证券代码：300411 证券简称：金盾股份 公告编号：2025-016 浙江金盾风机股份有限公司 关于 2022 年员工持股计划第二个锁定期条件成就的 公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 浙江金盾风机股份有限公司（以下简称"公司"）《2022 年员工持股计划》 （以下简称"本次员工持股计划"或"本期持股计划"）第二个锁定期于 2025 年 1 月 9 日届满。根据《关于上市公司实施员工持股计划试点的指导意见》《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关 规定及本次员工持股计划的相关内容，现将本期持股计划第二个锁定期届满及解 锁情况公告如下： 一、本次员工持股计划的基本情况 （一）本次员工持股计划批准情况 公司于 2022 年 11 月 25 日召开四届八次董事会会议和四届八次监事会会议， 于 2022 年 12 月 13 日召开了 2022 年第二次临时股东大会，审议通过了《关于< 浙江金盾风机股份有限公司 2022 年员工持股计划（草案）>及其摘要的议案》等 相关议案。具体内容详见公司于 2022 年 ...

目 录 一、内部控制审计报告…………………………………………第 1—2 页 内部控制审计报告 天健审〔2025〕7031 号 浙江金盾风机股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了浙江金盾风机股份有限公司（以下简称金盾股份公司）2024 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》《企业内部控制应用指引》以及《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是金盾 股份公司董事会的责任。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控制的有效性具有一定风险。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 范》和相关规定在所有重大方面保持了有效的财务报告内部控制。 天健会计师事务所（特殊普通合伙） 中国注册会计 ...

| | | 审 计 报 告 目 录 | 一、审计报告…………………………………………………………第 1—5 页 | | | | --- | --- | --- | | 二、财务报表……………………………………………………… 6—13 页 | 第 | | | （一）合并资产负债表…………………………………………… 第 页 | | 6 | | （二）母公司资产负债表………………………………………… 第 页 | | 7 | | （三）合并利润表………………………………………………… 第 页 | | 8 | | （四）母公司利润表……………………………………………… 第 页 | | 9 | | （五）合并现金流量表……………………………………………第 10 页 | | | | （六）母公司现金流量表…………………………………………第 11 页 | | | | （七）合并所有者权益变动表……………………………………第 12 页 | | | | （八）母公司所有者权益变动表…………………………………第 13 页 | | | 浙江金盾风机股份有限公司全体股东： 一、审计意见 我们审计了浙江金盾风机股份有限公司（以下简称金盾 ...

目 录 一、对报告使用者和使用目的的限定 本报告仅供金盾股份公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为金盾股份公司年度报告的必备文件，随同其他文件一起报送 并对外披露。 一、非经营性资金占用及其他关联资金往来情况的专项 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表…………… 第 3 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2025〕6809 号 浙江金盾风机股份有限公司全体股东： 我们接受委托，审计了浙江金盾风机股份有限公司（以下简称金盾股份公司） 2024 年度财务报表，包括 2024 年 12 月 31 日的合并及母公司资产负债表，2024 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所有者权 益变动表，以及财务报表附注，并出具了审计报告。在此基础上，我们审计了后 附的金盾股份公司管理层编制的 2024 年度《非经营性资金占用及其他关联资金 往来情况汇总表》（以下简称汇总表）。 为了更好地理解金盾股份公司 2024 年度非经营性资金占用及其他关联资金 往来情况，汇 ...

浙江金盾风机股份有限公司 2024 年度独立董事述职报告 二、独立董事年度履职概况 本人积极参加了公司 2024 年度召开的各次董事会，忠实履行了独立董事的 各项职责，认真审议提交董事会的各项议案，以审慎的态度行使相应表决权。2024 年度公司董事会和股东大会的召集和召开程序符合法定程序，各重大经营决策事 项的履行程序合法有效，我对本年度董事会各项议案及其他事项均投了赞成票， 没有提出异议的事项，也没有反对或弃权的情形。 | | （二）董事会专门委员会、独立董事专门会议工作情况 | | | | --- | --- | --- | --- | | 专业委员会名称 | 应出席会议次数 | 出席次数 | 是否连续两次未亲 | | | | | 自参加会议 | | 审计委员会 | 5 | 5 | 否 | | 提名委员会 | 3 | 3 | 否 | 董事姓 名 任职期 间应参 加董事 会次数 现场出 席董事 会次数 以通讯方 式参加董 事会次数 委托出 席董事 会次数 缺席董 事会次 数 是否连续两 次未亲自参 加董事会会 议 任职期间 应参加股 东大会次 数 出席股 东大会 次数 李宗吾 5 1 4 0 0 否 1 1 ...

