深 圳 证 券 交 易 所 关于对北京世纪瑞尔技术股份有限公司的 监管函 创业板监管函〔2023〕第 144 号 北京世纪瑞尔技术股份有限公司董事会： 我部提醒你公司：上市公司必须按照国家法律、法规和 本所《创业板股票上市规则》，认真和及时地履行信息披露 义务。上市公司的董事会全体成员必须保证信息披露内容真 实、准确、完整，没有虚假记载、误导性陈述或重大遗漏， 并就其保证承担个别和连带的责任。 你公司的上述行为违反了本所《创业板股票上市规则 （2023 年修订）》第 1.4 条、第 5.1.1 条的规定。请你公司董 1 事会充分重视上述问题，吸取教训，及时整改，杜绝上述问 题的再次发生。 你公司前期披露的《关于公司及相关人员收到北京证监 局警示函的公告》显示，经查，你公司存在如下问题: 一是 商誉减值测试中存在部分历史数据取值错误、部分参数重复 取值等计算错误问题，且未考虑税收优惠政策对预测期未来 现金流量的影响，导致 2020 年度、2022 年度商誉减值准备 计提不准确；二是成本费用核算不规范，将部分人工成本计 入了销售费用；三是合并财务报表编制时存在内部交易抵消 错误，导致 2022 年度营业收入、营业 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 170,522,600, a decrease of 0.99% compared to CNY 172,224,520 in the same period last year[4] - Net profit attributable to shareholders was CNY 3,810,952, representing a significant increase of 74.01% from CNY 2,183,740.5 in Q3 2022[4] - The net profit after deducting non-recurring gains and losses reached CNY 2,745,474, marking a 95.37% increase compared to CNY 1,150,526.7 in the previous year[4] - Total operating revenue for the current period reached ¥443,563,021.10, an increase of 5.0% compared to ¥420,909,005.88 in the previous period[20] - Net profit for the current period was ¥19,696,742.81, a significant recovery from a net loss of ¥3,060,600.48 in the previous period[22] - The company reported a total profit of ¥26,280,545.00, compared to a loss of ¥1,391,693.15 in the previous period[22] - Basic and diluted earnings per share improved to ¥0.0367 from a loss of ¥0.0052 in the previous period[22] Assets and Liabilities - The company's total assets as of September 30, 2023, were CNY 1,999,770,286.45, reflecting a 1.24% increase from CNY 1,974,397,842.16 at the end of the previous year[4] - Total assets as of September 30, 2023, amounted to CNY 1,999,770,286.45, an increase from CNY 1,975,323,169.40 at the beginning of the year[19] - Current assets totaled CNY 1,679,383,473.32, compared to CNY 1,637,211,808.67 at the start of the year, reflecting a growth of approximately 2.5%[16] - Total liabilities as of September 30, 2023, were CNY 456,360,469.39, slightly up from CNY 452,444,280.25[17] - The company reported a net loss of CNY -235,220,077.33, an improvement from a loss of CNY -256,668,669.30 in the previous period[17] - Total liabilities increased from ¥451,539,695.89 to ¥452,444,280.25, indicating an adjustment of ¥904,584.36[28] Cash Flow and Investments - Cash flow from operating activities showed a net outflow of CNY 117,370,283.09, a decline of 314.94% compared to the outflow of CNY 28,286,306.95 in Q3 2022[9] - Cash flow from operating activities showed a net outflow of ¥117,370,283.09, worsening from a net outflow of ¥28,286,306.95 in the previous period[25] - Cash and cash equivalents decreased to CNY 229,192,580.58 from CNY 304,340,155.45, representing a decline of about 24.7%[15] - Cash and cash equivalents at the end of the period decreased to ¥173,626,142.97 from ¥251,879,091.37 at the end of the previous period[26] - The company raised ¥71,000,000.00 through borrowings, compared to ¥26,500,000.00 in the previous period, reflecting a strategy to enhance liquidity[26] Shareholder Information - The number of common shareholders at the end of the reporting period was 27,793[11] - The top shareholder, Niu Junjie, holds 15.37% of the shares, totaling 89,949,488 shares[11] Inventory and Production - The company’s inventory increased by 47.76% to CNY 418,423,468.86, primarily due to increased production preparations[7] - Inventory increased significantly to CNY 418,423,468.86 from CNY 283,170,317.85, marking a rise of approximately 47.8%[16] Equity and Return Metrics - The weighted average return on equity improved to 0.25% in Q3 2023, up from 0.11% in the same period last year[4] - The company's total equity reached CNY 1,543,409,817.06, an increase from CNY 1,522,878,889.15[19] - Total equity remained stable at approximately ¥1,522,878,889.15, with a slight adjustment of ¥20,742.88 in retained earnings[28] Government Support - The company received government subsidies amounting to CNY 925,968.11 during the reporting period, contributing to a 140.68% increase in other income[7] Research and Development - Research and development expenses increased to ¥63,055,035.68, up from ¥61,695,247.80 in the previous period, indicating continued investment in innovation[20] Audit Status - The third quarter report for 2023 was not audited, indicating a preliminary financial status[32]

