Financial Performance - The company's revenue for Q3 2023 was ¥1,006,847,908.70, a decrease of 30.65% compared to the same period last year[6]. - The net profit attributable to shareholders for Q3 2023 was ¥128,426,314.58, down 21.37% year-over-year[6]. - The net profit after deducting non-recurring gains and losses was ¥123,584,833.79, reflecting a decline of 24.23% compared to the previous year[6]. - The net profit for the third quarter of 2023 was CNY 448,967,350.69, a decrease of 38.9% compared to CNY 733,135,199.04 in the same period last year[36]. - The net profit attributable to shareholders of the parent company was CNY 408,863,045.98, down from CNY 661,555,976.07, representing a decline of 38.1% year-over-year[36]. - The total comprehensive income for the third quarter was CNY 456,926,626.86, compared to CNY 700,949,644.15 in the previous year, indicating a decrease of 34.7%[36]. - Basic and diluted earnings per share for the third quarter were both CNY 0.56, down from CNY 1.08 in the same quarter last year[36]. - The company reported a net profit of ¥554,238,149.71, a decrease from ¥876,564,977.86 in the same period last year[46]. Assets and Liabilities - The total assets at the end of Q3 2023 amounted to ¥10,765,095,140.85, an increase of 5.50% from the end of the previous year[6]. - The total liabilities amounted to CNY 10,765,095,140.85, an increase from CNY 10,204,213,083.19 year-over-year[34]. - The total equity attributable to shareholders of the parent company was CNY 7,093,672,621.86, up from CNY 6,738,663,405.32, reflecting an increase of 5.3%[34]. - The company's short-term borrowings were CNY 569,933,419.71, compared to CNY 262,906,136.28 in the previous year, indicating an increase of 116.5%[34]. Cash Flow - The net cash flow from operating activities for the year-to-date was ¥584,959,771.33, a decrease of 9.07% compared to the same period last year[6]. - The net cash flow from financing activities was ¥895,193,132.13, a decrease of 75.49% compared to the previous year, primarily due to less capital inflow from the IPO[10]. - The net cash flow from investing activities was ¥1,455,834,175.67, reflecting a significant increase of 581.04% due to the maturity of financial products[10]. - The net cash flow from investment activities is approximately ¥1.46 billion, a turnaround from a negative cash flow of ¥302.65 million in the previous period[49]. - The company reported a significant increase in cash received from investment recoveries, amounting to approximately ¥3.20 billion, compared to ¥329 million in the previous period[49]. Operational Metrics - Total operating revenue for the third quarter was ¥3,074,845,368.52, a decrease of approximately 36% compared to ¥4,801,169,919.31 in the same period last year[46]. - Total operating costs amounted to ¥2,570,075,263.25, down from ¥3,937,461,013.92, reflecting a cost reduction strategy[46]. - Operating costs decreased by 35.78% to ¥2,433,410,641.98, mainly due to a drop in raw material prices[25]. - Research and development expenses for the period were ¥72,675,161.45, down from ¥100,134,280.03, indicating a focus on cost management[46]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 43,291[27]. - The largest shareholder, Jiangsu Guotai International Group Co., Ltd., holds 68.18% of the shares[27]. Investment Activities - Long-term equity investments increased by 252.41% to ¥174,222,055.01 due to increased investments during the period[25]. - The company reported a significant increase in investment income by 1065.11% to ¥15,220,380.89, mainly from interest income on financial products[25]. Other Financial Information - The company received notification regarding the transfer of 100% equity of the International Trade Company to a state-owned enterprise, which will not significantly impact its operations[31]. - The company reported a decrease in income tax expenses to CNY 105,270,799.02 from CNY 143,429,778.82, a reduction of 26.6%[36]. - The company's cash and cash equivalents increased by 98.19% to ¥5,898,995,309.05 due to the maturity of financial products[25]. - The company has not yet audited the third-quarter report for 2023, which may impact the reliability of the financial data presented[51].

