一、董事会会议召开情况 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日以书面方式向全体董事发出召开第三届董事会第二十一次会议通知，本 次会议于 2023 年 10 月 27 日以现场结合网络视频方式在公司会议室召开。应当 出席本次会议的董事 8 名，实际出席本次会议的董事 8 名，本次董事会由公司董 事长吴君三先生召集。本次会议的召集、召开、表决程序符合《中华人民共和国 公司法》以及《张家港中环海陆高端装备股份有限公司章程》的规定。 二、董事会会议审议情况 | 证券代码：301040 | 证券简称：中环海陆 公告编号：2023-058 | | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | 张家港中环海陆高端装备股份有限公司 第三届董事会第二十一次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 （一）审议通过了《关于不向下修正"中陆转债"转股价格的议案》 截至 2023 年 10 月 27 日，公司股票已出现在任意连续三十个交易日中至少 有十五个交易日的收盘价低于当期转股 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥137,661,800, a decrease of 53.70% compared to the same period last year[5]. - The net profit attributable to shareholders for Q3 2023 was ¥5,770,980, representing a decline of 146.38% year-on-year[5]. - The basic earnings per share for Q3 2023 was -0.0577, down 146.38% from the previous year[5]. - The company's operating revenue for the year-to-date period decreased by 37.98% to CNY 485,287,687.32 compared to CNY 782,407,652.18 in the same period last year, primarily due to a reduction in orders[11]. - The net profit for the year-to-date period fell by 81.18% to CNY 3,801,890.75 from CNY 20,205,886.90, mainly attributed to decreased operating revenue and increased depreciation of fixed assets from capital projects[12]. - The total profit for the year-to-date period decreased by 81.08% to CNY 4,472,814.55, mainly due to reduced operating revenue and increased depreciation[12]. - Net profit for Q3 2023 was ¥3,801,890.75, a decline of 81.2% from ¥20,205,886.90 in Q3 2022[25]. - Earnings per share for Q3 2023 was ¥0.038, compared to ¥0.2021 in the same quarter last year, reflecting a significant decrease[26]. Cash Flow and Assets - The net cash flow from operating activities for the year-to-date was ¥37,185,610, down 50.94% year-on-year[5]. - Cash flow from operating activities decreased by 50.94% to CNY 37,185,616.11, primarily due to a reduction in cash collections during the reporting period[13]. - The company's cash and cash equivalents decreased by 56.40% to CNY 206,501,668.85, attributed to the purchase of structured deposits and the maturity of notes payable[10]. - The cash inflow from operating activities totaled ¥395,989,275.93, a decrease of 25.5% from ¥531,482,530.92 in the same period last year[27]. - The net cash flow from investment activities was -209,915,820.20 CNY, a decrease of 273,340,026.54 CNY compared to the previous period[28]. - The total cash inflow from financing activities was 360,000,000.00 CNY, while the cash outflow was 248,978,898.82 CNY, resulting in a net cash flow of -5,440,028.08 CNY[28]. - The ending balance of cash and cash equivalents was 167,743,600.48 CNY, down from 345,774,230.99 CNY at the beginning of the period[28]. Assets and Liabilities - The total assets at the end of the reporting period were ¥1,689,751,984.98, a decrease of 12.37% compared to the end of the previous year[5]. - Current assets decreased to CNY 1,015,862,898.24 from CNY 1,297,465,287.40 at the beginning of the year, reflecting a decline of approximately 21.7%[20]. - Total liabilities decreased to CNY 596,215,252.68 from CNY 833,075,577.93, indicating a reduction of approximately 28.5%[21]. - The total liabilities decreased to ¥614,548,572.87 from ¥852,870,464.56 year-over-year, indicating a reduction in financial obligations[22]. - Non-current assets increased to CNY 673,889,086.74 from CNY 630,797,039.31, reflecting an increase of about 6.8%[21]. Accounting Changes - The company has implemented changes in accounting policies as per the new regulations effective from January 1, 2023[6]. - The company has adjusted its financial statements to reflect the cumulative impact of the new accounting treatment on retained earnings[6]. - Deferred tax assets increased from 6,799,185.17 CNY to 7,258,252.70 CNY due to adjustments related to the new accounting standards[30]. - The company's retained earnings were adjusted to 310,631,167.15 CNY after accounting for the cumulative impact of the new accounting standards[30]. - The total deferred tax liabilities increased to 634,406.75 CNY as a result of the adjustments made[30]. - The company implemented new accounting standards effective January 1, 2023, impacting various financial statement items[29]. Government Support and Other Income - The company received government subsidies amounting to ¥332,073.65 in Q3 2023, totaling ¥2,868,960.50 for the year-to-date[7]. - The company's other income increased by 199.55% to CNY 2,930,594.85, mainly due to an increase in government subsidies received[12]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 11,232, with the largest shareholder holding 22.57% of the shares[15]. - The company reported a total of 30,634,250.00 shares under lock-up agreements, with specific details on the release schedule for certain executives[18]. Future Outlook - The company plans to maintain its focus on high-end equipment manufacturing and market expansion strategies in the upcoming quarters[19].

