中泰证券股份有限公司 关于浙江田中精机股份有限公司 2023 年度持续督导跟踪报告 三、公司及股东承诺事项履行情况 | 公司及股东承诺事项 | 是否履行承诺 | 未履行承诺的原因及解决措施 | | --- | --- | --- | | （一）收购报告书或权益变 | | | | 动报告书中所作承诺 | | | | 1、股份限售承诺 | 是 | 不适用 | | 2、关于同业竞争、关联交 易、资金占用方面的承诺 | 是 | 不适用 | | （二）首次公开发行或再融 | | | | 资时所作承诺 | | | | 1、关于股份限售承诺 | 是 | 不适用 | | 2、关于同业竞争、关联交 易、资金占用方面的承诺 | 是 | 不适用 | 2 | 3、关于加强公司经营管理 | 是 | 不适用 | 的承诺 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 4、关于社会保险及住房公 | 是 | 不适用 | 积金缴纳问题的承诺 | | | | | | | | 5、关于股份回购及赔偿的 | 是 | 不适用 | 承诺 | | ...

Financial Performance - The company's revenue for Q1 2024 was ¥44,863,638.77, a decrease of 17.62% compared to ¥54,462,395.74 in the same period last year[5] - The net profit attributable to shareholders was a loss of ¥12,336,155.08, representing a decline of 660.76% from a profit of ¥2,199,895.30 in the previous year[5] - The net loss for Q1 2024 was CNY 14,908,178.88, compared to a profit of CNY 213,304.44 in Q1 2023, highlighting a significant decline in profitability[24] - The total comprehensive income attributable to the parent company was -12,631,457.48 CNY, down from 2,098,532.95 CNY year-over-year[25] - Basic and diluted earnings per share for Q1 2024 were both -0.08 CNY, compared to 0.01 CNY in the same period last year[25] Cash Flow and Liquidity - The net cash flow from operating activities improved to -¥4,366,061.87, an 88.42% increase compared to -¥37,701,335.95 in the same period last year[11] - The operating cash flow for Q1 2024 was -4,366,061.87 CNY, an improvement from -37,701,335.95 CNY in the previous year[28] - The net increase in cash and cash equivalents was ¥27,065,897.30, a 141.65% improvement from a decrease of ¥64,987,400.90 in the previous year[11] - Cash and cash equivalents at the end of Q1 2024 increased to 86,780,821.04 CNY from 334,291,755.30 CNY at the end of the previous year[29] - The company reported cash inflows from financing activities of 65,713,356.03 CNY, compared to 96,846.42 CNY in the same period last year[28] - The company incurred a net cash outflow from investing activities of -30,533,567.60 CNY, compared to -22,240,123.52 CNY in the previous year[28] Assets and Liabilities - Total assets increased by 8.63% to ¥1,001,124,488.32 from ¥921,568,236.98 at the end of the previous year[5] - Current assets totaled CNY 491,435,462.11, up from CNY 433,712,106.69, indicating improved liquidity[21] - Total liabilities amounted to CNY 338,185,832.24, reflecting a stable financial structure[21] - The company’s total liabilities increased significantly, with short-term borrowings reaching ¥53,713,356.03, marking a 100% increase from zero at the beginning of the year[9] - The company reported a significant increase in inventory, which rose to CNY 248,088,657.90 from CNY 196,827,418.56, indicating potential challenges in sales[21] Research and Development - The company's R&D expenses rose by 32.10% to ¥7,170,342.43, up from ¥5,428,082.59 in the previous year[10] - R&D expenses rose to CNY 7,170,342.43, compared to CNY 5,428,082.59 in the previous year, indicating a focus on innovation[24] Shareholder Information - Total number of common shareholders at the end of the reporting period is 10,736[13] - The largest shareholder, Shanghai Feiyao Investment Management Co., holds 25.63% of shares, totaling 39,909,935 shares[13] - The second-largest shareholder, Takeda Koji, holds 11.06% of shares, totaling 17,225,262 shares[13] - The total number of restricted shares at the end of the period is 73,329,772 shares, with 651,725 shares released during the period[17] - The company has a total of 29,694,492 restricted shares held by Shanghai Feiyao Investment Management Co., which are not eligible for release until December 19, 2025[16] - The company has 1,080,000 shares held by Gong Lunyong that are frozen due to legal issues, pending resolution[17] Other Information - The company has not reported any new product developments or market expansions in the current quarter[18] - There are no significant mergers or acquisitions reported in the latest financial update[18] - The company has not provided specific future guidance or performance outlook in the current report[18] - The company has not undergone an audit for the Q1 2024 report[30]

