中信证券股份有限公司 关于宝鼎科技股份有限公司 二、业绩承诺及完成情况 （一）业绩承诺情况 发行股份购买资产并募集配套资金暨关联交易 2023 年度业绩承诺实现情况的 核查意见及致歉声明 中信证券股份有限公司（以下简称"中信证券"或"独立财务顾问"）作为 宝鼎科技股份有限公司（以下简称"上市公司""宝鼎科技"）2022 年度发行股 份购买资产并募集配套资金暨关联交易（以下简称"本次交易"）之独立财务顾 问，根据《公司法》《证券法》《上市公司重大资产重组管理办法》《深圳证券 交易所股票上市规则》等有关法律法规和规范性文件的要求，对宝鼎科技本次交 易 2023 年度业绩承诺实现情况及补偿事项进行了审慎核查，具体核查情况如下： 一、本次交易情况 2022 年 8 月 22 日，经中国证券监督管理委员会《关于核准宝鼎科技股份有限 公司向招远永裕电子材料有限公司等发行股份购买资产并募集配套资金申请的批 复》（证监许可[2022]1862 号，以下简称"《批复》"）核准，宝鼎科技向招远永 裕电子材料有限公司（以下简称"永裕电子"）发行 57,823,464 股股份、向山东 招金集团有限公司（以下简称"招金集团"）发行 1 ...

中信证券股份有限公司 变更募投项目实施地点 之 专项核查意见 独立财务顾问 关于 宝鼎科技股份有限公司 签署日期：2024 年 4 月 中信证券股份有限公司（以下简称"中信证券"或"独立财务顾问"）作为 宝鼎科技股份有限公司（以下简称"宝鼎科技"、"上市公司"或"公司"）发 行股份购买资产并募集配套资金暨关联交易的独立财务顾问，根据《上市公司监 管指引第 2 号——上市公司募集资金管理和使用的监管要求》《深圳证券交易所 上市公司自律监管指引第 1 号——主板上市公司规范运作》《深圳证券交易所股 票上市规则》等有关法律法规和规范性文件的要求，对宝鼎科技变更部分募集资 金投资项目实施地点相关事项进行了审慎核查，发表核查意见如下： （二）募集资金投资项目情况 根据《宝鼎科技股份有限公司发行股份购买资产并募集配套资金暨关联交易 报告书》，本次募集资金投资项目拟用于投入标的公司"7,000 吨/年高速高频板 5G 用（HVLP）铜箔项目"、补充上市公司流动资金、支付中介机构费用等。 2 单位：万元 序 号 项目名称 拟投入募集资 金金额 占配套融 资总额的 比例 募集配套资金金额 占交易总金额的比 例 1 7,000 ...

纳入评价范围的主要事项包括： 中信证券股份有限公司 关于宝鼎科技股份有限公司 2023 年度内部控制评价报告 的核查意见 中信证券股份有限公司（以下简称"中信证券""独立财务顾问"）作为宝 鼎科技股份有限公司（以下简称"公司""宝鼎科技"）发行股份购买资产并募 集配套资金暨关联交易的独立财务顾问，根据《上市公司重大资产重组管理办法》 《上市公司并购重组财务顾问业务管理办法》《深圳证券交易所上市公司自律监 管指引第 1 号——主板上市公司规范运作》等有关规定，对宝鼎科技 2023 年度 内部控制情况进行了核查，核查情况及核查意见如下： 一、内部控制评价工作情况 （一）内部控制评价范围 公司按照风险导向原则确定纳入评价范围的主要单位、业务和事项以及高风 险领域。纳入评价范围的主要单位包括：宝鼎科技股份有限公司、杭州宝鼎废金 属回收有限公司、宝鼎重工有限公司、山东金宝电子有限公司、山东金都电子材 料有限公司、金宝电子（铜陵）有限公司、招远金宝（香港）有限公司、烟台松 磊商贸有限公司、招远市河西金矿有限公司。纳入评价范围单位资产总额占公司 合并财务报表资产总额的 100%，营业收入合计占公司合并财务报表营业收入总 额 ...

