上海飞凯材料科技股份有限公司监事会 2023 年 8 月 15 日 1 上海飞凯材料科技股份有限公司监事会 关于2022年限制性股票激励计划第一个归属期 归属名单的核查意见 上海飞凯材料科技股份有限公司(以下简称"公司")监事会依据《中华人民共和国公司 法》、《中华人民共和国证券法》、《上市公司股权激励管理办法》等相关法律法规、规范性文 件以及公司《2022 年限制性股票激励计划》、《公司章程》的规定, 对公司 2022 年限制性股 票激励计划第一个归属期归属名单进行了核查, 并发表如下核查意见: 本次拟归属的 172 名激励对象符合《中华人民共和国公司法》、《中华人民共和国证券 法》等法律、法规和规范性文件以及《公司章程》规定的任职资格, 符合《上市公司股权激 励管理办法》、《深圳证券交易所创业板股票上市规则》等法律、法规和规范性文件规定的激 励对象条件, 符合本次激励计划规定的激励对象范围, 其作为公司本次激励计划激励对象 的主体资格合法、有效, 激励对象获授限制性股票的归属条件已成就。因此, 全体监事一致 同意本次激励计划第一个归属期的归属名单。 (本页无正文, 为上海飞凯材料科技股份有限公司监事会关于 ...

上海飞凯材料科技股份有限公司独立董事 我们认为, 鉴于公司已实施完成 2022 年年度权益分派方案, 根据公司《2022 年限制性股票激励计划》中的相关规定, 若公司发生派息等事项, 限制性股票的授予 价格将做相应调整。公司本次调整限制性股票授予价格符合《上市公司股权激励管 理办法》等法律法规、规范性文件以及公司《2022 年限制性股票激励计划》中关于 授予价格调整方法的规定, 调整程序合法合规, 关联董事已根据相关法律法规、部门 规章和规范性文件以及《公司章程》中的有关规定回避表决, 不会影响公司管理团 队的勤勉尽职, 不存在损害公司及全体股东利益的情形。因此, 同意《上海飞凯材料 科技股份有限公司关于调整 2022 年限制性股票激励计划授予价格的议案》。 三. 关于作废 2022 年限制性股票激励计划部分已授予但尚未归属的限制性股票的 议案 我们认为, 公司在确定本次激励计划授予日之后, 有 8 名已获授第二类限制性 股票的激励对象因个人原因离职, 其已不再符合激励对象条件, 公司对其已获授但 尚未归属的限制性股票进行作废, 符合《中华人民共和国公司法》、《中华人民共和 国证券法》、《上市公司股权激励管理 ...

上海飞凯材料科技股份有限公司 第五届监事会第三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海飞凯材料科技股份有限公司（以下简称"公司"）第五届监事会第三次 会议于 2023 年 8 月 15 日在公司会议室以现场和通讯方式召开，会议通知于 2023 年 8 月 10 日以电子邮件方式送达全体监事。会议应到监事三名，实到监事三名。 会议由监事会主席严帅先生主持，公司董事会秘书列席了会议。会议符合《中华 人民共和国公司法》和《公司章程》的有关规定。 经与会监事审议和表决，通过了以下决议： 1. 审议通过《上海飞凯材料科技股份有限公司关于 2022 年限制性股票激 励计划限制性股票第一个归属期归属条件成就的议案》 证券代码：300398 证券简称：飞凯材料 公告编号：2023-082 债券代码：123078 债券简称：飞凯转债 2. 审议通过《上海飞凯材料科技股份有限公司关于调整 2022 年限制性股票 激励计划授予价格的议案》 具体内容详见同日公司于巨潮资讯网刊登的《上海飞凯材料科技股份有限公 司关于调整 2022 年限制性股票激励计划授予价 ...