经核查独立董事朱建、徐伟民、李宗吾的任职经历以及签署的相关自查文 件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东 公司担任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍 其进行独立客观判断的关系。因此，公司独立董事符合《上市公司独立董事管 理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司 自律监管指引第2号——创业板上市公司规范运作》等法律、法规、规范性文件 中对独立董事独立性的相关要求。 浙江金盾风机股份有限公司董事会 二〇二五年四月二十二日 浙江金盾风机股份有限公司 董事会关于独立董事独立性情况的专项意见 根据《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规 则》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运 作》等法律法规要求，浙江金盾风机股份有限公司（以下简称"公司"）董事 会，就公司在任独立董事朱建、徐伟民、李宗吾的独立性情况进行评估并出具 如下专项意见： ...

浙江金盾风机股份有限公司 2024 年度独立董事述职报告 本人作为浙江金盾风机股份有限公司（以下简称"公司"）的独立董事，根 据《公司法》《上市公司治理准则》《上市公司独立董事管理办法》和《深圳证 券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法 律法规以及《公司章程》《独立董事工作制度》的规定和要求，勤勉尽责，切实 维护了公司和全体股东尤其是中小股东的合法权益。现将本人 2024 年度履行独 立董事职责情况汇报如下： 一、独立董事的基本情况 本人徐伟民，1955 年生，本科学历，高级工程师；曾任浙江省建筑设计研究 院高级工程师；现任浙江省制冷空调行业协会秘书长及本公司独立董事。 报告期内，本人任职符合《上市公司独立董事管理办法》第六条规定的独立 性要求，不存在影响独立性的情况。 2、本人作为战略委员会委员，对公司发展战略、经营目标与其他委员进行了 充分的谈论与研究，切实履行战略委员会委员的责任。 3、本人作为薪酬与考核委员会主任委员，对公司董事、高级管理人员的薪酬 政策与方案进行研究探讨，并对考核体系等内容提出相应的建议，切实履行了薪 酬与考核委员会的责任和义务。 4、根据中国证监 ...

浙江金盾风机股份有限公司 2024 年度独立董事述职报告 本人作为浙江金盾风机股份有限公司（以下简称"公司"）的独立董事，根 据《公司法》《上市公司治理准则》《上市公司独立董事管理办法》和《深圳证 券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法 律法规以及《公司章程》《独立董事工作制度》的规定和要求，勤勉尽责，切实 维护了公司和全体股东尤其是中小股东的合法权益。现将本人 2024 年度履行独 立董事职责情况汇报如下： 一、独立董事的基本情况 本人朱建，1970 年生，硕士学历，正高级会计师、注册资产评估师、注册税 务师。曾任钱江水利开发股份有限公司财务总监兼董事会秘书；现任浙江众鑫环 保科技集团股份有限公司财务总监及本公司独立董事。 1、本人作为董事会审计委员会主任委员，出席了委员会日常会议，认真履行 职责，根据公司实际情况，审核公司的年度财务决算报告、财务会计报告及定期 报告中的财务信息、内部控制评价报告；负责选聘会计师事务所工作，并监督其 审计工作开展情况；沟通了解 2024 年度内部审计工作规划安排及审计工作进展 情况等，发挥审计委员会的专业职能和监督作用。 2、本人作为董事 ...