《2023 年第三季度报告》详见公司在中国证监会指定的创业板信息披露网 站上发布的公告。 表决结果：全体监事以 3 票同意、0 票反对、0 票弃权通过该报告。 证券代码：300150 证券简称：世纪瑞尔 公告编号：2023-029 北京世纪瑞尔技术股份有限公司 第八届监事会第九次会议决议公告 本公司及监事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京世纪瑞尔技术股份有限公司（以下简称"公司"）第八届监事会第九次会 议通知于 2023 年 10 月 13 日以电话、传真、邮件等方式通知了公司监事会成员， 会议于 2023 年 10 月 26 日 15:00 在公司会议室以现场及通讯方式召开，应出席 会议监事 3 名，实际出席会议监事 3 名，会议由监事会主席宋月女士主持，会议 的召开符合《中华人民共和国公司法》、《公司章程》以及有关法律、法规的规 定。会议审议通过了以下议案： 一、审议通过《2023 年第三季度报告》 经审核，监事会认为董事会编制和审核的公司《2023 年第三季度报告》的 程序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反 映了上市公司的 ...

关于为子公司提供担保的公告 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京世纪瑞尔技术股份有限公司（以下简称"公司"）于 2023 年 10 月 26 日 召开了第八届董事会第九次会议，会议以 9 票同意，0 票反对，0 票弃权表决通 过了《关于为子公司提供担保的议案》。同意公司为控股子公司苏州易维迅信息 科技有限公司（以下简称"易维迅"）银行综合授信额度提供担保，具体情况如下： 一、担保情况概述 为满足公司业务发展需求，公司同意为控股子公司易维迅分别向中国农业银 行股份有限公司苏州高新技术产业开发区支行、招商银行股份有限公司苏州分行 申请的银行综合授信业务提供连带责任保证，担保金额分别为壹仟万元整、贰仟 万元整，期限均为壹年，用途均为支付货款等。 根据《公司章程》、《对外担保管理办法》等相关规定，本次公司对外担保 事项属于公司董事会决策权限，无需提交股东大会审议。 二、被担保人基本情况 被担保人易维迅为公司控股子公司，公司持有其96.50%的股权。其情况如下： 1、易维迅基本信息 证券代码：300150 证券简称：世纪瑞尔 公告编号：2023-030 北京世 ...

证券代码：300150 证券简称：世纪瑞尔 公告编号：2023-028 北京世纪瑞尔技术股份有限公司 二、审议通过《关于为子公司提供担保的议案》 为满足公司业务发展需求，公司同意为控股子公司苏州易维迅信息科技有限 公司分别向中国农业银行股份有限公司苏州高新技术产业开发区支行、招商银行 股份有限公司苏州分行申请的银行综合授信业务提供连带责任保证，担保金额分 别为壹仟万元整、贰仟万元整，期限均为壹年，用途均为支付货款等。 具体内容详见公司在中国证监会指定的创业板信息披露网站上发布的《关于 为子公司提供担保的公告》。 公司独立董事对本议案发表了明确同意意见。 表决结果：有效表决票数 9 票；同意 9 票，反对 0 票，弃权 0 票。 第八届董事会第九次会议决议公告 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京世纪瑞尔技术股份有限公司（以下简称"公司"）第八届董事会第九次会 议通知于2023年10月13日以电话、传真、邮件等方式通知了公司董事会成员，会 议于2023年10月26日14:00在公司会议室以现场及通讯方式召开，公司董事牛俊 杰、朱江滨、邱仕育、张有利、赵 ...

