关于普联软件股份有限公司 申请向不特定对象发行可转换公司债券 的第二轮审核问询函的回复（修订稿） 保荐机构（主承销商） （济南市市中区经七路 86 号） 股票简称：普联软件 证券代码：300996 二〇二五年七月 深圳证券交易所： 根据贵所于 2025 年 7 月 7 日下发的《关于普联软件股份有限公司申请向不 特定对象发行可转换公司债券的第二轮审核问询函（审核函〔2025〕020028 号）》 （以下简称"问询函"）的要求，普联软件股份有限公司（以下简称"普联软件" "公司""上市公司"或"发行人"）会同保荐机构中泰证券股份有限公司（以下 简称"中泰证券""保荐机构"或"保荐人"）、发行人会计师致同会计师事务所 （特殊普通合伙）（以下简称"会计师"）等相关方对审核问询函所列问题进行了 逐项核查，现答复如下，请予以审核。 本回复文件中的报告期、报告期内、报告期各期指 2022 年度、2023 年度、 2024 年度和 2025 年 1-3 月；报告期各期末指 2022 年 12 月 31 日、2023 年 12 月 31 日、2024 年 12 月 31 日和 2025 年 3 月 31 日。除此之外如无特别 ...

致同会计师事务所（特殊普通合伙） 中国北京朝阳区建国门外大街 22 号 赛特广场 5 层邮编 100004 电话 +86 10 8566 5588 传真 +86 10 8566 5120 www.grantthornton.cn 关于普联软件股份有限公司 关于普联软件股份有限公司 向不特定对象发行可转换公司债券 申请文件的第二轮审核问询函中 有关财务会计问题的专项说明 （修订稿） 致同会计师事务所（特殊普通合伙） 向不特定对象发行可转换公司债券申请文件的 第二轮审核问询函中有关财务会计问题的专项说明 （修订稿） 致同专字（2025）第 371A033660 号 深圳证券交易所： 贵所于 2025 年 7 月 7 日出具的《关于普联软件股份有限公司申请向不特定对 象发行可转换公司债券的第二轮审核问询函》（审核函〔2025〕020028 号）（以 下简称"审核问询函"）收悉。对审核问询函所提财务会计问题，致同会计师 事务所（特殊普通合伙）（以下简称"会计师"或"我们"）对普联软件股份 有限公司（以下简称"普联软件""公司""上市公司"或"发行人"）相关 资料进行了核查，现做专项说明如下： 如无特别说明，本专项说明 ...

关于公司向不特定对象发行可转换公司债券的第二轮审核问询 函回复等申请文件更新的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 证券代码：300996 证券简称：普联软件 公告编号：2025-065 普联软件股份有限公司 近日，公司根据项目最新进展与审核要求，会同相关中介机构对第二轮审核 问询函的部分回复内容进行了补充和完善，具体内容详见公司于 2025 年 7 月 28 日在巨潮资讯网（http://www.cninfo.com.cn）披露的相关公告。 公司本次向不特定对象发行可转换公司债券事项尚需通过深交所审核，并获 得中国证券监督管理委员会（以下简称中国证监会）作出同意注册的批复后方可 实施。该事项最终能否通过深交所审核，并获得中国证监会作出同意注册的批复 及其时间尚存在不确定性。公司将根据该事项的进展情况，按照相关法律法规和 要求及时履行信息披露义务，敬请广大投资者注意投资风险。 特此公告。 普联软件股份有限公司董事会 2025 年 7 月 28 日 普联软件股份有限公司（以下简称公司）于 2025 年 7 月 7 日收到深圳证券 交易所（ ...

该基金属于偏股混合型基金。截至7月18日，单位净值为0.893元。基金经理是王培和尹为醇，目前共同管理4只基金近一年均为正收益。其中，截至7月18 日，中欧成长领航一年持有混合A近一年复权单位净值增长率最高，达32.17%；中欧行业成长混合(LOF)A最低，为18.11%。 AI基金中欧责任投资混合A（009872）披露2025年二季报，第二季度基金利润1.22亿元，加权平均基金份额本期利润0.0323元。报告期内，基金净值增长率 为3.73%，截至二季度末，基金规模为33.41亿元。 基金管理人在二季报中表示，展望未来，整个股市依然处于横盘震荡过程中，随着不确定性逐步修复，也会重回活跃状态。相对来说，市场的风险偏好依然 处于较好的状态，而人工智能和新消费带来的创新变化又会在产业周期层面带来新的看点。 截至7月18日，中欧责任投资混合A近三个月复权单位净值增长率为15.05%，位于同类可比基金34/132；近半年复权单位净值增长率为21.02%，位于同类可 比基金16/132；近一年复权单位净值增长率为31.32%，位于同类可比基金24/132；近三年复权单位净值增长率为-0.37%，位于同类可比基金42/1 ...

