广州鹏辉能源科技股份有限公司 独立董事 2024 年度述职报告 各位股东及股东代表： 2024 年度，作为广州鹏辉能源科技股份有限公司（以下简称"公司"）的独立董事， 本人严格按照《公司法》《上市公司独立董事管理办法》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》等法律、法规、规范性文件以及《公 司章程》等相关规定，忠实、勤勉履行职责，积极出席公司相关会议，充分发挥自身专 业优势及经验，认真审议董事会及专门委员会各项议案，对公司重大事项审慎发表独立 意见，积极维护公司和全体股东特别是中小股东的合法权益。现将本人 2024 年度履行 独立董事职责情况作汇报如下： 一、基本情况 （一）工作履历、专业背景及兼职情况 二、年度履职情况 （一）出席董事会及股东大会情况 2024 年度，公司共召开 7 次董事会会议、2 次股东大会，本人作为独立董事均亲 自出席会议，未出现连续两次未参加董事会会议的情况。参会前，本人认真阅读会议相 关资料，对相关议案进行必要的询问；会上认真参与讨论，以严谨的态度行使表决权， 对董事会会议的各项议案均投了赞成票，无反对、弃权情形；在董事会会议结束后，对 相关决议 ...

广州鹏辉能源科技股份有限公司 独立董事 2024 年度述职报告 各位股东及股东代表： 2024 年度，作为广州鹏辉能源科技股份有限公司（以下简称"公司"）的独立董事， 本人严格按照《公司法》《上市公司独立董事管理办法》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》等法律、法规、规范性文件以及《公 司章程》等相关规定，忠实、勤勉履行职责，积极出席公司相关会议，充分发挥自身专 业优势及经验，认真审议董事会及专门委员会各项议案，对公司重大事项审慎发表独立 意见，积极维护公司和全体股东特别是中小股东的合法权益。现将本人 2024 年度履行 独立董事职责情况作汇报如下： 一、基本情况 （一）工作履历、专业背景及兼职情况 本人宋小宁，中国国藉，无境外居留权，1981 年 5 月出生。2010 年厦门大学经济 学（税收学）博士毕业，2012 年中山大学工商管理（会计学）博士后毕业。2010 年 10 月至今任中山大学管理学院会计系讲师、副教授、教授。现兼任公司独立董事、广州高 澜节能技术股份有限公司独立董事、影石创新科技股份有限公司独立董事。 （二）独立性情况说明 本人未在公司担任除独立董事、 ...

为更好地履行独立董事职责，本人承诺如下： 根据广州鹏辉能源科技股份有限公司（以下简称"公司"）第五届董事会第十三次 会议决议，本人彭方平被提名为公司第五届董事会独立董事候选人。截至股东大会通知 发出之日，本人尚未取得深圳证券交易所认可的独立董事资格证书。 关于参加独立董事培训并取得独立董事资格证书的承诺函 本人将积极报名参加深圳证券交易所组织的最近一期独立董事培训，并承诺取得深 圳证券交易所认可的独立董事资格证书。 特此承诺！ 彭方平 2025 年 4 月 22 日 承诺人： ...

一、主要会计数据和财务指标 | 报告期指标 | 2024年年报 | 2023年年报 | 本年比上年增减(%) | 2022年年报 | | --- | --- | --- | --- | --- | | 基本每股收益（元） | -0.5000 | 0.0900 | -655.56 | 1.4200 | | 每股净资产（元） | 10.11 | 10.73 | -5.78 | 8.58 | | 每股公积金(元) | 6.03 | 6.06 | -0.5 | 3.5 | | 每股未分配利润(元) | 2.92 | 3.49 | -16.33 | 3.86 | | 每股经营现金流(元) | - | - | - | - | | 营业收入(亿元) | 79.61 | 69.32 | 14.84 | 90.67 | | 净利润(亿元) | -2.52 | 0.43 | -686.05 | 6.28 | | 净资产收益率(%) | -4.82 | 0.97 | -596.91 | 18.80 | 数据四舍五入，查看更多财务数据>> 二、前10名无限售条件股东持股情况 前十大流通股东累计持有： 10728.06万股，累计占流通 ...

