| 证券代码：300040 | 证券简称：九洲集团 | 公告编号：2023-099 | | --- | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | | 哈尔滨九洲集团股份有限公司 关于泰来九洲兴泰生物质热电有限责任公司申请银行借款 并为其提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别风险提示 二、担保额度预计情况 | 担保方 | 被担保方 | 担保方持股比 | 被担保方 最近一期 | 截至目前 | 本次新增担 | 担保额度占 上市公司最 | 是否 关联 | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 例 | 资产负债 | 担保余额 | 保额度 | 近一期净资 | 担保 | | | | | 率 | | | 产比例 | | | 九洲集团 | 兴泰生物质 | 100% | 84.56% | 36.82 亿元 | 8,000 万元 | 2.77% | 否 | 截至本公告日，哈尔滨九洲集团股份有限公司（以下简称"公司"或"九洲 集团"）及控股子公 ...

[Important Notices](index=1&type=section&id=%E9%87%8D%E8%A6%81%E5%86%85%E5%AE%B9%E6%8F%90%E7%A4%BA) - The Board of Directors, Board of Supervisors, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report's content, and assume individual and joint legal responsibility[4](index=4&type=chunk) - The company's legal representative, chief accountant, and head of the accounting department declare that the financial information in the quarterly report is truthful, accurate, and complete[4](index=4&type=chunk) - The third-quarter report for 2023 is unaudited[5](index=5&type=chunk) [I. Key Financial Data](index=2&type=section&id=%E4%B8%80%E3%80%81%E4%B8%BB%E8%A6%81%E8%B4%A2%E5%8A%A1%E6%95%B0%E6%8D%AE) [(I) Key Accounting Data and Financial Indicators](index=2&type=section&id=%EF%BC%88%E4%B8%80%EF%BC%89%20%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87) The company's Q3 2023 revenue grew 4.14% YoY, while net profit attributable to shareholders fell 49.40% Key Financial Indicators for Q3 2023 | Indicator | Amount for the Reporting Period (RMB) | YoY Change | | :--- | :--- | :--- | | Operating Revenue | 284,348,855.90 | 4.14% | | Net Profit Attributable to Shareholders | 15,147,368.24 | -49.40% | | Net Profit Attributable to Shareholders (Excluding Non-recurring Items) | 9,091,934.79 | -22.23% | | Basic Earnings Per Share (RMB/Share) | 0.02 | -60.00% | | Diluted Earnings Per Share (RMB/Share) | 0.03 | -40.00% | | Weighted Average Return on Equity | 0.53% | -0.55% | Key Financial Indicators from Beginning of 2023 to End of Reporting Period | Indicator | Amount from Beginning of Year to End of Period (RMB) | YoY Change | | :--- | :--- | :--- | | Operating Revenue | 804,269,593.79 | -12.92% | | Net Profit Attributable to Shareholders | 72,948,044.08 | -41.41% | | Net Profit Attributable to Shareholders (Excluding Non-recurring Items) | 53,813,916.96 | 7.46% | | Net Cash Flow from Operating Activities | 191,256,766.16 | -59.15% | | Basic Earnings Per Share (RMB/Share) | 0.12 | -42.86% | | Diluted Earnings Per Share (RMB/Share) | 0.13 | -38.10% | | Weighted Average Return on Equity | 0.03% | -1.95% | Balance Sheet Indicators at the End of the Reporting Period in 2023 | Indicator | Amount at End of Reporting Period (RMB) | Amount at End of Previous Year (RMB) | Change from Previous Year-End | | :--- | :--- | :--- | :--- | | Total Assets | 7,725,791,771.93 | 7,572,160,821.14 | 2.03% | | Equity Attributable to Shareholders | 2,875,157,578.65 | 2,837,302,894.30 | 1.33% | [(II) Non-recurring Profit and Loss Items and Amounts](index=2&type=section&id=%EF%BC%88%E4%BA%8C%EF%BC%89%20%E9%9D%9E%E7%BB%8F%E5%B8%B8%E6%80%A7%E6%8D%9F%E7%9B%8A%E9%A1%B9%E7%9B%AE%E5%92%8C%E9%87%91%E9%A2%9D) Non-recurring profit and loss totaled RMB 6.06 million for the reporting period and RMB 19.13 million year-to-date Non-recurring