证券代码：300369 证券简称：绿盟科技 公告编号：2024-021 绿盟科技集团股份有限公司 关于持股 5%以上股东股份可能被司法拍卖的提示性公告 一、本次司法拍卖的基本情况 1 公司于 2022 年 6 月 14 日收到持股 5%以上股东启迪科服提供的《告知函》， 因启迪科服与其股东中信信托有限责任公司就中信信托有限责任公司持有的启迪 科服股权转让事项存在法律纠纷案件，导致启迪科服所持公司股份被冻结（详见 公司于 2022 年 6 月 14 日披露的《关于持股 5%以上股东股份被司法冻结的公告》， 公告编号：2022-021 号）。 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1. 本次拟司法拍卖标的物为启迪科技服务有限公司（以下简称"启迪科服"） 持有的绿盟科技集团股份有限公司（以下简称"公司"）42,565,553 股股份，占 公司总股本的 5.33%，占其持有公司股份总数的 100%。 2. 若本次司法拍卖最终全部成交，启迪科服将不再持有公司股份。启迪科服 不是公司控股股东或第一大股东，其所持公司股份被司法拍卖不会导致公司控制 ...

Financial Performance - The company reported a revenue of RMB 168,078.44 million for 2023, a decrease of 36.06% year-on-year[5]. - The net profit attributable to shareholders was a loss of RMB 977,101.92 million, a significant decline compared to a profit of RMB 28.37 million in 2022, representing a decrease of 3,516.62%[20]. - The net profit after deducting non-recurring gains and losses was a loss of RMB 1,005,171.66 million, down 9,106.86% from the previous year[20]. - The net cash flow from operating activities was a negative RMB 202,251.74 million, a decline of 437.50% compared to the previous year[20]. - Basic earnings per share were -1.23, a decrease of 3,175.00% from the previous year[20]. - The company's total revenue for 2023 was CNY 1,680,784,351.50, a decrease of 36.1% compared to CNY 2,628,838,333.66 in 2022[26]. - The diluted earnings per share for 2023 was -CNY 1.23, reflecting a significant decline of 3,175.00% compared to CNY 0.04 in 2022[25]. - The total assets at the end of 2023 amounted to CNY 4,155,068,104.07, down 15.50% from CNY 4,903,630,966.01 in 2022[25]. - The net assets attributable to shareholders of the listed company decreased by 24.99% to CNY 2,744,574,659.74 from CNY 3,658,631,145.33 in 2022[25]. - The company reported a net cash flow from operating activities of CNY 32,917,782.03 in Q4 2023, a positive turnaround compared to previous quarters[29]. Investment and R&D - The company plans to continue investing in product research and development to enhance competitiveness and expand market presence[5]. - The company has made significant investments in new technologies, particularly in AI, launching the "Wind Cloud Guard" model for network security applications[107]. - The company reported a research and development (R&D) investment of approximately ¥677.95 million, which accounts for 40.34% of its operating revenue[132]. - The company is investing 200 million RMB in R&D for new technologies aimed at enhancing cybersecurity measures[192]. - The company plans to increase its investment in security R&D to address emerging security challenges and expand into new fields[86]. Market and Industry Outlook - The cybersecurity industry remains in a growth phase despite a slowdown in market growth, with promising prospects in the context of digital China construction[5]. - The company anticipates that the digital economy and data governance will accelerate, providing new growth opportunities in the cybersecurity sector[37]. - The government has set a target for the data security industry to reach a total scale of CNY 150 billion by 2025, with a compound annual growth rate of 30%[38]. - By 2026, China's cybersecurity spending is expected to reach approximately $28.86 billion, with a five-year compound annual growth rate (CAGR) of 18.8%, the highest globally[40]. - The competitive landscape in the cybersecurity industry is intensifying, with a rapid increase in the number of new entrants and heightened competition among large, medium, and small enterprises[44]. Product Development and Innovation - The company launched or upgraded over 60 products during the reporting period, covering various fields such as network security, data security, and cloud security, with several products ranking among the top in market share according to IDC and Gartner[52]. - The company emphasizes innovation in security research, with eight laboratories dedicated to various cybersecurity fields, enhancing its core competitiveness[50]. - The company’s new product "Data Vault" has won several awards, including the China Cybersecurity and Information Industry Annual Excellent Product Award[50]. - The company has completed the development of several new products, including the enhanced DDoS attack detection system and the advanced threat hunting system, with all projects reaching 100% completion[133]. - The company launched several new security services, including external attack surface management and automated penetration testing tools, which quickly generated significant revenue after their release[71]. Customer Base and Sales Strategy - The company has established a high-quality customer base, including government, telecommunications, finance, and energy sectors, which helps reduce operational and financial risks[98]. - The company has over 2,000 subscription service customers, indicating a stable customer base for its cloud security solutions[131]. - The total sales amount from the top five customers reached ¥952,274,169.91, accounting for 56.66% of the annual sales total[123]. - The company maintained a diversified sales model, with channel sales contributing 50.66% and direct sales 49.34% to total revenue[109]. - The company is focusing on expanding its market presence and enhancing its product offerings through new technology development[183]. Corporate Governance and Management - The company has implemented a performance evaluation and incentive mechanism for senior management, linking compensation closely to company performance[174]. - The company maintains independence from shareholders with over 5% ownership, ensuring autonomous operations in business, personnel, assets, and finance[175]. - The company has established a clear separation of assets between itself and its major shareholders, ensuring independent financial management[176]. - The governance structure of the company aligns with legal and regulatory requirements, with no significant discrepancies noted[174]. - The company is committed to maintaining high standards of corporate governance with the recent appointments of independent directors[186]. Challenges and Risks - The company is facing uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures for the past three years[26]. - There is a risk of core personnel loss, which could impact product development and require additional resources for recruitment and training[163]. - The company is actively monitoring and assessing risks associated with overseas market expansion, including local regulations and currency fluctuations[166]. - The company has implemented employee stock ownership and incentive plans to retain key employees and align their interests with the company's[164]. Future Outlook - The company anticipates a positive outlook for the upcoming fiscal year, driven by strategic initiatives and market expansion efforts[183]. - The company has provided a revenue guidance of 1.5 billion RMB for the next fiscal year, expecting a growth rate of 25%[192]. - The company plans to enter two new markets in Europe by Q3 2024, aiming for a 10% market share within the first year[192]. - The company is actively seeking to enhance its operational efficiency to improve profitability margins[184]. - The company aims to enhance its market share and brand image in the information security industry while actively exploring international markets[157].