上海市通力律师事务所 关于上海飞凯材料科技股份有限公司 法律意见书 致：上海飞凯材料科技股份有限公司 敬启者： 上海市通力律师事务所（以下简称"本所"）受上海飞凯材料科技股份有限公司（以 下简称"飞凯材料"或"公司"）委托，指派黄艳律师、唐方律师（以下简称"本所律 师"）作为公司特聘专项法律顾问，就公司 2022 年限制性股票激励计划（以下简称"本 次激励计划"）授予价格调整（"本次调整"）、第一个归属期归属条件成就（以下简 称"本次归属"）及作废部分已授予但尚未归属的限制性股票（以下简称"本次作废"） 事项，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、中国证券监督管理委员会（以下简称"中国 证监会"）发布的《上市公司股权激励管理办法》（以下简称"《管理办法》"）、《深 圳证券交易所创业板股票上市规则》（以下简称"《上市规则》"）、《深圳证券交易 所创业板上市公司自律监管指南第 1 号——业务办理》（以下简称"《自律监管指南第 1 号》"）等法律、行政法规和其他规范性文件（以下简称"法律、法规和规范性文件"） 和《上海飞凯材料科技股份有限公司章 ...

Group 1: Company Performance - The company experienced a year-on-year decline in profit of 33.82% and a quarter-on-quarter decline of 40.67% starting from Q3 2022 due to decreased demand in the semiconductor and panel manufacturing industries [2][3] - The company's performance in Q1 2023 showed a decline compared to the previous year, influenced by the macroeconomic downturn, but the downstream industry is gradually recovering, which may positively impact future performance [2] Group 2: Cost Reduction and Efficiency Improvement - In 2023, the company plans to optimize management levels and improve the efficiency of expense usage [3] - The company will utilize advanced large-scale and refined production models to optimize cost structures and enhance production efficiency [3]

Financial Performance - The company's revenue for Q1 2023 was ¥601,689,777.17, a decrease of 30.47% compared to ¥865,397,506.97 in the same period last year[5] - Net profit attributable to shareholders was ¥72,372,691.16, down 47.84% from ¥138,763,627.91 year-on-year[5] - The net profit after deducting non-recurring gains and losses was ¥66,346,046.98, a decline of 55.18% compared to ¥148,014,429.72 in the previous year[5] - Basic earnings per share decreased by 48.15% to ¥0.14 from ¥0.27 year-on-year[5] - The total comprehensive income for Q1 2023 was ¥61.57 million, a decrease of 55.5% from ¥138.16 million in Q1 2022[34] - The net profit for Q1 2023 was ¥76.12 million, representing a decline of 45.5% from ¥139.99 million in Q1 2022[33] Cash Flow and Assets - The net cash flow from operating activities was -¥124,769,378.66, worsening by 331.24% from -¥28,932,390.17 in the same period last year[5] - Cash inflows from operating activities totaled ¥698.88 million in Q1 2023, compared to ¥823.46 million in Q1 2022, reflecting a decrease of 15.2%[35] - The total cash and cash equivalents at the end of the period were 976,492,329.69 CNY, down from 1,165,379,648.84 CNY at the beginning of the period[37] - The total assets at the end of Q1 2023 were ¥6,240,852,819.50, a decrease of 1.16% from ¥6,314,013,135.15 at the end of the previous year[6] - As of March 31, 2023, total current assets amounted to CNY 3,284,924,947.14, a decrease from CNY 3,390,316,306.10 at the beginning of the year[28] Shareholder Information - Total number of common shareholders at the end of the reporting period is 51,009[15] - The largest shareholder, Feikai Holdings Limited, holds 22.37% of shares, totaling 118,237,504 shares, with 13,500,000 shares pledged[15] - The total number of shares held by the top 10 shareholders amounts to 200,000,000 shares, representing a significant concentration of ownership[16] - The company is actively managing its shareholder structure, with specific attention to the pledging of shares by major shareholders[15] Debt and Financing - The company plans to issue convertible bonds totaling up to RMB 832 million to enhance capital strength and profitability[20] - The company’s long-term borrowings increased by 85.40% to ¥227,729,699.79 from ¥122,832,693.65, indicating a strategy to optimize the debt structure[12] - The company plans to apply for a comprehensive credit limit of up to CNY 3.3 billion from financial institutions in 2023 to support operational funding needs[25] Investment and Expenses - The company reported a significant increase in investment income of 5,346.05%, reaching ¥14,877,873.50 compared to ¥273,186.35 in the same period last year[12] - The company’s sales expenses decreased by 38.00% to ¥29,415,426.82 from ¥47,440,596.07 year-on-year, reflecting cost control measures[12] - Research and development expenses for Q1 2023 were ¥41.92 million, down 17.5% from ¥50.80 million in Q1 2022[32] Governance and Compliance - The company’s board of directors and supervisory board were successfully re-elected on April 20, 2023, ensuring continuity in governance[25] - The company has been actively responding to regulatory feedback during the bond issuance process, ensuring compliance with all requirements[21] Convertible Bonds - The company plans to issue convertible bonds totaling RMB 825 million, with a face value of RMB 82.5 million and an initial conversion price of RMB 19.34 per share[21] - The conversion period for "Feikai Convertible Bonds" started on June 3, 2021, and will last until November 26, 2026[22] - The company decided not to exercise the early redemption rights for "Feikai Convertible Bonds" during the specified periods due to market conditions and to protect investor interests[22] - The company’s board of directors has been proactive in addressing market conditions and investor rights regarding the convertible bonds[22]

