江苏五洋自控技术股份有限公司 独立董事 2024 年度述职报告 （郑爱华） 本人作为江苏五洋自控技术股份有限公司（以下简称"公司"）第五届董事 会的独立董事，在任职期间严格按照《公司法》、《证券法》、《深圳证券交易所创 业板股票上市规则》等相关法律法规、规范性文件及《公司章程》、《独立董事制 度》等有关规定，严格保持独立董事的独立性和职业操守，忠实、勤勉地履行职 责，依法合规、谨慎负责地行使公司所赋予独立董事的权力，切实维护公司及全 体股东特别是中小股东的利益。现将本人 2024 年度履行独立董事职责情况汇报 如下： 一、基本情况 （一）工作履历及专业背景 本人郑爱华，1965 年生，中国国籍，无境外永久居留权，管理学博士，教 授，硕士生导师。1987 年 9 月至今，一直在中国矿业大学经济管理学院会计系 任教，历任讲师、副教授、教授，曾担任会计系党支部书记；所获学历均自中国 矿业大学经济管理学院管理科学与工程；曾于 2003-2004 年，在上海财经大学会 计学院做访问学者；以财务成本管理为主要研究方向；曾指导学生获得江苏省本 科优秀毕业设计一等奖、二等奖；主编教材 12 部，参编教材及学术著作 10 部， ...

1 一、独立董事基本情况 （一）工作履历及专业背景 本人陈韶君，1972 年生，中国国籍，无境外永久居留权，研究生学历，博 士学位。主要从事会计理论与方法；审计理论与方法等领域的科学研究。现任中 国矿业大学管理学院会计系副主任，担任中国煤炭经济研究会审计分会第八届理 事会理事、中国教育审计学会入库专家。2002 年 8 月至 2003 年 12 月任中国矿 业大学管理学院助教；2004 年 1 月至 2008 年 12 月任中国矿业大学管理学院讲 师，2006 年 9 月任中国矿业大学管理学院硕士生导师；2009 年 1 月至今任中国 矿业大学管理学院副教授、硕士生导师。主编和参编教材 4 部，出版专著 1 部。 在核心期刊、CSSCI 来源期刊等期刊上公开发表学术论文 50 余篇；主持和参与 省部级科研项目 5 项，主持和作为重要成员参与横向科研项目 5 项。曾获得省部 级奖项 2 项，中国矿业大学教学成果奖 3 项。2023 年 11 月至今任公司独立董事。 （二）独立性说明 在担任公司独立董事期间，本人未在公司担任除独立董事以外的任何职务， 也未在公司主要股东公司担任任何职务，与公司以及主要股东之间不存 ...

第二条 本制度适用于公司、全资子公司、控股子公司。公司全资、控股子 公司进行委托理财，按照本制度的相关规定进行审批和报备。 第二章 基本定义及规定 第三条 本制度所称"委托理财"是指在国家政策允许的情况下，公司在控制 投资风险的前提下，以提高资金使用效率、增加现金资产收益为原则，委托商业 银行、信托公司、证券公司、资产管理公司等金融机构进行投资的行为，包括购 买或投资银行理财产品、信托产品、债券、资产管理计划及根据公司内部决策程 序批准的其他理财对象和理财产品等。 江苏五洋自控技术股份有限公司 委托理财管理制度 第一章 总则 第一条 为规范江苏五洋自控技术股份有限公司（以下简称"公司"）委托 理财产品交易行为，防范委托理财决策和执行过程中的相关风险，根据《中华人 民共和国证券法》、《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律法规的规 定及《公司章程》的规定，结合公司实际情况，特制定本制度。 公司投资的委托理财产品，不得用于股票及其衍生产品、证券投资基金和以 证券投资为目的的投资。 第四条 公司进行委托理财应坚持"规范运作、防范风险 ...

