证券代码：300691 证券简称：联合光电 公告编号：2024-035 中山联合光电科技股份有限公司 关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述或者重 大遗漏。 一、召开会议的基本情况 （一）股东大会届次：2023年年度股东大会。 （二）股东大会的召集人：中山联合光电科技股份有限公司董事会。本次会议审议的 议案经公司董事会、监事会审议通过后提交，程序合法，资料完备。 本次股东大会采用现场表决与网络投票相结合的方式召开。 公司将通过深圳证券交易所交易系统和互联网投票系统（http://wltp.cninfo.com.cn）向 全体股东提供网络形式的投票平台，股东可以在网络投票时间内通过上述系统行使表决权。 公司股东只能选择现场投票、深圳证券交易所交易系统投票、互联网投票系统投票中的一 种方式。如果同一表决权出现重复投票表决的，以第一次投票表决结果为准。 （六）会议的股权登记日：2024 年 5 月 10 日（星期五）。 （七）出席对象： 1、在股权登记日持有公司已发行有表决权股份的股东或其代理人： 1 （三）会议召开的合法、合规性：本 ...

国投证券股份有限公司 关于中山联合光电科技股份有限公司 开展外汇套期保值业务的核查意见 中山联合光电科技股份有限公司（以下简称"联合光电"或"公司"）于 2024 年 4 月 24 日召开第四届董事会第一次会议审议通过了《关于开展外汇套期保值 业务的议案》，同意公司及下属子公司开展总规模不超过人民币 5,000 万元或等 值外币的套期保值业务，授权期限自本次董事会审议通过之日起至下个年度董事 会召开前有效，上述额度在期限内可循环滚动使用。国投证券股份有限公司（以 下简称"国投证券"或"保荐机构"， 原名为"安信证券股份有限公司"）作为联合 光电创业板 2020 年度向特定对象发行股票的保荐机构，根据《证券发行上市保 荐业务管理办法》、《深圳证券交易所创业板股票上市规则（2023 年修订）》、《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相 关法律法规文件要求，对公司开展外汇套期保值业务事项进行了核查，具体核查 情况如下： 一、外汇套期保值业务概述 （一）2024 年开展外汇套期保值业务的目的 随着公司及下属子公司海外业务的发展，外币结算需求增加，汇率波动将对 公司经营业绩产生一 ...

中山联合光电科技股份有限公司 审计报告及财务报表 二○二三年度 信会师报字[2024]第 ZI10289 号 中山联合光电科技股份有限公司 | | 目录 | 页次 | | --- | --- | --- | | 一、 | 审计报告 | 1-5 | | 二、 | 财务报表 | | | | 合并资产负债表和母公司资产负债表 | 1-4 | | | 合并利润表和母公司利润表 | 5-6 | | | 合并现金流量表和母公司现金流量表 | 7-8 | | | 合并所有者权益变动表和母公司所有者权益变动表 | 9-12 | | | 财务报表附注 | 1-109 | | 三、 | 事务所及注册会计师执业资质证明 | | 审 计 报 告 信会师报字[2024]第 ZI10289 号 中山联合光电科技股份有限公司全体股东： 一、 审计意见 我们审计了中山联合光电科技股份有限公司（以下简称联合光电） 财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司所有者权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企 ...

中山联合光电科技股份有限公司 章程 1 | 第一章 | 总则 4 | | --- | --- | | 第二章 | 经营宗旨和范围 5 | | 第三章 | 股份 5 | | 第一节 | 股份发行 5 | | 第二节 | 股份增减和回购 6 | | 第三节 | 股份转让 7 | | 第四章 | 股东和股东大会 8 | | 第一节 | 股东 8 | | 第二节 | 股东大会的一般规定 10 | | 第三节 | 股东大会的召集 13 | | 第四节 | 股东大会的提案与通知 14 | | 第五节 | 股东大会的召开 16 | | 第六节 | 股东大会的表决和决议 18 | | 第五章 | 董事会 23 | | 第一节 | 董事 23 | | 第二节 | 董事会 25 | | 第六章 | 经理及其他高级管理人员 30 | | 第七章 | 监事会 31 | | 第一节 | 监事 31 | | 第二节 | 监事会 32 | | 第八章 | 财务会计制度、利润分配和审计 33 | | 第一节 | 财务会计制度 33 | | 第二节 | 内部审计 36 | | 第三节 | 会计师事务所的聘任 36 | | 第九章 | 通知和公 ...