Financial Performance - The company's revenue for Q1 2024 was ¥356,985,933.63, representing an increase of 8.48% compared to ¥329,074,219.09 in the same period last year[4]. - The net profit attributable to shareholders was -¥150,109,796.26, an improvement of 17.28% from -¥181,466,054.62 year-over-year[4]. - The company's basic earnings per share improved to -¥0.1878, an 18.21% increase from -¥0.2296 in the same period last year[4]. - Net loss for Q1 2024 was CNY 150,300,148.46, an improvement from a net loss of CNY 181,726,111.69 in Q1 2023[28]. - Operating profit for Q1 2024 was CNY -145,726,806.99, compared to CNY -172,737,789.08 in the previous year, indicating a reduction in losses[27]. - The total comprehensive income attributable to the parent company for Q1 2024 was -149,567,036.54 CNY, compared to -184,739,790.61 CNY in Q1 2023, showing an improvement of approximately 19%[29]. Cash Flow - The net cash flow from operating activities was ¥26,927,422.23, a significant turnaround from -¥152,184,312.67 in the previous year, marking a 117.69% increase[4]. - Cash inflow from operating activities for Q1 2024 was 608,240,486.23 CNY, slightly up from 604,726,249.56 CNY in Q1 2023[31]. - Cash inflow from investment activities for Q1 2024 totaled 653,599,800.29 CNY, compared to 593,118,618.64 CNY in Q1 2023[31]. - Cash inflow from financing activities for Q1 2024 was 236,345,064.70 CNY, with cash outflow totaling 217,377,385.12 CNY, resulting in a net cash flow of 18,967,679.58 CNY[32]. - The ending cash and cash equivalents balance for Q1 2024 was 733,984,342.74 CNY, up from 609,716,077.88 CNY at the end of Q1 2023[32]. Assets and Liabilities - The total assets at the end of the reporting period were ¥4,024,421,570.64, down 3.14% from ¥4,155,068,104.07 at the end of the previous year[4]. - Total liabilities as of Q1 2024 amounted to CNY 1,422,365,358.38, slightly up from CNY 1,410,978,867.90 in the previous year[24]. - Total equity attributable to shareholders of the parent company decreased to CNY 2,602,731,988.03 from CNY 2,744,574,659.74 year-over-year[24]. Shareholder Information - The total number of common stock shareholders at the end of the reporting period is 43,883[15]. - The largest shareholder, Shen Jiyi, holds 10.04% of the shares, totaling 80,250,145 shares[16]. - The total number of restricted shares held by major shareholders at the end of the period is 82,364,661[19]. - The company plans to release restricted shares held by major shareholders, including Shen Jiyi, on January 1, 2024[19]. Expenses and Investments - Financial expenses rose by 435.72% to ¥4,352,661.21, primarily due to increased borrowing interest expenses[10]. - The company recorded a 332.76% increase in development expenditures, amounting to ¥49,687,163.67, due to new capitalized R&D projects[8]. - Research and development expenses for Q1 2024 were CNY 140,892,648.60, down 9.0% from CNY 154,918,892.10 in Q1 2023[27]. - The company has ongoing development expenditures of ¥49,687,163.67, significantly up from ¥11,481,443.03, indicating increased investment in new technologies[22]. Other Financial Metrics - The company reported a tax expense of CNY 3,213,867.24 for Q1 2024, down from CNY 9,030,383.95 in the same quarter last year[28]. - Other comprehensive income after tax for Q1 2024 was CNY 542,759.72, compared to a loss of CNY 3,273,735.99 in Q1 2023, indicating a significant recovery[28]. - Deferred income increased to CNY 65,282,491.32 in Q1 2024 from CNY 56,304,351.10 in Q1 2023, representing a growth of 15.4%[24]. Audit Status - The first quarter report for 2024 was not audited[33].

