证券代码：300520 证券简称：科大国创 公告编号：2023-82 科大国创软件股份有限公司 关于 2023 年度向特定对象发行股票 发行情况报告书披露的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）2023 年度向特定对象发行 股票发行承销总结及相关文件已在深圳证券交易所备案通过，公司将依据相关规 定尽快办理本次发行新增股份的登记托管事宜。 《科大国创软件股份有限公司向特定对象发行股票发行情况报告书》及相关 文件已于同日在符合条件的信息披露网站巨潮资讯网（www.cninfo.com.cn）上披 露，敬请投资者注意查阅。 特此公告。 科大国创软件股份有限公司董事会 2023 年 11 月 30 日 ...

Group 1: Company Overview - Keda Guokuan Software Co., Ltd. is a leading provider of data intelligence products and services, originating from the University of Science and Technology of China [1] - The company focuses on three main business segments: digital applications, digital products, and digital operations, driving the national data-driven transformation [2] - It has established itself as a national leader in big data research and application, particularly in smart vehicles and energy storage [2] Group 2: Core Technologies - The company has developed a core technology system based on data intelligence and high-reliability software analysis and verification [2] - It integrates industry experience with core technology to create a unique data intelligence platform, continuously enhancing its technological advantages [2] - High-reliability software is utilized in aerospace, military, transportation, and automotive electronics, ensuring the safety and reliability of digital new energy products [4] Group 3: Business Development - In the energy storage sector, the company has successfully applied its storage systems in projects with major clients like Sanxia Group and Waneng Group [3] - The digital application business, which includes telecommunications and electricity, accounted for nearly 60% of the revenue in the first half of 2023 [4] - The company is actively developing its ETC (Electronic Toll Collection) services, which are expected to grow as the user base increases [3] Group 4: Product Offerings - The company is advancing its BMS (Battery Management System) products in the new energy vehicle sector, focusing on existing clients like Chery New Energy and BAIC Manufacturing [3] - It has launched a smart logistics cloud platform that integrates data intelligence with logistics scenarios, promoting digital transformation in logistics [2] - The company’s BEMS (Battery Energy Management System) has been developed to address core issues in energy storage, enhancing system safety and reliability [3]

Group 1: Financial Performance - The company achieved a revenue of 177,512.87 million yuan in the first three quarters of 2023, representing a year-on-year growth of 32.22% [1] - The net profit attributable to shareholders reached 6,473.36 million yuan, with a year-on-year increase of 18.11% [2] Group 2: Business Segments - The digital application business showed a strong recovery, with steady revenue growth and improved business quality [2] - The BMS/BEMS business in the energy storage sector saw a significant decline in performance compared to the previous year due to increased investments [2] - The ETC business has experienced continuous user growth and is expected to maintain growth in service scale [2] Group 3: Competitive Advantages - The company has a strong competitive edge as a professional third-party BMS manufacturer, with significant software capabilities and a proven track record in product stability and reliability [3] - The company has established a comprehensive operational service system in the ETC market, leveraging years of industry experience [2] Group 4: Digital New Energy Business - The company is actively developing digital new energy products, including BMS/BEMS and energy storage systems, to align with the dual carbon goals [3] - The BMS business has a gross profit margin of around 30%, although it has faced fluctuations due to market competition and product upgrade cycles [3] Group 5: Future Developments - The company plans to raise up to 812 million yuan through a private placement to fund projects related to data intelligence platform upgrades and smart energy storage systems [4]