经立信会计师事务所（特殊普通合伙）审计，2023 年度公司合并利润表归属于母公司 所有者的净利润为 64,292,681.48 元。根据《上市公司监管指引第 3 号——上市公司现金分 红（2022 年修订）》和《公司章程》等的有关规定，提取法定盈余公积金 14,038,089.76 元 后，截至 2023 年 12 月 31 日，公司累计可供分配利润为 341,126,525.40 元。 根据证监会鼓励上市公司现金分红，给予投资者稳定、合理回报的指导意见，在符合 利润分配原则、保证公司正常经营和长远发展的前提下，更好地兼顾股东的即期利益和长 远利益，公司根据《上市公司监管指引第 3 号—上市公司现金分红》《公司章程》的相关 规定，现拟定 2023 年度利润分配预案为： 证券代码：300691 证券简称：联合光电 公告编号：2024-027 中山联合光电科技股份有限公司 关于 2023 年度利润分配预案的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述或者重 大遗漏。 中山联合光电科技股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召开第四届 董事会第一次会 ...

国投证券股份有限公司 关于中山联合光电科技股份有限公司 本次进行委托理财所使用的资金为公司及子公司的自有闲置资金，资金来源 合法合规。 （四）理财方式 公司在控制投资风险的前提下，以提高资金使用效率、增加现金资产收益为 以自有闲置资金进行委托理财的核查意见 国投证券股份有限公司（以下简称"国投证券"或"保荐机构"，原名为"安 信证券股份有限公司"）作为中山联合光电科技股份有限公司（以下简称"联合 光电"或"公司"）创业板 2020 年度向特定对象发行股票的保荐机构，根据《证 券发行上市保荐业务管理办法》、《深圳证券交易所创业板股票上市规则（2023 年 修订）》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》等相关法律法规文件要求，就联合光电拟利用自有闲置资金进行委托理 财的事项进行了认真、审慎核查，具体情况如下： 一、委托理财情况概述 （一）委托理财的目的 在不影响正常经营及风险可控的前提下，使用自有闲置资金进行低风险的委 托理财，有利于提高公司的资金使用效率和效益，为公司与股东创造更大收益。 （二）理财使用金额 使用总额不超过人民币 3 亿元（含）的自有闲置资金进行委托理财， ...