证券代码：301238 证券简称：瑞泰新材 公告编号：2023-048 江苏瑞泰新能源材料股份有限公司 关于对外捐赠的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 江苏瑞泰新能源材料股份有限公司（以下简称"瑞泰新材"或"公司"）于 2023 年 10 月 26 日召开了第二届董事会第四次（临时）会议，审议通过了《关 于对外捐赠的议案》，决定以自有资金参与 2023 年"爱满港城"慈善募捐活动，募 捐金额为人民币 100 万元，并授权公司董事长及管理层在上述额度范围内负责 公司对外捐赠事项的实施。具体情况如下： 一、捐赠事项概述 为深入践行社会主义核心价值观，传承弘扬中华民族向上向善的传统美德， 充分发挥慈善事业在完善社会保障体系建设中的重要作用，营造"人人可慈善、 人人皆慈善"的浓厚氛围，将慈善事业惠及更多困难群体，在高质量发展中促进 共同富裕，张家港市市委、市政府在全市组织开展 2023 年"爱满港城"慈善募捐 活动。活动自 2023 年 7 月启动，至 11 月底结束，全市募集的善款集中汇缴至张 家港市慈善总会账户。为更好地履行社会责任，结合公司实 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2023-046 江苏瑞泰新能源材料股份有限公司 表决结果：同意 9 票、反对 0 票、弃权 0 票。 2、审议通过《关于对外捐赠的议案》 本议案详细内容见公司指定信息披露报纸《证券时报》《证券日报》《中国 证券报》《上海证券报》和指定信息披露网站巨潮资讯网http://www.cninfo.com.cn 《瑞泰新材：关于对外捐赠的公告》。 第二届董事会第四次（临时）会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 江苏瑞泰新能源材料股份有限公司（以下简称"公司"）第二届董事会第四 次（临时）会议，于 2023 年 10 月 23 日以电子邮件、传真和送达等方式发出通 知，并于 2023 年 10 月 26 日以通讯表决的方式召开。本次会议由董事长张子燕 召集并主持，应出席董事九名，实际出席董事九名，公司监事及高级管理人员列 席了会议。本次会议的召开程序符合有关法律、行政法规、部门规章、规范性文 件和公司章程的规定。 二、董事会会议审议情况 1、审议通过《江苏瑞泰新能源材 ...

江苏瑞泰新能源材料股份有限公司 独立董事关于对外捐赠事项的独立意见 根据《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》及《公司章程》《独立董事工作制度》 的有关规定，作为公司的独立董事，现对公司第二届董事会第四次（临时）会议 审议的《关于对外捐赠的议案》发表如下独立意见： 经审议，独立董事认为：公司本次对外捐赠事项旨在为全市慈善事业提供支 持，符合公司积极履行社会责任的要求。本次对外捐赠事项的审议、决策程序符 合《深圳证券交易所创业板股票上市规则》及《公司章程》等相关规定。本次捐 赠资金来源为公司自有资金，对公司当期及未来经营不构成重大影响，不存在损 害公司及全体股东，特别是中小股东利益的情形。我们同意公司以自有资金捐赠 人民币 100 万元。 独立董事：贾金平、周中胜、朱萍 二〇二三年十月二十六日 ...

特别提示： 1、本次对外投资事项目前处于筹备阶段，合作各方尚未正式签署合伙协议， 具体合作内容以合作各方最终正式签署的相关协议为准。 证券代码：301238 证券简称：瑞泰新材 公告编号：2023-045 江苏瑞泰新能源材料股份有限公司 关于拟与专业投资机构共同投资设立基金的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，不存在虚假记 载、误导性陈述或者重大遗漏。 2、本次投资基金的设立、募集及投资收益尚存在不确定性，敬请广大投资者 注意投资风险。 公司名称：平安资本有限责任公司 3、本次对外投资事项尚需获得国家市场监督管理总局批准经营者集中的决 定后方可实施，敬请广大投资者注意投资风险。 一、与专业投资机构共同投资的概述 （一）交易基本情况 为促进江苏瑞泰新能源材料股份有限公司（以下简称"公司"或"瑞泰新材"） 长远发展，充分借助专业投资机构的力量及资源优势，进一步拓宽公司行业领域 及提升综合竞争力，在不影响公司日常经营发展、有效控制投资风险的前提下， 公司及公司全资子公司上海树培新能源材料有限公司（以下简称"上海树培"） 拟与中国平安人寿保险股份有限公司（以下简称"平安寿险"）、平安资本有限 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2023-043 江苏瑞泰新能源材料股份有限公司 2023 年第二次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现否决议案的情形； 2、本次股东大会未涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 1、股东出席的总体情况 通过现场和网络投票的股东 19 人，代表股份 533,915,346 股，占上市公司总 股份的 72.8066％。 其中：通过现场投票的股东 5 人，代表股份 532,034,453 股，占上市公司总 股份的 72.5502％。 （一）会议召开情况 1、现场会议召开时间为：2023年9月11日（星期一）14:30 2、网络投票时间为：通过深圳证券交易所系统进行网络投票的具体时间为： 2023年9月11日9:15-9:25，9:30-11:30和13:00-15:00；通过深圳证券交易所互联网 投票系统开始投票的时间为2023年9月11日上午9:15，结束时间为2023年9月11日 下午3:00。 3、现场会议召开地点：张 ...

