安福县海能实业股份有限公司 战略与 ESG 委员会工作细则 第三条 本规则适用于战略与 ESG 委员会及本规则中涉及的有关人员和 部门。 第二章 人员组成 第四条 战略与 ESG 委员会由 3 名董事组成，独立董事不少于 1 名。委员 会委员由董事长、二分之一以上独立董事或者三分之一以上的董事提名，并由董 事会过半数选举产生。 第五条 战略与 ESG 委员会设主任(召集人)一名，由公司董事长担任。 第六条 战略与 ESG 委员会任期与同届董事会任期一致，委员任期与董事 任期一致。委员任期届满，可连选连任。战略与 ESG 委员会委员在任职期间不再 （2024 年 4 月） 第一章 总 则 第一条 为确保安福县海能实业股份有限公司（以下简称"公司"）战略 发展需要，增强公司核心竞争力，确定公司发展规划，健全决策程序，加强决策 科学性，提高决策的效益和决策的质量，完善公司治理结构，规范公司环境、社 会和公司治理（以下简称"ESG"）工作，根据《中华人民共和国公司法》、《中华 人民共和国证券法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》等有关法律、 ...

| 证券代码：300787 | 证券简称：海能实业 公告编号：2024-052 | | --- | --- | | 债券代码：123193 | 债券简称：海能转债 | 一、董事会会议召开情况 1、安福县海能实业股份有限公司（以下简称"公司"）第四届董事会第十四 次会议通知已于 2024 年 4 月 15 日以电子邮件方式发出。 2、本次会议于 2024 年 4 月 25 日在公司会议室以现场及通讯相结合的方式 召开。 3、公司应参加会议董事 7 人，实际参加会议董事 7 人，以通讯表决方式出 席会议 4 人。董事郭晓丹、何业军、王义华、邱添明以通讯表决的方式参加本次 会议。 4、本次会议由公司董事长周洪亮先生主持，公司监事、高级管理人员列席 了会议。 5、本次会议的召集和召开程序符合《中华人民共和国公司法》和《安福县 海能实业股份有限公司章程》的有关规定，形成的决议合法有效。 二、董事会会议审议情况 安福县海能实业股份有限公司 第四届董事会第十四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 经与会董事认真审议，会议以记名投票表决方式通过了以下 ...

Financial Performance - The company's revenue for Q1 2024 was CNY 407,672,053.60, representing a 7.58% increase compared to CNY 378,935,421.88 in the same period last year[5]. - Net profit attributable to shareholders increased by 25.14% to CNY 8,197,905.63 from CNY 6,551,213.07 year-on-year[5]. - The net profit after deducting non-recurring gains and losses surged by 114.21% to CNY 6,665,398.12, compared to CNY 3,111,643.56 in the previous year[5]. - In Q1 2024, the company achieved revenue of RMB 408 million and a net profit of RMB 8.1979 million, resulting in a net profit margin of 2.01%[20]. - The gross profit margin increased by 5.28 percentage points compared to the same period last year, indicating stable product profitability[20]. - Net profit for Q1 2024 was ¥7,638,335.50, up 16.7% from ¥6,551,213.07 in the same period last year[26]. - Basic and diluted earnings per share increased to ¥0.0357 from ¥0.0297, reflecting a growth of 20.2%[27]. Cash Flow and Liquidity - The company's cash flow from operating activities turned negative at CNY -83,367,668.74, a decrease of 237.34% from CNY 60,699,619.52 in the same period last year[5][13]. - The net cash flow from operating activities was -$83.37 million, a significant decrease from $60.70 million in the previous period, indicating a decline in operational efficiency[28]. - Cash inflow from operating activities totaled $481.16 million, down from $497.39 million year-over-year, reflecting a decrease of approximately 3.5%[28]. - Cash outflow from operating activities increased to $564.53 million, compared to $436.69 million in the prior period, marking an increase of about 29.3%[28]. - The ending cash and cash equivalents balance was $731.06 million, down from $781.46 million in the previous period, representing a decrease of approximately 6.4%[29]. - The company reported a cash flow impact from foreign exchange fluctuations of -$2.27 million, an improvement from -$5.31 million in the previous period[29]. Assets and Liabilities - Total assets increased by 3.30% to CNY 3,372,419,429.95 from CNY 3,264,648,731.89 at the end of the previous year[5]. - Total liabilities increased to ¥1,720,911,264.50, up from ¥1,544,586,447.96, representing an increase of 11.4%[24]. - Non-current assets totaled ¥1,608,159,733.61, an increase from ¥1,515,816,715.84, indicating a growth of 6.1%[24]. - The company’s total current assets at the end of the reporting period were RMB 1.76 billion, slightly up from RMB 1.75 billion at the beginning of the period[22]. Expenses - Research and development expenses increased by 30.33% to CNY 49,424,370.29, reflecting the company's commitment to enhancing its capabilities in new energy[11]. - Sales expenses rose by 46.23% to CNY 24,558,110.11, attributed to an expanded workforce and increased business development efforts[11]. - R&D expenses reached RMB 49.4244 million, up 30.33% year-on-year, representing 12.12% of the current revenue, primarily due to increased investment in home energy storage product development[20]. Shareholder Information - The total number of common shareholders at the end of the reporting period was 12,589[15]. - The largest shareholder, Zhou Hongliang, holds 51.54% of the shares, with 113.4 million shares pledged[15]. - The company has a total of 85.05 million restricted shares held by the largest shareholder, Zhou Hongliang, which are locked during the tenure of the executive[18]. Inventory and Prepayments - The company reported a significant increase in inventory, which rose by 32.26% to CNY 305,901,460.55, due to increased material procurement in March[9]. - The company has seen a substantial increase in prepayments, which rose by 67.60% to CNY 19,832,067.17, primarily for market expansion and new energy material payments[9]. - Inventory increased to RMB 305.90 million from RMB 231.29 million at the beginning of the period, indicating a rise in stock levels[22]. Future Outlook - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[27].