Profit and Loss Items and Amounts (Current Reporting Period) | Item | Amount for the Reporting Period (RMB) | | :--- | :--- | | Gain/Loss on Disposal of Non-current Assets | 47,375.59 | | Government Grants Recognized in Current Profit or Loss | 3,417,546.40 | | Gain/Loss from Entrusted Investments or Asset Management | 182,408.16 | | Other Non-operating Income and Expenses | 3,431,141.27 | | Less: Income Tax Impact | 998,802.38 | | Minority Interest Impact (After Tax) | 24,235.59 | | **Total** | **6,055,433.45** | Non-recurring Profit and Loss Items and Amounts (Year-to-Date) | Item | Amount from Beginning of Year to End of Period (RMB) | Notes | | :--- | :--- | :--- | | Gain/Loss on Disposal of Non-current Assets | 426,972.66 | | | Government Grants Recognized in Current Profit or Loss | 10,162,548.73 | | | Capital Usage Fees Charged to Non-financial Enterprises | 19,270,440.24 | Interest and guarantee fees | | Gain/Loss from Entrusted Investments or Asset Management | 981,716.73 | Wealth management income | | Other Non-operating Income and Expenses | 5,775,000.11 | | | One-time Expense for Finance Lease Replacement | -11,775,520.38 | | | Less: Income Tax Impact | 5,682,754.82 | | | Minority Interest Impact (After Tax) | 24,276.15 | | | **Total** | **19,134,127.12** | | [(III) Analysis of Major Changes in Key Accounting Data and Financial Indicators](index=3&type=section&id=%EF%BC%88%E4%B8%89%EF%BC%89%20%E4%B8%BB%E8%A6%81%E4%BC%9A%E8%AE%A1%E6%95%B0%E6%8D%AE%E5%92%8C%E8%B4%A2%E5%8A%A1%E6%8C%87%E6%A0%87%E5%8F%91%E7%94%9F%E5%8F%98%E5%8A%A8%E7%9A%84%E6%83%85%E5%86%B5%E5%8F%8A%E5%8E%9F%E5%9B%A0) Significant fluctuations occurred across the balance sheet, income statement, and cash flow statement during the period - **Cash and cash equivalents decreased by 45.47%** from the beginning of the period, mainly due to the receipt of national subsidies for new energy power generation receivables at the end of the previous period and increased investment in construction in progress this period[10](index=10&type=chunk) - **Long-term equity investments increased by 47.35%** from the beginning of the period, primarily due to increased investments in the Bayan and Hulan wind power projects (in cooperation with Huadian) and new investment in the Baoying wind power project (in cooperation with Jinneng)[10](index=10&type=chunk) - **Fixed assets increased by 30.07%** from the beginning of the period, mainly due to the capitalization of the Fuyu biomass project and the transfer of right-of-use assets from finance lease replacements[10](index=10&type=chunk) - **Right-of-use assets decreased by 76.43%** from the beginning of the period, as assets were transferred to fixed assets following finance lease replacements[10](index=10&type=chunk) - **Short-term borrowings increased by 92.83%** from the beginning of the period, due to an increase in working capital loans compared to the end of the previous period[10](index=10&type=chunk) - **Long-term borrowings increased by 65.27%** from the beginning of the period, resulting from the replacement of original project finance leases[11](index=11&type=chunk) - **Asset impairment losses decreased by 140.51%** YoY, mainly due to a reduction in contract assets and the corresponding reversal of impairment provisions[11](index=11&type=chunk) - **Non-operating income rose by 1039.90%** YoY, primarily