Financial Performance - The company's revenue for Q1 2024 was CNY 382,328,516.03, representing a 15.94% increase compared to CNY 329,750,339.04 in the same period last year[4]. - The net profit attributable to shareholders was a loss of CNY 1,465,254.84, a decrease of 117.04% from a profit of CNY 8,599,932.65 in the previous year[4]. - The total operating revenue for Q1 2024 was CNY 382,328,516.03, an increase of 15.9% compared to CNY 329,750,339.04 in the same period last year[27]. - The total operating costs for Q1 2024 were CNY 394,070,425.67, up 22% from CNY 323,778,427.34 in Q1 2023[27]. - The net profit for Q1 2024 was -1,105,219.09 CNY, a significant decline compared to the net profit of 8,614,274.20 CNY in the same period last year, representing a year-over-year decrease of approximately 112.8%[28]. - The total comprehensive income for Q1 2024 was -1,344,616.15 CNY, compared to 8,157,751.22 CNY in Q1 2023, indicating a decline of about 116.5%[29]. - The company reported a decrease in operating profit, with a loss of -910,601.79 CNY in Q1 2024 compared to a profit of 12,067,173.34 CNY in Q1 2023, indicating a decline of approximately 107.5%[28]. Cash Flow and Investments - The net cash flow from operating activities was negative CNY 29,650,512.04, down 116.68% from CNY 177,774,473.14 in the same period last year[4]. - Operating cash flow for Q1 2024 was -29,650,512.04 CNY, a decrease from 177,774,473.14 CNY in the previous year, reflecting a change of approximately -116.7%[32]. - The company’s investment activities resulted in a net cash outflow of -204,072,732.55 CNY in Q1 2024, compared to -16,885,586.07 CNY in the previous year, reflecting a worsening of about 1,109.5%[33]. - The company’s financing activities generated a net cash inflow of 93,474,853.58 CNY in Q1 2024, a recovery from a net outflow of -40,449,434.27 CNY in Q1 2023[33]. Assets and Liabilities - The company's total assets at the end of the reporting period were CNY 2,624,943,499.35, a 0.55% increase from CNY 2,610,646,719.41 at the end of the previous year[4]. - The total liabilities were CNY 1,029,097,693.88, compared to CNY 971,482,686.44 at the beginning of the period, indicating an increase of 5.9%[25]. - The cash and cash equivalents at the end of the period were CNY 323,393,197.51, slightly up from CNY 319,721,286.28 at the beginning of the period[22]. - The inventory at the end of the period was CNY 413,905,423.74, up from CNY 366,552,697.62 at the beginning of the period, reflecting a 12.9% increase[22]. - The long-term equity investments increased to CNY 157,703,717.82 from CNY 139,525,856.63, marking a growth of 13%[23]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 19,427[12]. - The company has a significant number of unrestricted shares held by major shareholders, including 17,465,371 shares held by Guangbo Investment Co., Ltd.[13]. - The company’s major shareholders include Wang Yiren with 13,783,956 shares and Gong Junqiang with 10,016,068 shares[13]. - The company’s shareholding structure indicates a concentration of ownership among a few key shareholders, which may impact governance and decision-making[13]. - The company reported a decrease in restricted shares held by executives, with a total of 75,818,380 shares remaining after the release of 4,569,775 shares[16]. - The company has a total of 74,582,753 restricted shares, with various reasons for their restriction including executive lock-up and stock incentive plans[16]. Strategic Initiatives - The company plans to acquire 65% of Xi'an Weipu Optoelectronics Technology Co., enhancing its product structure and market competitiveness in the infrared lens sector[18]. - The company is currently in the due diligence phase for the acquisition of Xi'an Weipu, which is expected to strengthen its technological advantages[18]. - The company launched a 2024 employee stock ownership plan aiming to raise up to CNY 24,442,250[20]. - As of February 28, 2024, the company completed a share buyback of 2,793,400 shares, representing 1.0377% of the total share capital, with a total transaction amount of 46,490,604.00 RMB[19]. - The maximum and minimum prices during the share buyback were 20.30 RMB and 12.50 RMB per share, respectively[19]. Research and Development - The company's R&D expenses increased to CNY 48,877,163.02, representing a 48.7% rise from CNY 32,847,773.61 in the previous year[27].