| 证券代码：300787 | 证券简称：海能实业 | 公告编号：2024-057 | | --- | --- | --- | | 债券代码：123193 | 债券简称：海能转债 | | 安福县海能实业股份有限公司 关于使用闲置自有资金进行现金管理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 安福县海能实业股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开 的第四届董事会第十四次会议及第四届监事会第九次会议，分别审议通过了《关 于使用闲置自有资金进行现金管理的议案》，同意公司及合并报表范围内各级子 公司在保证公司正常运营、资金安全和确保流动性的前提下，使用总额度不超过 人民币 5 亿元的闲置自有资金进行现金管理，上述额度由公司及合并报表范围内 各级子公司共同滚动使用。根据《深圳证券交易所创业板股票上市规则》《公司 章程》等相关规定，此事项在董事会审批权限内，无需提交公司股东大会审议。 现将相关内容公告如下： 一、本次使用闲置自有资金进行现金管理的基本情况 1、投资目的 在不影响公司正常经营和保证资金安全的情况下，结合公司实际经营情 ...

Dividend and Share Capital - The company plans to distribute a cash dividend of 2.80 RMB per 10 shares (including tax) to all shareholders, based on a total share capital of 217,650,518 shares after excluding repurchased shares[4]. - The company has a total share capital of 220,020,418 shares, with 2,369,900 shares repurchased[4]. - The company plans to increase its total share capital to 263,550,522 shares after a capital reserve transfer of 2 shares for every 10 shares held[138]. - The company has a stable profit distribution policy, aiming for a minimum of 10% of the distributable profit to be allocated each year[135]. - The cash dividend accounts for 100% of the total profit distribution amount, with a minimum cash dividend ratio of 40% due to significant capital expenditure arrangements[138]. Financial Performance - The company's operating revenue for 2023 was ¥1,903,137,344.18, a decrease of 20.24% compared to ¥2,385,940,927.15 in 2022[17]. - The net profit attributable to shareholders for 2023 was ¥128,780,872.64, down 60.50% from ¥325,987,527.00 in 2022[17]. - The cash flow from operating activities for 2023 was ¥302,231,233.10, a decline of 65.92% compared to ¥886,726,702.49 in 2022[17]. - The total assets at the end of 2023 were ¥3,264,648,731.89, an increase of 20.51% from ¥2,708,990,647.19 at the end of 2022[17]. - The net assets attributable to shareholders at the end of 2023 were ¥1,720,062,283.93, up 10.15% from ¥1,561,574,073.54 at the end of 2022[17]. - The basic earnings per share for 2023 were ¥0.5702, a decrease of 60.34% from ¥1.4378 in 2022[17]. - The total profit for the period was CNY 136.68 million, down 63.61% year-on-year, while the net profit attributable to shareholders was CNY 128.78 million, a decline of 60.50%[42]. Research and Development - The company invested CNY 176.05 million in R&D in 2023, a 23.62% increase from CNY 142.41 million in 2022, representing 9.25% of total revenue[36]. - The company is focused on expanding its product range in consumer electronics and has started R&D on smart home products to enhance competitiveness[29]. - The company has a strong emphasis on technological innovation, being a member of several industry associations and obtaining certifications for products like USB4.0 and Thunderbolt[38]. - The company’s R&D team is focused on continuous product innovation, including the development of GaN USB PD140W power products[39]. - The number of R&D personnel increased by 18.07% from 664 in 2022 to 784 in 2023, with R&D personnel now accounting for 12.09% of the total workforce[62]. Market Expansion and Strategy - The company is actively expanding its global market presence, focusing on North America, Europe, and Asia, and has established stable partnerships with well-known brands[36]. - The