一、 重要声明 绿盟科技集团股份有限公司 2023 年度内部控制自我评价报告 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和实施内部控制进行监督。经理层负责组织领导企业内部控制的日常运行。公 司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚假 记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个 别及连带法律责任。 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称"企业内部控制规范体系"），结合绿盟科技集团股份有限公司（以 下简称"公司"）内部控制制度和评价方法，在内部控制日常监督和专项监督的 基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有 效性进行了自我评价。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及 相关信息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存 在的固有局限性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化 可能导致内部控制变得不恰当，或对控制政策和 ...

绿盟科技集团股份有限公司 2023 年 12 月 31 日 内部控制鉴证报告 | 索引 | 页码 | | --- | --- | | 内部控制鉴证报告 | 1-2 | | 内部控制自我评价报告 | 1-9 | 内部控制鉴证报告 XYZH/2024TJAA5B0048 绿盟科技集团股份有限公司 绿盟科技集团股份有限公司全体股东： 我们接受委托，对后附的绿盟科技集团股份有限公司（以下简称绿盟科技公司）董事 会按照《企业内部控制基本规范》及相关规定对 2023 年 12 月 31 日与财务报表相关的内 部控制的自我评价报告执行了鉴证工作。 绿盟科技公司董事会的责任是按照《企业内部控制基本规范》及相关规定建立健全内 部控制并保持其有效性，以及保证自我评估报告真实、准确、完整地反映与财务报表相关 的内部控制。我们的责任是对绿盟科技公司与财务报表相关的内部控制有效性发表鉴证意 见。 我们按照《中国注册会计师其他鉴证业务准则第 3101 号——历史财务信息审计或审 阅以外的鉴证业务》的规定执行了鉴证工作，以对与财务报表相关的内部控制度有效性是 否不存在重大错报获取合理保证。在执行鉴证工作的过程中，我们实施了包括了解、测试 ...

绿盟科技集团股份有限公司 2023 年度独立董事述职报告 各位股东及股东代表： 作为绿盟科技集团股份有限公司（以下简称"公司"）的独立董事，2023 年 任职期间，本人严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司独立董事管理 办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》等相关法律、法规、规范性文件的规定以及《公司章程》《独立董事工作制 度》的有关规定和要求，忠实、勤勉、尽责的履行职责，积极了解公司的生产经营 状况，按时出席相关会议，认真审议董事会各项议案，对公司相关事项发表独立意 见，有效保证了董事会决策的科学性和公司运作的规范性，切实维护了公司和全体 股东尤其是中小股东的合法权益。现将本人 2023 年任职期间履行独立董事职责情 况汇报如下： 一、独立董事的基本情况 2023 年任职期间，本人任职符合《上市公司独立董事管理办法》第六条规定 的独立性要求，不存在影响独立性的情况。本人履历如下： 刘辉，男，1971 年生，中国国籍，无境外永久居留权。东南大学工学学士，清 华大学经济管理学院硕士，电子 ...

