南方风机股份有限公司 章 程 （经第五届董事会第二十八次会议审议通过） 二○二三年八月 1 目 录 第一章 总则 第二章 经营宗旨和范围 第三章 股份 第四章 股东和股东大会 第五章 董事会 第六章 总经理及其他高级管理人员 第七章 监事会 第一节 股份发行 第二节 股份增减和回购 第三节 股份转让 第一节 股东 第二节 股东大会的一般规定 第三节 股东大会的召集 第四节 股东大会的提案和通知 第五节 股东大会的召开 第六节 股东大会的表决和决议 第一节 董事 第二节 董事会 第三节 独立董事 第二节 监事会 第八章 党建工作 第九章 财务会计制度、利润分配和审计 第一节 财务会计制度 第二节 内部审计 第一节 监事 2 第三节 会计师事务所的聘任 第十章 劳动与人事 第十一章 通知与公告 第一节 通知 第二节 公告 第十二章 合并、分立、增资、减资、解散和清算 第一节 合并、分立、增资和减资 第二节 解散和清算 第十三章 修改章程 第十四章 附则 3 第一章 总 则 第 1.01 条 为维护南方风机股份有限公司（以下简称"公司"）及其股东、 债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法 ...

证券代码：300004 证券简称：南风股份 公告编号：2023-029 南方风机股份有限公司 关于召开二〇二三年第二次临时股东大会的通知 本公司及其董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 经南方风机股份有限公司（以下简称"公司"） 第五届董事会第二十八次 会议审议通过，公司定于 2023 年 9 月 15 日（星期五）下午 14:00 召开二〇二三 年第二次临时股东大会，现将有关事项通知如下： 一、召开会议的基本情况： 1、股东大会届次：2023 年第二次临时股东大会。 2、股东大会的召集人：公司董事会 3、会议召开的合法、合规性：本次股东大会会议召开符合有关法律、行政 法规、部门规章、规范性文件和公司章程的有关规定。 4、会议召开的日期、时间： （1）现场会议召开时间：2023 年 9 月 15 日（星期五）下午 14:00 开始。 （2）网络投票： （2）网络投票：公司将通过深圳证券交易所交易系统和互联网投票系统向 全体股东提供网络投票平台，公司股东可以在网络投票时间内通过上述系统行使 表决权。 公司股东应选择现场投票、网络投票（网络投票包含证券交易系统和互联网 ...

声明人麦志荣，作为南方风机股份有限公司 6届董事会独立董事候选人，现公开声明和保证，本人与该公司之间 不存在任何影响本人独立性的关系，且符合相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务规则对 一、本人已经通过南方风机股份有限公司第5届董事会提名委员会或者独立董事专门会议资格审查，提名人与本人不存 十八、本人及本人直系亲属不是直接或间接持有该公司已发行股份1%以上的股东，也不是该上市公司前十名股东中自然 南方风机股份有限公司 独立董事候选人声明 独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 在利害关系或者其他可能影响独立履职情形的密切关系。 √ 是 □ 否 二、本人不存在《中华人民共和国公司法》第一百四十六条等规定不得担任公司董事的情形。 √ 是 □ 否 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易所业务规则规定的独立董事任职资格和条件。 √ 是 □ 否 四、本人符合该公司章程规定的独立董事任职条件。 √ 是 □ 否 五、本人已经参加培训并取得证券交易所认可的相关培训证明材料（如有）。 √ 是 □ 否 六、本人担任独立董事不会违反《中华人民共和国公务员法》的 ...

一、本人已经通过南方风机股份有限公司第5届董事会提名委员会或者独立董事专门会议资格审查，提名人与本人不存 南方风机股份有限公司 独立董事候选人声明 声明人陈雅兰，作为南方风机股份有限公司 6届董事会独立董事候选人，现公开声明和保证，本人与该公司之间 不存在任何影响本人独立性的关系，且符合相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务规则对 独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事项： 在利害关系或者其他可能影响独立履职情形的密切关系。 √ 是 □ 否 二、本人不存在《中华人民共和国公司法》第一百四十六条等规定不得担任公司董事的情形。 √ 是 □ 否 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易所业务规则规定的独立董事任职资格和条件。 √ 是 □ 否 如否，请详细说明： 本人已书面承诺参加最近一次独立董事培训并取得深圳证券交易所认可的独立董事资格证书 六、本人担任独立董事不会违反《中华人民共和国公务员法》的相关规定。 √ 是 □ 否 七、本人担任独立董事不会违反中共中央纪委《关于规范中管干部辞去公职或者退（离）休后担任上市公司、基金管理 公司独立董事、独立监事 ...

