Financial Performance - The company's revenue for Q3 2023 was ¥962,960,799.14, representing a 10.05% increase year-over-year, while the year-to-date revenue decreased by 2.60% to ¥2,627,052,254.08[6] - Net profit attributable to shareholders for Q3 2023 was ¥49,933,444.59, a significant decrease of 66.51% compared to the same period last year, and a year-to-date decrease of 40.87% to ¥259,312,290.02[6] - Basic earnings per share for Q3 2023 dropped to ¥0.12, down 70.00% year-over-year, with diluted earnings per share reflecting the same figure[6] - Total operating revenue for Q3 2023 was CNY 2,627,052,254.08, a decrease of 2.59% compared to CNY 2,697,113,013.95 in the same period last year[23] - Net profit for Q3 2023 was CNY 259,312,290.02, down 40.9% from CNY 438,568,058.44 in the previous year[24] - Earnings per share decreased to CNY 0.64, compared to CNY 1.17 in the same quarter last year[24] - The total comprehensive income for Q3 2023 was CNY 258,988,097.54, down from CNY 438,857,249.46 in the previous year[24] Assets and Liabilities - Total assets as of September 30, 2023, increased by 23.73% to ¥4,381,674,708.82 compared to the end of the previous year[6] - Total liabilities increased to CNY 1,246,935,049.26, compared to CNY 761,959,868.02 in the previous year, reflecting a significant rise in financial obligations[21] - The total equity attributable to shareholders increased by 12.79% to ¥3,134,739,659.56 compared to the end of the previous year[6] - The company's total equity rose to CNY 3,134,739,659.56, up from CNY 2,779,292,001.71 year-on-year[21] Cash Flow - The net cash flow from financing activities for the first nine months of 2023 was ¥513,227,028.16, a substantial increase of 553.28% due to funds received from convertible bonds[14] - The net cash flow from operating activities for the period was ¥260,765,225.41, a decrease of 24.9% compared to ¥347,256,281.67 in the previous period[25] - Cash inflow from financing activities totaled ¥803,204,716.98, up from ¥548,729,996.68 in the previous period, marking a 46.2% increase[27] - The net cash flow from financing activities was ¥513,227,028.16, compared to ¥78,561,541.67 in the previous period, indicating a substantial improvement[27] - The company reported a decrease in cash received from tax refunds to ¥46,953,455.35 from ¥61,307,456.22 in the previous period[25] Research and Development - Research and development expenses for the first nine months of 2023 rose by 34.49% to ¥76,288,397.56, attributed to increased material and labor costs[12] - Research and development expenses increased to CNY 76,288,397.56, up 34.5% from CNY 56,725,020.36 in the previous year, indicating a focus on innovation[23] Shareholder Information - The total number of common shareholders at the end of the reporting period is 17,338[16] - The top shareholder, Wang Chuanhua, holds 23.11% of the shares, amounting to 93,557,010 shares[16] - The company has not disclosed any related party relationships among the top shareholders, except for Wang Chuanhua, Yin Yueren, and Wang Wenbo, who are identified as acting in concert[17] Investment Activities - The company recorded a net cash outflow from investing activities of -¥567,641,699.79 for the first nine months of 2023, a 343.46% increase in outflow compared to the same period last year[14] - Total cash inflow from investment activities was ¥429,162,385.40, significantly higher than ¥4,213,068.50 in the previous period[25] - The company received ¥645,754,716.98 from investment absorption, a significant increase from ¥282,259,996.68 in the previous period[27] Other Financial Metrics - The company experienced a 587.46% increase in credit impairment losses, totaling -¥34,025,949.83, due to higher provisions for bad debts[13] - The company reported a financial expense of CNY 1,518,469.53, a significant change from a financial income of CNY -37,145,778.80 in the previous year[23] - Other income for the period was CNY 10,808,666.85, compared to CNY 4,828,808.07 in the same period last year, showing an increase in ancillary revenue streams[23] - The company issued 6,500,000 convertible bonds with a total fundraising amount of RMB 650,000,000, netting RMB 644,152,349.58 after expenses[18] Inventory and Current Assets - Total current assets rose to RMB 2,815,739,069.67, up from RMB 2,205,944,884.16, indicating a 27.6% increase[20] - The company's inventory decreased to RMB 353,263,788.33 from RMB 414,607,301.78, a decline of 14.8%[20] - Long-term equity investments increased to RMB 36,079,677.53 from RMB 27,761,457.81, reflecting a growth of 30%[20] - The company has a total of 1,565,935,639.15 in non-current assets, up from 1,335,306,985.57, which is an increase of 17.2%[20] Audit Information - The company did not conduct an audit for the third quarter report[28]