（一）工作履历及专业背景 本人夏杰，1964 年生。中国国籍，无境外永久居留权，大学本科学历。1988 年 8 月至 1996 年 6 月任中国石油天然气管道第二工程公司法律事务部部长；1996 年 6 月至 1998 年 8 月徐州市第二律师事务所律师；1988 年 8 月至 2018 年 8 月 任江苏红杉树律师事务所律师；2018 年 8 月至今任江苏彭邦律师事务所律师。 2023 年 11 月至今任公司独立董事。 （二）独立性说明 江苏五洋自控技术股份有限公司 独立董事 2024 年度述职报告 （夏杰） 本人作为江苏五洋自控技术股份有限公司（以下简称"公司"）第五届董事 会的独立董事，在任职期间严格按照《公司法》、《证券法》、《深圳证券交易所创 业板股票上市规则》等相关法律法规、规范性文件及《公司章程》、《独立董事制 度》等有关规定，严格保持独立董事的独立性和职业操守，忠实、勤勉地履行职 责，依法合规、谨慎负责地行使公司所赋予独立董事的权力，切实维护公司及全 体股东特别是中小股东的利益。现将本人 2024 年度履行独立董事职责情况汇报 如下： 一、基本情况 2024 年度，公司召开年度股东大会 1 次 ...

江苏五洋自控技术股份有限公司董事会 董 事 会 2025 年 4 月 18 日 1 关于独立董事独立性情况的专项报告 根据《上市公司独立董事管理办法》《深圳证券交易所创业板股票上市规则》 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》 等要求，江苏五洋自控技术股份有限公司（以下简称"公司"）董事会，就公司 在任独立董事郑爱华、陈韶君、夏杰的独立性情况进行评估并出具如下专项意见： 经核查公司独立董事郑爱华、陈韶君、夏杰的任职经历以及签署的相关自查 文件，上述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东 公司担任任何职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍其 进行独立客观判断的关系，因此，公司独立董事符合《上市公司独立董事管理办 法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运 作》中对独立董事独立性的相关要求。 江苏五洋自控技术股份有限公司 ...