| 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2023-056 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 张家港中环海陆高端装备股份有限公司 关于聘任副总经理的公告 张家港中环海陆高端装备股份有限公司 董事会 2023 年 10 月 24 日 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2023 年 10 月 24 召开第三届董事会第二十次会议，会议审议通过了《关于聘任副总经理的议案》。 现将相关情况公告如下： 同意公司聘请曾彪先生为副总经理，任期自第三届董事会第二十次会议审议通 过之日起至第三届董事会任期届满之日止。 公司全体独立董事对本次聘任事项发表了明确同意的独立意见。具体内容详见 公司在巨潮资讯网上发布的相关公告。 曾彪先生的简历详见附件。 特此公告。 附件： 曾彪先生，1964 年出生，中国国籍，无永久境外居留权。 1985 年 8 月毕业于西安工业大学精密机械专业，大学本科学历。 1985 年 8 月至 2 ...

一、《关于聘任副总经理的议案》的独立意见 张家港中环海陆高端装备股份有限公司独立董事关于 第三届董事会第二十次会议相关事项的独立意见 根据《上市公司治理准则》《上市公司独立董事规则》《张家港中环海陆高端 装备股份有限公司章程》（以下简称"《公司章程》"）、《张家港中环海陆高端装备 股份有限公司独立董事制度》（以下简称"《独立董事制度》"）等有关规定，我们 作为张家港中环海陆高端装备股份有限公司（以下简称"公司"）的独立董事，本 着谨慎的原则，基于独立判断的立场，现就第三届董事会二十次会议相关事项发 表如下独立意见： 本次公司副总经理的提名、聘任程序符合《中华人民共和国公司法》《深圳 证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》和《公司章程》的有关规定，不存在损害公司 及其他股东利益的情况。根据曾彪先生的个人履历，我们认为曾彪先生具备了相 关法律法规和《公司章程》规定的任职条件，未发现有《中华人民共和国公司法》 《公司章程》及《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市 公司自律监管指引第 2 号——创业板上市公司规范运作》所规定的不得担任 ...

| 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2023-055 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 张家港中环海陆高端装备股份有限公司 第三届监事会第十六次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2023 年 10 月 13 日以书面方式向全体监事发出召开第三届监事会第十六次会议通知，本次 会议于 2023 年 10 月 24 日以现场方式在公司会议室召开。应当出席本次会议的 监事 3 名，实际出席本次会议的监事 3 名，本次监事会由公司监事会主席卞继扬 先生召集。本次会议的召集、召开、表决程序符合《中华人民共和国公司法》以 及《张家港中环海陆高端装备股份有限公司章程》的规定。 二、监事会会议审议情况 张家港中环海陆高端装备股份有限公司 监事会 2023 年 10 月 24 日 （一）审议通过了《关于<2023 年第三季度报告>的议案》 经审议，监事会认为：董事会编制和审 ...

| 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2023-054 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 张家港中环海陆高端装备股份有限公司 第三届董事会第二十次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 公司独立董事已对上述事项发表了同意的独立意见。 1 具体内容详见同日在巨潮资讯网（http://www.cninfo.com.cn）披露的《关 于聘任副总经理的公告》。 张家港中环海陆高端装备股份有限公司（以下简称"公司"）于 2023 年 10 月 13 日以书面方式向全体董事发出召开第三届董事会第二十次会议通知，本次 会议于 2023 年 10 月 24 日以现场结合网络视频方式在公司会议室召开。应当出 席本次会议的董事 8 名，实际出席本次会议的董事 8 名，本次董事会由公司董事 长吴君三先生召集。本次会议的召集、召开、表决程序符合《中华人民共和国公 司法》以及《张家港中环海陆高端装备股份有限公司章程》的规定。 二、董事会会议审议 ...