Core Points - The latest financing balance of the ChiNext market is 367.464 billion yuan, with a week-on-week increase of 3.028 billion yuan, indicating a positive trend in financing activities [1] - A total of 25 stocks saw their financing balances increase by over 10%, while 12 stocks experienced a decline of more than 10% [1] Financing Balance Overview - The total margin balance for ChiNext stocks reached 368.568 billion yuan, marking a continuous increase for six consecutive trading days [1] - The financing balance specifically increased to 367.464 billion yuan, with a week-on-week rise of 3.028 billion yuan [1] - The margin trading balance for short selling decreased to 1.103 billion yuan, reflecting a reduction of 7.6652 million yuan [1] Stocks with Significant Financing Balance Increase - Among the 535 stocks with increased financing balances, the stock with the highest increase is Sanwei Tiandi, which saw a financing balance of 70.6392 million yuan, up 66.35% from the previous day [3] - Other notable stocks with significant increases include Focase Technology and Shanghai Steel Union, with increases of 43.23% and 34.52%, respectively [3] Market Performance of Stocks with Increased Financing - Stocks with financing balance increases averaged a rise of 2.86% on the trading day, with top performers including Sanchuan Wisdom, Yirui Biology, and Focase Technology, which rose by 15.27%, 12.15%, and 11.54% respectively [2] - Conversely, stocks with the largest declines included Pulian Software, Houpu Co., and Hopu Co., with declines of 6.92%, 5.85%, and 3.61% respectively [2] Stocks with Significant Financing Balance Decrease - A total of 400 stocks experienced a decrease in financing balance, with 12 stocks seeing declines of over 10% [4] - The stock with the largest decrease is Tuanluozhe, with a financing balance of 18.9151 million yuan, down 94.06% [4] - Other stocks with significant declines include Laimei Pharmaceutical and Jialian Technology, with decreases of 22.96% and 21.70% respectively [4]

New Stock Issuance - Shanda Electric (Stock Code: 301609) issued at a price of 14.66[1] - Jiyuan Group (Stock Code: 732262) issued at a price of 10.88[1] Market Alerts - Jichuan Pharmaceutical (Stock Code: 600566) has a tender offer period from June 18, 2025, to July 17, 2025[1] - The last trading day for Tuisan Jinguang (Stock Code: 600190) is July 14, 2025, with 4 trading days remaining[1] - The last trading day for Tuisan Jinjing (Stock Code: 900952) is also July 14, 2025, with 4 trading days remaining[1] Abnormal Fluctuations - *ST Zitian (Stock Code: 300280) reported severe abnormal fluctuations on July 10, 2025[1] - *ST Yushun (Stock Code: 002289) reported abnormal fluctuations on July 11, 2025[1] Other Notable Announcements - Longyuan Green Energy (Stock Code: 603185) announced on July 11, 2025[1] - Kedi Pharmaceutical (Stock Code: 000590) announced on July 14, 2025[1]

Investment Rating - The report does not explicitly state an investment rating for the industry, but it highlights strong performance in the TMT sector, indicating a positive outlook for investment opportunities in this area [3]. Core Insights - The TMT sector outperformed the Shanghai and Shenzhen 300 index, with notable weekly gains in sub-industries such as computer (3.22%), media (3.11%), and communication (2.13%) [3]. - The release of the Grok 4 series models by xAI marks a significant advancement in AI capabilities, with Grok 4 achieving a 25.4% accuracy rate in high-difficulty tests, surpassing competitors OpenAI o3 and Gemini 2.5 Pro [3]. - Grok 4's subscription pricing is set at $30/month and $300/month for Grok 4 Heavy, establishing a new pricing benchmark in the industry, targeting core users with AI efficiency needs [3]. Market Weekly Review - The TMT sector's overall performance for the week (July 7-11) showed a strong upward trend, with the computer and media industries leading the gains [3][5]. - Specific stocks within the electronic and computer sectors saw significant weekly increases, with top performers like New Asia Electronics (31.85%) and PuLian Software (44.38%) [12][13]. Industry News and Key Company Announcements - Major events include the launch of AI glasses by Meta and Oakley, and the upcoming China Internet Conference [14][15]. - The report notes the establishment of a comprehensive AI action plan in Beijing, aiming to develop high-quality scientific databases and applications by 2027 [15]. - The report highlights significant investments and developments in AI technology, including Amazon's potential reinvestment in Anthropic and the launch of new AI products by various companies [22][24].