Financial Performance - In 2024, the company's overall revenue decreased by 25.82% compared to 2023, influenced by market environment changes and industry adjustments [3]. - The company's operating revenue for 2024 was ¥1,010,278,720.33, a decrease of 25.82% compared to ¥1,361,892,047.06 in 2023 [23]. - The net profit attributable to shareholders for 2024 was -¥87,221,448.89, representing a decline of 312.73% from a profit of ¥41,001,927.58 in 2023 [23]. - The cash flow from operating activities for 2024 was ¥137,497,680.94, down 38.96% from ¥225,267,486.99 in 2023 [23]. - The total assets at the end of 2024 were ¥3,194,055,736.15, a decrease of 9.66% from ¥3,535,722,494.09 at the end of 2023 [23]. - The net profit after deducting non-recurring gains and losses was -¥118,984,428.41 for 2024, a significant decline of 755.46% from ¥18,152,721.71 in 2023 [23]. - The total net assets attributable to shareholders decreased by 5.18% to ¥2,318,156,517.78 at the end of 2024 from ¥2,444,677,627.32 at the end of 2023 [23]. - The company reported a basic earnings per share of -¥0.08 for 2024, a drop of 300.00% from ¥0.04 in 2023 [23]. Revenue Breakdown - Revenue from the core bulk material handling devices declined by 8.38%, while revenue from two-station and mechanism sand equipment dropped by 51.85% [3]. - The intelligent logistics and warehousing systems saw a significant revenue decline of 82.62%, whereas the automated production line equipment revenue increased by 4.93% [3]. - Revenue from specialized equipment manufacturing accounted for 90.23% of total revenue, decreasing by 27.45% year-over-year [59]. - Sales of core bulk handling equipment decreased by 8.38% to ¥170,369,089.34, with a gross margin of 41.26% [60]. - The parking investment and operation segment generated revenue of 85.42 million yuan, a year-on-year decline of 5.71% [46]. Strategic Initiatives - The company plans to deepen technological innovation and strengthen talent strategy to improve operational performance in 2025, aiming for a turnaround to profitability [6]. - The company aims to expand its sales network and enhance brand influence as part of its strategic initiatives [6]. - The company is committed to the "intelligent manufacturing + parking resources + internet" development strategy to leverage brand synergies [37]. - The company is exploring an "investment + construction + operation" model to integrate smart manufacturing with urban parking resource management [44]. - The company plans to enhance product functionality and competitiveness through various R&D projects, including a dual-layer charging solution for electric vehicles [69]. Market and Industry Position - The company is positioned in the "C Manufacturing" sector, specifically in "C34 General Equipment Manufacturing," focusing on smart logistics and mining solutions [32]. - The company operates in two core areas: "smart mining" and "smart city," with a strong emphasis on intelligent logistics and warehousing systems [38]. - The government has issued policies supporting urban infrastructure and smart manufacturing, which positively impacts the company's core business areas [32][33]. - The company is expected to benefit from the "14th Five-Year Plan" initiatives aimed at enhancing manufacturing quality and competitiveness through digital transformation [34]. - The company has a diverse range of mechanical parking equipment, with a high market share, positioning it as a leader in the industry [39]. Research and Development - The company focuses on smart equipment manufacturing technology, with products including automated production lines and intelligent logistics systems [47]. - Research and development expenses decreased by 23.64% to ¥68,859,478.86 compared to ¥90,175,487.34 in the previous year [68]. - The number of R&D personnel decreased by 8.66% to 211 from 231 in the previous year [71]. - R&D investment as a percentage of operating income was 6.82%, slightly up from 6.62% in the previous year [71]. - The company plans to establish a new R&D center and acquire advanced R&D equipment to enhance its research capabilities [87]. Governance and Compliance - The financial report has been verified by the board and management, ensuring its accuracy and completeness [3]. - The company has established a transparent performance evaluation and incentive mechanism, aligning senior management compensation with performance outcomes [109]. - The company has conducted six board meetings during the reporting period, ensuring compliance with governance standards and maintaining independent operations from its controlling shareholder [109]. - The company has not reported any penalties from regulatory authorities for directors and supervisors in the past three years [126]. - The company has established an independent financial department with its own accounting system and tax obligations, operating separate bank accounts [112]. Risk Management - The company acknowledges risks such as accounts receivable and goodwill impairment, which may adversely affect future performance [6]. - As of December 31, 2024, the company's accounts receivable amounted to 657.80 million yuan, posing liquidity risks and potential bad debt risks if clients face financial difficulties [102]. - The company's goodwill, valued at 363.80 million yuan as of December 31, 2024, is subject to annual impairment testing, which could negatively impact current profits if future operating conditions do not meet expectations [102]. - The company is actively managing customer risks and has introduced a whitelist management system for new orders to control accounts receivable effectively [102]. Employee and Management Structure - The total number of employees at the end of the reporting period is 1,140, with 115 in the parent company and 1,025 in major subsidiaries [140]. - The professional composition includes 510 production personnel, 161 sales personnel, 211 technical personnel, 27 financial personnel, 105 administrative personnel, and 126 after-sales personnel [140]. - The management team consists of experienced professionals, with terms extending to 2026 for key positions [116]. - The company has established a comprehensive salary management system that considers development strategy, salary strategy, and market salary levels [141]. - The total remuneration for directors, supervisors, and senior management amounted to CNY 2.93 million [131]. Shareholder Information - The company reported a total distributable profit of ¥342,833,642.70 for the reporting period, with no cash dividends proposed for the 2024 fiscal year [142]. - The total number of shares for the profit distribution plan is 1,116,383,561, with a cash dividend amount of ¥0.00, resulting in a cash dividend ratio of 0.00% [142]. - The largest shareholder, Hou Youfu, holds 10.82% of the shares, totaling 120,780,892 shares, with no changes during the reporting period [191]. - The company has a share repurchase plan, intending to buy back between 11,428,600 and 22,857,100 shares, representing 1.02% to 2.05% of the total share capital, with a planned expenditure of 40 million to 80 million yuan [197]. - The company has not reported any changes in shareholder structure or asset and liability structure during the reporting period [188].