due to an increase in payables no longer required to be paid and insurance compensation[11](index=11&type=chunk) - **Tax refunds received decreased by 99.38%** YoY, as the prior year period included a significant 50% VAT refund for a subsidiary's wind power project[11](index=11&type=chunk) - **Other cash received related to financing activities increased by 614.59%** YoY, mainly from the receipt of returned finance lease deposits and new finance lease proceeds[12](index=12&type=chunk) - **Cash paid for debt repayment grew by 121.57%** YoY, due to an increase in bank loan repayments during the period[12](index=12&type=chunk) [II. Shareholder Information](index=5&type=section&id=%E4%BA%8C%E3%80%81%E8%82%A1%E4%B8%9C%E4%BF%A1%E6%81%AF) [(I) Total Common Shareholders and Top 10 Shareholder Holdings](index=5&type=section&id=%EF%BC%88%E4%B8%80%EF%BC%89%20%E6%99%AE%E9%80%9A%E8%82%A1%E8%82%A1%E4%B8%9C%E6%80%BB%E6%95%B0%E5%92%8C%E8%A1%A8%E5%86%B3%E6%9D%83%E6%81%A2%E5%A4%8D%E7%9A%84%E4%BC%98%E5%85%88%E8%82%A1%E8%82%A1%E4%B8%9C%E6%95%B0%E9%87%8F%E5%8F%8A%E5%89%8D%E5%8D%81%E5%90%8D%E8%82%A1%E4%B8%9C%E6%8C%81%E8%82%A1%E6%83%85%E5%86%B5%E8%A1%A8) The company had 38,007 common shareholders, with the top two shareholders holding a combined 28.44% stake - At the end of the reporting period, the total number of common shareholders was **38,007**[14](index=14&type=chunk) Top 10 Shareholder Holdings | Shareholder Name | Shareholder Type | Shareholding Ratio | Number of Shares Held | Number of Restricted Shares | Pledged, Marked, or Frozen Status (Status/Quantity) | | :--- | :--- | :--- | :--- | :--- | :--- | | Li Yin | Domestic Individual | 15.54% | 91,329,519 | 68,497,139 | Pledged 34,493,520 | | Zhao Xiaohong | Domestic Individual | 12.90% | 75,833,003 | 56,874,752 | Pledged 23,393,600 | | Shanghai Muxin Private Equity Fund Management Co, Ltd - Muxin Tianzehui No 3 Private Equity Fund | Other | 1.81% | 10,639,181 | | | - Among the top 10 shareholders, Li Yin, Zhao Xiaohong, and Shanghai Muxin Asset Management Co, Ltd - Muxin Tianzehui No 3 Private Equity Fund are parties acting in concert[15](index=15&type=chunk) [(II) Total Preferred Shareholders and Top 10 Preferred Shareholder Holdings](index=6&type=section&id=%EF%BC%88%E4%BA%8C%EF%BC%89%20%E5%85%AC%E5%8F%B8%E4%BC%98%E5%85%88%E8%82%A1%E8%82%A1%E4%B8%9C%E6%80%BB%E6%95%B0%E5%8F%8A%E5%89%8D%2010%20%E5%90%8D%E4%BC%98%E5%85%88%E8%82%A1%E8%82%A1%E4%B8%9C%E6%8C%81%E8%82%A1%E6%83%85%E5%86%B5%E8%A1%A8) The company has no preferred shareholders - The company has no preferred shareholders[16](index=16&type=chunk) [(III) Changes in Restricted Shares](index=6&type=section&id=%EF%BC%88%E4%B8%89%EF%BC%89%20%E9%99%90%E5%94%AE%E8%82%A1%E4%BB%BD%E5%8F%98%E5%8A%A8%E6%83%85%E5%86%B5) Total restricted shares increased from 188,985 to 278,230 during the reporting period due to executive lock-up shares Changes in Restricted Shares | Shareholder Name | Restricted Shares at Beginning of Period (Shares) | Restricted Shares Released This Period (Shares) | Restricted Shares Added This Period (Shares) | Restricted Shares at End of Period (Shares) | Reason for Restriction | | :--- | :--- | :--- | :--- | :--- | :--- | | Gao Ming | 0 | 0 | 26,250 | 26,250 | Executive Lock-up Shares | | Ding Zhaoguo | 188,985 | 62,995 | 0 | 251,980 | Executive Lock-up Shares | | **Total** | **188,985** | **62,995** | **26,250** | **278,230** | -- | [III. Other