二、监事会会议审议情况 审议通过《关于公司<2024年第一季度报告>的议案》 证券代码：300461 证券简称：田中精机 公告编号：2024-020 浙江田中精机股份有限公司 第四届监事会第二十二次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 浙江田中精机股份有限公司（以下简称"公司"）第四届监事会第二十二次 会议于2024年4月19日在公司会议室以现场方式召开，会议通知于2024年4月8日 以电子邮件及电话通知方式送达给全体监事。 本次会议应出席监事3名，实际出席监事3名。会议由公司监事会主席宋志萍 女士召集和主持。本次会议的召集、召开符合《公司法》和《公司章程》的相关 规定，决议合法有效。 经审核，监事会认为：公司编制《2024年第一季度报告》的程序符合法律、 法规及规范性文件等有关规定，报告内容真实、准确、完整地反映了公司经营的 实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 浙江田中精机股份有限公司 监 事 会 2024 年 4 月 22 日 具 体 内 容 详 见 刊 登 在 中 国 证 监 会 指 定 ...

证券代码：300461 证券简称：田中精机 公告编号：2024-017 浙江田中精机股份有限公司 关于召开2023年年度股东大会提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 浙江田中精机股份有限公司（以下简称"公司"或"本公司"）于2024年3 月29日在巨潮资讯网（http://www.cninfo.com.cn）上发布了《关于召开2023年 年度股东大会的通知》。现将本次会议的有关事项提示如下： 一、召开会议的基本情况 1．股东大会届次：浙江田中精机股份有限公司2023年年度股东大会 2．股东大会的召集人：公司董事会 3．会议召开的合法、合规性：公司第四届董事会第二十七次会议审议通过 了《关于提请召开公司2023年年度股东大会的议案》，本次股东大会的召开符合 有关法律、行政法规、部门规章、规范性文件和公司章程等的规定。 4．会议召开的日期、时间： （1）现场会议召开日期、时间：2024年4月19日（星期五）下午3:00 （2）网络投票日期、时间：2024年4月19日（星期五）,其中 ①通过深圳证券交易所系统进行网络投票的具体时间为：2024年 ...

（一）非职工代表监事候选人的推荐 证券代码：300461 证券简称：田中精机 公告编号：2024-016 浙江田中精机股份有限公司 关于监事会换届选举的提示性公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 浙江田中精机股份有限公司（以下简称"公司"）第四届监事会任期将于2024 年5月18日届满，为保证监事会的正常运作，根据《公司法》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、规 范性文件及《公司章程》的有关规定，公司监事会将进行换届选举。现将公司第 五届监事会的组成、选举方式、监事候选人的推荐、本次换届选举的程序以及监 事候选人任职资格等事项公告如下： 一、第五届监事会的组成 根据《公司章程》规定，公司第五届监事会由3名监事组成，其中职工代表 出任的监事2名。监事任期自股东大会选举通过之日起计算，任期三年。监事任 期届满，连选可以连任。 二、监事的选举方式 职工代表监事由公司职工通过职工代表大会民主选举产生；非职工代表监事 选举采取累积投票制，即股东大会选举非职工代表监事时，每一股份拥有与拟选 监事人数相同的 ...