公司近日使用闲置募集资金在授权范围内进行了有关现金管理，现就相关 事项公告如下： 一、开立现金管理专用结算账户的情况 近日，公司为募集资金开立了现金管理专用结算账户，账户具体信息如下： | 序号 | 开户机构 | 账户名称 | 账号 | | --- | --- | --- | --- | | 1 | 中信银行张家港支行 | 张家港中环海陆高端装备 股份有限公司 | 8112001032400766335 | | 2 | 中信银行张家港支行 | 张家港中环海陆高端装备 股份有限公司 | 8112001032800766383 | | 3 | 中信银行张家港支行 | 张家港中环海陆高端装备 股份有限公司 | 8112001033100766384 | | 证券代码：301040 | 证券简称：中环海陆 公告编号：2023-050 | | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | 张家港中环海陆高端装备股份有限公司 关于开立现金管理专用结算账户 暨使用部分闲置募集资金进行现金管理的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚 假记载、误导性陈述或重 ...

| 证券代码：301040 | 证券简称：中环海陆 | 公告编号：2023-049 | | --- | --- | --- | | 债券代码：123155 | 债券简称：中陆转债 | | 3、截至 2023 年第三季度末，公司剩余可转换公司债券（以下简称"可转债"） 为 3,599,870 张，剩余可转债票面总金额为 359,987,000 元人民币。 根据《深圳证券交易所创业板股票上市规则》和《深圳证券交易所上市公司自 律监管指引第 15 号——可转换公司债券》的有关规定，张家港中环海陆高端装备股 份有限公司（以下简称"公司"）现将 2023 年第三季度可转换公司债券转股及公司 总股本变化情况公告如下： 一、可转换公司债券发行上市情况 （一）可转债发行情况 张家港中环海陆高端装备股份有限公司 关于 2023 年第三季度可转债转股情况公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 特别提示： 1、"中陆转债"（债券代码：123155）转股期系为 2023 年 2 月 20 日至 2028 年 8 月 11 日；初始转股价格为 31.80 元/股，最新转股 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥347,625,808.72, a decrease of 28.34% compared to ¥485,110,523.91 in the same period last year[21]. - The net profit attributable to shareholders of the listed company was ¥9,572,871.43, an increase of 23.32% from ¥7,651,752.12 in the previous year[21]. - The net profit after deducting non-recurring gains and losses was ¥5,748,658.10, down 18.92% from ¥6,978,603.72 in the same period last year[21]. - The net cash flow from operating activities was -¥11,721,065.13, a decline of 121.49% compared to ¥54,530,226.77 in the previous year[21]. - The total assets at the end of the reporting period were ¥1,652,922,859.60, a decrease of 14.28% from ¥1,928,047,801.17 at the end of the previous year[21]. - The net assets attributable to shareholders of the listed company were ¥1,080,969,681.32, an increase of 0.52% from ¥1,075,443,351.26 at the end of the previous year[21]. - The basic earnings per share for the reporting period were ¥0.0957, an increase of 23.32% from ¥0.0765 in the previous year[21]. - The diluted earnings per share were also ¥0.0957, reflecting the same growth of 23.32% compared to the previous year[21]. - The weighted average return on equity was 0.86%, slightly up from 0.79% in the previous year[21]. - The gross profit margin decreased by 2.25% year-on-year, indicating a decline in profitability[61]. Cash Flow and Investments - The company reported a significant decrease in cash flow from operating activities, with a net cash outflow of approximately ¥11.72 million compared to a positive cash flow of ¥54.53 million in the previous year, indicating reduced sales receipts[57]. - Cash and cash equivalents at the end of the reporting period were CNY 292,039,316.12, accounting for 17.67% of total assets, down from 24.56% at the end of the previous year[62]. - The total amount of raised funds was CNY 62,957.27 million, with CNY 2,113.19 million invested during the reporting period[67]. - The balance of the fundraising special account as of June 30, 2023, was CNY 5,069,309.62[68]. - The company utilized CNY 8,765,560.00 of raised funds during the reporting period[68]. - The company has committed a total investment of 82,624 million, with 62,957 million already utilized, resulting in a utilization rate of 76.2%[71]. - The company has fully utilized the raised funds for the high-end ring forging production line expansion project, with 11,920 million invested out of a total commitment of 13,000 million, achieving an 83.25% completion rate[70]. Market and Industry Outlook - The wind power industry is expected to see increased capital investment due to supportive government