Financial Performance - The company's operating revenue for Q3 2023 reached ¥657,786,580, representing a 24.18% increase compared to the same period last year[5]. - The net profit attributable to shareholders for Q3 2023 was ¥18,012,551, a significant increase of 342.42% year-on-year[5]. - Year-to-date operating revenue as of Q3 2023 totaled ¥1,775,128,600, marking a 32.22% growth compared to the previous year[5]. - Total revenue for Q3 2023 reached ¥1,775,128,687.40, an increase of 32.3% compared to ¥1,342,526,033.74 in Q3 2022[24]. - Operating profit for Q3 2023 was ¥66,057,928.40, up from ¥55,575,642.85 in the same period last year, reflecting a growth of 8.7%[24]. - The company reported a net profit of ¥66,051,984.38 for Q3 2023, compared to ¥55,480,430.95 in Q3 2022, showing an increase of 19.4%[24]. - The net profit for Q3 2023 was CNY 80,958,912.05, an increase of 44.5% compared to CNY 56,035,274.76 in Q3 2022[25]. - The net profit attributable to shareholders of the parent company was CNY 64,733,573.06, up from CNY 54,810,117.22, reflecting a growth of 17.5%[25]. - The total comprehensive income for the period was CNY 80,533,099.23, compared to CNY 55,363,568.40 in the same period last year, marking a 45.5% increase[25]. - Basic and diluted earnings per share were both CNY 0.26, an increase from CNY 0.22 in the previous year[25]. Revenue Breakdown - The digital application business generated ¥77,506,440 in revenue for the first three quarters, an 11.94% increase year-on-year[10]. - The digital product business reported a revenue of ¥15,719,800 for the first three quarters, a decline of 59.56% year-on-year due to intensified market competition[11]. - The digital operation business achieved revenue of ¥84,286,630 for the first three quarters, showing a remarkable growth of 222.45% year-on-year[12]. - Revenue increased by 32.22% compared to the previous period, driven by rapid growth in digital operation business and stable growth in digital application business[13]. Assets and Liabilities - The company's total assets at the end of Q3 2023 were ¥4,337,044,360, reflecting a 6.90% increase from the end of the previous year[5]. - Current assets totaled ¥2,462,359,594.99, a rise from ¥2,367,867,786.24 at the start of the year, representing a growth of 4.0%[22]. - Current liabilities increased to ¥2,364,949,730.20 from ¥2,132,377,856.17, marking a rise of 10.9%[22]. - The total equity attributable to shareholders rose to ¥1,529,007,785.41 from ¥1,456,429,790.61, an increase of 4.9%[22]. - Long-term investments increased to ¥87,223,990.78 from ¥79,776,010.82, reflecting a growth of 9.1%[22]. Cash Flow - The net cash flow from operating activities for the year-to-date period was ¥262,604,780, a decrease of 353.74% compared to the previous year[5]. - The net cash flow from operating activities decreased significantly compared to the previous period, mainly due to high supplier payments this period[13]. - Cash inflows from operating activities totaled CNY 1,835,998,407.19, compared to CNY 1,565,637,694.45 in Q3 2022, representing a growth of 17.3%[28]. - The net cash flow from operating activities was negative at CNY -262,604,787.05, a decline from a positive CNY 103,493,201.13 in the same quarter last year[28]. - The company reported cash inflows from financing activities of CNY 1,096,354,448.39, significantly higher than CNY 580,842,154.00 in the previous year[29]. - The company experienced a net cash outflow from investing activities of CNY -229,545,701.77, compared to CNY -198,884,168.31 in Q3 2022[28]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 37,164, with the largest shareholder holding 22.60%[15]. - The company received approval from the China Securities Regulatory Commission for its private placement on September 4, 2023[19]. - The company plans to raise up to RMB 811.548 million through a private placement to fund projects including data intelligence platform upgrades and digital marketing network construction[19]. Other Financial Metrics - Research and development expenses for Q3 2023 were ¥209,517,624.15, slightly up from ¥203,042,124.75 in the previous year, indicating a focus on innovation[24]. - The company's cash and cash equivalents decreased to ¥620,796,409.40 from ¥795,400,988.88, a decline of 22.0%[22]. - Accounts receivable financing decreased by 73.03% compared to the beginning of the period, mainly due to the maturity of endorsed bank acceptance bills[13]. - Prepayments increased by 69.36% compared to the beginning of the period, primarily due to significant prepayments to suppliers for digital operation services[13]. - Short-term borrowings increased by 71.10% compared to the beginning of the period, mainly due to new bank loans[13]. - Contract liabilities increased by 50.00% compared to the beginning of the period, due to increased progress payments for ongoing digital application projects[13]. Audit Status - The company has not undergone an audit for the Q3 report[32].

证券代码：300520 证券简称：科大国创 公告编号：2023-74 科大国创软件股份有限公司 二、审议通过《关于作废部分已授予尚未归属的限制性股票的议案》 鉴于公司 2021 年限制性股票激励计划预留授予激励对象中有 1 名激励对象 因离职失去激励资格，其已获授但尚未归属的限制性股票 0.6 万股不得归属并由 公司作废；根据公司 2022 年度业绩考核指标完成情况，公司 2021 年限制性股票 激励计划预留授予部分第二个归属期公司层面归属系数为 0.8，相应本期不得归 属的限制性股票 7.38 万股由公司作废；4 名激励对象因个人绩效考核原因本期不 能完全归属，其不得归属的限制性股票 0.48 万股由公司作废。综上，董事会同意 本次合计作废限制性股票 8.46 万股。 表决结果：同意 8 票，反对 0 票，弃权 0 票。关联董事李飞回避表决。 第四届董事会第十六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日以电 话、电子邮件等方式发出第四届董事会第十六次会议的通 ...

第二个归属期归属条件成就的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 证券代码：300520 证券简称：科大国创 公告编号：2023-79 科大国创软件股份有限公司 关于 2021 年限制性股票激励计划预留授予部分 1、本次符合 2021 年限制性股票激励计划预留授予部分第二个归属期归属 条件的激励对象人数：18 人； 2、本次 2021 年限制性股票激励计划预留授予部分第二个归属期限制性股 票拟归属数量：29.04 万股； 3、2021 年限制性股票激励计划预留授予部分第二个归属期归属股票来源： 公司向激励对象定向发行公司 A 股普通股股票； 4、本次归属的限制性股票在相关手续办理完后、上市流通前，公司将发布 相关提示性公告，敬请投资者注意。 科大国创软件股份有限公司（以下简称"公司"）于 2023 年 10 月 23 日召开 第四届董事会第十六次会议、第四届监事会第十六次会议，审议通过了《关于 2021 年限制性股票激励计划预留授予部分第二个归属期归属条件成就的议案》， 根据公司《2021 年限制性股票激励计划（草案修订稿）》（以 ...

