北京市中伦（深圳）律师事务所 关于广州鹏辉能源科技股份有限公司 2025 年股票期权激励计划 调整激励对象名单及首次授予相关事项的 北京市中伦（深圳）律师事务所 法律意见书 二〇二五年九月 关于广州鹏辉能源科技股份有限公司 2025 年股票期权激励计划 调整激励对象名单及首次授予相关事项的 法律意见书 致：广州鹏辉能源科技股份有限公司 北京市中伦（深圳）律师事务所（以下简称"本所"）接受广州鹏辉能源科 技股份有限公司（以下简称"鹏辉能源"或"公司"）委托，担任公司 2025 年 股票期权激励计划（以下简称"激励计划"或"本次激励计划"）相关事宜的专 项法律顾问，就本次激励计划所涉及的调整激励对象名单（以下简称"本次激励 计划调整"）及首次授予股票期权（以下简称"首次授予"）相关事项出具本法 律意见书。 为出具本法律意见书，本所律师审阅了《广州鹏辉能源科技股份有限公司 2025 年股票期权激励计划》（以下简称"《激励计划》"）、《广州鹏辉能源 科技股份有限公司 2025 年股票期权激励计划实施考核管理办法》（以下简称 "《考核管理办法》"）、公司相关董事会、监事会、董事会薪酬与考核委员会 会议文件等与本次激励计 ...

证券代码：300438 证券简称：鹏辉能源 公告编号：2025-036 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、会议召开情况 广州鹏辉能源科技股份有限公司（以下简称"公司"）第五届监事会第十四次会议 通知于 2025 年 9 月 18 日以通讯、邮件等方式向公司监事发出。会议于 2025 年 9 月 23 日上午在公司六楼会议室以现场投票与通讯表决相结合方式举行，应出席监事 3 人，实 际出席监事 3 人，参与表决的监事 3 人。本次会议由监事会主席刘小国主持，会议的通 知、召集、召开和表决程序符合《中华人民共和国公司法》（以下简称"《公司法》"）、 《广州鹏辉能源科技股份有限公司章程》（以下简称"《公司章程》"）的规定，会议 经过认真讨论审议，全体监事一致通过决议如下： 二、会议审议情况 1、会议以赞成三人，反对零人，弃权零人，赞成人数占出席会议有表决权监事人 数的 100%，审议通过《关于调整公司 2025 年股票期权激励计划激励对象名单的议案》 经认真审议，监事会认为： 鉴于公司 1 名激励对象因个人原因离职，4 名激励对象因自愿放弃，2 名 ...

关于 广州鹏辉能源科技股份有限公司 2025 年股票期权激励计划 调整及首次授予相关事项 之 独立财务顾问报告 独立财务顾问 中信证券股份有限公司 二〇二五年九月 | | | 第一章 释义 本报告，部分合计数与各加计数直接相加之和可能在尾数上有差异，这些差 异是由四舍五入造成的。除非另有所指，下列简称具有如下含义： | 鹏辉能源、公司、上市公司 | 指 | 广州鹏辉能源科技股份有限公司 | | --- | --- | --- | | 独立财务顾问、本独立财务顾问 | 指 | 中信证券股份有限公司 | | 本激励计划 | 指 | 广州鹏辉能源科技股份有限公司 2025 年股票期权激 | | | | 励计划 | | 股票期权、期权 | 指 | 公司授予激励对象在未来一定期限内以预先确定的 价格和条件购买公司一定数量股票的权利 | | 激励对象 | 指 | 按照本激励计划规定，获得股票期权的公司（含子 公司）董事、高级管理人员、核心员工 | | 授予日 | 指 | 公司向激励对象授予股票期权的日期，授予日必须 | | | | 为交易日 | | 行权价格 | 指 | 公司向激励对象授予股票期权时所确定的激励对象 购买 ...

证券代码：300438 证券简称：鹏辉能源 公告编号：2025-040 广州鹏辉能源科技股份有限公司 关于向激励对象首次授予股票期权的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 重要内容提示： 广州鹏辉能源科技股份有限公司（以下简称"公司"）于2025年9月23日召开的第 五届董事会第十六次会议审议通过了《关于向激励对象首次授予股票期权的议案》，董 事会认为《广州鹏辉能源科技股份有限公司2025年股票期权激励计划》（以下简称"本 激励计划"）规定的首次授予条件已经成就，同意以2025年9月23日为授予日，向312名 激励对象授予1,460.00万份股票期权。现将有关事项说明如下： 一、本激励计划简述 （一）激励方式 本激励计划采取的激励形式为股票期权。 （二）股票来源 本激励计划涉及的标的股票来源为公司向激励对象定向发行的公司A股普通股股票。 （三）授予数量 本激励计划拟向激励对象授予的股票期权总量不超过1,560.00万份，约占本激励计 划草案公告时公司股本总额50,334.34万股的3.10%。其中，首次授予不超过1,460.00万 份，约占本激 ...