证券代码：300004 证券简称：南风股份 公告编号：2023-023 南方风机股份有限公司 关于收到中标通知书的公告 1、招标项目名称：SK 项目 LOT150Ad 核岛空调机组及换热器 2、招标方：中广核工程有限公司 3、中标人：南方风机股份有限公司 本公司及其董事会全体成员保证公告内容真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 南方风机股份有限公司（以下简称"公司"）于近日收到中广核工程有限公 司发出的中标通知书，公司被确认为"SK 项目 LOT150Ad 核岛空调机组及换热 器"的中标方。现将具体情况说明如下： 4、中标金额：人民币 5,270 万元 5、设备名称：HAVC 系统空调机组、加热盘管、冷却盘管、直接蒸发式空 调器、加湿器及消声器，包括设备配套的附件、备品备件、消耗品、专用工具、 运输、文件、现场服务及培训等。 6、计划交货日期：首批交货日期为：2025年3月31日 二、交易对方情况介绍 1、交易对手方名称：中广核工程有限公司 一、中标项目主要内容 法定代表人：郝坚 注册资本：328,600 万元人民币 目前，中广核工程有限公司经营情况良好，财务状况较好，具备较强的履约 能力 ...

证券代码：300004 证券简称：南风股份 南方风机股份有限公司投资者关系活动记录表 编号：20230720 | --- | |--------------------------| | 特定对象调研 □分析师会议 | | □媒体采访 □业绩说明会 | | □新闻发布会 □路演活动 | | □现场参观 | □其他 投资者关系活动 类别 参与单位名称及 人员姓名 中信证券：纪敏、王文聪 时间 2023 年 7 月 20 日 地点 公司现场及电话会议 上市公司接待人 员姓名 董事会秘书：王娜女士 一、董事会秘书王娜女士简要介绍了公司的基本情况和业务 特点，以及公司近期的经营情况。 二、调研人员就公司情况进行提问，主要问答情况如下： 1、请简单介绍公司重型金属 3D 打印业务基本情况？ 重型金属 3D打印技术是公司控股子公司南方增材自主研 发并对构件材料、构件几何尺寸、形状和用途具有较强的适用 投资者关系活动 主要内容介绍 性和通用性的一种技术，可应用于核电、火电、水电、石化、 冶金、船舶等行业的现代重大工业装备中所需的各种高强低合 金钢、高强高合金钢、耐热合金钢、不锈钢等重型构件的精密 成型，具有构件性能优异、机 ...

证券代码：300004 证券简称：南风股份 南方风机股份有限公司投资者关系活动记录表 | --- | --- | --- | --- | |----------------|---------------|-------------|----------| | | | | 20230508 | | | □特定对象调研 | □分析师会议 | | | | □媒体采访 | √业绩说明会 | | | 投资者关系活动 | □新闻发布会 □ | 路演活动 | | | 类别 | □现场参观 | | | □其他 参与单位名称及 人员姓名 参与业绩说明会的线上投资者 时间 2023 年 5 月 8 日 1、 深圳证券交易所"互动易"平台，"云访谈"栏目； 地点 2、 上海证券报·中国证券网； 3、 价值在线 董事长：袁学亮先生；总经理：任刚先生；独立董事：陆垂军先 上市公司接待人 生；财务总监：梁秀霞女士；董事会秘书：王娜女士 员姓名 南方风机股份有限公司（以下简称"公司"）2022 年度业绩 网上说明会于 2023 年 5 月 8 日下午 15:00 至 17:00 通过深圳证券 交易所"互动易"平台、上海证券报·中国证券网 ...