证券代码：300461 证券简称：田中精机 公告编号：2024-015 浙江田中精机股份有限公司 关于董事会换届选举的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 浙江田中精机股份有限公司（以下简称"公司"）第四届董事会任期将于2024 年5月18日届满，为保证董事会的正常运作，根据《公司法》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、规 范性文件及《公司章程》的有关规定，公司董事会将进行换届选举。现将公司第 五届董事会的组成、选举方式、董事候选人的推荐、本次换届选举的程序以及董 事候选人任职资格等事项公告如下： 一、第五届董事会的组成 根据《公司章程》规定，公司第五届董事会将由9名董事组成，其中非独立 董事6名，独立董事3名。董事任期自股东大会选举通过之日起计算，任期三年。 董事任期届满，可连选连任，其中独立董事连续任职时间不得超过六年。 四、本次换届选举的程序 （一）推荐人应在2024年4月23日16:00前，按本公告载明的方式向公司推荐 董事候选人并提交相关文件； （二）在上述推荐时间届满后，公司 ...

Corporate Governance - The company has established a reasonable performance evaluation and incentive system, linking employee income to business performance[119]. - The company maintains independence from its controlling shareholder in terms of operations, personnel, assets, and finance[122]. - The company has a complete and independent R&D, operation, procurement, and sales system, ensuring no significant reliance on the controlling shareholder[122]. - The company has not provided guarantees for the debts of its shareholders, ensuring asset independence[123]. - The company strictly adheres to legal regulations and guidelines for corporate governance, enhancing its governance level[118]. - The company ensures equal information access for all shareholders, enhancing transparency in information disclosure[120]. - The company actively engages with investors and maintains communication with regulatory bodies to ensure compliance in information disclosure[120]. - The company has implemented a stock incentive mechanism in accordance with legal requirements to motivate employees[119]. - The company has a governance structure in place that complies with relevant regulations, ensuring transparency and accountability[126]. - The management team has demonstrated a commitment to corporate governance and compliance with regulatory requirements[126]. - The company has established a robust governance framework to ensure effective oversight and accountability[149]. Financial Performance - The company's operating revenue for 2023 was ¥259,947,042.36, representing a 36.43% increase compared to ¥190,536,140.27 in 2022[23]. - The net profit attributable to shareholders for 2023 was ¥9,875,789.48, a significant turnaround from a loss of ¥63,471,811.07 in 2022, marking a 115.56% improvement[23]. - The basic earnings per share for 2023 increased to ¥0.07 from a loss of ¥0.51 in 2022, reflecting a 113.73% increase[23]. - The total assets at the end of 2023 were ¥921,568,236.98, a slight decrease of 0.96% from ¥930,470,083.92 at the end of 2022[23]. - The company reported a cash flow deficit from operating activities of ¥92,024,268.40 in 2023, worsening from a deficit of ¥11,844,956.95 in 2022, indicating a 676.91% decline[23]. - The company's net profit after deducting non-recurring gains and losses was ¥3,766,709.50 in 2023, compared to a loss of ¥66,259,486.93 in 2022, showing a 105.68% improvement[23]. - The weighted average return on equity for 2023 was 1.47%, a significant recovery from -25.49% in 2022, indicating a 26.96% increase[23]. - The company has seen a 1.83% increase in net assets attributable to shareholders, rising to ¥676,217,822.51 at the end of 2023 from ¥664,093,968.07 at the end of 2022[23]. - The company's gross profit margin increased to 33.25%, up by 12.36 percentage points compared to the previous year[57]. Market Position and Industry Trends - The company operates in the intelligent equipment manufacturing industry, which is supported by national policies aimed at enhancing manufacturing capabilities and innovation[34]. - The government has set a target for equipment investment in various sectors to grow by over 25% by 2027, which is expected to drive demand for intelligent manufacturing solutions[35]. - In 2022, China's smart manufacturing equipment market reached CNY 2.7 trillion, a year-on-year growth of 10.74%, with an expected market size of CNY 3.4 trillion by 2024, resulting in a compound annual growth rate (CAGR) of 12.63% from 2022 to 2024[36]. - The industrial automation market in China was valued at CNY 311.5 billion in 2023, showing a year-on-year growth of 10.97%, with an expected market size of CNY 353.1 billion in 2024, representing a growth of 13.35%[38]. - The automotive industry's trends towards electrification, intelligence, connectivity, and consumer electronics are anticipated to create new market opportunities for smart manufacturing equipment[37]. Research and Development - R&D investment for the year reached ¥28,768,500, marking a 53.44% increase year-on-year, accounting for 11.07% of