变动情况等，说明连续四年营业收入及净利 1 润下滑、本年度主要产品毛利率下滑的具体原因，变动趋势是否 与同行业可比公司相一致。 （2）结合你公司相关业务的新 ...

公司将尽快履行相应程序完成财务总监的选聘工作。在未聘任新的财 务总监期间，暂由公司副总经理兼董事会秘书吴俊杰女士代行公司财务总 监职责直至公司正式聘任财务总监。 公司董事会对胡清娴女士在任职期间为公司发展及财务管理所作出的 贡献表示衷心的感谢。 特此公告。 四川川大智胜软件股份有限公司 关于财务总监辞职的公告 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、误导性 陈述或重大遗漏。 四川川大智胜软件股份有限公司（以下简称"公司"）董事会于近日收 到公司财务总监胡清娴女士的书面辞职报告。胡清娴女士因个人原因辞去 财务总监职务，辞职后不再担任公司及控股子公司任何职务。胡清娴女士 的辞职不会影响公司相关工作的正常开展。根据深圳证券交易所《上市公 司自律监管指引第1号—主板上市公司规范运作》的有关规定，胡清娴女士 的辞职报告自送达董事会时生效。截至本公告披露日，胡清娴女士未持有 公司股份。 证券代码：002253 证券简称：川大智胜 公告编号：2024-009 四川川大智胜软件股份有限公司 董 事 会 二〇二四年四月三日 — - 1 - — ...