Financial Performance - The company's operating revenue for 2022 was ¥308,740,885.09, a decrease of 63.34% compared to ¥842,239,960.46 in 2021[20] - The net profit attributable to shareholders for 2022 was ¥24,366,017.07, representing a 103.55% increase from a loss of ¥687,127,752.12 in 2021[20] - The net cash flow from operating activities was ¥8,292,479.50, down 83.94% from ¥51,618,563.08 in the previous year[20] - Basic earnings per share for 2022 were ¥0.05, a significant recovery from a loss of ¥1.43 per share in 2021, marking a 103.50% improvement[20] - Total assets at the end of 2022 amounted to ¥1,911,936,275.60, a decrease of 7.35% from ¥2,063,691,039.44 at the end of 2021[20] - The net assets attributable to shareholders increased by 3.75% to ¥1,704,043,528.80 at the end of 2022, compared to ¥1,642,444,937.63 at the end of 2021[20] - The weighted average return on equity for 2022 was 1.45%, a significant recovery from -35.24% in 2021[20] - The company reported a total of CNY 23,653,944.38 in non-recurring gains and losses for 2022, a significant improvement from a loss of CNY 607,076,944.04 in 2021[27] - The company achieved total operating revenue of CNY 308.74 million in 2022, a decrease of 63.34% compared to CNY 842.24 million in 2021[56] - The net profit attributable to shareholders was CNY 24.37 million, an increase of 103.55% year-on-year, primarily due to the absence of investment losses from subsidiary divestiture in the current period[56] Revenue Sources - The nuclear power sector contributed CNY 35.47 million to revenue, down 82.83% from CNY 206.52 million in the previous year, reflecting a significant decline in this segment[60] - The industrial and civil construction sector accounted for 66.12% of total revenue, generating CNY 204.14 million, with a slight decrease of 2.69% year-on-year[60] Market Position and Industry Outlook - The company is positioned in the general equipment manufacturing industry, focusing on ventilation and air treatment systems, with applications in nuclear power, subways, tunnels, and large civil buildings[31] - As of the end of 2022, China had 83 nuclear power units in operation and under construction, with a total installed capacity of 89,148.7 MW, indicating strong government support for nuclear energy development[34] - The company anticipates that by 2030, the installed capacity of nuclear power in China will reach approximately 120 million kW, doubling the current capacity[34] - Globally, as of the end of 2022, there were 422 nuclear power units in operation across 33 countries, with a total installed capacity of 378,314 MW, highlighting the growing interest in nuclear energy[37] - The ongoing urbanization and economic growth in China are expected to sustain high demand for industrial ventilation and air treatment systems in the coming years[45] Technological Development - The company has developed heavy metal 3D printing technology, with 30 patents granted, and has successfully collaborated with major nuclear power organizations, marking a significant engineering application in the nuclear field[49] - The heavy metal 3D printing technology addresses the domestic demand for heavy metal components, breaking the foreign monopoly in the high-end heavy component market[52] - The company aims to continue advancing the industrialization of its heavy metal 3D printing technology to expand market reach and improve profitability[49] - The company holds 119 patents, including 33 invention patents and 86 utility model patents, indicating a strong emphasis on technological innovation[53] - The company has established a high-performance testing laboratory recognized by the China National Accreditation Service for Conformity Assessment, enhancing its product development and innovation capabilities[51] Operational Efficiency - The company has implemented various information technology systems to enhance operational efficiency and management capabilities[58] - The company has established a quality assurance system for HVAC manufacturing in nuclear power plants, complying with national standards and achieving a quality control process from design to delivery[54] - The company has established an independent and complete procurement, production, and sales system, ensuring full control and ownership of its assets, including land, factories, equipment, trademarks, and patents[115] - The financial department operates independently, with dedicated personnel and no overlap with the controlling shareholder's enterprises, ensuring independent financial management and tax obligations[116] Employee and Management Structure - The total number of employees at the end of the reporting period was 461, with 451 from the parent company and 10 from major subsidiaries[147] - The company has established a performance evaluation mechanism linking departmental performance and employee performance to salary, enhancing motivation and competitiveness[148] - The company has implemented various training programs, including new employee orientation and specialized skills training, to improve overall employee quality and professional skills[149] - The company has a strong management team with extensive experience in various sectors, including finance, production, and technology[131] Governance and Compliance - The company maintains a governance structure that complies with relevant laws and regulations, ensuring transparency and accountability in its operations[103] - The company has established a robust risk management framework to mitigate potential challenges in the market[130] - The board is actively involved in overseeing the company's strategic direction and ensuring compliance with regulatory requirements[124] - The company has a complete and independent organizational structure, with decision-making and supervisory bodies established according to the Company Law and its articles of association[117] Environmental Responsibility - The company adheres to various environmental protection laws and standards, ensuring compliance during its production operations[161] - The company invested a total of 707,000 yuan in environmental protection-related expenses during the reporting period[166] - The company has implemented various treatment methods for its pollution sources, including jet mixing spray towers and activated carbon adsorption[165] - The company has developed emergency response plans for environmental incidents, filed with the local ecological environment bureau[166] Shareholder Relations - The profit distribution plan for 2022 includes no cash dividends, no bonus shares, and no capital reserve transfer to share capital, pending shareholder approval[153] - The company has developed a three-year shareholder return plan (2022-2024) to clarify profit distribution policies[151] - The company emphasizes the importance of a stable shareholder return mechanism to protect the interests of investors, especially small and medium-sized shareholders[151] Future Strategies - In 2023, the company plans to implement a diversified development strategy, optimizing product structure and expanding into new market areas[96] - The company is focusing on technological innovation and smart manufacturing to improve its overall competitiveness and develop high value-added products[96] - The management is optimistic about future growth prospects, supported by a solid financial foundation and strategic initiatives[131]