Group 1 - The National Energy Administration, Ministry of Industry and Information Technology, State-owned Assets Supervision and Administration Commission, and State Administration for Market Regulation jointly released guidelines to promote high-quality development of energy equipment, focusing on establishing a reliable battery energy storage system and developing long-life, wide-temperature, low-degradation lithium, sodium, and solid-state batteries [1] - The solid-state battery industry is expected to accelerate its commercialization process, with increasing interest from the capital market, as evidenced by inquiries from multiple listed companies regarding their involvement in solid-state battery applications [1] - According to East Wu Securities, global solid-state battery shipments are projected to reach 614 GWh by 2030, with China's market size expected to grow to 20 billion yuan [2] Group 2 - The solid-state battery technology landscape is diverse, with various electrolyte types including polymer, oxide, sulfide, and halide, with sulfide electrolytes currently being favored by major manufacturers despite challenges such as the production of flammable hydrogen sulfide gas [3] - To achieve large-scale commercialization of solid-state batteries, the industry needs to overcome several technical challenges and improve cost-effectiveness through increased investment in fundamental research and the establishment of standardized production processes [3] - AI technology is playing a crucial role in accelerating material discovery and optimizing battery design, which can shorten R&D cycles and enhance energy density and safety [3] Group 3 - Several listed companies are actively promoting the development of the solid-state battery industry, with Beijing Dangsheng Materials Technology Co., Ltd. successfully developing high ionic conductivity sulfide electrolytes and achieving stable production capabilities [4] - Guangzhou Penghui Energy Technology Co., Ltd. announced improvements in solid-state battery energy density from 280 Wh/kg to 320 Wh/kg, indicating ongoing optimization efforts [5] - Companies like Ningde Times New Energy Technology Co., Ltd. and Ganfeng Lithium Co., Ltd. are also advancing their solid-state battery initiatives, with 2027 identified as a critical time point for industry validation [5]

Core Viewpoint - Penghui Energy (300438) is advancing its solid-state battery pilot production line, expected to be completed by the end of Q3, with several interested clients already identified [1] Company Summary - The company is currently constructing its solid-state battery pilot production line [1] - The completion of the pilot line is anticipated by the end of the third quarter [1] - Following the completion, the company plans to initiate pilot production promptly [1] - There is a notable interest from potential clients regarding the company's solid-state battery technology [1]

北京商报讯(记者马换换实习记者李佳雪)9月19日晚间，鹏辉能源（300438）发布投资者关系活动记录 表显示，目前公司主要储能产品型号如314Ah大储电芯生产线、100Ah、50Ah小储电芯生产线均满产。 相比上半年，目前公司部分储能电芯产品有一定的涨价。 ...

Group 1: Solid-State Battery Development - The solid-state battery pilot production line is under construction and is expected to be completed by the end of Q3 2025 [2][4]. - The energy density of the new generation solid-state battery has improved from 280Wh/Kg to 320Wh/Kg [3][5]. - The company has received interest from various potential customers in sectors such as automotive, robotics, and consumer electronics for solid-state battery applications [2][3]. Group 2: Sodium-Ion Battery Capabilities - The company initiated sodium-ion battery research in 2021 and achieved commercial delivery of the first generation in 2023, targeting energy storage projects [3][4]. - The new sodium-ion battery technology features high safety and long cycle life, with a lifespan exceeding 10,000 cycles [3][4]. - The average efficiency of the square sodium-ion battery has surpassed 95%, making it suitable for energy storage applications [3][4]. Group 3: Financial and Production Insights - The company’s major energy storage product lines, including 314Ah large storage cells and 100Ah and 50Ah small storage cells, are currently operating at full capacity [6]. - There has been a price increase for some energy storage cell products compared to the first half of the year [6]. - Financial data regarding profitability for Q3 will be disclosed in the upcoming quarterly report [5][6]. Group 4: Market Strategy and Future Plans - The company aims to become a global leader in energy storage battery supply and lithium battery manufacturing, focusing on high-potential segments such as two-wheeled vehicles, specialized vehicles, and drones [6]. - The company is committed to a "user-centered" approach, emphasizing customized technical solutions to avoid homogenization in the market [6].

Core Insights - The company, Ming Tai Aluminum, has supplied thousands of sets of liquid cooling plates and other new energy products to battery manufacturers, including Penghui Energy [1] Group 1 - The company is actively engaged in the new energy sector by providing essential components to battery manufacturers [1]

Core Insights - A new company named Hubei Jupeng Energy Co., Ltd. has been established with a registered capital of 10 million yuan, focusing on electric vehicle charging sales and related services [1] Group 1 - The new company is involved in the sales of motor vehicle charging, research and development of emerging energy technologies, sales of new energy vehicle battery swap facilities, and operation of electric vehicle charging infrastructure [1] - The company is jointly held by Guangzhou Penghui Smart Energy Technology Co., Ltd., a subsidiary of Penghui Energy (300438), among others [1]