以下无正文。 1 （此页无正文，此页为北京世纪瑞尔技术股份有限公司独立董事关于相关事 项的独立意见签字页） 独立董事： 北京世纪瑞尔技术股份有限公司 独立董事关于相关事项的独立意见 根据《公司法》、《上市公司独立董事规则》、《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》等法律法规及《公司章程》和《独 立董事工作制度》的有关规定，作为北京世纪瑞尔技术股份有限公司（以下简称 "公司"）的独立董事，基于独立判断立场，现对公司第八届董事会第九次会议审 议的有关事项发表如下独立意见： 一、关于为子公司提供担保的独立意见 苏州易维迅信息科技有限公司（以下简称"易维迅"）为公司控股子公司，易 维迅信誉及经营状况良好，到目前为止没有明显迹象表明公司可能因被担保方债 务违约而承担担保责任。因此公司为易维迅提供担保不会对公司及子公司的正常 运作和业务发展造成不良影响。本次担保内容及决策程序符合《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法规以及 《公司章程》的要求。因此，我们同意该连带责任保证事项。 北京世纪瑞尔技术股份有限公司 董 事 会 二〇二三年十月二十六 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥273,040,389.28, representing a 9.79% increase compared to ¥248,684,485.20 in the same period last year[19]. - The net profit attributable to shareholders was ¥17,637,639.07, a significant turnaround from a loss of ¥5,254,546.87 in the previous year, marking a 419.59% increase[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥16,051,280.13, compared to a loss of ¥7,266,439.13 last year, reflecting a 313.15% improvement[19]. - The basic earnings per share increased to ¥0.03 from a loss of ¥0.01, representing a 400.00% increase[19]. - The total profit amounted to CNY 18.28 million, reflecting a year-on-year increase of 523.97%[53]. - The operating profit for the same period was CNY 17.72 million, a significant increase of 509.26% year-on-year[53]. - The total comprehensive income for the first half of 2023 was CNY 16,495,247.66, compared to a loss of CNY 6,394,407.25 in the previous year[159]. - The company's total revenue for the reporting period was CNY 159,867,387.35, with a year-on-year decrease of 0.63%[59]. Assets and Liabilities - The total assets at the end of the reporting period were ¥1,991,104,101.03, a 0.80% increase from ¥1,974,397,842.16 at the end of the previous year[19]. - The net assets attributable to shareholders increased to ¥1,534,891,555.92, up 1.22% from ¥1,516,398,988.87 at the end of the previous year[19]. - The company's total assets decreased slightly, with cash and cash equivalents at CNY 286,798,588.76, down 1.01% from the previous year[69]. - The total liabilities decreased slightly to CNY 450,895,779.12 from CNY 452,444,280.25[149]. - The company's total liabilities of the company were reported at 697.2 million yuan, which is a manageable level relative to its equity[173]. Cash Flow - The net cash flow from operating activities improved to -¥33,981,898.74, a 27.08% reduction in losses compared to -¥46,599,860.97 in the previous year[19]. - The cash flow from financing activities included 39,000,000.00 RMB in borrowings, which is a significant increase from 26,500,000.00 RMB in the previous year[161]. - The cash flow from financing activities generated a net cash flow of 11,504,845.44 RMB in the first half of 2023, contrasting with a negative cash flow of -3,232,119.25 RMB in the same period of 2022[161]. - The cash flow from investment activities showed a net outflow of CNY 33,981,898.74, an improvement from a net outflow of CNY 46,599,860.97 in the same period last year[160]. Research and Development - The company invested CNY 41.35 million in R&D during the reporting period, a slight increase of 1.98% year-on-year[57]. - The company is actively increasing R&D investment in new products to enhance competitiveness in the urban rail transit sector[28]. - The company has increased its R&D investment to adapt to the rapid development of railway construction and improve existing product lines[40]. - The company is investing in R&D for new technologies, with a budget allocation of 239 million for the current fiscal year[166]. Market Position and Strategy - The company holds a leading market share in the railway safety monitoring system sector, with significant contributions to major projects like the Qinghai-Tibet Railway and the Wuhan-Guangzhou High-Speed Railway[32]. - The company has established a nationwide service network through its subsidiary, Yiwixun, providing 24/7 localized technical support and operation services, leading in market share[35]. - The company plans to expand its product lines related to railway safety monitoring systems and urban rail transit information systems[84]. - The company aims to enhance its R&D investment to improve product competitiveness and address potential technology risks[85]. Risk Management - The management highlighted potential risks including reliance on a single market and technological risks, which are detailed in the risk management section of the report[3]. - The company faces risks related to its reliance on a single market, particularly in the railway and urban rail transit sectors[83]. Employee and Corporate Governance - The company has a highly skilled management team, with over 50% of employees holding a bachelor's degree or higher, and significant experience in railway industry product design and project management[45]. - The company has established a talent planning system and a robust recruitment mechanism to retain and cultivate talent[87]. - The company has implemented a comprehensive safety management system and has not experienced any safety production accidents during the reporting period[100]. Shareholder Information - The company reported a total of 585,106,053 shares outstanding, with 12.03% being restricted shares and 87.97% being unrestricted shares[131]. - The largest shareholder, Niu Junjie, holds 15.37% of the shares, totaling 89,949,488 shares[134]. - The total number of ordinary shareholders at the end of the reporting period is 29,156[134]. Compliance and Auditing - The half-year financial report was not audited[108]. - The company has confirmed the reappointment of its accounting firm for the fiscal year 2023[127]. - The company adheres to the accounting standards set by the Ministry of Finance, ensuring the financial statements accurately reflect its financial status[191].