Significant Matters](index=6&type=section&id=%E4%B8%89%E3%80%81%E5%85%B6%E4%BB%96%E9%87%8D%E8%A6%81%E4%BA%8B%E9%A1%B9) - The company acquired a **99.99% equity stake** in Jiuzhou Environmental Energy Technology Group Co, Ltd for **RMB 455.5 million** using its own funds to improve decision-making efficiency and advance its development strategy[18](index=18&type=chunk) - The company's wholly-owned subsidiary, Jiuzhou Energy, plans to acquire a **49% equity stake** in Asia New Energy (Baoying) Wind Power Co, Ltd for **RMB 88,200** and has agreed to a capital increase of **RMB 96.04 million**[19](index=19&type=chunk) - The company's "Fuyu Jiuzhou Environmental Energy Co, Ltd 2x40MW Agri-forestry Biomass Cogeneration Project" has achieved full-capacity grid connection for both units and is expected to provide approximately **500 million kWh** of green electricity annually upon entering commercial operation[20](index=20&type=chunk) - The company's wholly-owned subsidiary, Jiuzhou Energy, intends to acquire a **49% equity stake** in Asia New Energy (Jinhu) Wind Power Co, Ltd for **RMB 6.125 million** and has agreed to a capital increase of **RMB 104.37 million**[21](index=21&type=chunk) [IV. Quarterly Financial Statements](index=7&type=section&id=%E5%9B%9B%E3%80%81%E5%AD%A3%E5%BA%A6%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8) [1. Consolidated Balance Sheet](index=7&type=section&id=1%E3%80%81%E5%90%88%E5%B9%B6%E8%B5%84%E4%BA%A7%E8%B4%9F%E5%80%BA%E8%A1%A8) As of September 30, 2023, total assets reached RMB 7.73 billion, a 2.03% increase from the beginning of the year Key Data from Consolidated Balance Sheet (September 30, 2023) | Item | September 30, 2023 (RMB) | January 1, 2023 (RMB) | Change | | :--- | :--- | :--- | :--- | | Cash and Cash Equivalents | 253,658,110.05 | 465,165,585.91 | -45.47% | | Trading Financial Assets | 9,213,538.57 | 53,886,118.91 | -82.90% | | Long-term Equity Investments | 591,663,323.84 | 401,529,839.24 | 47.35% | | Fixed Assets | 3,858,558,265.46 | 2,966,594,783.93 | 30.07% | | Construction in Progress | 229,557,206.65 | 501,454,127.44 | -54.22% | | Right-of-use Assets | 143,167,372.79 | 607,300,133.06 | -76.43% | | Short-term Borrowings | 348,105,334.70 | 180,521,158.00 | 92.83% | | Long-term Borrowings | 2,288,559,885.77 | 1,384,738,275.78 | 65.27% | | Lease Liabilities | 143,120,732.65 | 587,974,062.93 | -75.66% | | Total Assets | 7,725,791,771.93 | 7,572,160,821.14 | 2.03% | | Total Liabilities | 4,793,527,151.10 | 4,682,974,336.55 | 2.36% | | Total Equity Attributable to Parent Company | 2,875,157,578.65 | 2,837,302,894.30 | 1.33% | [2. Consolidated Income Statement (YTD)](index=9&type=section&id=2%E3%80%81%E5%90%88%E5%B9%B6%E5%B9%B4%E5%88%9D%E5%88%B0%E6%8A%A5%E5%91%8A%E6%9C%9F%E6%9C%AB%E5%88%A9%E6%B6%A6%E8%A1%A8) Year-to-date operating revenue was RMB 804 million, a 12.92% YoY decrease, with net profit down 44.42% Key Data from Consolidated Income Statement (Year-to-Date) | Item | Current Period Amount (RMB) | Prior Period Amount (RMB) | YoY Change | | :--- | :--- | :--- | :--- | | Total Operating Revenue | 804,269,593.79 | 923,614,664.51 | -12.92% | | Total Operating Costs | 790,682,475.56 | 823,128,672.25 | -3.94% | | Operating Profit | 63,928,802.85 | 148,774,295.90 | -57.03% | | Total Profit | 69,703,802.96 | 148,526,727.99 | -53.08% | | Net