Financial Performance - The company's revenue for Q1 2025 was ¥1,690,096,309.63, representing a 5.83% increase compared to ¥1,597,013,711.20 in the same period last year[5] - The net profit attributable to shareholders was a loss of ¥44,983,142.63, a decrease of 375.01% from a profit of ¥16,356,922.23 in the previous year[5] - Total operating revenue for the current period reached ¥1,690,096,309.63, an increase of approximately 5.8% compared to ¥1,597,013,711.20 in the previous period[20] - The company's net profit attributable to shareholders decreased to ¥1,427,109,040.27 from ¥1,472,092,182.90, indicating a decline of approximately 3.1%[19] - The company reported a net loss of ¥46,192,449.73 for the current period, compared to a net profit of ¥9,520,316.13 in the previous period, indicating a significant decline in profitability[21] - Operating profit for the current period was -¥58,160,670.16, while the previous period showed a profit of ¥2,981,315.13, reflecting a substantial decrease in operational performance[21] - Total comprehensive income for the current period was -¥45,788,265.82, compared to ¥9,561,681.20 in the previous period, highlighting a drastic drop in overall financial health[21] - The company's basic and diluted earnings per share were both -¥0.0894, a decline from ¥0.0325 in the previous period, reflecting deteriorating earnings performance[21] Cash Flow and Liquidity - The net cash flow from operating activities decreased by 139.96%, amounting to -¥217,170,924.31, primarily due to increased payments for goods[8] - Cash flow from operating activities resulted in a net outflow of -¥217,170,924.31, worsening from a net outflow of -¥90,502,319.07 in the prior period[23] - The company generated ¥1,393,212,792.04 in cash from sales of goods and services, an increase from ¥1,181,752,035.65 in the prior period, indicating growth in revenue generation[23] - The company’s cash and cash equivalents at the end of the period amounted to ¥1,208,681,184.06, compared to ¥1,379,538,524.04 at the end of the previous period, showing a decrease in liquidity[24] - The company reported cash inflows from financing activities of ¥1,615,475,472.62, significantly higher than ¥337,595,652.65 in the previous period, indicating increased financing efforts[24] - The company’s total operating cash outflows were ¥1,785,718,505.23, up from ¥1,412,818,247.26 in the prior period, indicating increased operational costs[23] - The company’s investment activities resulted in a net cash outflow of -¥117,539,907.30, an improvement from -¥307,525,541.12 in the previous period, suggesting better management of investment cash flows[23] Assets and Liabilities - Total assets increased by 4.32% to ¥17,596,411,925.23 from ¥16,868,462,160.09 at the end of the previous year[5] - Total liabilities rose to ¥12,389,485,228.55 from ¥11,617,500,891.77, representing an increase of about 6.6%[18] - Cash and cash equivalents increased to ¥1,841,457,284.53 from ¥1,646,404,181.94, representing a growth of about 11.8%[17] - Inventory levels rose to ¥3,124,983,369.74, compared to ¥2,797,950,157.09, marking an increase of approximately 11.7%[17] - Long-term equity investments increased to ¥422,106,199.45 from ¥366,918,386.15, reflecting a growth of about 15.0%[18] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 73,949[10] - The company reported a total of 11,098,873 shares held by the Qingdao Xiayang Energy Phase I Private Equity Investment Fund Partnership, accounting for 2.21% of total shares[12] - Zhuhai Huajin Alpha VI Equity Investment Fund Partnership holds 8,324,084 shares, representing 1.65% of total shares[12] - Hong Kong Central Clearing Limited holds 4,669,905 shares, which is 0.93% of total shares[12] - The top ten shareholders collectively hold significant stakes, with the largest being Xia Xinde at 33,036,361 shares[12] - The company has a total of 99,179,122 restricted shares, with no changes in the current period[14] - The company’s financial report indicates that the total number of shares held by major shareholders is substantial, with several holding over 5%[13] - Li Kewen holds a total of 13,181,739 shares, including 10,050,000 shares through a margin account[13] - The company has not reported any changes in the status of restricted shares for the current period[14] - The company’s management has a lock-up period for their shares, with a 25% release annually[14] - There are no significant changes in the financing or margin lending activities reported for the top shareholders[13] Expenses and Investments - The company reported a significant increase in financial expenses by 117.99%, mainly due to rising interest costs[11] - Investment income surged by 4,810.44%, attributed to gains from the disposal of long-term equity investments[11] - The company experienced a 95.06% decrease in trading financial assets, primarily due to a reduction in financial management products[11] - The company reported a significant increase in research and development expenses, which rose to ¥81,398,281.30 from ¥69,002,922.49, a growth of approximately 17.9%[20] - The company reported a significant increase in lease liabilities by 232.83%, mainly due to new equipment leases[11]

