红相股份有限公司 2023年募集资金存放与使用情况的专项报告 根据深圳证券交易所《深圳证券交易所上市公司自律监管指引第2号——创 业板上市公司规范运作》及《深圳证券交易所创业板上市公司自律监管指南第2 号——公告格式》的规定，将红相股份有限公司（以下简称"公司"）2023年度 募集资金存放与使用情况说明如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 经中国证券监督管理委员会《关于核准红相股份有限公司公开发行可转换公 司债券的批复》（证监许可[2020]136号）核准，公司于2020年3月12日公开发行 了585万张可转换公司债券（以下简称"可转债"），发行价格为每张100元，募集 资金总额为585,000,000元，扣除发行费用14,541,509.43元（不含税），实际募集 资金净额为人民币570,458,490.57元。容诚会计师事务所（特殊普通合伙）已于2020 年3月19日对公司本次公开发行可转债募集资金到位情况进行了审验，并出具《验 资报告》（容诚验字[2020]361Z0020号）。 （二）募集资金使用及节余情况 1、截至2023年12月31日，募集资金使用情况： 1 单位：人 ...

红相股份有限公司 2023 年度会计师事务所履职情况评估报告 容诚会计师事务所审计项目组成员具备实施本次审计工作的专业知识和从 业资格，能够胜任本次审计工作。 红相股份有限公司(以下简称"公司")聘请容诚会计师事务所(特殊普通合 伙)(以下简称"容诚所")作为公司 2023 年度财务审计机构。根据《中华人民共 和国公司法》《中华人民共和国证券法》《上市公司治理准则》《国有企业、上 市公司选聘会计师事务所管理办法》《深圳证券交易所上市公司自律监管指引第 2 号--创业板上市公司规范运作》《公司章程》等规定和要求，公司对容诚所 2023 年审计过程中的履职情况进行评估。经评估，公司认为容诚所资质合规有效，职 能够保持独立性，勤勉尽责，公允地表达意见。具体情况如下: 一、2023 年年审会计师事务所基本情况 容诚所初始成立于 1988 年 8 月，2013 年 12 月 10 日改制为特殊普通合伙企 业，是国内最早获准从事证券服务业务的会计师事务所之一，长期从事证券服务 业务，注册地址为北京市西城区阜成门外大街 22 号 1 幢外经贸大厦 901-22 至 901-26。 公司 2023 年 12 月 11 日召开 ...

| 证券代码：300427 | 证券简称：*ST 红相 | 公告编号：2024-049 | | --- | --- | --- | | 债券代码：123044 | 债券简称：红相转债 | | 红相股份有限公司 关于对红相股份有限公司的关注函的回复公告（二） 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 2024 年 4 月 3 日，公司及相关当事人收到中国证券监督管理委员会厦门监 管局下发《行政处罚决定书》([2024]1 号)和《市场禁入决定书》（[2024]1 号）。 银川卧龙 2017-2022 年度财务报表主要调整科目如下： | 项目 | 2017 年 | 2018 年 | 2019 年 | 2020 年 | 2021 年 | 2022 年 | 合计 | | --- | --- | --- | --- | --- | --- | --- | --- | | 原报表资产总计 | 100,694.13 | 135,381.52 | 220,050.27 | 212,216.12 | 151,902.68 | 183,904.42 | 1,004,149. ...

| | | 红相股份有限公司 关于公司未弥补亏损达到实收股本总额三分之一的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 红相股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开第五届董 事会第三十六次会议，审议通过了《关于公司未弥补亏损达到实收股本总额三分 之一的议案》。现将具体情况公告如下： 一、情况概述 经容诚会计师事务所（特殊普通合伙）出具的《红相股份有限公司审计报告》 （容诚审字[2024]361Z0353 号），公司 2023 年度归属于上市公司股东的净利润为 -458,886,713.39 元。截至 2023 年 12 月 31 日，公司经审计合并资产负债表中未 分配利润为-373,817,583.87 元，未弥补亏损为-373,817,583.87 元，实收股本 361,800,920.00 元，未弥补亏损金额达到实收股本总额三分之一。根据《中华人 民共和国公司法》及《公司章程》相关规定，该事项需提交至公司股东大会审议。 二、业绩亏损原因 1、报告期内，公司通过公开挂牌转让方式出售卧龙电气银川变压器有限公 司（以下简称" ...