Profit | 78,171,495.97 | 140,618,471.93 | -44.42% | | Net Profit Attributable to Parent Company Shareholders | 72,948,044.08 | 124,506,031.49 | -41.41% | | Basic Earnings Per Share | 0.12 | 0.21 | -42.86% | | Diluted Earnings Per Share | 0.13 | 0.21 | -38.10% | - **Investment income from associates and joint ventures increased significantly** to RMB 21.11 million in the current period, compared to RMB 25,600 in the prior period[28](index=28&type=chunk) - **Non-operating income grew substantially by 1039.90%** YoY, reaching RMB 6.73 million[28](index=28&type=chunk) [3. Consolidated Cash Flow Statement (YTD)](index=11&type=section&id=3%E3%80%81%E5%90%88%E5%B9%B6%E5%B9%B4%E5%88%9D%E5%88%B0%E6%8A%A5%E5%91%8A%E6%9C%9F%E6%9C%AB%E7%8E%B0%E9%87%91%E6%B5%81%E9%87%8F%E8%A1%A8) Net cash flow from operating activities decreased by 59.15% YoY to RMB 191 million Key Data from Consolidated Cash Flow Statement (Year-to-Date) | Item | Current Period Amount (RMB) | Prior Period Amount (RMB) | YoY Change | | :--- | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 191,256,766.16 | 468,225,952.22 | -59.15% | | Net Cash Flow from Investing Activities | -506,431,851.77 | -324,470,073.17 | -56.07% (Outflow Increase) | | Net Cash Flow from Financing Activities | 166,986,501.56 | 139,476,684.53 | 19.73% | | Net Increase in Cash and Cash Equivalents | -148,188,584.05 | 283,232,563.58 | -152.29% (Shift from Increase to Decrease) | | Cash and Cash Equivalents at End of Period | 172,897,442.41 | 493,756,583.97 | -64.99% | - **Tax refunds received decreased sharply by 99.38%** YoY, mainly because the prior year period included a larger VAT refund for a wind power project[31](index=31&type=chunk) - **Cash paid for debt repayment increased by 121.57%** YoY, primarily due to higher bank loan repayments[32](index=32&type=chunk) [(II) Adjustments to Opening Financial Statements upon First-time Adoption of New Accounting Standards in 2023](index=13&type=section&id=%EF%BC%88%E4%BA%8C%EF%BC%89%202023%20%E5%B9%B4%E8%B5%B7%E9%A6%96%E6%AC%A1%E6%89%A7%E8%A1%8C%E6%96%B0%E4%BC%9A%E8%AE%A1%E5%87%86%E5%88%99%E8%B0%83%E6%95%B4%E9%A6%96%E6%AC%A1%E6%89%A7%E8%A1%8C%E5%BD%93%E5%B9%B4%E5%B9%B4%E5%88%9D%E8%B4%A2%E5%8A%A1%E6%8A%A5%E8%A1%A8%E7%9B%B8%E5%85%B3%E9%A1%B9%E7%9B%AE%E6%83%85%E5%86%B5) The company adopted new accounting standards in 2023 with no adjustments to the opening financial statements - The company had no adjustments to the opening financial statements for the current year upon the first-time adoption of new accounting standards in 2023[33](index=33&type=chunk) [(III) Audit Report](index=13&type=section&id=%EF%BC%88%E4%B8%89%EF%BC%89%20%E5%AE%A1%E8%AE%A1%E6%8A%A5%E5%91%8A) The company's third-quarter 2023 report is unaudited - The third-quarter report is unaudited[33](index=33&type=chunk)

哈尔滨九洲集团股份有限公司 独立董事议事规则 哈尔滨九洲集团股份有限公司 独立董事议事规则 第七条公司独立董事应当按照中国证监会的要求，参加中国证监会及其 授权机 构所组织的培训。 第一章 总则 第一条为进一步完善公司治理结构，促进公司规范运作，切实保护中小股东权 益，序，促使董事和董事会有效地履行其职责，提高董事会规范运作和科学决策水 平，根据《中华人民共和国公司法》、《上市公司治理准则》、《 上市公司独立董 事管理办法（征求意见稿）》、《深圳证券交易所创业板股票上市规则》、《 深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作（2023 年修 订）》、《哈尔滨九洲集团股份有限公司章程》及其他有关规定，结合本公司实际 情况，制定本规则。 第二条独立董事是指不在公司担任除董事外的其他职务，并与公司及公司主 要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行独 立客观判断关系的董事。 第三条公司独立董事人数 3 名（不少于董事会人数的三分之一）。独立董事中 至少包括一名会计专业人士。 第四条董事会设立的专门委员会中独立董事的比例应当符合法律、法规、规 范性文件及《公司章程 ...