Financial Performance - The company's operating revenue for Q1 2023 was ¥50,676,189.45, a decrease of 23.07% compared to ¥65,876,725.38 in the same period last year[4] - The net profit attributable to shareholders was a loss of ¥1,117,263.54, representing a decline of 106.79% from a profit of ¥16,465,883.93 in the previous year[4] - The net profit for Q1 2023 was -1,527,926.64 CNY, compared to a net profit of 15,957,133.23 CNY in the same period last year, indicating a significant decline[23] - Operating profit for Q1 2023 was -1,689,192.79 CNY, down from 16,205,991.53 CNY in Q1 2022[23] - The company reported a total comprehensive income of -1,527,926.64 CNY for Q1 2023, compared to 15,957,133.23 CNY in the same quarter last year[24] - Basic and diluted earnings per share were both reported as 0.00 CNY, down from 0.03 CNY in the same period last year[24] Cash Flow and Liquidity - The net cash flow from operating activities improved by 35.83%, amounting to -¥29,383,630.73 compared to -¥45,793,568.61 in the same period last year[4] - The cash flow from operating activities showed a net outflow of -29,383,630.73 CNY, an improvement from -45,793,568.61 CNY in Q1 2022[27] - The balance of cash and cash equivalents decreased by 27.31% compared to the beginning of the year, attributed to investments in financial products[8] - The company's cash and cash equivalents at the end of Q1 2023 were RMB 623,994,450.35, a decrease of 27.3% from RMB 858,412,271.77 at the beginning of the year[18] - Cash and cash equivalents at the end of Q1 2023 were 389,086,831.35 CNY, down from 432,809,726.25 CNY at the end of Q1 2022[28] Assets and Liabilities - The total assets at the end of the reporting period were ¥1,898,029,298.74, a decrease of 0.73% from ¥1,911,936,257.60 at the end of the previous year[4] - Total assets as of March 31, 2023, were RMB 1,898,029,298.74, down from RMB 1,911,936,275.60 at the beginning of the year[19] - The company's total liabilities decreased to RMB 197,591,028.16 from RMB 209,970,078.38, a reduction of 5.9%[20] - The total equity attributable to shareholders was RMB 1,702,926,265.26, slightly down from RMB 1,704,043,528.80 at the beginning of the year[20] - The company reported a net loss for the period, with retained earnings at RMB -1,115,921,618.28, compared to RMB -1,114,804,354.74 at the beginning of the year[20] Operational Metrics - The company experienced a 23.07% decrease in operating income, mainly due to delayed deliveries of certain projects[8] - Total operating costs for Q1 2023 were RMB 52,096,921.20, down 27.5% from RMB 71,915,094.45 in Q1 2022[22] - Total revenue from sales of goods and services received was 67,686,536.04 CNY, an increase from 58,198,850.59 CNY in the previous year, reflecting a growth of approximately 16.5%[26] - Research and development expenses increased to 2,625,563.05 CNY from 2,440,365.72 CNY, representing an increase of about 7.6%[23] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 19,683, with the largest shareholder holding 25.71% of the shares[12] - The company completed a share transfer agreement, with 32 million shares (6.67% of total shares) transferred to a new major shareholder[16] Investment Activities - The company reported a 100% increase in cash received from other investment activities, primarily due to the maturity of financial products[8] - The company reported a 99.24% decrease in investment income, with no similar events occurring in the current period compared to the previous year[8] - The total cash outflow from investing activities was -220,450,222.51 CNY, compared to a cash inflow of 19,440,652.62 CNY in Q1 2022[27] Profitability Indicators - The weighted average return on net assets was -0.07%, down from 0.99% in the same period last year, indicating a decline in profitability[4] - The company incurred financial expenses of -4,271,180.20 CNY, a significant increase from -331,299.22 CNY in the previous year[23]

证券代码：300004 证券简称：南风股份 公告编号：2023-020 南方风机股份有限公司 关于举行2022年度业绩网上说明会的公告 本公司及其董事会全体成员保证公告内容真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 南方风机股份有限公司（以下简称"公司"）2022 年度报告及摘要已于 2023 年 4 月 26 日刊登于中国证监会指定创业板信息披露网站—巨潮资讯网。 为使投资者能够进一步了解公司的生产经营等情况，公司将于 2023 年 5 月 8 日（星期一）下午 15:00—17:00 举行 2022 年度业绩网上说明会。本次年度业 绩说明会将在深圳证券交易所"互动易"平台、"上海证券报·中国证券网"和"价 值在线"三个平台采用网络远程的方式举行，投资者可通过以下方式参与互动交 流。 1、深圳证券交易所"互动易"平台参与方式： 投资者可以登录深圳证券交易所"互动易"平台（http://irm.cninfo.com.cn），进 入"云访谈"栏目参与本次业绩说明会。 为充分尊重投资者、提升交流的针对性，现就公司2022年度业绩说明会提 前向投资者公开征集问题，广泛听取投资者的意见和建议。投资者可提 ...