Investment Rating - The report suggests a focus on leading domestic generative large model companies such as iFLYTEK, and highlights potential in AI hardware applications with recommendations for companies like Yingshi Network, Hongsoft Technology, and Hesai [2] Core Insights - The report emphasizes that the AI industry is currently in a relatively chaotic fundamental period, with some high-frequency data showing resilience, while investor expectations remain low. The willingness to use AI products is increasing, but payment capabilities are still limited, necessitating further breakthroughs in large models [11][12] - It identifies high-growth sectors for 2025, including AI computing power and lidar, while noting that AI applications are accelerating upward. Stable growth is expected in software outsourcing, financial IT, quantum computing, data elements, EDA, and overseas expansion [11][12] Summary by Sections Industry Perspective - The report discusses the launch of Tencent's 3D generative model Hunyuan3D-PolyGen, which can generate complex geometric models with thousands of faces, and highlights the advancements of Musk's Grok 4 model, which has shown significant improvements in training efficiency [11] - It notes that the computer industry is expected to perform better in the second half of the year due to base effects, new technology/product launches, and policy implementations [11] Subsector Insights - The report categorizes the computer industry into various subsectors with their respective growth outlooks: - High growth maintained: AI computing power, lidar - Accelerating growth: AI applications - Stable growth: Software outsourcing, financial IT, quantum computing, data elements, EDA, overseas expansion, and domestic innovation [10][12] - Turning points: Education IT, cybersecurity, enterprise services - Stabilizing: Smart transportation, government IT, security, construction real estate IT - Slightly pressured: Industrial software, medical IT [10][12] Market Performance Review - From July 7 to July 11, 2025, the computer industry index (Shenwan) rose by 3.22%, outperforming the CSI 300 index by 2.40 percentage points, ranking 6th among 31 Shenwan first-level industry indices [13] Upcoming Key Events - The report highlights upcoming events such as the second AI glasses industry innovation application summit and the 2025 World Artificial Intelligence Conference, suggesting that investors pay attention to related industry chain opportunities [25][26]

关于股票交易异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或者重大遗漏。 一、股票交易异常波动的情况 普联软件股份有限公司（以下简称公司，证券代码：300996，证券简称：普 联软件）股票交易价格连续 2 个交易日（2025 年 7 月 10 日、2025 年 7 月 11 日） 收盘价涨幅偏离值累计达到 31.03%（超过 30%）。根据深圳证券交易所相关规 定，属于股票交易异常波动的情况。 二、公司关注并核实情况说明 针对公司股票交易异常波动，公司董事会对公司、控股股东及实际控制人就 相关事项进行了认真核实，现对有关情况说明如下： 1、公司未发现前期披露的信息存在需要更正、补充之处。 2、公司未发现近期公共传媒报道了可能或已经对公司的股票交易价格产生 较大影响的未公开重大信息。 证券代码：300996 证券简称：普联软件 公告编号：2025-064 普联软件股份有限公司 1 四、风险提示 1、经自查，公司不存在违反公平信息披露规定的其他情形。 2、公司已预约于 2025 年 8 月 27 日披露《2025 年半年度报告》，截至本公 告披露日，公司 20 ...

Core Insights - The AI application sector experienced significant market activity, with Puling Software (300996.SZ) hitting the upper limit of its stock price, reflecting strong investor interest in AI applications [1] - OpenAI's ChatGPT is testing a collaborative learning mode, indicating a trend of AI technology penetrating vertical industries, particularly in education [1] - Puling Software's recent announcement of a convertible bond issuance aims to fund cutting-edge technology research, aligning with the critical period of AI industry upgrades [1] Technology Developments - Puling Software has made notable advancements in the AIAgent field, successfully integrating the DeepSeek large model into its intelligent agent development platform [2] - The platform supports enterprise-level AIAgent products, enhancing financial management through deep integration of large models and business scenarios [2] - This capability in vertical application development is seen as a key differentiator for the company in the AI wave [2] Business Expansion - Puling Software's 2024 annual report indicates a growing strategic customer base, including major state-owned enterprises like Sinochem and China Coal Energy [2] - The expansion of customer numbers and business coverage supports stable revenue growth for the company [2] - The long-term and stable demand for digital and intelligent transformation from state-owned enterprises is beneficial for sustainable income generation [2]