中信证券股份有限公司 关于江苏瑞泰新能源材料股份有限公司 2023 年半年度跟踪报告 保荐人名称：中信证券股份有限公司 被保荐公司简称：瑞泰新材 保荐代表人姓名：康昊昱 联系电话：010-60834621 保荐代表人姓名：庞雪梅 联系电话：010-60833116 三、公司及股东承诺事项履行情况 | 公司及股东承诺事项 | 是否履行承 | 未履行承诺的原因及解决 | | --- | --- | --- | | | 诺 | 措施 | | 1.流通限制及自愿锁定的承诺 | 是 | 不适用 | | 2.关于避免同业竞争的承诺 | 是 | 不适用 | | 3.关于减少和规范关联交易的承诺 | 是 | 不适用 | | 4.稳定股价的预案及承诺 | 是 | 不适用 | | 5.股份回购和股份买回的措施和承诺 | 是 | 不适用 | | 6.欺诈发行上市时相关措施的承诺函 | 是 | 不适用 | | 7.摊薄即期回报的填补措施及承诺 | 是 | 不适用 | | 8.利润分配的承诺 | 是 | 不适用 | | 9.依法承担赔偿责任 | 是 | 不适用 | | 10.未履行承诺的措施 | 是 | 不适用 | | 11.股东信息 ...

一、董事会会议召开情况 江苏瑞泰新能源材料股份有限公司（以下简称"公司"）第二届董事会第三 次（临时）会议，于2023年9月8日以电子邮件、传真和送达的方式发出通知，并 于2023年9月11日以现场及通讯表决相结合的方式在公司会议室召开。本次会议 应出席董事九名，实际出席董事九名（其中张子燕先生、周中胜先生以通讯表决 方式出席会议）。公司董事长张子燕先生因公务出差无法主持本次会议，由与会 董事一致推举公司董事马晓天先生主持本次会议。公司部分高级管理人员及监事 列席了会议，本次会议的召开程序符合有关法律、行政法规、部门规章、规范性 文件和公司章程的规定。 二、董事会会议审议情况 1、审议通过《关于拟与专业投资机构共同投资设立基金的议案》 证券代码：301238 证券简称：瑞泰新材 公告编号：2023-044 江苏瑞泰新能源材料股份有限公司 第二届董事会第三次（临时）会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 1、经与会董事签字并加盖董事会印章的第二届董事会第三次（临时）会议 决议。 特此公告。 江苏瑞泰新能源材料股份有限公司 董事会 二〇二三年 ...

瑞泰新材 2023 年第二次临时股东大会法律意见书 江苏世纪同仁律师事务所 关于江苏瑞泰新能源材料股份有限公司 为出具本法律意见书，本律师对本次股东大会所涉及的有关事项进行了审查， 查阅了本律师认为出具法律意见所必须查阅的文件，并对有关问题进行了必要的 核查和验证。 本律师同意将本法律意见书随贵公司本次股东大会决议一并公告，并依法对 本法律意见书承担相应的责任。 本律师根据相关法律、法规和规范性文件的要求，按照律师行业公认的业务 标准、道德规范和勤勉尽责精神，出具法律意见如下： 一、关于本次股东大会的召集、召开程序 1、本次股东大会由董事会召集。2023 年 8 月 23 日，贵公司召开第二届董 事会第二次会议，决定于 2023 年 9 月 11 日召开 2023 年第二次临时股东大会。 2023 年 8 月 25 日，贵公司在巨潮资讯网站（www.cninfo.com.cn）上刊登了《关 于召开 2023 年第二次临时股东大会的通知》。 上述会议通知中除载明本次股东大会的召开时间、地点、会议召集人、会议 登记方法等事项外，还包括会议审议事项等内容。 经查，贵公司在本次股东大会召开 15 日前刊登了会议通知。 ...