total operating revenue[59]. - The number of R&D personnel increased by 41.67% from 156 in 2022 to 221 in 2023, with R&D personnel accounting for 29.12% of the total workforce[78]. - The company has initiated several R&D projects, including the development of fully automatic six-axis winding equipment and NFC closed-loop coil winding devices, aimed at enhancing production efficiency and market competitiveness[72]. - The company is developing a new generation of intelligent winding embedded systems (G5) to enhance production efficiency and product quality[77]. - The company aims to enhance R&D investment to maintain industry-leading technology and improve core product competitiveness in consumer electronics, automotive, and industrial control sectors[102]. Operational Efficiency - The company has implemented a lean management approach, contributing to the increase in gross profit margin and overall operational efficiency[57]. - The company is focusing on automation and intelligent production methods to improve production efficiency and reduce costs, thereby creating greater economic benefits for customers[76]. - The company has strengthened cooperation with major clients in the consumer electronics sector, optimizing its product line and expanding its application range[57]. - The company has established a comprehensive management system for employee welfare, training, and performance evaluation[170]. - The company has implemented internal control measures to enhance risk management and improve operational quality[161]. Strategic Partnerships and Acquisitions - The company has established a strategic partnership with a number of long-term suppliers and implemented a dynamic management mechanism for strategic suppliers[49]. - The company is actively pursuing strategic partnerships and potential acquisitions to bolster its competitive position in the market[128]. - The company invested ¥150 million in Hainan Youfu Semiconductor Venture Capital Partnership, acquiring a 59.76% stake to enhance its investment capabilities in emerging industries[59]. - A strategic acquisition of a local competitor is anticipated to enhance production capacity by 40%[139]. Shareholder Engagement and Remuneration - The company held its annual shareholders meeting on April 24, 2023, with a participation rate of 40.38%[124]. - The first extraordinary shareholders meeting of 2023 is scheduled for December 22, 2023, with a participation rate of 40.01%[125]. - The total pre-tax remuneration for the board members, supervisors, and senior management in 2023 amounted to CNY 595.6 million[145]. - The highest remuneration was received by Qian Chenglin, a director, totaling CNY 1.5965 million[144]. - The company has implemented a stock incentive plan that aligns with its long-term strategic goals, enhancing employee motivation[127]. Risk Management - The company anticipates potential risks from macroeconomic fluctuations that could impact demand in the smart equipment manufacturing sector[108]. - The company faces risks related to declining gross margins due to rising costs of raw materials and labor, which may affect profitability[109]. - The company has a high level of accounts receivable, necessitating enhanced management to mitigate bad debt risks[110]. - The company is focused on improving inventory management to prevent operational cost increases and ensure liquidity[111]. - The company recognizes the need for ongoing investment in R&D to keep pace with rapid product iterations and changing customer demands[112]. Environmental and Social Responsibility - The company emphasizes environmental protection and has not experienced any major environmental pollution incidents in 2023[171]. - The company has implemented measures to ensure compliance with environmental regulations and has established necessary facilities for waste management[168]. - The company prioritizes suppliers that value legal compliance and social responsibility, fostering long-term cooperative relationships[171]. Legal and Compliance Matters - The company is involved in a significant arbitration case with a claim amount of RMB 21,307.94 million related to performance compensation disputes[195]. - The company received a court ruling on March 1, 2023, to restore enforcement proceedings against the defendants, indicating potential recovery of the claimed amount[196]. - The company has not reported any violations of commitments during the reporting period[175]. - The company has maintained compliance with regulations set by the China Securities Regulatory Commission and other relevant authorities[176].