[2024]361Z0353 总所：北京市西城区阜成门外大街 22 号 外经贸大厦 15 层 / 922-926 (100037) TEL:010-6600 1391 FAX:010-6600 1392 E-mail:bj@rsmchina.com.cn https://www.rsm.global/china/ 容诚审字[2024]361Z0353 号 红相股份有限公司全体股东： 我们审计了红相股份有限公司（以下简称红相股份公司）财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、合 并及母公司现金流量表、合并及母公司所有者权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编制， 公允反映了红相股份公司 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并及母公司经营成果和现金流量。 我们按照中国注册会计师审计准则的规定执行了审计工作。审计报告的"注 册会计师对财务报表审计的责任"部分进一步阐述了我们在这些准则下的责任。 按照中国注册会计师职业道德守则，我们独立于红相股份公司，并 ...

Financial Performance - The company's operating revenue for 2023 was ¥1,153,645,526.22, a decrease of 28.74% compared to ¥1,636,680,763.65 in 2022[23]. - The net profit attributable to shareholders for 2023 was a loss of ¥458,886,713.39, representing a decline of 705.52% from a profit of ¥65,453,119.33 in 2022[23]. - The net cash flow from operating activities improved to ¥276,765,700.59 in 2023, a significant increase of 181.57% compared to a negative cash flow of ¥302,767,383.69 in 2022[23]. - The total assets at the end of 2023 were ¥2,763,016,151.49, down 31.24% from ¥4,223,587,405.64 at the end of 2022[23]. - The net assets attributable to shareholders decreased to ¥957,348,109.94, a reduction of 31.21% from ¥1,657,849,165.13 in 2022[23]. - The basic earnings per share for 2023 was -¥1.2685, a decline of 710.74% from ¥0.1791 in 2022[23]. - The company reported a significant accounting error correction related to inflated revenue and profits from 2017 to 2022, impacting multiple years' financials[23]. - The company reported a total of ¥54.51 million in non-recurring gains for 2023, compared to ¥16.06 million in 2022[31]. - The company achieved total operating revenue of CNY 1,153.65 million in 2023, a decrease of 28.74% compared to CNY 1,618.85 million in 2022[66]. - The net profit attributable to shareholders was CNY -45.89 million, down 53,467.06 million from the previous year[60]. Operational Challenges - The company faces risks related to macroeconomic changes and industry policy shifts, which could impact product demand[4]. - Increased competition in the high-prosperity industry may lead to risks of losing customer resources and market share if the company fails to innovate[7]. - The company has a good track record of fulfilling fixed orders, but some long-term planned orders may face delivery delays due to client production needs[6]. - The company is under investigation by the China Securities Regulatory Commission for alleged violations of information disclosure, which may lead to investor claims[8]. - The company is undergoing a restructuring process to address compliance issues raised by regulatory authorities[23]. - The company is actively pursuing new orders while focusing on the fulfillment of existing orders to convert them into revenue and profit[52]. Research and Development - The company has a specialized R&D team and a comprehensive platform for providing reliability solutions for electrical equipment, enhancing its competitive edge in the market[36]. - The company is focusing on multi-source collaborative state perception and intelligent operation and maintenance technologies for high-voltage electrical equipment, which is expected to enhance technical capabilities and market competitiveness[83]. - The company is developing a drone-mounted acoustic imaging system to monitor electrical equipment, aiming to enhance product capabilities and market competitiveness[84]. - The company is working on a distribution partial discharge monitoring device that utilizes IoT and intelligent sensors to address maintenance challenges in power equipment, indicating a significant market demand[84]. - The company has achieved a small batch production of the active frequency synthesis receiver, which is part of its localization project and is expected to generate future orders[88]. - The company’s R&D investment amounted to ¥75,128,195.80 in 2023, representing 6.51% of its operating revenue, an increase from 5.40% in 2022[88]. Market Strategy - The company plans to enhance its product development and market expansion strategies in response to the recent financial challenges[23]. - The company aims to enhance its product offerings in smart and energy-efficient power equipment, leveraging its extensive technical experience in the power industry[51]. - The company is focusing on the development of smart distribution networks, aligning with national energy planning initiatives[61]. - The company plans to increase R&D and market expansion for new products such as microwave RF modules to maintain long-term advantages[106]. - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[1]. Governance and Compliance - The company has established a robust governance structure, complying with relevant laws and regulations, and ensuring independent operation from its controlling shareholder[129]. - The company emphasizes transparency in information disclosure and actively manages investor relations to protect the rights of all shareholders[132]. - The company has established an independent financial department with a standardized accounting system, allowing for autonomous financial decision-making[138]. - The independent directors expressed concerns regarding the audit report for the 2022 annual report, which was deemed unable to express an opinion[170]. - The company is under investigation by the China Securities Regulatory Commission for suspected information disclosure violations, with no conclusion reached yet[172]. Employee Management - The company has established a structured compensation system that includes fixed salary, variable salary, insurance, and benefits, linked to performance evaluations[177]. - The company has developed an annual training plan to align employee development with corporate strategy and operational needs[178]. - The total number of employees at the end of the reporting period is 1,055, with 163 in the parent company and 892 in major subsidiaries[176]. - The professional composition includes 254 production personnel, 136 sales personnel, 538 technical personnel, 24 financial personnel, and 103 administrative personnel[176]. Future Outlook - The company plans to maintain its market share in traditional power equipment while advancing sales in the smart distribution network sector[117]. - The company aims to enhance internal control management and improve disclosure quality to protect shareholder interests and enhance its capital market image[117]. - The company is expected to provide updated performance guidance in the upcoming quarters, reflecting its strategic outlook[150]. - The company plans to focus on key industry directions and improve the efficiency of fundraising usage to better align with strategic development needs[108].