policies, which will benefit the company[31]. - The wind power industry is expected to continue growing, driven by increasing global installed capacity and supportive government policies, providing favorable opportunities for the company[49]. - The cumulative installed wind power capacity in China increased from 163.67 GW at the end of 2016 to 365.44 GW at the end of 2022, with a compound annual growth rate of 17.43%[48]. - The global wind power installed capacity reached 906 GW by the end of 2022, with an average annual compound growth rate of 7.7% since 2017[47]. Research and Development - Research and development investment decreased by 31.37% to approximately ¥10.30 million from ¥15.01 million in the previous year[57]. - The company is investing 200 million yuan in R&D for new technologies aimed at enhancing product efficiency and sustainability[108]. - The company has initiated a strategic acquisition plan aimed at enhancing its technological capabilities and expanding its product offerings[191]. Risk Management - The company faces risks from fluctuations in the wind power industry, which significantly impacts its revenue and gross profit[81]. - The company is exposed to risks from raw material price fluctuations, as raw materials constitute a high proportion of production costs[82]. - The company emphasizes strict safety production management to mitigate risks associated with production processes[83]. - The company has established measures to maintain and develop customer relationships to reduce risks from industry demand fluctuations[81]. Shareholder and Corporate Governance - The company plans not to distribute cash dividends or issue bonus shares for this reporting period[4]. - The company has not implemented any stock incentive plans or employee shareholding plans during the reporting period[96]. - The company has committed to not transferring or entrusting the management of its shares for 36 months from the date of listing[105]. - The commitments made by the controlling shareholders will not become invalid due to changes in their positions or resignations[105]. - The company has ensured that all commitments made by its directors and senior management are strictly adhered to[105]. Future Guidance and Strategic Initiatives - The company provided a positive outlook for the second half of 2023, projecting a revenue growth of 20% based on current market trends and demand[106]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[106]. - A strategic acquisition of a local competitor is in progress, expected to enhance the company's production capacity by 30%[106]. - The company aims to launch two new product lines by Q4 2023, which are anticipated to contribute an additional 300 million yuan in revenue[106]. Compliance and Legal Matters - The semi-annual financial report has not been audited[118]. - The company reported no significant litigation or arbitration matters during the reporting period[120]. - There were no related party transactions concerning asset or equity acquisitions or sales during the reporting period[121]. - The company did not engage in any significant related party transactions or joint external investments during the reporting period[122].

关于第三届董事会第十九次会议相关事项的独立意见 根据《上市公司治理准则》《上市公司独立董事规则》《张家港中环海陆高端 装备股份有限公司章程》（以下简称"公司章程"）、《张家港中环海陆高端装备股 份有限公司独立董事制度》（以下简称"《独立董事制度》"）等有关规定，我们作 为张家港中环海陆高端装备股份有限公司（以下简称"公司"）的独立董事，本 着谨慎的原则，基于独立判断的立场，现就第三届董事会第十九次会议相关事项 发表如下独立意见： 一、关于 2023 年半年度募集资金存放与使用情况的专项报告的独立意见 经核查，我们认为：公司 2023 年半年度募集资金存放与使用符合中国证监 会、深圳证券交易所关于上市公司募集资金存放和使用的相关规定，报告内容真 实、准确、完整，不存在虚假记载、误导性陈述和重大遗漏，如实反映了公司 2023 年半年度募集资金存放与使用情况，不存在募集资金存放和使用违规的情 形。并同意将该事项提请公司股东大会审议。 二、关于使用暂时闲置募集资金进行现金管理的独立意见 经审查，我们认为：公司使用暂时闲置募集资金进行现金管理，有利于提高 资金使用效率，合理利用闲置募集资金。募集资金的使用方式及用途等符 ...