鹏辉能源（300438）公告，2024年营业收入79.61亿元，同比增长14.83%。归属于上市公司股东的净亏 损2.52亿元，去年同期净利润4310.2万元。基本每股收益-0.5元/股。公司计划不派发现金红利，不送红 股，不以公积金转增股本。 ...

Financial Performance - The company's operating revenue for 2024 was CNY 7,960,507,262.13, representing a 14.83% increase compared to CNY 6,932,475,479.75 in 2023[17]. - The net profit attributable to shareholders for 2024 was a loss of CNY 252,455,728.32, a significant decline of 685.72% from a profit of CNY 43,102,038.12 in 2023[17]. - The net cash flow from operating activities for 2024 was a negative CNY 244,423,466.18, down 158.87% from CNY 415,156,740.69 in 2023[17]. - The total assets at the end of 2024 amounted to CNY 16,868,462,160.09, an increase of 7.66% from CNY 15,668,702,956.22 at the end of 2023[17]. - The company's basic and diluted earnings per share for 2024 were both CNY -0.50, a decrease of 655.56% from CNY 0.09 in 2023[17]. - The weighted average return on equity for 2024 was -4.80%, down from 0.97% in 2023, indicating a decline in profitability[17]. - The net assets attributable to shareholders at the end of 2024 were CNY 5,087,553,498.86, a decrease of 5.82% from CNY 5,402,128,970.94 at the end of 2023[17]. Revenue and Market Performance - In Q1 2024, the company reported revenue of approximately $1.60 billion, with Q2 revenue increasing to about $2.18 billion, followed by Q3 at $1.87 billion, and Q4 reaching $2.31 billion[19]. - The net profit attributable to shareholders was $16.36 million in Q1, $25.32 million in Q2, $18.82 million in Q3, but showed a significant loss of $312.96 million in Q4[19]. - The company achieved a ranking in the top 9 globally for energy storage lithium battery shipments and ranked 2nd in China for commercial and industrial energy storage systems[27]. - The global energy storage battery market is projected to grow significantly, with a 60% year-on-year increase in shipments expected in 2024, reaching 314.7 GWh[28]. - The consumer battery market in China saw a 14% increase in shipments, exceeding 55 GWh, driven by advancements in AI technology and consumer electronics[29]. - The global electric vehicle battery installation volume is expected to reach 894.4 GWh in 2024, reflecting a 27.2% year-on-year growth[30]. Research and Development - The company has over 900 registered and applied patents and collaborates with multiple universities for research and development[35]. - The company is focused on developing sodium-ion batteries for energy storage and light-duty applications[39]. - The company successfully developed a new generation of solid-state batteries with an energy density of 280Wh/kg and a working temperature range of -20℃ to 85℃[40]. - The company is in the experimental stage of developing flexible ultra-thin solid electrolytes for solid-state batteries, aiming for a thickness of less than 20 μm and an ionic conductivity of at least 10⁻³ S/cm[56]. - The company aims to enhance the stability and performance of lithium iron phosphate (LFP) batteries under high-temperature conditions, targeting a lifespan of 1,000 cycles at 90% end-of-life (EOL) standard[61]. Corporate Governance - The board of directors consists of 9 members, including 3 independent directors, ensuring compliance with legal and regulatory requirements[101]. - The company has established a performance evaluation and incentive system for directors, supervisors, and senior management, in line with legal regulations[102]. - The company maintains independence from its controlling shareholder in terms of business, personnel, assets, and finance, ensuring autonomous operations[106]. - The company strictly adheres to information disclosure regulations, ensuring timely and accurate communication with investors[103]. - The company has implemented measures to enhance governance structures, aligning with the requirements of the Corporate Governance Code[105]. Investment and Financial Management - The company raised a total of 1,504 million CNY in 2023, with 645.99 million CNY directly invested in projects during the year[79]. - The company has committed to the construction of a 10GWh energy storage battery manufacturing base, with an investment of 106 million CNY planned for 2023[81]. - The company has established multiple new subsidiaries, indicating a strategy for market expansion and diversification[51]. - The company has committed to a cash distribution policy where annual cash distributions should not be less than 10% of the distributable profit for the year, and the cumulative cash distribution over the last three years should be at least 30% of the average annual distributable profit[161]. - The company plans to strengthen fundraising management to ensure effective use of raised funds and enhance future shareholder returns[160]. Employee and Social Responsibility - The total number of employees at the end of the reporting period was 11,021, with 1,788 in the parent company and 9,233 in major subsidiaries[135]. - The company has a strong commitment to employee rights, ensuring compliance with labor laws and providing various benefits and training opportunities[157]. - The company actively engages in social responsibility by adhering to tax regulations and supporting charitable initiatives, promoting sustainable and harmonious development[157]. - The company conducted a comprehensive employee training program, including onboarding, safety production, and professional skills training[138]. - The company has no retired employees requiring pension expenses, indicating a focus on current workforce management[135].

