上海市锦天城律师事务所 关于通用电梯股份有限公司 2025 年第二次临时股东大会 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 11、12 层 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于通用电梯股份有限公司 2025 年第二次临时股东大会 法律意见书 致：通用电梯股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受通用电梯股份有限公司 （以下简称"公司"）委托，就公司召开 2025 年第二次临时股东大会（以下简 称"本次股东大会"）的有关事宜，根据《中华人民共和国公司法》（以下简称 "《公司法》"）、《上市公司股东会规则》等法律、法规和其他规范性文件以 及《通用电梯股份有限公司章程》（以下简称"《公司章程》"）的有关规定， 出具本法律意见书。 为出具本法律意见书，本所及本所律师依据《律师事务所从事证券法律业务 管理办法》和《律师事务所证券法律业务执业规则》等规定，严格履行了法定职 责，遵循了勤勉尽责和诚实信用原则，对本次股东大会所涉及的相关事项进行了 必要的核查和验证，审查了本 ...

Group 1 - The company has conducted a self-examination regarding the trading of its stocks by insiders and incentive recipients in relation to the 2025 Restricted Stock Incentive Plan [1][2] - The self-examination period was from February 19, 2025, to August 19, 2025, during which the company confirmed that two individuals engaged in stock trading based on publicly disclosed information and independent judgment [2] - The company concluded that there were no instances of insider trading or leakage of insider information related to the incentive plan during the self-examination period [2] Group 2 - The company has established relevant systems for information disclosure and insider information management in accordance with applicable laws and regulations [2] - The board of directors and all directors guarantee the truthfulness, accuracy, and completeness of the announcement, assuming legal responsibility for its content [1]

Core Viewpoint - In 2025, General Elevator Co., Ltd. held board and supervisory meetings to approve the restricted stock incentive plan, ensuring compliance with regulations regarding insider trading and information disclosure [1] Summary by Relevant Sections - The company conducted a self-examination of stock trading activities by insiders and incentive plan participants during the six months prior to the announcement of the draft plan [1] - The self-examination revealed that some individuals engaged in stock trading, but all actions were based on publicly available information and independent judgment, with no evidence of insider trading or information leakage found [1]

一、核查的范围与程序 1、核查对象为本次激励计划的内幕信息知情人及激励对象。 2、本次激励计划的内幕信息知情人均填报了《内幕信息知情人登记表》。 证券代码：300931 证券简称：通用电梯 公告编号：2025-053 通用电梯股份有限公司薪酬与考核委员会 关于公司 2025 年限制性股票激励计划内幕信息知情人 及激励对象买卖公司股票情况的自查报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 通用电梯股份有限公司（以下简称"公司"）于 2025 年 8 月 19 日召开第四届 董事会第四次会议和第四届监事会第四次会议，审议通过了《关于公司<2025 年 限制性股票激励计划（草案）>及其摘要的议案》等议案。具体内容详见公司于 2025 年 8 月 20 日披露于巨潮资讯网（http://www.cninfo.com.cn）的相关公告。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）、《深圳证券 交易所创业板上市公司自律监管指南第 1 号——业务办理》等法律、法规和规范 性文件的规定，通过向中国证券登记结算有限 ...

Group 1 - Kone Elevator announced a significant investment plan in the Guangdong-Hong Kong-Macao Greater Bay Area, including the establishment of a southern headquarters, R&D center, and smart logistics and assembly center in Shenzhen, focusing on modernization and digital maintenance services [1][11] - The Chinese elevator market has the largest elevator ownership globally, with international brands like Kone and Otis holding about 70% market share, while domestic brands account for only around 30% [2][5] - The elevator industry has faced revenue declines due to a slowdown in real estate demand, leading to increased competition and price wars among companies [2][4] Group 2 - In the first half of 2025, 10 out of 12 listed elevator companies in China reported revenue declines, with Shanghai Mechanical and Guangri shares experiencing decreases of 6.41% and 3.05%, respectively [3][4] - The total revenue of 12 A-share elevator companies in the first half of 2025 was 18.125 billion yuan, marking a five-year low compared to over 22 billion yuan in the same period in 2021 [3][4] - The demand for elevator maintenance and modernization is expected to grow, with over 1.2 million elevators in use and more than 1 million old elevators exceeding 15 years of service [9][10] Group 3 - Domestic brands are increasingly focusing on digitalization and smart technology to enhance competitiveness, with significant investments in R&D for IoT and AI applications [5][6] - Companies like Kone and Guangri are implementing smart elevator cloud service platforms and optimizing business structures to improve profitability [6][9] - The Chinese government is supporting the modernization of old elevators through special long-term bonds, with 6.2 billion yuan allocated for updating over 41,000 residential elevators [10][11]