Business Development and Innovation - The company has established a business system focused on key national areas such as rail transit, nuclear power engineering, and national defense equipment, achieving a market share ranking in the top three across various sectors[12] - The company has developed over 10 national and provincial major scientific projects and has launched 3 national key new products, including 2 first-of-their-kind products in the country and 4 first-of-their-kind products at the provincial level[12] - The company holds over 90 patents, including 16 invention patents, and has participated in the formulation of 14 national and industry standards[12] - The company is actively promoting the "ducted propulsor" project in collaboration with Tsinghua University, focusing on multi-field coupling technology and high-integration design to enhance propulsion efficiency[13] - The company plans to strengthen its innovation-driven development strategy, aiming to become a leader in high-end ventilation systems and new propulsion technologies globally[13] - The company has a strong focus on integrating AI technology into its ventilation systems, achieving the industry's first application of AI in subway tunnel ventilation systems[12] - The company is committed to enhancing its intelligent manufacturing ecosystem to drive product iteration and market transformation[13] - The company is actively expanding into emerging fields such as low-altitude economy and marine technology, collaborating with Tsinghua University to accelerate the development of ducted fan technology[34] Financial Performance - The company's operating revenue for 2024 was ¥522,220,688.84, representing a 7.52% increase compared to ¥485,704,169.66 in 2023[18] - The net profit attributable to shareholders for 2024 was ¥12,531,806.83, a 21.73% increase from ¥10,294,462.16 in 2023[18] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥7,402,296.29, a significant recovery from a loss of ¥18,357,067.96 in 2023, marking a 140.32% improvement[18] - The net cash flow from operating activities decreased by 75.88% to ¥15,570,304.83 from ¥64,543,997.29 in 2023[18] - The total assets at the end of 2024 were ¥1,479,155,545.74, a decrease of 1.58% from ¥1,502,903,379.10 at the end of 2023[18] - The net assets attributable to shareholders increased by 2.33% to ¥950,602,739.29 at the end of 2024, compared to ¥928,973,337.52 at the end of 2023[18] - The company reported a total of ¥6,821,678.09 in non-recurring gains for 2024, down from ¥28,755,649.96 in 2023[23] Market Opportunities - The company is positioned to benefit from the growing demand in the urban rail transit sector, with an expected net increase of 936.23 kilometers in operational mileage in 2024[26] - The nuclear power sector is projected to create long-term growth opportunities, with 11 new nuclear power units approved in 2024 and 27 units under construction[27] - The low-altitude economy is anticipated to become a significant growth driver, with government initiatives aimed at developing a trillion-level market by 2030[30] - The national marine production value reached 10.54 trillion yuan, with a year-on-year growth of 5.9%, and the marine shipbuilding industry, marine power, and offshore engineering equipment all exceeded 9% growth[31] Operational Efficiency - The company emphasizes a lean production approach to ensure stable product delivery and establish long-term strategic partnerships with clients[13] - The company has a robust supply chain management system that supports its competitive advantage in sectors like subways, tunnels, and nuclear power[13] - The company has established a high-standard ventilation system manufacturing system, with its main products successfully applied in hundreds of major domestic and international projects, showcasing exceptional competitiveness[33] - The company has developed ventilation systems compatible with fourth-generation nuclear technology, achieving full coverage of various reactor types and providing safer and more efficient solutions[33] - The company’s ventilation systems have a purification efficiency of over 98%, successfully applied in the Shenzhen Gui Miao Road tunnel, marking a domestic first[37] - The company has established a dual-track procurement mechanism to enhance supply chain risk resistance, particularly for core components[45] Research and Development - The company has formed strategic R&D alliances with top universities, focusing on overcoming key technological bottlenecks in various application fields[47] - The company is developing a channel thruster for flying cars, with three prototypes completed and aims to enhance safety and efficiency in low-altitude economic markets[67] - The company is in the identification phase for the development of a large nuclear-grade cooling tower fan, which is expected to improve cooling efficiency in nuclear power plants[67] - The number of R&D personnel decreased by 1.28% to 77, while the proportion of R&D personnel increased to 20.21%[68] - The company is developing a low-noise main ventilation fan technology for ships, currently in the pilot stage, to improve overall performance and quality[68] Shareholder and Governance - The company has a diversified shareholder structure with no controlling shareholder, ensuring independent operations in business, personnel, assets, and finance[115] - The company reported a 40.98% investor participation rate in the 2023 annual general meeting held on June 28, 2024[122] - The company has a total of six independent directors, ensuring a robust governance structure[126] - The company is focused on enhancing its governance and management capabilities through experienced personnel in key positions[125] - The company has established a comprehensive risk control system to enhance compliance and risk management capabilities[135] - The company has committed to ensuring that minority shareholders have sufficient opportunities to express their opinions and that their legal rights are fully protected[186] Employee Management and Welfare - The total number of employees at the end of the reporting period was 387, with 225 in production, 43 in sales, 77 in technical roles, 11 in finance, and 31 in administration[139] - The company has established a competitive salary system based on performance evaluations and industry standards to align employee compensation with company performance[140] - The training program covers various areas including production, finance, technical research and development, and sales, aimed at enhancing employee skills and organizational capabilities[141] - The company has implemented various measures to enhance employee welfare, including free meals and annual health checks[162] Legal and Compliance - The company has not faced any administrative penalties related to environmental issues during the reporting period[158] - The company has no significant debts that remain unpaid and is not under any administrative penalties related to the securities market[177] - The company has not engaged in any external guarantees that violate regulations during the reporting period[190] - The company has no penalties or rectification situations reported during the reporting period[197] - There are no issues regarding the integrity of the company or its major shareholders during the reporting period[198] - The company did not engage in any related party transactions during the reporting period[199] Community Engagement and Social Responsibility - The company donated CNY 250,000 to the charity fund of the Shangyu District Charity Association, totaling CNY 1 million in cumulative donations[167] - An additional donation of CNY 100,000 was made to the Shangyu District Zhangzhen Town Finance Office for poverty alleviation efforts[167] - The company actively participates in local community development, contributing to the common prosperity initiative in the Shangyu District[167]