Financial Performance - The company's operating revenue for Q3 2023 was ¥962,960,799.14, representing a 10.05% increase year-on-year[6]. - The net profit attributable to shareholders decreased by 66.51% to ¥49,933,444.59 in Q3 2023 compared to the same period last year[6]. - The basic earnings per share fell by 70.00% to ¥0.12 for Q3 2023[6]. - Net profit for Q3 2023 was CNY 259,312,290.02, down 40.9% from CNY 438,568,058.44 in Q3 2022[24]. - Earnings per share decreased to CNY 0.64 from CNY 1.17 in the previous year, reflecting a decline of 45.3%[24]. - The total comprehensive income for Q3 2023 was CNY 258,988,097.54, down from CNY 438,857,249.46 in Q3 2022, reflecting a decrease of 41.0%[24]. Assets and Liabilities - Total assets increased by 23.73% to ¥4,381,674,708.82 as of September 30, 2023, compared to the end of the previous year[6]. - The total assets of the company reached RMB 4,381,674,708.82, compared to RMB 3,541,251,869.73 at the beginning of the year, marking an increase of 23.7%[20]. - Total liabilities increased to CNY 1,246,935,049.26, compared to CNY 761,959,868.02 in the previous year, marking a significant rise of 63.7%[21]. - The company's total assets reached CNY 4,381,674,708.82, compared to CNY 3,541,251,869.73 in the previous year, representing an increase of 23.8%[21]. Cash Flow - The net cash flow from financing activities for the first nine months of 2023 was ¥513,227,028.16, a 553.28% increase year-on-year[14]. - The net cash flow from operating activities for the period was ¥260,765,225.41, a decrease of 24.9% compared to ¥347,256,281.67 in the previous period[25]. - Cash inflow from financing activities amounted to ¥803,204,716.98, up 46.2% from ¥548,729,996.68[27]. - The net cash flow from financing activities was ¥513,227,028.16, significantly higher than ¥78,561,541.67 in the previous period[27]. - The net cash flow from investing activities was -¥567,641,699.79, worsening from -¥128,002,892.30 in the previous period[25]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 17,338[16]. - The top shareholder, Wang Chuanhua, holds 23.11% of the shares, amounting to 93,557,010 shares[16]. - The company has not disclosed any related party relationships among the top shareholders, except for Wang Chuanhua, Yin Yueming, and Wang Wenbo, who are identified as acting in concert[17]. Research and Development - Research and development expenses rose by 34.49% to ¥76,288,397.56 for the first nine months of 2023[12]. - Research and development expenses for the period were CNY 76,288,397.56, an increase of 34.5% compared to CNY 56,725,020.36 in the same period last year[23]. Inventory and Current Assets - The company's inventory decreased to RMB 353,263,788.33 from RMB 414,607,301.78, a decline of 14.8%[20]. - Total current assets rose to RMB 2,815,739,069.67, up from RMB 2,205,944,884.16, indicating a 27.6% increase[20]. - The company has a total of 1,565,935,639.15 in non-current assets, up from 1,335,306,985.57, which is an increase of 17.2%[20]. - Long-term equity investments increased to RMB 36,079,677.53 from RMB 27,761,457.81, reflecting a growth of 30%[20].

| 证券代码：300121 | 证券简称：阳谷华泰 | 公告编号：2023-092 | | --- | --- | --- | | 债券代码：123211 | 债券简称：阳谷转债 | | 山东阳谷华泰化工股份有限公司关于 2021 年限制性股票激励计划第二个归属期归属条件成就的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 本次符合归属条件的激励对象共 142 人 限制性股票拟归属数量：421.80 万股，占归属前公司总股本的 1.04% 归属价格：5.84 元/股 归属股票来源：公司向激励对象定向发行的本公司 A 股普通股股票 本次归属的限制性股票在相关手续办理完后、上市流通前，公司将发布相关 提示性公告，敬请投资者注意。 2、标的股票来源：公司向激励对象定向发行公司 A 股普通股股票。 3、限制性股票数量：本次激励计划授予的限制性股票为 1,406.00 万股，约占本 次激励计划草案公告时公司股本总额 37,513.1706 万股的 3.75%。本次激励计划为一 次性授予，无预留权益。 重要内容提示： 山东阳谷华泰化工股份有限公司（以下简称"公司"） ...