Financial Performance - The company's operating revenue for 2023 was ¥179,697,781.88, a decrease of 26.92% compared to ¥245,882,778.55 in 2022[17]. - The net profit attributable to shareholders was -¥171,663,330.56, representing a decline of 196.29% from -¥57,937,836.45 in the previous year[17]. - The basic and diluted earnings per share were both -¥0.76, a decrease of 192.31% compared to -¥0.26 in 2022[17]. - Total assets at the end of 2023 were ¥1,565,021,802.17, down 10.63% from ¥1,751,181,509.81 at the end of 2022[17]. - The net assets attributable to shareholders decreased by 12.46% to ¥1,203,613,485.55 from ¥1,374,869,505.20 in 2022[17]. - The revenue after deducting non-operating income was ¥176,763,647.04, compared to ¥244,743,374.38 in 2022[17]. - Total revenue for 2023 was ¥179,697,781.88, a decrease of 26.92% compared to ¥245,882,778.55 in 2022[34]. - Software industry revenue accounted for ¥175,620,316.22, representing 97.73% of total revenue, down 28.15% from ¥244,412,788.05[34]. - Revenue from aviation and air traffic control products and services was ¥90,322,901.68, a decline of 36.61% from ¥142,494,216.04[34]. - Revenue from artificial intelligence products and services dropped by 63.51% to ¥14,328,777.25 from ¥39,265,048.83[34]. - Revenue from virtual reality and augmented reality products and services increased by 13.89% to ¥70,676,381.25 from ¥62,058,597.93[34]. - The Northeast region saw a revenue decline of 52.73% to ¥9,509,736.67 from ¥20,118,351.38[34]. - The Southwest region's revenue decreased by 22.97% to ¥88,276,999.13 from ¥114,598,172.91[34]. Cash Flow and Expenses - The net cash flow from operating activities increased by 97.84% to ¥60,130,316.65, up from ¥30,392,772.83 in 2022[17]. - The company recorded a net cash flow from operating activities of CNY 47.20 million in Q4 2023, following a negative cash flow of CNY 3.89 million in Q1 2023[22]. - Total operating costs for 2023 were ¥170,928,197.00, down 18.15% from ¥208,823,036.99 in 2022[44]. - R&D expenses increased by 18.27% to ¥54,188,133.60 from ¥45,816,412.87[49]. - Sales expenses increased by CNY 18.8722 million, a year-on-year growth of 123.80%, mainly due to increased salary expenses related to sales and costs incurred for unfinalized sales contracts[50]. - Income tax expenses decreased by CNY 16.5764 million, a year-on-year decline of 243.40%, primarily due to an increase in deferred tax assets[51]. Research and Development - The company is developing a high-speed, high-precision 3D camera and a multimodal non-contact automatic detection system for mental health, with trial applications ongoing[28]. - The company has made significant progress in core technology development, particularly in the mass production of new 3D cameras, enhancing market competitiveness[30]. - The company’s core competitiveness has increased significantly in 2023, marked by the successful completion of a major scientific instrument project[29]. - R&D investment amounted to CNY 27,786,792.96, a decrease of 56.09% compared to CNY 63,279,659.68 in the previous year, with R&D investment accounting for 15.46% of operating revenue, down from 25.74%[55]. - The number of R&D personnel decreased by 18.40% from 288 to 235, with the proportion of R&D personnel also declining by 3.79%[53]. - Capitalized R&D investment amounted to CNY 21,511,267.10, representing 77.42% of total R&D investment, down from 94.56% in the previous year[55]. - The company is developing high-precision 3D facial recognition technology and aims to enhance its market competitiveness in intelligent aviation and air traffic control[52]. - The company plans to continue optimizing its 3D dynamic recognition algorithms and expand applications in various fields, enhancing its core technology competitiveness[52]. Governance and Compliance - The company has established a strong governance structure, ensuring compliance with relevant laws and regulations, and maintaining independence from its controlling shareholder[83][85]. - The company has not reported any significant errors in information disclosure during the reporting period and has established effective communication channels with investors[92]. - The company has established a fair, transparent, and effective performance evaluation and incentive mechanism for senior management, aiming to enhance motivation and attract talent[93]. - The company received a warning letter from the Sichuan Regulatory Bureau for inaccurate disclosure of the 2022 annual performance forecast compared to the 2022 annual report, involving the chairman, vice chairman, and CFO[117]. - Director You Jian received a warning letter for engaging in short-term trading of company stock by his spouse, violating the Securities Law[116]. - The management team has a strong emphasis on compliance and governance, as evidenced by their response to regulatory actions[117]. - The company has maintained a commitment to timely and accurate disclosure of significant information affecting investors, adhering to regulatory requirements[156]. - The company has ensured compliance with the rules regarding related party transactions, maintaining fairness and legality in its dealings[155]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 39,778, compared to 43,081 in the previous period[194]. - The largest shareholder, You Zhisheng, holds 9.13% of the shares, amounting to 20,589,033 shares[195]. - Sichuan University, the second-largest shareholder, holds 6.97% with 15,724,800 shares[195]. - The third-largest shareholder, Sichuan Zhisheng Aerospace Technology Co., Ltd., holds 6.55% with 14,778,550 shares, and has pledged 3,400,000 shares[195]. - The total number of shares held by the top ten unrestricted shareholders amounts to 64,000,000 shares, representing a significant portion of the total share capital[195]. - The total number of shares remained at 225,626,095 with no changes in the shareholder structure reported[192]. - The company did not engage in any repurchase agreements among the top ten shareholders during the reporting period[198]. - The controlling shareholder, You Zhisheng, is a natural person and has not changed during the reporting period[199]. - You Zhisheng is a professor at Sichuan University and has held the position of chairman since March 2011[200]. Operational Challenges and Future Plans - The company has indicated uncertainty regarding its ability to continue as a going concern due to negative net profits in recent years[17]. - The company aims to achieve significant growth in business revenue by focusing on technological innovation and results transformation in the artificial intelligence sector while maintaining stable growth in traditional businesses[76]. - The company plans to diversify its market business model from a single project-based approach to a combination of projects, products, services, and technology transfers[76]. - The company is facing risks related to talent loss and the potential for technology loss, but it is actively seeking new profit models, including technology transfers[79]. - The company has implemented measures to optimize its organizational structure and improve operational efficiency[77]. Internal Control and Audit - The company has established a comprehensive internal control system to mitigate operational risks and ensure effective management[141]. - There were no significant internal control deficiencies reported during the period[141]. - The company maintained effective internal controls over financial reporting as of December 31, 2023, according to the internal control audit report[144]. - The total assets of the units included in the internal control evaluation accounted for 100% of the company's consolidated financial statement assets[142]. - The total operating income of the units included in the internal control evaluation accounted for 100% of the company's consolidated financial statement operating income[142]. - The company hired Sichuan Huaxin (Group) CPA Firm for internal control audit with an audit fee of 130,000 RMB[165]. Environmental and Social Responsibility - The company adheres to the GB/T24001-2016 environmental management system, emphasizing environmental protection and sustainable development[152]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[147]. - The company has implemented a GB/T45001-2020 occupational health and safety management system to safeguard employee rights and well-being[150]. - The company has not engaged in poverty alleviation or rural revitalization efforts during the reporting period[153].