北京世纪瑞尔技术股份有限公司 2023 年半年度非经营性资金占用及其他关联资金往来情况汇总表 1 单位：万元 非经营性资金占用 资金占用方名称 占用方与 上市公司 的关联关 系 上市公司核 算的会计科 目 2023 年期 初占用资 金余额 2023 年半 年度占用累 计发生金额 （不含利 息） 2023 年半 年度占用 资金的利 息（如 有） 2023 年 半年度 偿还累 计发生 金额 2023 年 半年度 期末占 用资金 余额 占用形 成原因 占用性质 控股股东、实际控制人 及其附属企业 非经营性占用 非经营性占用 小计 - - - - 前控股股东、实际控制 人及其附属企业 非经营性占用 非经营性占用 小计 - - - - 其他关联方及附属企 业 非经营性占用 小计 - - - 总计 - - - - 其它关联资金往来 资金往来方名称 往来方与 上市公司 的关联关 系 上市公司核 算的会计科 目 2023 年期 初往来资 金余额 2023 年半 年度往来累 计发生金额 （不含利 2023 年半 年度往来 资金的利 息（如 2023 年 半年度 偿还累 计发生 2023 年 半年度 期末往 来资金 往来形 成原 ...

证券代码：300150 证券简称：世纪瑞尔 公告编号：2023-026 北京世纪瑞尔技术股份有限公司 关于为子公司提供担保的公告 本公司及董事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京世纪瑞尔技术股份有限公司（以下简称"公司"）于 2023 年 8 月 23 日召 开了第八届董事会第八次会议，会议以 9 票同意，0 票反对，0 票弃权表决通过 了《关于为子公司提供担保的议案》。同意公司为全资子公司天津市北海通信技 术有限公司（以下简称"北海通信"）银行综合授信额度提供担保，具体情况如下： 一、担保情况概述 为满足公司业务发展需求，公司同意为全资子公司北海通信向中国银行天津 和平支行申请的银行综合授信业务提供连带责任保证，担保金额为壹仟万元整， 期限壹年，用途为支付货款。 根据《公司章程》、《对外担保管理办法》等相关规定，本次公司对外担保 事项属于公司董事会决策权限，无需提交股东大会审议。 二、被担保人基本情况 被担保人北海通信为公司全资子公司，公司持有其 100.00%的股权。其情况 如下： 1、北海通信基本信息 公司名称：天津市北海通信技术有限公司 统一社会信用代码 ...

证券代码：300150 证券简称：世纪瑞尔 公告编号：2023-025 北京世纪瑞尔技术股份有限公司 第八届监事会第八次会议决议公告 本公司及监事会全体成员保证公告内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 北京世纪瑞尔技术股份有限公司（以下简称"公司"）第八届监事会第八次会 议通知于 2023 年 8 月 11 日以电话、传真、邮件等方式通知了公司监事会成员， 会议于 2023 年 8 月 23 日 15:00 在公司会议室以现场方式召开，应出席会议监事 3 名，实际出席会议监事 3 名，会议由监事会主席宋月女士主持，会议的召开符 合《中华人民共和国公司法》、《公司章程》以及有关法律、法规的规定。会议 审议通过了以下议案： 一、审议通过《2023 年半年度报告》及其摘要 经审核，监事会认为董事会编制和审核的公司《2023 年半年度报告》的程 序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反映 了上市公司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 《2023 年半年度报告》及其摘要详见公司在中国证监会指定的创业板信息 披露网站上发布的公告；《2023 年半年 ...