| 证券代码：300121 | 证券简称：阳谷华泰 | 公告编号：2023-090 | | --- | --- | --- | | 债券代码：123211 | 债券简称：阳谷转债 | | 山东阳谷华泰化工股份有限公司（以下简称"公司"）第五届监事会第十七 次会议于 2023 年 10 月 20 日在公司三楼会议室召开。会议通知于 2023 年 10 月 13 日专人及通讯方式送达全体监事。应参加会议监事 3 人，实际参加会议监事 3 人。会议由监事会主席柳章银先生主持，董事会秘书列席了会议，符合《中华人 民共和国公司法》和《公司章程》的规定。 二、监事会会议审议情况 会议以记名投票表决方式，审议并通过了以下议案： 1、审议通过《关于公司 2023 年第三季度报告的议案》 经审议，监事会认为，公司 2023 年第三季度报告的编制和审核程序符合法 律、行政法规、中国证券监督管理委员会及深圳证券交易所的有关规定，报告内 容真实、准确、完整地反映了公司实际情况，不存在任何虚假记载、误导性陈述 或者重大遗漏。 《2023 年第三季度报告》详见中国证监会指定创业板信息披露网站。 表决结果：同意 3 票，反对 0 票，弃权 ...

山东阳谷华泰化工股份有限公司 监事会关于 2021 年限制性股票激励计划第二个归属期 归属激励对象名单的核查意见 山东阳谷华泰化工股份有限公司（以下简称"公司"）监事会根据《中华人 民共和国公司法》（以下简称"《公司法》"）、《上市公司股权激励管理办法》（以 下简称"《管理办法》"）等有关法律、行政法规、规范性文件及《公司章程》和 《2021 年限制性股票激励计划（草案）》的有关规定，对公司 2021 年限制性股 票激励计划（以下简称"本次激励计划"）第二个归属期归属激励对象名单进行 了审核，发表核查意见如下： 1 综上所述，公司监事会同意本次激励计划第二个归属期的归属激励对象名单。 山东阳谷华泰化工股份有限公司 监事会 二〇二三年十月二十一日 本次拟归属的 142 名激励对象不存在最近 12 个月内被证券交易所认定为不 适当人选的情形；不存在最近 12 个月内被中国证监会及其派出机构认定为不适 当人选的情形；不存在最近 12 个月内因重大违法违规行为被中国证监会及其派 出机构行政处罚或者采取市场禁入措施的情形；不存在具有法律法规规定不得参 与上市公司股权激励的情形，符合《管理办法》等法律、法规和规范性文件规 ...

深圳价值在线信息科技股份有限公司 关于 山东阳谷华泰化工股份有限公司 2021 年限制性股票激励计划 第二个归属期归属条件成就事项 之 独立财务顾问报告 二〇二三年十月 | 第一章 | 释 义 1 | | --- | --- | | 第二章 | 声 明 3 | | 第三章 | 基本假设 4 | | 第四章 | 本次激励计划已履行的审批程序 5 | | 第五章 | 本次激励计划第二个归属期归属条件成就的情况 8 | | | 一、本次激励计划第二个归属期归属条件的成就情况 8 | | | 二、本次归属的具体情况 9 | | 第六章 | 独立财务顾问意见 11 | 深圳价值在线信息科技股份有限公司 独立财务顾问报告 第一章 释 义 在本报告中，如无特殊说明，下列简称具有如下含义： | 释义项 | | 释义内容 | | --- | --- | --- | | 阳谷华泰、本公司、上市公司、 | 指 | 山东阳谷华泰化工股份有限公司 | | 公司 | | | | 本激励计划、本次激励计划、 | 指 | 山东阳谷华泰化工股份有限公司2021年限制性股票 | | 限制性股票激励计划 | | 激励计划 | | 《激励计划》 | ...