公司委托四川华信（集团）会计师事务所（特殊普通合伙）对公司 2023 年 12 月 31 日的资产负债表、2023 年度的利润表、现金流量表及 股东权益变动表进行审计。四川华信（集团）会计师事务所（特殊普通 合伙）对此出具了标准无保留意见的审计报告。 二、报表合并范围情况 四川川大智胜软件股份有限公司 2023 年度财务决算报告 2023 年度财务决算报告 一、2023 年度财务报告审计意见 公司合并财务报表的合并范围以控制为基础予以确定，公司将其全 部子公司纳入合并财务报表的合并范围。 三、主要经营指标及情况（金额单位：人民币万元） | 项目 | 2023 年 | 2022 年 | 本年比上年增减 | | | --- | --- | --- | --- | --- | | 营业收入 | 17,969.78 | 24,588.28 | | -26.92% | | 归属于上市公司股东的净利润 | -17,166.33 | -5,793.78 | | -196.29% | | 归属于上市公司股东的扣除非经常 性损益的净利润 | -18,692.33 | -6,916.39 | | -170.26% | | 经营活 ...

四川川大智胜软件股份有限公司 内部控制审计报告 四川川大智胜软件股份有限公司 内部控制审计报告 川华信专（2024）第 0174 号 目录： 1、内部控制审计报告 四川川大智胜软件股份有限公司 内部控制审计报告 | 四川华信(集团)会计师事务所 | | | --- | --- | | | 地址:成都市洗面桥街 号金茂礼都南 楼 18 28 | | （特殊普通合伙） | 电话:（028）85560449 | | SI CHUAN HUA XIN (GROUP) CPA | 传真:（028）85560449 邮编: 610041 | | | 电邮: schxzhb@hxcpa.com.cn | | (LLP) | | 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要 求，我们审计了四川川大智胜软件股份有限公司(以下简称"川大智胜公 司")2023年12月31日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业 内部控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效 性是川大智胜公司董事会的责任。 二、注册会计师的责任 我们 ...

董事会审计委员会对会计师事务所2023年度履职情况评估及履行监督职责情况的报告 四川川大智胜软件股份有限公司 董事会审计委员会对会计师事务所2023年度履职情况评估 及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治 理准则》《国有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易 所上市公司自律监管指引第1号——主板上市公司规范运作》和四川川大智胜软 件股份有限公司（以下简称"公司"）的《公司章程》《审计委员会工作制度》等 规定和要求，公司董事会审计委员会本着勤勉尽责的原则，将四川华信（集团） 会计师事务所（特殊普通合伙）（以下简称"华信会计师事务所"）2023年度履职 评估及审计委员会履行监督职责的情况汇报如下： 一、2023年度会计师事务所基本情况 事务所名称：四川华信（集团）会计师事务所（特殊普通合伙） 成立日期：初始成立于1988年6月，2013年11月27日改制为特殊普通合伙企 业。 首席合伙人：李武林 组织形式：特殊普通合伙企业 注册地址：泸州市江阳中路28号楼3单元2号 主要经营场所：成都市武侯区洗面桥街18号金茂礼都南28楼 华信会计师事务所202 ...

关于独立董事2023年度独立性自查情况的专项意见 根据《上市公司独立董事管理办法》《深圳证券交易所股票上市规 则》《深圳证券交易所上市公司自律监管指引第1号—主板上市公司规范运 作》等要求，四川川大智胜软件股份有限公司(以下简称"公司")董事 会，就公司在任独立董事车晓昕、王清云、张华的独立性情况进行评估并 出具如下专项意见： 经核查独立董事车晓昕、王清云、张华的任职经历以及签署的相关自 查文件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司 主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系或 其他可能妨碍其进行独立客观判断的关系，因此，公司独立董事符合《上 市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指引第1号 —主板上市公司规范运作》中对独立董事独立性的相关要求。 四川川大智胜软件股份有限公司关于独立董事 2023 年度独立性自查情况的专项意见 董 事 会 四川川大智胜软件股份有限公司 二○二四年三月二十九日 四川川大智胜软件股份有限公司 ...