证券代码：300420 证券简称：五洋自控 公告编号：2025-007 江苏五洋自控技术股份有限公司 关于回购股份实施完成暨股份变动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江苏五洋自控技术股份有限公司（以下简称为"公司"）于 2024 年 2 月 7 日召开第五届董事会第二次会议和第五届监事会第二次会议、于 2024 年 2 月 23 日召开 2024 年第一次临时股东大会，审议通过了《关于回购公司股份方案的议 案》，同意公司使用自有资金以集中竞价交易的方式回购公司股份，用于实施员 工持股计划或股权激励。本次回购股份资金总额不超过人民币 8,000 万元且不低 于人民币 4,000 万元（均含本数），回购价格不超过人民币 3.5 元/股（含本数）。 回购期限为自公司股东大会审议通过本次回购股份议案之日起不超过 12 个月。 具体内容详见公司在巨潮资讯网披露的相关公告。 根据《上市公司股份回购规则》、《深圳证券交易所上市公司自律监管指引第 9 号——回购股份》等相关规定，公司回购期限届满或者回购方案已实施完毕的， 应当在两个交易日内披露回购结果暨 ...

证券代码：300420 证券简称：五洋自控 公告编号：2025-006 江苏五洋自控技术股份有限公司 关于回购公司股份的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江苏五洋自控技术股份有限公司（以下简称为"公司"）于 2024 年 2 月 7 日召开第五届董事会第二次会议和第五届监事会第二次会议、于 2024 年 2 月 23 日召开 2024 年第一次临时股东大会，审议通过了《关于回购公司股份方案的议 案》，同意公司使用自有资金以集中竞价交易的方式回购公司股份，用于实施员 工持股计划或股权激励。本次回购股份资金总额不超过人民币 8,000 万元且不低 于人民币 4,000 万元（均含本数），回购价格不超过人民币 3.5 元/股（含本数）。 回购期限为自公司股东大会审议通过本次回购股份议案之日起不超过 12 个月。 具体内容详见公司在巨潮资讯网披露的相关公告。 因公司实施 2023 年年度权益分派，权益分派后公司回购股份价格上限由 3.5 元/股调整为 3.49 元/股。具体内容详见公司于 2024 年 5 月 24 日披露于巨潮资 讯网（www ...

Financial Performance Expectations - The company expects a net profit loss between 110 million and 85 million CNY for the year 2024, compared to a profit of 41.0019 million CNY in the same period last year [2]. - The net profit loss after deducting non-recurring gains and losses is expected to be between 130 million and 105 million CNY, compared to a profit of 18.1527 million CNY in the previous year [2]. - The estimated impact of non-recurring gains and losses on the company's net profit is approximately 20 million CNY [5]. - The performance forecast period is from January 1, 2024, to December 31, 2024 [2]. Revenue Decline Factors - The decline in revenue is attributed to a decrease in customer orders for the multi-story parking business and equipment for two stations and mechanism sand [4]. Impairment and Loss Provisions - The company anticipates a significant credit impairment loss due to the provision for bad debts related to certain parking business customers [5]. - There are indications of goodwill impairment for the wholly-owned subsidiary Shandong Tianchen Intelligent Parking Co., Ltd., with the final amount to be determined by a qualified evaluation and auditing agency [5]. Audit and Data Reliability - The financial data presented is preliminary and will be detailed in the 2024 annual report [6]. - The company has communicated with the auditing firm regarding the performance forecast, and there are no discrepancies [3]. - Investors are advised to be cautious regarding investment risks due to the preliminary nature of the financial data [6].

证券代码：300420 证券简称：五洋自控 公告编号：2025-003 江苏五洋自控技术股份有限公司 关于控股股东终止协议转让暨终止控制权变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 江苏五洋自控技术股份有限公司（以下简称"公司"）于 2025 年 1 月 17 日 收到公司控股股东、实际控制人侯友夫先生、蔡敏女士出具的《告知函》，因侯 友夫、蔡敏于 2025 年 1 月 16 日收到蔡继东先生及其实际控制的上海赫宏优企业 管理合伙企业（有限合伙）（以下简称"赫宏优"）提出终止交易的《通知函》， 且经双方协商达成一致，于 2025 年 1 月 16 日签订了《终止协议》，决定自 2025 年 1 月 16 日起终止《关于江苏五洋自控技术股份有限公司之股份转让协议》及 《共同控制暨一致行动协议》。现将相关事项说明如下： 一、本次协议转让事项概述 二、本次交易终止情况 截至本公告披露日，侯友夫、蔡敏与蔡继东及赫宏优尚未办理完成相关股份 转让手续。经双方协商一致，于 2025 年 1 月 16 日签署了《终止协议》，协议的 主要内容如下： 甲方 1：蔡 ...