科大国创软件股份有限公司监事会 关于 2021 年限制性股票激励计划 本次归属的 18 名激励对象符合《公司法》《证券法》等法律、法规和规范 性文件规定的任职资格；不存在《上市公司股权激励管理办法》规定的不得成为 激励对象的情形；符合公司《2021 年限制性股票激励计划（草案修订稿）》规定 的激励对象范围，其作为公司本激励计划激励对象的主体资格合法、有效，激励 对象获授限制性股票的第二个归属期归属条件已成就。 科大国创软件股份有限公司监事会 2023 年 10 月 23 日 科大国创软件股份有限公司（以下简称"公司"）于 2023 年 10 月 23 日召开 了第四届监事会第十六次会议，审议通过了《关于 2021 年限制性股票激励计划 预留授予部分第二个归属期归属条件成就的议案》。 公司监事会依据《公司法》《证券法》《上市公司股权激励管理办法》等相 关法律、法规及规范性文件和《公司章程》的有关规定，对公司 2021 年限制性 股票激励计划（以下简称"本激励计划"）预留授予部分第二个归属期归属名单进 行了核查并发表意见如下： 预留授予部分第二个归属期归属名单的核查意见 ...

证券简称：科大国创 证券代码：300520 2021 年限制性股票激励计划预留授予部分 第二个归属期归属条件成就及部分 限制性股票作废事项 之 独立财务顾问报告 二〇二三年十月 上海念桐企业咨询有限公司 关于 科大国创软件股份有限公司 | 一、释义 | 3 | | --- | --- | | 二、声明 | 4 | | 三、基本假设 | 5 | | 四、独立财务顾问意见 | 6 | | （一）本次限制性股票激励计划的审批程序 | 6 | | （二）本次限制性股票激励计划预留授予部分第二个归属期归属条件的成就情况 | 8 | | （三）本次归属的具体情况 | 10 | | （四）本次作废部分已授予尚未归属的限制性股票的具体情况 | 10 | | （五）结论性意见 | 11 | | 五、备查文件及咨询方式 | 12 | | （一）备查文件 | 12 | | （二）咨询方式 | 12 | 一、释义 3 / 13 1. 上市公司、公司、科大国创：指科大国创软件股份有限公司。 2. 股权激励计划、限制性股票激励计划、本激励计划、本计划、科大国创 2021 年激励计划：指《科大国创软件股份有限公司 2021 年限制性股票激 ...

证券代码：300520 证券简称：科大国创 公告编号：2023-80 科大国创软件股份有限公司 关于2023年第三季度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）根据《深圳证券交易所创业 板股票上市规则》《深圳证券交易所创业板上市公司自律监管指南第1号——业 务办理》及公司相关会计政策的规定，基于谨慎性原则，为了更加真实、准确的 反映公司的资产与财务状况，对合并报表范围内的截至2023年9月30日各类应收 款项、存货、合同资产、固定资产、长期股权投资、在建工程、无形资产、其他 非流动资产等资产进行了减值测试，并根据减值测试结果对其中存在减值迹象的 资产相应计提了减值准备。本次计提减值准备事项无需提交公司董事会审议，具 体情况如下： 一、本次计提减值准备的资产范围和金额 公司2023年第三季度计提减值准备合计人民币17,340,293.77元。明细如下表： 项目 2023 年 6 月 30 日 账面余额 本期计提 期末账面余额 应收账款坏账准备 91,809,073.94 15,675,39 ...

监事会认为：董事会编制和审核公司《2023 年第三季度报告》的程序符合法 律、行政法规和中国证监会的规定，报告内容公允地反映了公司的经营状况和经 营成果，报告所披露的信息真实、准确、完整，不存在虚假记载、误导性陈述或 重大遗漏。 表决结果：同意 3 票，反对 0 票，弃权 0 票。 二、审议通过《关于作废部分已授予尚未归属的限制性股票的议案》 监事会认为：公司本次作废部分已授予尚未归属的限制性股票事项符合《上 市公司股权激励管理办法》等有关法律、法规及公司《2021 年限制性股票激励计 划（草案修订稿）》的相关规定，不存在损害公司及股东利益的情况。因此，监 事会同意公司本次作废部分已授予尚未归属的限制性股票。 证券代码：300520 证券简称：科大国创 公告编号：2023-75 科大国创软件股份有限公司 第四届监事会第十六次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 科大国创软件股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日以 电话、电子邮件等方式发出第四届监事会第十六次会议的通知，并于 2023 年 10 月 23 日 ...