证券代码：300461 证券简称：田中精机 公告编号：2024-013 浙江田中精机股份有限公司 关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 经浙江田中精机股份有限公司（以下简称"公司"）第四届董事会第二十七 次会议审议通过，公司决定于 2024 年 4 月 19 日（星期五）下午 3:00 召开公司 2023 年年度股东大会，本次大会将采取现场投票和网络投票相结合的方式，根 据相关规定，现将股东大会的相关事项通知如下： 一、召开会议的基本情况 1、股东大会届次：浙江田中精机股份有限公司2023年年度股东大会 2、股东大会的召集人：公司董事会 3、会议召开的合法、合规性：公司第四届董事会第二十七次会议审议通过 了《关于提请召开公司2023年年度股东大会的议案》，本次股东大会的召开符合 有关法律、行政法规、部门规章、规范性文件和公司章程等的规定。 4、会议召开的日期、时间： （1）现场会议召开日期、时间：2024年4月19日（星期五）下午3:00 （2）网络投票日期、时间：2024年4月19日（星期五）,其中 ①通过 ...

浙江田中精机股份有限公司 2023 年度独立董事述职报告（黄鹏） 本人作为浙江田中精机股份有限公司（以下简称"公司"）的独立董事，根 据《公司法》《证券法》《上市公司独立董事规则》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》以及《公司章程》和《独立董 事工作制度》等有关法律法规和规章制度的规定及要求，认真履行职责，充分发 挥独立董事的独立性和专业性的作用，维护公司整体利益，维护全体股东尤其是 中小股东的合法权益。 现将 2023 年本人任职以来履行独立董事职责的工作情况汇报如下： 一、2023 年出席董事会及股东大会的情况 2023 年度，公司共召开了 9 次董事会会议，本人应出席董事会 9 次，本人 亲自出席了 9 次会议。本着勤勉尽责的原则，本人认真审核了提交董事会的所有 议案，主动了解公司经营情况，并与公司管理层进行了充分的沟通，获取相关信 息，以审慎态度行使表决权，本人认为公司董事会的召集召开符合法定程序，重 大经营事项均履行了相关审批程序，因此，对董事会各项议案均投了赞成票，无 提出异议的事项，没有反对和弃权的情形。 2023 年度，公司共召开了 2 次股东大会会议， ...

浙江田中精机股份有限公司 2023 年度财务决算报告 一、2023 年度公司财务报表的审计情况 公司 2023 年度财务报表已经立信会计师事务所（特殊普通合伙）审计，出 具了信会师报字[2024]第 ZF10173 号标准无保留意见的审计报告。根据年审会计 师的审计意见，我公司的财务报表在所有重大方面按照企业会计准则的规定编制， 公允反映了 2023 年 12 月 31 日的合并及母公司财务状况以及 2023 年度的合并 及母公司经营成果和现金流量。 二、报告期主要经营成果 5、在建工程期末余额比年初减少 96.97%，主要系本报告期高端智能装备生 产基地扩建项目完工达到可使用状态后转固定资产所致。 2023 年，公司实现营业收入 259,947,042.36 元，比上年同期上升 36.43%， 归属于上市公司股东净利润 9,875,789.48 元，比上年同期上升 115.56%，主要 财务指标如下： | 项目 | 本报告期 | 上年同期 | 变动幅度 | | --- | --- | --- | --- | | 基本每股收益（元/股） | 0.07 | -0.51 | 113.73% | | 稀释每股收益（ ...