证券代码：300438 证券简称：鹏辉能源 公告编号：2025-010 广州鹏辉能源科技股份有限公司 关于担保额度预计的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、担保情况概述 根据《证券法》《公司法》《深圳证券交易所创业板股票上市规则》等有关规定以 及公司的发展和生产经营需求，广州鹏辉能源科技股份有限公司（以下简称"公司"） 于 2025 年 4 月 22 日召开公司第五届董事会第十三次会议审议通过了《关于公司担保额 度预计的议案》，鉴于公司的发展和生产的经营需求，公司及下属公司拟向银行、非银 行金融机构以及其他机构新增申请总计不超过人民币 100 亿元（或等值外币）综合授信 融资额度，并由公司为下属公司提供担保、下属公司为公司合并报表范围内公司提供担 保、或公司与下属公司一起互保，同时公司授权董事长夏信德先生及其授权人士在担保 额度范围内具体办理担保事宜并签署相关协议及文件、担保额度的调剂事项，授权有效 期为股东大会通过之日起一年。公司新增担保额度详细情况见下表： | | | 担保方 | | 截至 2025 | | | | --- | --- ...

公司在任独立董事南俊民先生、宋小宁先生、昝廷全先生均能够胜任独立董事的 职责要求，其未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司担 任任何职务，与公司以及主要股东之间不存在妨碍我们进行独立客观判断的关系，不 存在影响独立董事独立性的情况，符合《上市公司独立董事管理办法》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规、规 范性文件及《公司章程》中关于独立董事的任职资格及独立性的相关要求。 广州鹏辉能源科技股份有限公司 2025 年 4 月 24 日 广州鹏辉能源科技股份有限公司 关于独立董事 2024 年度保持独立性情况的专项意见 广州鹏辉能源科技股份有限公司（以下简称"公司"）董事会根据《上市公司独 立董事管理办法》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公 司规范运作》等要求，并结合独立董事出具的《2024 年度独立董事关于独立性自查情 况的报告》，就公司在任独立董事的独立性情况进行评估并出具如下专项意见： ...

二、本人不存在《中华人民共和国公司法》第一百七十八等规定不得担任公司董事 的情形。 广州鹏辉能源科技股份有限公司 独立董事候选人声明 声明人彭方平作为广州鹏辉能源科技股份有限公司第五届董事会独立董事候选人， 已充分了解并同意由提名人广州鹏辉能源科技股份有限公司董事会提名为广州鹏辉能 源科技股份有限公司（以下简称该公司）第五届董事会独立董事候选人。现公开声明和 保证，本人与该公司之间不存在任何影响本人独立性的关系，且符合相关法律、行政法 规、部门规章、规范性文件和深圳证券交易所业务规则对独立董事候选人任职资格及独 立性的要求，具体声明并承诺如下事项： 是 □ 否 一、本人已经通过广州鹏辉能源科技股份有限公司第五届董事会提名委员会资格审 查，提名人与本人不存在利害关系或者其他可能影响独立履职情形的密切关系。 是 □ 否 如否，请详细说明：______________________________ 如否，请详细说明：______________________________ 三、本人符合中国证监会《上市公司独立董事管理办法》和深圳证券交易所业务规 则规定的独立董事任职资格和条件。 是 □ 否 如否，请详细说明： ...