证券代码：300931 证券简称：通用电梯 公告编号：2025-052 通用电梯股份有限公司 薪酬与考核委员会关于公司 2025 年限制性股票激励计划 激励对象名单的核查意见及公示情况说明 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 通用电梯股份有限公司（以下简称"公司"）于 2025 年 8 月 19 日召开第四届董事会 第四次会议和第四届监事会第四次会议，审议通过了《关于公司<2025 年限制性股票激 励计划（草案）>及其摘要的议案》等议案。具体内容详见公司于 2025 年 8 月 20 日披 露于巨潮资讯网（http://www.cninfo.com.cn）的相关公告。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）、《深圳证券交易 所创业板股票上市规则》（以下简称"《上市规则》"）、《深圳证券交易所创业板上市公 司自律监管指南第 1 号——业务办理》（以下简称"《自律监管指南第 1 号》"）和《公 司章程》等相关规定，公司对 2025 年限制性股票激励计划激励对象名单在公司内部进 行了公示。公司薪 ...

Group 1 - The meeting of the Supervisory Board of General Elevator Co., Ltd. was held on August 22, 2025, with all three supervisors present, and the meeting complied with relevant laws and regulations [1][2]. - The Supervisory Board reviewed the company's 2025 semi-annual report and its summary, confirming that the preparation and review processes met legal requirements and accurately reflected the company's financial status and operational results [1][2]. - The voting results for the meeting were unanimous, with 3 votes in favor and no votes against or abstentions [2]. Group 2 - There was no need for the proposal to be submitted for shareholder meeting approval, as it did not require such a process [2]. - The announcement includes a reference to the detailed semi-annual report available on the company's official information disclosure platform [2]. - The Supervisory Board ensures the accuracy and completeness of the disclosed information, with no false records or significant omissions [1].

Group 1 - The board meeting of General Elevator Co., Ltd. was held on August 22, 2025, with all 9 directors present, including independent directors attending via communication [1][2] - The meeting complied with relevant regulations, including the Company Law of the People's Republic of China and the Shenzhen Stock Exchange listing rules [1] - The company prepared the 2025 semi-annual report and its summary, which are available on the Giant Tide Information Network [1] Group 2 - The voting results for the board meeting were unanimous, with 9 votes in favor and no votes against or abstaining [2] - There were no situations requiring abstention from voting on the agenda [2] - The agenda did not require submission to the shareholders' meeting for approval [2]

Core Viewpoint - The report indicates a significant decline in both revenue and net profit for the company in the first half of 2025 compared to the same period in the previous year [1] Financial Performance - The company achieved operating revenue of 156 million yuan in the first half of 2025, representing a year-on-year decrease of 40.91% [1] - The net profit for the same period was -17.89 million yuan, marking a year-on-year decline of 14,411.44% [1] - The basic earnings per share were reported at -0.0745 yuan [1] - The weighted average return on equity (ROE) was -2.87% [1]

Core Viewpoint - The company reported a significant decline in revenue and incurred a net loss in the first half of 2025, primarily due to market competition affecting sales volume and pricing [1]. Financial Performance - The company achieved an operating revenue of 156 million yuan in the first half of 2025, representing a year-on-year decrease of 40.91% [1]. - The net loss attributable to shareholders was 17.89 million yuan, compared to a net profit of 125,000 yuan in the same period last year [1]. Market Factors - The decline in revenue is attributed to increased market competition, which has led to a decrease in both the quantity and price of the company's products [1].