company aims to deepen existing customer relationships and accelerate new product development to increase sales opportunities[29]. - The company is focused on enhancing its R&D capabilities to innovate new technologies and products[86]. - Future projections suggest continued growth, with expected revenue increases driven by new product launches and market expansion strategies[86]. - The company plans to expand its market presence in Southeast Asia, targeting a 15% market share by 2025[91]. Risk Management - The company emphasizes the importance of risk awareness regarding future plans and forecasts, highlighting potential uncertainties[3]. - The company has detailed potential risk factors and countermeasures in the annual report, particularly in the section discussing future development prospects[3]. - The company faces risks from raw material price fluctuations, particularly for copper and electronic components, and will optimize inventory management to mitigate this risk[98]. - Currency exchange rate fluctuations could affect the company's financial performance, and it will monitor the market to manage this risk[100]. Corporate Governance - The company maintains an independent operational structure, ensuring no financial or asset interdependencies with its controlling shareholders[108]. - The board of directors consists of 7 members, including 3 independent directors, complying with legal and regulatory requirements[106]. - The company has established a performance evaluation system and compensation policy for its directors and senior management, which is continuously being improved[107]. - The company has a complete and independent financial accounting system, with no shared bank accounts with controlling shareholders[109]. - The company has a robust governance structure, including a general meeting of shareholders, a board of directors, and a supervisory board, ensuring clear responsibilities and compliance with laws[105]. Sustainability and Social Responsibility - The company is committed to reducing carbon emissions and contributing to greenhouse gas control through various energy management initiatives[151]. - The company emphasizes environmental protection and sustainable development, ensuring compliance with national environmental standards and enhancing energy utilization efficiency[155]. - The company invested a total of RMB 70,000 in community support initiatives, including RMB 50,000 for the construction of a red exhibition hall in Wangtun Village and RMB 20,000 for targeted assistance in Yinzhen Village[156]. - The company actively fulfills its corporate social responsibility by timely and fully paying taxes, contributing to local economic development as its production scale expands[155]. Future Outlook - The company provided guidance for the next quarter, expecting revenue to be between $1.6 billion and $1.7 billion, indicating a growth of 10% to 13%[27]. - The company anticipates a robust performance in the upcoming quarters, supported by a strong pipeline of new products[86]. - The company plans to continue increasing R&D investment and enhance external collaboration to maintain its leading position in the consumer electronics industry[96]. - The company is committed to achieving carbon neutrality by 2025, aligning with global sustainability goals[162].