Financial Performance - The company's total operating revenue for the reporting period was ¥2,067,997,459.82, a year-on-year decrease of 38.26%[14] - The net profit attributable to shareholders of the parent company was ¥280,436,731.4, down 43.71% year-on-year[14] - The net profit attributable to shareholders of the parent company after deducting non-recurring gains and losses was ¥261,104,764.57, a decrease of 46.70% year-on-year[14] - The company's revenue for the chemical new materials segment was CNY 2,067,997,459.82, a decrease of 38.26% compared to the same period last year[32] - Domestic sales revenue decreased by 48.61% to CNY 1,480,154,282.37, while foreign sales increased by 25.37% to CNY 587,843,177.45[32] - The gross margin for battery materials was 20.50%, down 1.62% year-on-year[32] - The company reported a total asset value of 459,234.29 million and a net profit of 27,114.77 million for the reporting period[130] - The company reported a half-year financial performance that has not been audited[151] Market Trends - In the first half of 2023, China's new energy vehicle sales reached 3.747 million units, representing a year-on-year growth of 44.1%[15] - The global power battery usage in the first half of 2023 was 304.3 GWh, an increase of 50.1% year-on-year[15] - The market size of lithium-ion battery electrolyte in China for the first half of 2023 was ¥24.19 billion, with the company positioned in the leading tier[16] - The market share of the top ten domestic companies in lithium-ion battery electrolyte reached 90.3%[16] Research and Development - The company is actively involved in R&D projects, collaborating with industry enterprises, universities, and research institutes to enhance its technological capabilities[24] - The company has a core R&D platform for lithium-ion battery electrolytes, focusing on solvent development[46] - The company has developed over 10 patents related to lithium-ion battery electrolyte additives, including methods for synthesizing lithium difluoro phosphate and trifluoromethyl sulfonic acid[51] - The company has established a research center for new energy materials in Jiangsu Province, focusing on the development of new electrolyte salts and additives[51] - The company has made significant R&D investments in new battery materials, including solid-state batteries, lithium-sulfur batteries, and sodium-ion batteries, with some new lithium salt products already achieving mass sales in solid-state lithium-ion batteries[115] Production Capacity and Expansion - The company has a production capacity of 300,000 tons of lithium-ion battery electrolyte and a solvent recovery project of 2,000 tons in Zigong[48] - The company is expanding its product layout for electrolyte additives in Quzhou, Zhejiang, and Zhangjiagang, Jiangsu, to diversify its offerings and scale production[16] - The company aims to achieve a production capacity of 260,000 tons of lithium-ion battery electrolyte through its project in Poland, with an expected return of 660,281,625.94 CNY[64] - The company is implementing a 70,000 tons/year battery electrolyte expansion project at its Zhangjiagang base to meet increasing customer demand, with production currently at full capacity[89] - The investment progress for the new lithium battery project in Poland is at 76.14%, with a cumulative investment of 29,941.33 million yuan[102] Environmental Responsibility - The company has implemented energy-saving measures and optimized processes to reduce carbon emissions, contributing to sustainability goals[52] - The company achieved compliance with wastewater discharge standards, with ammonia nitrogen meeting Class B standards as per GB/T31962-2015[56] - The company reported that all wastewater and waste gas treatment facilities operated normally in the first half of 2023, achieving standard emissions[56] - The company has established a comprehensive environmental management system, receiving certifications from TUV, BSI, and SGS, ensuring compliance with environmental protection measures[60] - The company has invested in upgrading its environmental protection facilities, ensuring that all systems are operational and within their service life[80] Safety and Compliance - The company reported zero major safety and environmental accidents in the first half of 2023, reflecting its commitment to safety production and environmental responsibility[60] - The company has implemented various safety measures, including pre-job safety education and strict access control in production areas, to enhance employee safety awareness[60] - The company has a robust emergency response plan for environmental incidents and conducts regular drills to test its emergency response capabilities[60] - The company has maintained a strong focus on employee training and emergency drills to enhance its emergency response capabilities[80] - The company has not faced any environmental penalties during the reporting period, indicating compliance with environmental regulations[147] Corporate Governance and Social Responsibility - The company has established a robust internal control system to protect the rights of shareholders and creditors, ensuring accurate and timely information disclosure[57] - The company prioritizes employee rights, implementing a legal employment system and providing equal development opportunities[57] - The company emphasizes social responsibility, maintaining healthy relationships with stakeholders while focusing on green operations and product innovation[57] - The company has committed to environmental protection investments, including wastewater treatment fees and environmental monitoring expenses[80] Financial Management - The company has a total cash balance of 433,552,153.56 CNY, with certain funds restricted due to guarantees[63] - The total amount of raised funds for changing purposes is RMB 5,000 million, accounting for 1.42% of the total raised funds[69] - The net amount raised from the initial public offering was RMB 3,388,069,033.33 after deducting issuance costs of RMB 128,263,660.67[69] - The company has a significant amount of idle raised funds, indicating potential for future investments or projects[69] - The company has no overdue or unrecovered amounts in its entrusted financial management, with a total entrusted financial management amount of 226,101 million yuan[92] Market Risks and Challenges - The company has identified risks related to intensified market competition and technological changes, particularly from emerging battery technologies[115] - The company faces management risks due to rapid expansion, necessitating improvements in governance and decision-making systems[134] - The company is actively seeking to optimize its customer structure and enhance competitiveness to address potential industry overcapacity risks[134] - The company’s raw material costs constitute a large proportion of its operating costs, making it vulnerable to price fluctuations and supply risks, which could adversely affect its performance[115]