| 证券代码：300398 | 证券简称：飞凯材料 | 公告编号：2023-059 | | --- | --- | --- | | 债券代码：123078 | 债券简称：飞凯转债 | | 上海飞凯材料科技股份有限公司关于 参加 2023 年上海辖区上市公司年报集体业绩说明会 暨举行 2023 年第一季度报告业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海飞凯材料科技股份有限公司（以下简称"公司"）已于 2023 年 3 月 31 日和 2023 年 4 月 27 日在巨潮资讯网分别披露了《上海飞凯材料科技股份有限公 司 2022 年年度报告》及《上海飞凯材料科技股份有限公司 2023 年第一季度报 告》，为进一步加强与广大投资者的沟通交流，帮助投资者更全面深入地了解公 司 2022 年度及 2023 年第一季度的经营成果、财务状况等具体情况，公司计划于 2023 年 5 月 10 日（星期三）15:00-17:00 参加"2023 年上海辖区上市公司年报集 体业绩说明会"并同时举行"2023 年第一季度报告业绩说明会"活动，就投资者 关心 ...

Market Performance and Growth - The company reported a significant increase in market share for liquid crystal materials, with a steady rise in domestic production rates due to supportive government policies[6]. - The semiconductor materials segment is expected to benefit from strong government support, with potential revenue elasticity driven by product iteration and customer expansion[6]. - The company reported a revenue of RMB 1.2 billion for the fiscal year 2022, representing a year-over-year increase of 15%[27]. - User data showed an increase in active users by 25% compared to the previous year, reaching a total of 500,000 users[27]. - The company expects a revenue growth of 20% for the upcoming fiscal year, projecting revenues to reach RMB 1.44 billion[27]. - New product launches in the semiconductor materials segment contributed to a 30% increase in sales volume[27]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2023[27]. - The company’s overseas market revenue reached ¥429,411,552.11, reflecting an 11.20% increase from the previous year[95]. - The direct sales model accounted for 95.73% of total sales, with a year-on-year growth of 8.68%[95]. Financial Performance - The company's operating revenue for 2022 was ¥2,906,805,535.01, representing a 10.65% increase compared to ¥2,627,104,370.59 in 2021[32]. - The net profit attributable to shareholders for 2022 was ¥434,571,908.78, a 12.62% increase from ¥385,866,139.20 in 2021[32]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥433,417,908.42, showing a significant 35.20% increase from ¥320,572,598.15 in 2021[32]. - The net cash flow from operating activities for 2022 was ¥400,862,605.60, up 57.13% from ¥255,121,598.47 in 2021[32]. - The total assets at the end of 2022 were ¥6,314,013,135.15, a 7.73% increase from ¥5,861,104,692.09 at the end of 2021[32]. - The net assets attributable to shareholders at the end of 2022 were ¥3,702,180,283.30, reflecting a 17.02% increase from ¥3,163,736,172.42 at the end of 2021[32]. Research and Development - The company has invested heavily in R&D, but faces challenges in keeping pace with rapid technological advancements and customer needs[8]. - Research and development expenses increased by 18%, totaling RMB 150 million, focusing on innovative material technologies[27]. - The company plans to invest RMB 200 million in new technology development over the next two years[27]. - The company holds a total of 552 patents, including 529 invention patents, demonstrating its strong R&D capabilities[70]. - The company’s R&D base has been recognized as a "National Enterprise Technology Center" and "National Intellectual Property Advantage Enterprise," highlighting its innovation capabilities[65]. Strategic Initiatives - The company is actively pursuing market expansion and new product development to enhance its competitive edge