山东阳谷华泰化工股份有限公司 第五届董事会第二十一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 | 证券代码：300121 | 证券简称：阳谷华泰 公告编号：2023-089 | | --- | --- | | 债券代码：123211 | 债券简称：阳谷转债 | 山东阳谷华泰化工股份有限公司（以下简称"公司"）第五届董事会第二十 一次会议的会议通知已于 2023 年 10 月 13 日专人及通讯方式送达全体董事，本 次会议于 2023 年 10 月 20 日在公司三楼会议室以现场与通讯表决相结合的方式 召开。应参加会议董事 7 名，亲自出席董事 7 名，其中独立董事 3 名，董事王文 博以通讯表决的方式出席会议。会议由公司董事长王文博先生主持，公司监事、 高级管理人员列席了会议，符合《中华人民共和国公司法》和《公司章程》的规 定。 表决结果：同意 7 票，反对 0 票，弃权 0 票，获得通过。 2、审议通过《关于 2021 年限制性股票激励计划第二个归属期归属条件成就 的议案》 根据《上市公司股权激励管理办法》和《2021 年限制性股票激励计 ...

观意字（2023）第008240号 观韬中茂律师事务所 Guantao Law Firm 北京市西城区金融大街5号新盛大厦B座19层 邮编：100032 电话: 86 10 6657 8066 传真: 86 10 6657 8016 E-mail: guantao@guantao.com 北京观韬中茂律师事务所 关于山东阳谷华泰化工股份有限公司 2021年限制性股票激励计划第二个归属期归属条件成就的 法律意见书 http: // www.guantao.com 北京观韬中茂律师事务所 法律意见书 法律意见书 | 释义项 | | 释义内容 | | --- | --- | --- | | 阳谷华泰、公司、上市公 | 指 | 山东阳谷华泰化工股份有限公司 | | 司 | | | | 本次限制性股票激励计 划、本次股权激励计划、 | 指 | 山东阳谷华泰化工股份有限公司2021年限制性股票激励计划 | | 本激励计划 | | | | 《激励计划（草案）》 | 指 | 山东阳谷华泰化工股份有限公司2021年限制性股票激励计划（草 | | | | 案） | | 本次归属 | 指 | 山东阳谷华泰化工股份有限公司2021年 ...

| 证券代码：300121 | 证券简称：阳谷华泰 | 公告编号：2023-093 | | --- | --- | --- | | 债券代码：123211 | 债券简称：阳谷转债 | | 山东阳谷华泰化工股份有限公司关于 第一期员工持股计划第二个解锁期解锁条件成就的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 山东阳谷华泰化工股份有限公司（以下简称"公司"）于 2023 年 10 月 20 日召开第五届董事会第二十一次会议，审议通过了《关于第一期员工持股计划第 二个解锁期解锁条件成就的议案》，根据公司第一期员工持股计划（以下简称"本 次员工持股计划"）的规定，本次员工持股计划第二个解锁期解锁条件已满足， 本次解锁股份数量为本次员工持股计划持股总数的 30%（可解锁 183.498 万股）， 占公司总股本的 0.45%。现将有关事项具体公告如下： 一、本次员工持股计划批准及实施情况 1、公司于 2021 年 9 月 17 日召开第四届董事会第二十六次会议和第四届监 事会第二十三次会议，于 2021 年 10 月 12 日召开 2021 年 ...

山东阳谷华泰化工股份有限公司独立董事 4、公司不存在向本次归属的激励对象提供贷款、贷款担保或任何其他财务资 助的计划或安排，本次归属不存在损害公司及全体股东利益的情形。 综上，我们一致认为本次激励计划第二个归属期归属条件已成就，并同意公 司按规定为符合条件的142名激励对象在第二个归属期办理421.80万股限制性股 票归属相关事宜。 二、关于第一期员工持股计划第二个解锁期解锁条件成就的独立意见 关于第五届董事会第二十一次会议相关事项的独立意见 根据《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指 引第2号——创业板上市公司规范运作》等有关法律、法规、规范性文件以及《公 司章程》《独立董事工作制度》等有关规定，作为山东阳谷华泰化工股份有限公 司（以下简称"公司"）的独立董事，本着谨慎的原则，基于独立判断的立场，就 公司第五届董事会第二十一次会议相关事项发表如下独立意见： 一、关于2021年限制性股票激励计划第二个归属期归属条件成就的独立意见 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）及《2021 年限制性股票激励计划（草案）》等有关规定，我们对2021年限制性股票激励计 划（以下 ...