中通诚资产评估有限公司 关于宝鼎科技股份有限公司 发行股份购买资产并募集配套资金暨关联交易 2023 年度业绩承诺实现情况的 核查意见及致歉声明 中通诚资产评估有限公司(以下简称"中通诚"或"评估机构")作为宝鼎科 技股份有限公司(以下简称"上市公司""宝鼎科技")2022年度发行股份购买资 产并募集配套资金暨关联交易(以下简称"本次交易")之评估机构,根据《公司 法》《证券法》《上市公司重大资产重组管理办法》《深圳证券交易所股票上市规则》 等有关法律法规和规范性文件的要求,对宝鼎科技本次交易 2023 年度业绩承诺实 现情况进行了审慎核查,具体核查情况如下; 一、本次交易情况 2022 年 8 月 22 日,经中国证券监督管理委员会《关于核准宝鼎科技股份有限 公司向招远永裕电子材料有限公司等发行股份购买资产并募集配套资金申请的批 复》(证监许可[2022]1862 号,以下简称"《批复》")核准,宝鼎科技向招远永裕电 子材料有限公司(以下简称"永裕电子")发行 57,823,464 股股份、向山东招金集 团有限公司(以下简称"招金集团")发行 14,120,862 股股份、向青岛相兑弘毅投 资管理中心(有限 ...

发行股份购买资产并募集配套资金暨关联交易之 中信证券股份有限公司 关于宝鼎科技股份有限公司 2023 年度业绩补偿方案暨回购注销股份的 核查意见 中信证券股份有限公司（以下简称"中信证券""独立财务顾问"）作为宝 鼎科技股份有限公司（以下简称"上市公司""宝鼎科技"）2022 年度发行股份 购买资产并募集配套资金暨关联交易（以下简称"本次交易"）之独立财务顾问， 根据《公司法》《证券法》《上市公司重大资产重组管理办法》《深圳证券交易 所股票上市规则》等有关法律法规和规范性文件的要求，对宝鼎科技本次交易 2023 年度业绩承诺实现情况及补偿事项进行了审慎核查，具体核查情况如下： 一、本次交易情况 2022 年 8 月 22 日，上市公司取得中国证券监督管理委员会《关于核准宝鼎科 技股份有限公司向招远永裕电子材料有限公司等发行股份购买资产并募集配套资 金申请的批复》（证监许可[2022]1862 号），核准上市公司本次发行股份及支付现 金购买资产并募集配套资金暨关联交易事项。2022 年 9 月 6 日，标的资产山东金 宝电子有限公司（以下简称"金宝电子""标的公司"）63.87%股权过户至上市 公司名下的工商变 ...

中信证券股份有限公司 关于宝鼎科技股份有限公司 2023 年度募集资金存放与使用情况的专项核查意见 中信证券股份有限公司（以下简称"中信证券"或"独立财务顾问"）作为宝 鼎科技股份有限公司（以下简称"宝鼎科技"、"上市公司"或"公司"）发行股 份购买资产并募集配套资金暨关联交易的独立财务顾问，根据《上市公司监管指引第 2号——上市公司募集资金管理和使用的监管要求》《深圳证券交易所上市公司自律监 管指引第1号——主板上市公司规范运作》《深圳证券交易所股票上市规则》等有关法 律法规和规范性文件的要求，对上市公司2023年度募集资金存放与使用情况进行了认 真、审慎的核查，具体核查情况如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 2022年8月23日，上市公司公告收到中国证券监督管理委员会《关于核准宝鼎科技 股份有限公司向招远永裕电子材料有限公司等发行股份购买资产并募集配套资金申请 的批复》（证监许可[2022]1862 号），获准向招金有色矿业有限公司发行股份募集配 套资金不超过3亿元。2022年9月23日，中信证券将扣除承销服务费后的认购款项的剩 余款项划转至上市公司指定账户中。根据中天运会 ...

