证券之星消息，10月27日专用设备板块较上一交易日上涨1.9%，*ST新元领涨。当日上证指数报收于 3996.94，上涨1.18%。深证成指报收于13489.4，上涨1.51%。专用设备板块个股涨跌见下表： | 代码 | 名称 | | 主力净流入(元) | 主力净占比 游资净流入 (元) | | 游资净占比 散户净流入(元) | | 散户净占比 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 002837 | 英维克 | | 4.72 Z | 9.80% | -2.07 Z | -4.30% | -2.65 Z | -5.50% | | 601608 中信重工 | | | 2.26 Z | 7.67% | -1.85 Z | -6.27% | -4117.26万 | -1.40% | | 601106 中国一重 | | | 1.98 Z | 22.61% | -6603.51万 | -7.55% | -1.32亿 | -15.06% | | 601717 | 中创智领 | | 1.19 Z | 14.67% | -3446.28万 | - ...

Group 1 - New Yuan Technology (300472) has received an administrative penalty notice, indicating that the company is involved in false statement violations, which are now clearly defined [1] - From May 2022 to June 2024, New Yuan Technology falsely recognized operating income, operating costs, and profits by fabricating distributed storage equipment integration business [1] - Investors who purchased New Yuan Technology stock between April 26, 2023, and March 28, 2025, and sold or continued to hold the stock after March 28, 2025, are eligible to initiate claims for damages [1] Group 2 - Tai'an Tang (002433) has received an administrative penalty decision from the Guangdong Regulatory Bureau of the CSRC, confirming that the company had false records in its annual reports from 2018 to 2021 [2] - Tai'an Tang failed to disclose related party transactions as required, resulting in significant omissions in its annual reports from 2018 to 2021 and the semi-annual report of 2022 [3] - Investors who bought Tai'an Tang stock between November 23, 2018, and May 4, 2023, and sold or held the stock after May 4, 2023, can also initiate claims for damages based on previous successful investor lawsuits [3]

Core Viewpoint - On October 24, six companies, including five listed firms and one delisted company, received administrative penalties from local securities regulatory authorities, totaling fines of 96.8 million yuan, primarily related to violations of information disclosure regulations [1][2]. Summary by Category Penalties and Violations - *ST XinYuan (300472.SZ) received the largest penalty of 16.1 million yuan for falsely reporting revenue, costs, and profits by 52.26 million yuan from May 2022 to June 2024, leading to misleading annual reports [2][3]. - Baiyin Nonferrous (601212.SH) was fined 8.8 million yuan for failing to disclose the specifics of 3 billion yuan in financial products, resulting in significant omissions in annual reports from 2019 to 2024 [3][4]. - ST Chuangyi (300366.SZ) and ST Sike Rui (688053.SH) faced fines of 8 million yuan and 5.6 million yuan, respectively, for overstating revenues in their financial reports [3][4]. - *ST XinChao (600777.SH) was fined 5 million yuan for not disclosing its 2024 annual report on time [4]. - Jiangsu Securities Regulatory Bureau proposed a fine of 53.3 million yuan against the delisted company Changjiang Health for failing to disclose significant non-operating fund occupation [6][7]. Regulatory Focus - The China Securities Regulatory Commission (CSRC) emphasizes the importance of high-quality information disclosure as a key factor in promoting the registration-based IPO system and enhancing the quality of capital markets [5][6]. - The recent penalties reflect a continued effort by regulatory authorities to strengthen oversight of financial reporting and improve regulatory mechanisms [5][6]. Implications for Delisted Companies - The case of Changjiang Health illustrates that delisting does not exempt companies from accountability; rather, it marks the beginning of a new phase of scrutiny and potential penalties for past violations [6][10]. - Regulatory authorities are committed to pursuing legal actions against companies and individuals involved in misconduct, regardless of their listing status [10][11]. Governance Issues - Experts highlight that the concentration of power among controlling shareholders often leads to inadequate internal governance, allowing for the circumvention of normal decision-making processes and the occupation of company funds [9][11]. - There is a call for both internal governance improvements and enhanced external regulatory oversight to effectively combat fund occupation issues prevalent in the A-share market [9].