in the high-tech materials sector[6]. - The company aims to solidify its market position while pursuing opportunities for product innovation and capacity optimization in the semiconductor materials market[45]. - The company has established strategic partnerships with major LCD panel manufacturers, leveraging its advanced mixed liquid crystal manufacturing technology to break foreign monopolies in LCD material production[75]. - The company is focusing on expanding its semiconductor materials product line, including advanced packaging materials and photolithography resists, to strengthen its position in the semiconductor industry[106]. - The company is committed to enhancing its R&D capabilities, with a focus on developing environmentally friendly materials and technologies to meet market demands[106]. Challenges and Risks - The company faces risks from global inflation impacting consumer demand, which may lead to reduced sales in both display and semiconductor materials[6]. - Raw material costs are a significant portion of the company's expenses, and fluctuations in supply and prices could adversely affect financial performance[9]. - The company acknowledges the potential impact of environmental regulations on its operations and has invested in a robust environmental management system[15]. - The company is aware of the risks associated with its securities investments, which could lead to significant losses affecting overall profitability[14]. Corporate Governance and Management - The company has a total of 9 board members, including 3 independent directors, ensuring compliance with legal and regulatory requirements[163]. - The company has established a comprehensive performance evaluation system for senior management, focusing on annual performance, job performance, innovation, and value creation[167]. - The company has maintained independence in operations, with no competition or potential competition from controlling shareholders or their affiliates during the reporting period[171]. - The company has a transparent compensation system for senior management, combining base salary with annual performance evaluations[167]. - The company has implemented a robust investor relations management strategy to improve information transparency and protect shareholder rights[169]. Future Outlook - The company has provided guidance for 2023, expecting revenue growth of 10% to 12% compared to 2022[185]. - The company is exploring potential acquisitions to enhance its product portfolio, with a budget of 500 million RMB allocated for this purpose[185]. - The management team emphasized a commitment to sustainability, with plans to invest 100 million RMB in eco-friendly practices by 2025[185]. - The company aims to enhance its market position in the OLED display materials sector by increasing production capacity and improving resource allocation[138].

| 证券代码：300398 | 证券简称：飞凯材料 | 公告编号：2023-033 | | --- | --- | --- | | 债券代码：123078 | 债券简称：飞凯转债 | | 上海飞凯材料科技股份有限公司 关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海飞凯材料科技股份有限公司（以下简称"公司"）《2022 年年度报告》 及《2022 年年度报告摘要》已于 2023 年 3 月 31 日在巨潮资讯网披露。为便于 广大投资者进一步了解公司经营情况，公司计划在 2023 年 4 月 11 日（星期二） 举行 2022 年度业绩说明会。现将有关事项公告如下： 一、网上业绩说明会基本情况 1、召开时间：2023 年 4 月 11 日（星期二）下午 15:00-17:00； 2、出席人员：公司副董事长兼总经理苏斌先生、副总经理兼董事会秘书曹 松先生、副总经理兼财务总监李晓晟先生，具体以当天实际参会人员为准。 2023 年 3 月 30 日 二、投资者参与方式 1、本次业绩说明会将采用网络远程的方式举行，投资者 ...