Market Overview - The global PCB market is projected to reach $83.256 billion in 2022, growing by 2.9% from $80.920 billion in 2021, and is expected to reach $101.559 billion by 2026, with a CAGR of 4.6%[1]. Company Operations and Production - The company aims to achieve a gold production target at Hexi Gold Mine while ensuring the completion of the annual sales tasks for Jinbao Electronics, focusing on quality control and customer support[5]. - Jinbao Electronics plans to implement a project for 7,000 tons/year of high-speed high-frequency 5G HVLP copper foil, with production expected to commence within the year[5]. - The company will enhance safety production management and improve mining and selection technology at Hexi Gold Mine to meet annual gold output targets[6]. - The company will establish an energy management system to reduce energy consumption and improve energy efficiency across its operations[7]. Risk Factors - The company faces risks from macroeconomic fluctuations that could impact demand for electronic copper foil and copper-clad laminates in various downstream industries[13]. - Increased market competition in the electronic copper foil and copper-clad laminate industry may affect the company's profitability if it fails to upgrade technology and improve product quality[14]. - The company is exposed to risks from raw material price fluctuations, particularly for copper, resin, and fiberglass, which could impact profitability if costs rise significantly[15]. - The company's product gross margin has shown significant volatility, with potential risks of further declines in gross margin and performance due to rising copper prices and insufficient demand in the PCB industry[16]. - The company is affected by international factors such as the impact of U.S. interest rate hikes and inflation, which may weaken downstream demand for electronic components[17]. Resource Management - The company's main product is gold concentrate, which is significantly influenced by fluctuations in gold prices due to various factors including global economic conditions and political events[20]. - As of the end of 2023, the total ore reserve of the Hexi gold mine is 1,555,683 tons, with a total gold metal content of 4,389 kg, indicating a reliance on this single mine for resource supply[21]. - The company plans to mitigate risks associated with single mine operations by exploring mergers and partnerships with high-quality mines domestically and internationally to enhance resource acquisition[20]. - There is a long-term risk of resource reserve shortages, which could significantly impact the company's sustainable operations if alternative resources are not identified[21]. Corporate Governance - The company appointed Ding Hongjie as the Chief Financial Officer on February 3, 2023, and Wang Leyi as a director on December 28, 2021[42]. - The company adheres to the corporate governance standards set by the China Securities Regulatory Commission and the Shenzhen Stock Exchange, ensuring compliance with relevant laws and regulations[49]. - The company has a board of directors consisting of 9 members, including 3 independent directors, fulfilling legal and regulatory requirements[52]. - The company has established a performance evaluation and incentive mechanism for employees, promoting a fair and efficient work environment[54]. - The company has designated multiple media outlets for information disclosure, ensuring transparency and investor access to information[55]. - The company is managing a competitive relationship with its controlling shareholder, ensuring clear ownership and operational norms[64]. Financial Performance - The company reported a total revenue of 1.5 billion yuan for the fiscal year 2023, representing a year-over-year growth of 15%[68]. - User data indicates an increase in active users by 20% year-over-year, reaching 3 million active users by the end of 2023[68]. - The company has provided a revenue guidance for 2024, projecting a growth rate of 10% to 12%[68]. - Investment in new product development increased by 25% in 2023, focusing on innovative technologies in the industry[68]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in market share by 2025[68]. Internal Controls and Compliance - No significant internal control deficiencies were reported, with all financial report deficiencies categorized as general[73]. - The company has not reported any accounting errors or discrepancies during the reporting period[83]. - The company has established a comprehensive internal control system, with 100% of total assets and operating income included in the evaluation scope[109]. - No significant defects in non-financial reporting internal controls were identified as of the evaluation report date[107]. - The internal control audit report issued by the accounting firm confirmed that the company maintained effective internal controls in all material aspects as of December 31, 2023[112]. Environmental Responsibility - The company has complied with various environmental protection laws and regulations, ensuring no significant pollution incidents[117]. - The company has established real-time monitoring equipment for particulate matter emissions, maintaining control within regulatory limits[122]. - The company has implemented a water recycling system for underground water, ensuring no external discharge of production wastewater[122]. - The company has established an emergency response plan for environmental incidents, which has been filed with the Yantai Ecological Environment Bureau[123]. - The company has implemented a waste gas monitoring plan with specific emission limits, such as particulate matter at 10 mg/m³ and nitrogen oxides at 3,100 mg/m³[124]. - The company has a soil and groundwater monitoring plan, with parameters including total mercury, total cadmium, and total arsenic, monitored quarterly[127]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[129]. - The company emphasizes environmental protection and has implemented energy-saving and emission-reduction activities as a priority[132]. Employee Management - The total number of employees at the end of the reporting period was 2,750, with 2,775 employees receiving compensation during the period[92]. - Employee training programs have been enhanced, with a 40% increase in training hours provided to staff[68]. - The company has implemented a training plan for employees, focusing on skills improvement and safety management[96]. - The company’s employee compensation structure includes fixed salaries, performance bonuses, and position allowances, tailored to different roles[95]. Strategic Initiatives - The company plans to acquire 100% equity of Hexi Gold Mine, which involves related party transactions[83]. - The company has plans for market expansion and new product development as part of its strategic initiatives[83]. - The company is actively pursuing market expansion and new product development as part of its growth strategy[1]. - The company has engaged China Galaxy Securities as its financial advisor for the acquisition and restructuring processes[1]. Acquisitions and Restructuring - The company completed the acquisition of 100% equity of Hexi Gold Mine for cash on September 5, 2023, as part of its asset restructuring strategy[1]. - The company reported a significant asset restructuring in 2022, acquiring 63.87% of Jinbao Electronics through a non-public issuance of shares[1]. - The company plans to sell 100% equity of Baoding Heavy Industry and Baoding Waste Metal, as well as 42.5% of Baoding Microfinance, through public listing on the Shandong Property Exchange[1]. - The company has committed to achieving a cumulative net profit (after deducting non-recurring gains and losses) of no less than 251.8184 million yuan from 2023 to 2027 for the acquired company, with cash compensation if not met[1]. Future Outlook - The company emphasizes the importance of risk awareness regarding fluctuations in non-ferrous metal prices and related policy risks in its future development outlook[161]. - Future strategies will focus on sustainability initiatives, aiming for a 25% reduction in carbon footprint by 2025[180]. - The company plans to enter two new international markets in 2024, aiming for a market share of 10% within the first year[150]. - The company is considering strategic acquisitions to bolster its product offerings, with a budget of $30 million allocated for potential deals[180].