| 证券代码：300787 | 证券简称：海能实业 | 公告编号：2024-055 | | --- | --- | --- | | 债券代码：123193 | 债券简称：海能转债 | | 安福县海能实业股份有限公司 关于开展远期结售汇业务的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 安福县海能实业股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开 了第四届董事会第十四次会议和第四届监事会第九次会议，分别审议通过《关于 开展远期结售汇业务的议案》，同意公司及合并报表范围内各级子公司开展总额 度不超过 4 亿美元的远期结售汇业务，额度有效期自 2023 年年度股东大会审议 批准之日起至下一年度股东大会召开之日止。现将相关内容公告如下： 一、开展远期结售汇业务的目的 公司海外销售主要采用美元进行结算，当收付货币汇率出现较大波动时，汇 兑损益将对公司的经营业绩造成一定影响。为有效扩大产品出口，降低汇率波动 对公司业绩的影响，公司及合并报表范围内各级子公司计划开展远期结售汇业务。 二、远期结售汇品种 公司将以远期结售汇业务作为规避汇率风险的 ...

中信证券股份有限公司 关于安福县海能实业股份有限公司 使用闲置自有资金进行现金管理的核查意见 中信证券股份有限公司（以下简称"中信证券"）作为安福县海能实业股份有 限公司（以下简称"海能实业"、"公司"）向不特定对象发行可转换公司债券的保 荐机构，根据《证券发行上市保荐业务管理办法》《深圳证券交易所创业板股票 上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司 规范运作》等相关法律、法规和规范性文件的规定，对公司使用闲置自有资金进 行现金管理事项进行了审慎核查，具体核查情况如下： 一、本次使用闲置自有资金进行现金管理的基本情况 （一）投资目的 在不影响公司正常经营和保证资金安全的情况下，结合公司实际经营情况， 合理使用部分闲置自有资金进行现金管理，能够提高公司资金使用效率，增加公 司收益，为公司及股东取得较好的投资回报。 （二）投资额度和资金来源 公司及合并报表范围内各级子公司拟使用总额度不超过人民币 5 亿元的闲 置自有资金进行现金管理，在上述额度范围内，资金可以滚动使用。公司用于现 金管理的资金为暂时闲置的自有资金，资金来源合法、合规。 为控制风险，公司将选择资信状况、财务状况良好 ...

安福县海能实业股份有限公司 审计报告 大华审字[2024]0011001376 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants（Special General Partnership） 安福县海能实业股份有限公司 审计报告及财务报表 （2023 年 1 月 1 日至 2023 年 12 月 31 日止） | | | 目 录 | 页 次 | | --- | --- | --- | --- | | 一、 | 审计报告 | | 1-6 | | 二、 | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | | 1-102 | 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 ...

| 证券代码：300787 | 证券简称：海能实业 公告编号：2024-056 | | --- | --- | | 债券代码：123193 | 债券简称：海能转债 | 安福县海能实业股份有限公司 2023 年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 2、募集资金使用和结余情况 截至 2023 年 12 月 31 日，本公司募集资金使用及结存情况如下： 1 / 6 | 项目 | 金额（人民币：元） | | | --- | --- | --- | | 募集资金总额 | 600,000,000.00 | | | 减：发行费用 | | 10,740,607.22 | | 募集资金净额 | 589,259,392.78 | | | 减：直接投入募集资金补充流动资金项 | 180,000,000.00 | | | 目 | | | | 减：直接投入募集资金越南新建年产 | 133,832,884.65 | | | 万件消费类电子厂项目 3,360 | | | | 减：闲置募集资金暂时补充流动资金 | 200,000,000.00 | ...

| 证券代码：300787 | 证券简称：海能实业 | 公告编号：2024-059 | | --- | --- | --- | | 债券代码：123193 | 债券简称：海能转债 | | 安福县海能实业股份有限公司 二、提供担保额度预计情况 公司本次预计担保额度具体情况如下表所示： 单位：人民币万元 1 / 9 | | | 担保 | 被担保 | | | 担保额 度占上 | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 方持 | 方最近 | 截止目前 | 本次新增担 | 市公司 | 是否关 | | 担保方 | 被担保方 | 股比 | 一年资 | 担保余额 | 保额度 | 最近一 | 联担保 | | | | | 产负债 | | | | | | | | 例 | 率 | | | 年净资 | | | | | | | | | 产比例 | | | | 香港海能 | | | | | | | | | 电子有限 | 100% | 55.92% | - | 25,000 | 14.53% | 否 | | | 公司 | | | | | | | | | 海能电子 | ...