哈尔滨九洲集团股份有限公司 董事会提名、薪酬与考核委员会工作细则 哈尔滨九洲集团股份有限公司 董事会提名、薪酬与考核委员会工作细则 第一章 总 则 第一条 为规范公司董事及高级管理人员的选聘，优化董事会组成，进一步建立 健全哈尔滨九洲集团股份有限公司（以下简称"公司"）董事、监事及其他高级管 理人员的考核和薪酬管理制度，完善公司治理结构，根据《中华人民共和国公司法》、 《上市公司治理准则》、《 上市公司独立董事管理办法（征求意见稿）》、《深圳 证券交易所创业板股票上市规则》、《 深圳证券交易所上市公司自律监管指引第2 号——创业板上市公司规范运作（2023年修订）》、《哈尔滨九洲集团股份有限公 司章程》及其他有关规定，公司特设董事会薪酬与考核委员会，并制订本工作细则。 第二条薪酬与考核委员会是董事会设立的专门工作机构，主要负责制订公司董 事及其他高级管理人员的考核标准并进行考核；负责制订、审查公司董事、监事及 总经理、联席总经理和其他高级管理人员的薪酬方案，对董事会负责。公司董事会 办公室负责委员会日常工作联络、会议组织及委员会决策前的各项准备工作。 第三条 本细则所称董事是指在本公司支取薪酬的董事；经理人员 ...

哈尔滨九洲集团股份有限公司 内部审计制度 哈尔滨九洲集团股份有限公司 内部审计制度 第一章 总 则 第一条 为了进一步规范为哈尔滨九洲集团股份有限公司(以下简称"公司")内 部审计工作,明确内部审计机构和人员的责任，保证审计质量，明确审计责任，促进 经营管理，提高经济效益，根据《中华人民共和国公司法》、《上市公司治理准则》、 《 上市公司独立董事管理办法（征求意见稿）》、《深圳证券交易所创业板股票上 市规则》、《 深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规 范运作（2023年修订）》、《哈尔滨九洲集团股份有限公司章程》及其他有关规定， 结合公司实际情况,制定本制度。 第二条 本制度所称内部审计，是指对本公司财务收支、经济活动、内部控制、 风险管理实施独立、客观的监督、评价和建议，以促进公司完善治理、实现目标的 活动。 第三条 本制度所称内部控制，是指公司董事会、监事会、高级管理人员及其他 有关人员为实现下列目标而提供合理保证的过程： （一）遵守国家法律、法规、规章及其他相关规定； （二）提高公司经营的效率和效果； （三）保障公司资产的安全； （四）确保公司信息披露的真实、准确、完整和公平。 ...

哈尔滨九洲集团股份有限公司 董事会审计委员会工作细则 哈尔滨九洲集团股份有限公司 董事会审计委员会工作细则 第一章 总则 第一条 为强化董事会决策功能，做到事前审计、专业审计，确保董事会对经理 层的有效监督，完善公司治理结构，根据《中华人民共和国公司法》、《上市公司 治理准则》、《 上市公司独立董事管理办法（征求意见稿）》、《深圳证券交易所 创业板股票上市规则》、《 深圳证券交易所上市公司自律监管指引第2号——创业 板上市公司规范运作（2023年修订）》、《哈尔滨九洲集团股份有限公司章程》及 其他有关规定，公司特设立董事会审计委员会，并制定本工作细则。 第二条 董事会审计委员会是董事会依据相应法律法规设立的专门工作机构，主 要负责公司内、外部审计的沟通、监督和核查工作。 第二章 人员组成 第三条 审计委员会成员由三名董事组成，成员应当为不在公司担任高级管理人 员的董事，其中独立董事应当占多数，并由会计专业的独立董事担任召集人。 第四条 审计委员会委员由董事长、二分之一以上独立董事或者全体董事的三分 之一以上（含三分之一）提名，并由董事会选举产生。 第五条 审计委员会设主任委员（召集人）一名，由独立董事委员担任 ...