Financial Performance - The company's operating revenue for Q1 2024 was ¥64,961,424.80, a decrease of 80.11% compared to ¥368,880,337.53 in the same period last year[5]. - The net profit attributable to shareholders was -¥32,788,141.41, representing a decline of 177.40% from ¥42,433,687.76 in the previous year[5]. - Operating revenue for the reporting period was 649.61 million yuan, a decrease of 2.62 billion yuan or 80.11% compared to the same period last year, mainly due to the sale of a subsidiary and delays in product acceptance by customers[15][17]. - The company reported a net loss of CNY 40,788,000 for Q1 2024, compared to a net loss of CNY 20,000,000 in Q1 2023, indicating ongoing challenges[34]. - The net profit for Q1 2024 was -33,834,778.71, a significant decline compared to the net profit of 39,433,123.65 in Q1 2023, representing a year-over-year decrease of approximately 186%[35]. - Operating profit for Q1 2024 was -35,672,206.80, compared to an operating profit of 51,923,389.79 in the same period last year, indicating a decline of around 168%[35]. - Total revenue from operating activities was 206,534,786.69, down from 379,760,565.77 in Q1 2023, reflecting a decrease of approximately 46%[37]. - The total comprehensive income for Q1 2024 was -33,877,618.10, compared to 43,486,396.96 in Q1 2023, marking a decline of approximately 178%[36]. Cash Flow and Financial Position - The cash flow from operating activities showed a net outflow of -¥12,593,950.51, an improvement of 87.00% compared to -¥96,843,152.21 in the same period last year[5]. - Cash flow from investment activities increased by 1.61 billion yuan, a growth of 1932.77%, mainly due to the receipt of payment from the sale of a subsidiary[20]. - Cash flow from financing activities decreased by 2.49 billion yuan, a decline of 230.62%, primarily due to the repayment of bank loans[20]. - Cash and cash equivalents at the end of Q1 2024 amounted to CNY 594,213,298.01, an increase from CNY 584,184,445.19 at the beginning of the quarter[30]. - Cash and cash equivalents at the end of Q1 2024 amounted to 590,038,740.14, an increase from 398,398,429.85 at the end of Q1 2023[39]. - The company incurred financial expenses of 12,692,892.05 in Q1 2024, down from 18,438,766.85 in the same period last year, a decrease of about 31%[35]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,622,835,083.40, down 5.40% from ¥2,772,663,526.95 at the end of the previous year[5]. - Total liabilities decreased by 201.28 million yuan, a decline of 11.17%, reflecting the company's efforts to reduce debt[11]. - Total liabilities decreased to CNY 1,600,315,077.38 from CNY 1,801,594,702.70, indicating a reduction in financial obligations[32]. - Total equity attributable to shareholders of the listed company increased by 62.15 million yuan, a growth of 6.49%[13]. - Shareholders' equity increased to CNY 1,022,520,006.02 from CNY 961,421,448.79, showing a strengthening of the company's financial position[32]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 14,668[23]. - The top 10 shareholders hold a combined total of 86,820,304 shares, representing 22.52% of the company's total equity[24]. - Yang Baotian and Yang Cheng, who are father and son, are the actual controllers of the company, holding 15.51% and 7.01% of shares respectively[24]. - The largest shareholder, Yang Baotian, holds 59,780,469 shares, while the second-largest, Yang Cheng, holds 27,039,835 shares[23]. - The company has no preferred shareholders or related party transactions among the top 10 shareholders[25]. - The number of shares held by the top 10 unrestricted shareholders totals 86,820,304 shares[24]. - Yang Cheng has 20,279,876 restricted shares, which will be released at a rate of 25% annually[26]. - The company has implemented a stock incentive plan that affects the release of restricted shares for executives[27]. - The total number of shares held by the top 10 unrestricted shareholders is 86,820,304, with no changes reported in the current period[24]. - The company has not disclosed any changes in the shareholding structure of the top 10 shareholders due to margin trading activities[24]. Operational Insights - The company reported a significant decrease in accounts receivable, which fell by 9.09% to ¥42,437.14 million from ¥46,678.32 million at the beginning of the year[10]. - The company experienced a 31.30% increase in receivables financing, rising to ¥2,386.66 million from ¥1,817.77 million at the beginning of the year[10]. - The company received government subsidies amounting to ¥288,741.53, which are closely related to its normal business operations[7]. - The company reported a total of ¥162,640.44 in non-recurring gains and losses for the reporting period[7]. - The company is undergoing a retrospective adjustment of financial statements from 2017 to 2022 due to previous accounting errors identified by regulatory authorities[6]. - As of the end of the reporting period, short-term loans decreased by 100.11 million yuan, a decline of 28.44%, primarily due to the company's repayment of part of the loans to reduce financial risk[11]. - Contract liabilities increased by 84.07 million yuan, a growth of 36.23%, mainly due to an increase in advance payments received during the reporting period[12]. - Long-term loans decreased by 27.16 million yuan, a decline of 31.53%, as the company repaid part of the loans to mitigate financial risk[12]. - Operating costs decreased by 190.66 million yuan, a decline of 81.77%, primarily due to the same reasons affecting revenue[15][17]. - Research and development expenses for Q1 2024 were 11,274,995.00, down from 17,542,537.40 in Q1 2023, a reduction of about 36%[35]. - The company plans to focus on new product development and market expansion strategies in the upcoming quarters[34].