为保证公司员工持股计划的顺利实施，保障持有人的合法权益，根据公司 《2023 年员工持股计划管理办法》的有关规定，同意设立员工持股计划管理委员 会，对员工持股计划进行日常管理，代表持有人行使股东权利。管理委员会由 5 名委员组成，设管理委员会主任 1 名，任期为员工持股计划的存续期。 证券代码：300369 证券简称：绿盟科技 公告编号：2024-017 绿盟科技集团股份有限公司 2023 年员工持股计划第一次持有人会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 绿盟科技集团股份有限公司（以下简称"公司"）2023 年员工持股计划第一 次持有人会议以通讯表决方式召开。会议由宋艳秋女士召集并主持，会议应出席 持有人 110 名，实际出席持有人 95 名，代表公司员工持股计划份额为 4,277.963 万份，占公司本次员工持股计划总份额的 82.34%。会议的召集、召开和表决程序 符合相关法律法规及公司员工持股计划的有关规定。会议审议通过了以下议案： 一、关于设立员工持股计划管理委员会的议案 表决结果：同意 4,277.963 万份，占出席会议持有人 ...

绿盟科技集团股份有限公司 2023 年度独立董事述职报告 各位股东及股东代表： 作为绿盟科技集团股份有限公司（以下简称"公司"）的独立董事，2023 年 任职期间，本人严格按照《中华人民共和国公司法》（以下简称"《公司法》"） 《中华人民共和国证券法》（以下简称"《证券法》"）《上市公司独立董事管理 办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》等相关法律、法规、规范性文件的规定以及《公司章程》《独立董事工作制 度》的有关规定和要求，忠实、勤勉、尽责的履行职责，积极了解公司的生产经营 状况，按时出席相关会议，认真审议董事会各项议案，对公司相关事项发表独立意 见，有效保证了董事会决策的科学性和公司运作的规范性，切实维护了公司和全体 股东尤其是中小股东的合法权益。现将本人 2023 年任职期间履行独立董事职责情 况汇报如下： 一、独立董事的基本情况 2023 年任职期间，本人任职符合《上市公司独立董事管理办法》第六条规定 的独立性要求，不存在影响独立性的情况。本人履历如下： 张海燕，女，1971 年生，中国国籍，无境外永久居留权。1994 年毕业于清华 大学，获工学学士学位；1 ...

证券代码：300369 证券简称：绿盟科技 公告编号：2024-015 （四）保险费：不超过人民币 50 万元/年（具体以保险公司最终报价数据为 准） （五）保险期限：12 个月/期（后续每年可续保或重新投保） 绿盟科技集团股份有限公司 关于购买董监高责任险的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 绿盟科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召开 公司第五届董事会第五次会议和第五届监事会第五次会议，审议通过《关于购买 董监高责任险的议案》，公司全体董事、监事对本议案回避表决，将本议案直接 提交公司 2023 年年度股东大会审议。 为完善风险管理体系，促进董事、监事及高级管理人员充分履职，降低公司 运营风险，保障广大投资者利益，公司拟为公司和全体董事、监事及高级管理人 员购买责任险（以下简称"董监高责任险"），具体事项公告如下： 一、责任保险具体方案 （一）投保人：绿盟科技集团股份有限公司 （二）被保险人：公司及全体董事、监事、高级管理人员 （三）赔偿限额：不超过人民币 5,000 万元/年（具体以与保险公司协商确 ...

绿盟科技集团股份有限公司 2023 年度 审计报告 | 索引 | | 页码 | | --- | --- | --- | | 审计报告 | | 1-5 | | 公司财务报表 | | | | — | 合并资产负债表 | 1-2 | | — | 母公司资产负债表 | 3-4 | | — | 合并利润表 | 5 | | — | 母公司利润表 | 6 | | — | 合并现金流量表 | 7 | | — | 母公司现金流量表 | 8 | | — | 合并股东权益变动表 | 9-10 | | — | 母公司股东权益变动表 | 11-12 | | — | 财务报表附注 | 13-123 | 1 审计报告 XYZH/2024TJAA5B0027 绿盟科技集团股份有限公司 绿盟科技集团股份有限公司全体股东： 一、 审计意见 我们审计了绿盟科技集团股份有限公司（以下简称绿盟科技公司）财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、合并 及母公司现金流量表、合并及母公司股东权益变动表，以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编制 ...