Financial Performance - The company's operating revenue for Q1 2025 was ¥65,843,060.84, a decrease of 19.64% compared to ¥81,932,976.10 in the same period last year[5] - Net profit attributable to shareholders increased by 21.55% to ¥10,442,797.37 from ¥8,591,541.24 year-on-year[5] - Total operating revenue decreased to ¥65,843,060.84 from ¥81,932,976.10, a decline of approximately 19.6% year-over-year[19] - Total operating costs decreased to ¥66,923,571.18 from ¥80,032,945.97, reflecting a reduction of about 16.4% year-over-year[19] - Net profit increased to ¥10,171,941.34 from ¥7,770,137.75, representing a growth of approximately 30.0% year-over-year[20] - The total comprehensive income attributable to the parent company was ¥10,442,797.37, compared to ¥8,591,541.24, reflecting an increase of about 21.5% year-over-year[20] Cash Flow and Liquidity - The net cash flow from operating activities improved significantly, reaching ¥10,356,053.97, a 122.56% increase from a negative cash flow of ¥45,902,328.30 in the previous year[5] - Operating cash flow generated was ¥10,356,053.97, a significant improvement compared to a negative cash flow of ¥45,902,328.30 in the previous period[22] - Cash and cash equivalents at the end of the period rose to ¥112,532,079.31 from ¥65,583,138.62, an increase of approximately 71.6%[23] - The company experienced a significant increase in cash inflow from operating activities, totaling ¥121,224,475.75, compared to ¥89,737,752.30 in the previous period[22] - The company reported a net cash outflow from investing activities of ¥5,916,863.00, an improvement from a net outflow of ¥12,882,229.13 in the previous period[23] Assets and Liabilities - The company's total assets decreased by 3.06% to ¥1,433,866,020.69 compared to ¥1,479,155,545.74 at the end of the previous year[5] - The company's current assets decreased to CNY 1,031,389,102.13 from CNY 1,085,280,696.50, reflecting a decline of approximately 4.97%[17] - The total liabilities decreased to CNY 444,464,250.07 from CNY 501,487,270.19, indicating a reduction of about 11.37%[18] - Accounts receivable decreased to CNY 460,009,212.78 from CNY 532,092,919.45, representing a decline of about 13.5%[17] - The company's inventory increased slightly to CNY 289,543,439.32 from CNY 285,251,216.68, reflecting a growth of approximately 0.8%[17] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 48,147, with no preferred shareholders[10] - The top shareholder, Wang Miaogen, holds 12.51% of the shares, amounting to 50,843,082 shares, with 44,770,000 shares pledged[11] - The company had a total of 100,119,732 restricted shares at the beginning of the period, with 2,715,225 shares released during the period[14] Equity and Return Metrics - The weighted average return on equity rose to 1.09%, up from 0.92% in the previous year[5] - The total equity attributable to the parent company increased to CNY 962,550,787.13 from CNY 950,602,739.29, indicating a growth of about 1.0%[18] - The company reported a basic earnings per share of ¥0.0257, up from ¥0.0211, indicating an increase of approximately 21.8%[20] Investment and Expenses - The company reported a significant increase in cash and cash equivalents, with a growth of ¥63,377,100.00 compared to the previous year[9] - The company's investment income decreased by 120.60% to a loss of ¥25,060,000.00 compared to the previous year[8] - The company experienced a 70.84% decrease in taxes and surcharges, amounting to a reduction of ¥571,800.00 compared to the previous year[8] - Research and development expenses increased to ¥4,764,415.87 from ¥4,178,247.80, marking a rise of about 14.0% year-over-year[19] - The company reported a decrease in short-term borrowings to CNY 8,234,000.00 from CNY 8,245,595.62, a minor reduction of about 0.14%[18] - The company’s long-term investments increased to CNY 9,642,937.53 from CNY 9,399,709.01, reflecting a growth of approximately 2.6%[17]