Financial Performance - The company's operating revenue for 2023 was ¥1,647,075,742.32, representing a 9.47% increase compared to ¥1,504,553,706.25 in 2022[24]. - The net profit attributable to shareholders for 2023 was ¥64,292,681.48, a 15.01% increase from ¥55,903,625.41 in 2022[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥53,130,199.59, up 27.12% from ¥41,796,502.26 in 2022[24]. - The cash flow from operating activities increased by 49.06% to ¥192,864,446.35 in 2023, compared to ¥129,385,691.23 in 2022[24]. - The total assets at the end of 2023 were ¥2,610,646,719.41, a 3.12% increase from ¥2,531,584,619.63 at the end of 2022[25]. - The net assets attributable to shareholders at the end of 2023 were ¥1,639,094,066.64, reflecting a 2.49% increase from ¥1,599,326,882.61 at the end of 2022[25]. - The basic earnings per share for 2023 were ¥0.24, up 14.29% from ¥0.21 in 2022[24]. - The diluted earnings per share for 2023 were also ¥0.24, a 14.29% increase from ¥0.21 in 2022[24]. - The weighted average return on equity for 2023 was 3.96%, compared to 3.62% in 2022[24]. Market and Industry Insights - The company operates in the optical and optoelectronic industry, focusing on optical lens manufacturing and related solutions, with significant growth opportunities in emerging technologies like AI and 5G[36]. - The domestic security monitoring market is expected to grow at an average annual rate of approximately 7% during the 14th Five-Year Plan period, with the total market size exceeding 1 trillion yuan by 2025[38]. - In 2023, the laser projection market in mainland China saw a shipment volume of 878,000 units, representing a year-on-year growth of 29.3%, with expectations to reach 1.2 million units in 2024, exceeding a 30% increase compared to 2023[40][42]. - The global VR/AR device shipment is projected to decline by 8.3% to 8.1 million units in 2023, but is expected to rebound with a growth of 46.4% in 2024[43]. - The smart driving industry is projected to exceed $1.2 trillion globally by 2035, with China's smart driving market expected to surpass $200 billion[45][46]. - The artificial intelligence market in China reached 195.8 billion yuan in 2022, nearly tripling since 2018, and is anticipated to expand to 300 billion yuan by 2025[47][48]. Product Development and Innovation - The company has established a wholly-owned subsidiary focused on the research and development of unmanned systems and artificial intelligence, with products including intelligent disinfection robots and security patrol robots[48]. - The high-end security lens market is expected to maintain stable growth due to the increasing demand for high-definition and high-magnification optical zoom products, with the company holding a leading global market share[38]. - The company aims to enhance its market share in the new display sector by focusing on product development and technological innovation in display resolution and energy efficiency[44]. - The company has developed a range of products for the smart driving sector, including vehicle-mounted lenses and related products, establishing a competitive advantage in the market[46]. - The laser display technology is becoming increasingly integrated with new information technologies such as 5G and big data, leading to diverse applications and market opportunities[41]. - The company is developing high-definition lenses for live streaming to meet market demand, which is currently in the trial production stage[77]. - The company aims to enhance its market share in high-magnification lenses through the development of related components, which is also in the trial production stage[77]. - The company is developing new optical modules for VR/MR applications, aiming to enhance product market share and sales revenue[78]. - The company plans to expand its product offerings in high-definition and 4K projection lenses, targeting both office and home projector markets[78]. - The company has initiated the development of a new series of Pancake optical modules, focusing on high resolution and lightweight design[78]. Research and Development - The company invested over 10% of its operating revenue in R&D in 2023, emphasizing its commitment to long-term development[55]. - The company has applied for nearly 40 patents related to smart driving technologies in 2023, enhancing its competitive edge[53]. - The company has established a comprehensive product lifecycle management system, enhancing efficiency in research and development and product updates[64]. - The company maintains a strong R&D team of over 600 professionals, ensuring robust product development and quality control capabilities[63]. - The company is actively pursuing technology innovation and has made significant investments in R&D to maintain industry leadership[62]. - The company's R&D investment in 2023 amounted to ¥171.26 million, representing 10.40% of total revenue, a slight decrease from 10.60% in 2022[79]. - The number of R&D personnel increased by 20.64% from 528 in 2022 to 637 in 2023, with a higher proportion of master's degree holders, increasing by 84.62%[79]. Shareholder and Financial Strategies - The company plans to distribute a cash dividend of 1.5 RMB per 10 shares (including tax) to all shareholders, with no bonus shares issued[4]. - The total distributable profit as of December 31, 2023, is RMB 341,126,525.40, after deducting the statutory surplus reserve of RMB 14,038,089.76[192]. - The total cash dividend, including other methods, amounts to RMB 54,466,016.90, which represents 100% of the profit distribution total[191]. - The company repurchased a total of 795,800 shares for a total amount of RMB 14,505,482.00, which is treated as cash dividends[193]. - The company has implemented a stock option incentive plan, with adjustments made to the exercise price due to performance targets not being met[196]. - The company has ensured that minority shareholders have had sufficient opportunities to express their opinions and that their legal rights have been fully protected[190]. - The company’s cash dividend policy is in compliance with its articles of association and shareholder resolutions[190]. - The company reported a total of 144,000 stock options granted during the period[200]. - The exercise price for the stock options was set at 55.5 yuan per share[200]. Governance and Management - The company held 4 supervisory board meetings during the reporting period, effectively supervising major matters, related transactions, and financial conditions[134]. - The company emphasizes transparency in the appointment of directors, supervisors, and senior management, continuously improving performance evaluation standards and incentive mechanisms[135]. - The company strictly adheres to information disclosure regulations, ensuring timely and accurate information is available to all investors[137]. - The company maintains regular communication with investors through various channels, enhancing their understanding of the company's operations and future strategies[138]. - The company is undergoing a board and supervisory committee election in March 2024, which will result in new appointments not listed in the current report[150]. - The company is led by a diverse board with members having extensive backgrounds in various industries, including finance and technology[155][156][157]. - The current management team includes experienced professionals from leading companies in the optical and technology sectors, enhancing the company's operational capabilities[161][163]. - The company is focusing on expanding its market presence and enhancing its product offerings through strategic appointments and management restructuring[154][161]. - The company aims to leverage its leadership's expertise to drive innovation and improve operational efficiency in the upcoming fiscal year[156][161]. Risks and Challenges - The company faces risks from macroeconomic downturns and plans to penetrate non-security sectors to mitigate these risks[120]. - The company faces risks from overall industry downturn, leading to intensified market competition and declining orders for individual manufacturers[121]. - Fluctuations in raw material prices pose cost pressures and operational challenges for the company[123]. - The company plans to utilize its scale advantages to mitigate the impact of rising procurement costs and will adjust product prices as necessary based on cost fluctuations[123]. Future Outlook - The company aims for revenue growth, cost reduction, technology enhancement, and expansion into foreign markets in 2024[113]. - The company plans to accelerate new product development to strengthen its position in the high-end security lens market[113]. - The establishment of a new subsidiary in Thailand is underway, with plans to complete construction and commence operations in 2024[116]. - The company will implement smart manufacturing processes to enhance efficiency and reduce costs across all production stages[117]. - The company has allocated 200 million RMB for research and development of new technologies in the upcoming year[174]. - The board approved a share buyback plan aimed at repurchasing up to 10% of outstanding shares to enhance shareholder value[174].