关于宝鼎重工有限公司 资产重组过渡期损益情况的专项审计报告 大华核字[2024]0011003060 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进行套 报告编码:京24JN470AD 宝鼎重工有限公司 资产重组过渡期专项审计报告 (2023 年 5 月 1 日至 2024 年 1 月 31 日止) 目 录 页 次 一、 专项审计报告 1-2 i i 已审过渡期财务报表 资产重组过渡期利润表 1 资产重组过渡期利润表附注 1-31 : 86 (10) 5835 0011 专项审计报告 大华核字[2024]0011003060号 宝鼎重工有限公司全体股东: 我们审计了后附的宝鼎重工有限公司(以下简称宝鼎重工)资产 重组过渡期利润表,包括 2023年5月1日至 2024年1月 31 日过渡 期利润表和相关附注(以下合称过渡期财务报表）。 一、管理层对过渡期财务报表的责任 宝鼎重工管理层负 ...

关于杭州宝鼎废金属回收有限公司 资产重组过渡期损益情况的专项审计报告 大华核字[2024]0011003061 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.eov.cn 杭州宝鼎废金属回收有限公司 资产重组过渡期专项审计报告 (2023年5月1日至 2024年1月31日止) 目 录 页 次 专项审计报告 1-2 已审过渡期财务报表 资产重组过渡期利润表 I 资产重组过渡期利润表附注 1-29 专项审计报告 大华核字[2024]0011003061号 杭州宝鼎废金属回收有限公司全体股东: 我们审计了后附的杭州宝鼎废金属回收有限公司(以下简称废金 属)资产重组过渡期利润表,包括 2023年 5 月 1 日至 2024 年 1 月 31 日过渡期利润表和相关附注(以下合称过渡期财务报表)。 一、管理层对过渡期财务报表的责任 t and the I Í 华会计师事务所(特殊亲 十京市海淀区两四五中路 16号 ...

宝鼎科技股份有限公司 内部控制审计报告 大华内字[2024]0011000187 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership ) ___ 报告编码:京24013 ᇍ唾、ᢰ㛑ԭᴹ䲀ޜਨ ᇑ䇑ᣕࡦ䜘᧗ ˄ᡚ→ ᒤ ᴸ ᰕ˅ ⴞᖅ 亥⅑ аǃ 䜘᧗ࡦᇑ䇑ᣕ 澔 澔 ⠨≏ḛ媢ⴉᶌ↢ㅁ漑䅺㪋㕯弛⌉Ḛ漒澔 ∖ᶫⴁ㱶㲿∹塾◚䊮ᴬ峮 濄濉 ⋶敡 濊 ⋶㡻 濄濅 ⭁澳 濮濄濃濃濃濆濌濰澳 澳 䐴嫜漡濋濉澳 澻濄濃澼澳 濈濋濆濈澳 濃濃濄濄澳 ḟ䘞漡濋濉澳 澻濄濃澼澳 濈濋濆濈澳 濃濃濃濉澳 澳 瀊瀊瀊濁濷濴濻瀈濴激濶瀃濴濁濶瀂瀀澳 䜞 ᇗ 䇗 ᣛ བྷॾᆇ>@ ਧ ᇍ唾、ᢰ㛑ԭᴹ䲀ޜਨޘփ㛑ь˖ ᤹➗ljԱъ䜘᧗ࡦᇑ䇑ᤷᕅNJ৺ѝഭ⌘Պ䇑ᐸᢗъ߶ࡉⲴ ޣ㾱≲ˈᡁԜᇑ䇑Ҷᇍ唾、ᢰ㛑ԭᴹ䲀ޜਨ˄ԕлㆰ〠ᇍ唾、ᢰޜਨ˅ ᒤ ᴸ ᰕⲴ䍒࣑ᣕ䜘᧗ࡦⲴᴹ᭸ᙗDŽ བྷॾᆇ[2024]0011000187 ਧ䜘᧗ࡦᇑ䇑ᣕ ഋǃ䍒࣑ᣕ䜘᧗ࡦᇑ䇑㿱 аǃԱъሩ䜘᧗ࡦⲴ䍓ԫ ᤹➗ljԱъ䜘᧗ࡦสᵜ㿴 ...