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 特别风险提示： 1、根据《行政处罚事先告知书》认定的情况，公司不触及《深圳证券交易 所创业板股票上市规则（2025 年修订）》第十章第五节规定的重大违法强制退 市情形。本次行政处罚最终结果以中国证券监督管理委员会江西监管局出具的 《行政处罚决定书》为准。 证券代码：300472 证券简称：*ST 新元 公告编号：临-2025-139 万向新元科技股份有限公司 关于公司及相关当事人收到《行政处罚事先告知书》的公告 2、根据《深圳证券交易所创业板股票上市规则（2025 年修订）》第 9.4 条 第（七）项规定"根据中国证监会行政处罚事先告知书载明的事实，公司披露的 年度报告财务指标存在虚假记载，但未触及第 10.5.2 条第一款规定情形，前述 财务指标包括营业收入、利润总额、净利润、资产负债表中的资产或者负债科目"， 公司股票交易将被叠加其他风险警示。 万向新元科技股份有限公司（以下简称"本公司"）于 2025 年 3 月 27 日收 到中国证券监督管理委员会（以下简称"证监会"）下发的《立案告知书》（编 号：证监 ...

证券代码：300472 证券简称：*ST 新元 公告编号：临-2025-138 万向新元科技股份有限公司 关于预重整第一次临时债权人会议表决结果的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 万向新元科技股份有限公司（以下简称"公司"）于 2025 年 9 月 29 日在巨 潮资讯网披露了《关于预重整第一次临时债权人会议通知的公告》（公告编号： 临-2025-130），公司预重整临时管理人（以下简称"临时管理人"） 定于 2025 年 10 月 17 日上午 10:30 通过网络方式召开万向新元科技股份有限公司预重整第 一次临时债权人会议。 2025 年 10 月 24 日，公司收到临时管理人发来的《万向新元科技股份有限 公司预重整案第一次临时债权人会议召开及表决情况说明》。公司现将具体情况 公告如下： 本次会议共有五项表决事项，截至表决截止时间（即 2025 年 10 月 24 日中 午 12:00），五项表决事项的表决情况如下： 1.表决事项 1：《关于万向新元科技股份有限公司书面核查债权和书面表决 的提案》 赞成票 239 张，反对票 4 张。 ...

New Stock Issuance - He Yuan Bio (787765) issued shares at a price of 29.06 on October 14, 2025[1] - The offer period for the acquisition of Shangwei New Materials (688585) is from September 29, 2025, to October 28, 2025[1] Market Alerts - Significant abnormal fluctuations reported for Nanjing New Pharmaceutical (688189) on October 10, 2025[1] - Multiple companies including Hefei Urban Construction (002208) and ST Jianyi (002789) have recent announcements regarding their stock performance[1] Trading Notifications - A total of 30 companies have trading notifications on October 14, 2025, indicating various market activities[1] - Companies such as ST Er Ya (600107) and Guangdong Mingzhu (600382) are among those with recent trading alerts[1]

Market Overview - The specialized equipment sector declined by 0.43% on October 13, with Aomeisen leading the drop [1] - The Shanghai Composite Index closed at 3889.5, down 0.19%, while the Shenzhen Component Index closed at 13231.47, down 0.93% [1] Top Gainers in Specialized Equipment Sector - Lihexing (301013) saw a significant increase of 20.01%, closing at 37.90 with a trading volume of 848,000 shares and a transaction value of 3.061 billion [1] - Lingge Technology (920284) rose by 16.90%, closing at 46.01 with a trading volume of 130,000 shares and a transaction value of 561 million [1] - ST Xinyuan (300472) increased by 11.96%, closing at 6.46 with a trading volume of 376,200 shares and a transaction value of 234 million [1] Top Losers in Specialized Equipment Sector - Yunmeima (920080) experienced a decline of 8.11%, closing at 34.10 with a trading volume of 95,200 shares and a transaction value of 323 million [2] - Haoyang Co. (300833) fell by 7.94%, closing at 39.64 with a trading volume of 33,000 shares and a transaction value of 132 million [2] - Rutong Co. (603036) decreased by 6.78%, closing at 22.15 with a trading volume of 191,700 shares and a transaction value of 423 million [2] Capital Flow Analysis - The specialized equipment sector saw a net outflow of 1.135 billion from institutional investors and 170 million from retail investors, while retail investors had a net inflow of 1.305 billion [2] - Notable capital inflows included Beikang Technology (600980) with a net inflow of 99.84 million from institutional investors [3] - Zhengfan Technology (688596) had a net inflow of 64.25 million from institutional investors, while experiencing a net outflow of 113 million from retail investors [3]