哈尔滨九洲集团股份有限公司 （本页无正文，为公司独立董事关于第八届董事会第六次会议相关事项独立意见 签字页） 独立董事： 独立董事关于第八届董事会第六次会议相关事项 的独立意见 根据《关于在上市公司建立独立董事制度的指导意见》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》及哈尔滨九洲集团股 份有限公司（以下简称"公司"）《独立董事议事规则》等相关法律、法规、规章 制度的有关规定，作为公司的独立董事，对公司第八届董事会第六次会议相关事 项发表如下独立意见： 一、关于增资全资子公司富裕九洲环境能源有限责任公司的独立意见 我们认真审阅了公司董事会编制的《关于增资全资子公司富裕九洲环境能源 有限责任公司的议案》，此次增资富裕九洲环境能源有限责任公司主要用于其日 常运营，符合公司在新能源产业整体战略发展规划和公司长远发展利益，财务风 险可控，不会损害公司及中小股东的权益。本次增资事项履行了必要的审批程序， 符合《公司法》、《深圳证券交易所创业板股票上市规则》等相关法律法规、规范 性文件及本公司章程、《独立董事议事规则》的规定，因此我们同意公司增资富 裕九洲环境能源有限责任公司的议案。 三 ...

| 证券代码：300040 | 证券简称：九洲集团 公告编号：2023-093 | | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | 哈尔滨九洲集团股份有限公司 关于增资全资子公司富裕九洲环境能源有限责任公司的 公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1、投资标的名称：富裕九洲环境能源有限责任公司（以下简称"富裕九洲"）， 为哈尔滨九洲集团股份有限公司二级全资子公司。 2、投资金额：拟向富裕九洲增资不超过5,000万元。 一、投资概述 1、增资基本情况 2、本次增资已经公司第八届董事会第六次会议审议批准。 3、本次增资属于对全资子公司的投资，不构成关联交易，亦不构成《上市 公司重大资产重组管理办法》规定的重大资产重组。 二、被投资公司基本情况 1.工商情况 名称：富裕九洲环境能源有限责任公司 统一社会信用代码：91230227MA1BGCU930 九洲环境能源科技集团有限公司为哈尔滨九洲集团股份有限公司全资子公 司，富裕九洲为九洲环境能源科技集团有限公司全资子公司。目前富裕九洲注册 资本为15,0 ...

哈尔滨九洲集团股份有限公司 第八届董事会第六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 哈尔滨九洲集团股份有限公司（以下简称"公司"或"九洲集团"）于 2023 年 10 月 15 日以电子邮件和传真方式向全体董事发出召开第八届董事会第六次会 议的通知。会议于 2023 年 10 月 24 日在公司会议室以现场及通讯表决方式召开。 会议应参与表决董事 9 名，实际参与表决董事 9 名。 | 证券代码：300040 | 证券简称：九洲集团 | 公告编号：2023-090 | | --- | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | | 本次会议的召开符合《公司法》等相关法律及《公司章程》的规定。 会议由董事长李寅先生主持，经表决形成如下决议： 一、审议通过公司《2023 年第三季度报告》的议案 公司《2023 年第三季度报告》详见中国证监会指定的创业板信息披露网站 巨潮资讯网（www.cninfo.com.cn）上披露的相关公告。 表决结果：同意票 9 票，反对票 0 票，弃权票 0 票。 二、审议通过《 ...

| 证券代码：300040 | 证券简称：九洲集团 | 公告编号：2023-094 | | --- | --- | --- | | 债券代码：123089 | 债券简称：九洲转2 | | 哈尔滨九洲集团股份有限公司 关于增资全资子公司哈尔滨九洲三号发电有限公司的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1、投资标的名称：哈尔滨九洲三号发电有限公司（以下简称"九洲三号公 司"），为哈尔滨九洲集团股份有限公司二级全资子公司。 2、投资金额：拟向九洲三号增资不超过800万元。 一、投资概述 1、增资基本情况 九洲环境能源科技集团有限公司为哈尔滨九洲集团股份有限公司全资子公 司，九洲三号公司为九洲环境能源科技集团有限公司全资子公司。目前九洲三号 公司注册资本为200万元,增资后注册资本为1,000万元；资金来源为自有资金。 2、本次增资已经公司第八届董事会第六次会议审议批准。 名称：哈尔滨九洲三号发电有限公司 统一社会信用代码：91230125MACN0MLY1B 类型：有限责任公司 住所：黑龙江省哈尔滨市宾县宾州镇胜利街粮食局办公楼 1 ...