前期会计差错更正 专项说明的鉴证报告 红相股份有限公司 容诚专字[2024]361Z0373 号 容诚会计师事务所(特殊普通合伙) 中国·北京 目 录 序号 内 容 页码 1 关于红相股份有限公司前期会计差错更正专项说 明的鉴证报告 2 红相股份有限公司 2017-2022 年度会计差错更正专 项说明 1-19 关于红相股份有限公司 容诚会计师事务所（特殊普通合伙） 总所：北京市西城区阜成门外大街 22 号 外经贸大厦 15 层 / 922-926 (100037) TEL:010-6600 1391 FAX:010-6600 1392 E-mail:bj@rsmchina.com.cn https://www.rsm.global/china/ 前期会计差错更正专项说明的鉴证报告 容诚专字[2024]361Z0373 号 红相股份有限公司全体股东： 我们接受委托，对后附的红相股份有限公司（以下简称红相股份公司）管理层 编制的 2017-2022 年度会计差错更正专项说明（以下简称专项说明）执行了合理保 证的鉴证业务。 一、对报告使用者和使用目的的限定 本鉴证报告仅供红相股份公司披露会计差错更正相关信息之目的 ...

| 证券代码：300427 | 证券简称：*ST红相 公告编号：2024-042 | | --- | --- | | 债券代码：123044 | 债券简称：红相转债 | 红相股份有限公司 第五届监事会第二十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 红相股份有限公司（以下简称"公司"）于 2024 年 4 月 14 日、2024 年 4 月 24 日以邮件方式发出第五届监事会第二十三次会议通知及其补充通知，于 2024 年 4 月 25 日在公司会议室以现场方式召开。会议召集人为公司监事会主席方亮 先生，会议应到监事 3 名，实到监事 3 名。会议由监事会主席方亮先生主持。会 议的举行和召开符合国家有关法律、法规及公司章程的规定。会议所做决议合法 有效，经全体监事投票表决，会议审议并通过以下议案： 一、审议通过了《关于<公司 2023 年年度报告及其摘要>的议案》 经审核，监事会认为董事会编制和审核公司 2023 年年度报告的程序符合法 律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反映了报告期 内公司的实际情况，不存在任何虚 ...

| 证券代码：300427 | 证券简称：*ST红相 | 公告编号：2024-051 | | --- | --- | --- | | 债券代码：123044 | 债券简称：红相转债 | | 红相股份有限公司 关于召开2023年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 经红相股份有限公司（以下简称"公司"或"上市公司"）第五届董事会第 三十六次会议审议，决定于 2024 年 5 月 22 日下午 15:00 召开 2023 年年度股东 大会。现将会议有关事项通知如下： 一、 召开会议的基本情况 1、股东大会届次：2023 年年度股东大会 2、股东大会的召集人：红相股份有限公司董事会 3、会议召开的合法、合规性：经本公司第五届董事会第三十六次会议审议 通过，决定召开 2023 年年度股东大会，本次会议召开程序符合有关法律、行政 法规、部门规章、规范性文件和《公司章程》的规定。 4、会议召开的日期、时间： （1）现场会议时间：2024 年 5 月 22 日（星期三）下午 15:00 （2）网络投票时间：通过深圳证券交易所系统进行网络投票的时 ...