证券代码：300472 证券简称：*ST 新元 公告编号：临-2025-137 万向新元科技股份有限公司 关于公司股票交易异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 1、抚州中院暂未正式受理对公司的重整申请，公司能否进入重整程序存 在不确定性。 万向新元科技股份有限公司（以下简称"公司"）于 2025 年 7 月 4 日 收到江西省抚州市中级人民法院（以下简称"抚州中院"）送达的《决定书》 [（2025）赣 10 破申 1 号、（2025）赣 10 破申 1 号之一]，抚州中院决定对公 司启动预重整，并指定上海市锦天城律师事务所担任公司预重整期间的临时管 理人。抚州中院决定对公司启动预重整，不代表抚州中院会最终受理对公司的 重整申请，公司后续是否进入重整程序存在不确定性。如果公司预重整成功， 法院将依法审查是否受理重整申请，公司能否进入重整程序存在不确定性，公 司将及时披露有关事项的进展情况。 2、公司因涉嫌信息披露违法违规被证监会立案调查，最终调查结果未出， 重整推进存在重大不确定性。 公司于 2025 年 3 月 27 日收到中国证券 ...

北京市天元律师事务所 关于万向新元科技股份有限公司 2025 年第三次临时股东会的法律意见 京天股字（2025）第 635 号 致：万向新元科技股份有限公司 万向新元科技股份有限公司（以下简称"公司"）2025 年第三次临时股东会（以 下简称"本次股东会"）采取现场投票与网络投票相结合的方式召开，其中现场会议 于 2025 年 10 月 13 日在万向新元科技股份有限公司会议室召开。北京市天元律师 事务所（以下简称"本所"）接受公司聘任，指派本所律师参加本次股东会现场会议， 并根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》（以下简称"《证券法》"）、《上市公司股东会规则》（以下简称"《股 东会规则》"）以及《万向新元科技股份有限公司章程》（以下简称"《公司章程》"） 等有关规定，就本次股东会的召集、召开程序、出席现场会议人员的资格、召集人 资格、会议表决程序及表决结果等事项出具本法律意见。 为出具本法律意见，本所律师审查了《万向新元科技股份有限公司第五届董 事会第十五次会议决议公告》《万向新元科技股份有限公司关于召开 2025 年第三 次临时股东会的通知》（以下简称"《召开 ...

证券代码：300472 证券简称：*ST 新元 公告编号：临-2025-134 万向新元科技股份有限公司 2025 年第三次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东会未出现否决议案的情形。 2、本次股东会未涉及变更以往股东会决议。 一、会议召开情况 1、现场会议召开时间：2025年10月13日（星期一）14：00 网络投票时间：2025年10月13日的交易时间，即9:15—9:25，9:30—11:30 和13：00—15：00；通过深圳证券交易所互联网投票系统投票的具体时间为：2025 年10月13日9:15—15:00期间的任意时间。 2、会议召开地点：江西省抚州市临川区才都工业园区科技园路666号临川高 新科技产业园办公楼会议室 3、会议召开方式：采用现场投票与网络投票相结合的方式 4、会议召集人：公司董事会 5、会议主持人：董事韩佳益先生 本次会议的召集和召开符合《公司法》《上市公司股东会规则》等法律、 法 规和规范性文件以及《公司章程》的有关规定。 二、会议出席情况 出席现场会议和通过网络投票出席会 ...