中山联合光电科技股份有限公司 董事会审计委员会对会计师事务所2023年度 履职情况评估及履行监督职责情况的报告 （二）聘任会计师事务所履行的程序 公司于 2023 年 10 月 20 日召开了第三届董事会第十次会议，审议通过了《关 于拟变更会计师事务所的议案》，后该议案于 2023 年 11 月 8 日经 2023 年第 1 次临 时股东大会审议通过。公司独立董事对上述议案发表了事前认可意见及同意的独 1 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引 第 2 号——创业板上市公司规范运作》《中山联合光电科技股份有限公司章程》和 《中山联合光电科技股份有限公司董事会审计委员会工作细则》等规定和要求，中 山联合光电科技股份有限公司（以下简称"公司"）董事会审计委员会勤勉尽责、恪 尽职守，认真审慎地履行职责。现将董事会审计委员会对会计师事务所 2023 年度 履职评估及履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）（以下简称"立信 ...

中山联合光电科技股份有限公司 2023 年度独立董事述职报告 尊敬的各位股东及股东代表： 作为中山联合光电科技股份有限公司（以下简称"公司"）的独立董事，2023 年度任职 期间，我们严格按照《公司法》《上市公司独立董事管理办法》等法律、法规、部门规章、 规范性文件的规定及公司制定的《公司章程》《独立董事工作制度》及董事会各专门委员 会工作细则等内控制度的要求，本着独立、客观、公正的原则，认真、勤勉、谨慎履行职 责，认真履行职责，全面关注公司发展状况，特别是重大经营活动、财务状况、法人治理 结构及规范运作情况，及时了解公司经营情况和财务状况，积极出席相关会议，认真审议 董事会各项议案并对重大事项发表独立意见，充分发挥独立作用，促进公司规范健康发展， 切实维护了公司整体利益和全体股东，特别是中小股东的合法权益。现将我们 2023 年度 履职情况报告如下： 一、独立董事的基本情况 梁士伦先生：1966 年 11 月出生，中国国籍，无境外永久居留权，中共党员，经济学 博士研究生学历。曾先后任南阳理工学院商学系主任、党总支书记、教授，曾兼任南阳市 人大代表财经委委员、中山市第十一十二届政协委员、广东省第十三届人大代表 ...