Financial Performance - Revenue for Q3 2024 was ¥554,164,538.68, a decrease of 44.96% compared to the same period last year[2] - Net profit attributable to shareholders was ¥41,448,584.83, down 67.73% year-on-year[2] - Net profit excluding non-recurring items was ¥38,329,344.29, a decline of 68.99% compared to the previous year[2] - Basic and diluted earnings per share were both ¥0.05, a decrease of 72.22% year-on-year[2] - The total operating revenue for the third quarter of 2024 was CNY 1,606,133,918.13, a decrease from CNY 3,074,845,368.52 in the same period last year[13] - The net profit attributable to shareholders of the parent company was CNY 149,491,145.45, down from CNY 408,863,045.98, reflecting a decrease of approximately 63.5%[15] - Operating profit for the quarter was CNY 213,583,263.02, significantly lower than CNY 536,906,069.26 in the previous year, indicating a decline of around 60.3%[14] - The total comprehensive income attributable to the parent company's owners was CNY 153,221,550.20, down from CNY 416,483,765.38, representing a decrease of approximately 63.3%[15] - The basic and diluted earnings per share were both CNY 0.20, compared to CNY 0.56 in the same quarter last year, indicating a decline of approximately 64.3%[15] Cash Flow - Cash flow from operating activities showed a net outflow of ¥146,686,857.08, representing a 125.08% decline compared to the previous year[2] - The net cash flow from operating activities decreased by 125.08% to -146,686,857.08 RMB compared to 584,959,771.33 RMB in the same period last year, primarily due to a decline in sales scale and reduced collections from major customers[6] - The net cash flow from operating activities for Q3 2024 was -146,686,857.08, a significant decrease compared to 584,959,771.33 in Q3 2023[17] - The company reported a total cash outflow from operating activities of 1,707,266,199.38, compared to 3,192,251,372.61 in the same quarter last year[17] Assets and Liabilities - Total assets decreased by 9.97% to ¥9,856,646,121.12 from the end of the previous year[2] - Current assets decreased to CNY 6,972,143,649.29 from CNY 8,423,642,433.60 at the beginning of the year, reflecting a decline of approximately 17.1%[12] - Cash and cash equivalents dropped to CNY 1,340,829,877.54 from CNY 5,153,080,471.64, a significant decrease of about 74.0%[11] - Total liabilities decreased to CNY 2,342,453,351.07 from CNY 3,456,501,732.44, a reduction of approximately 32.3%[13] - The total assets as of September 30, 2024, were CNY 9,856,646,121.12, down from CNY 10,947,746,741.99 at the beginning of the year, reflecting a decrease of about 10.0%[13] Investment Activities - Investment activities generated a net cash flow of -3,667,563,476.53 RMB, a decrease of 351.92% from 1,455,834,175.67 RMB, mainly due to increased purchases of financial products and fewer matured financial products[6] - The net cash flow from investment activities was -3,667,563,476.53, contrasting with a positive cash flow of 1,455,834,175.67 in Q3 2023[17] - Total cash inflow from investment activities was 2,765,148,777.57, down from 3,228,105,649.01 in the same period last year[17] - Cash outflow for investment activities surged to 6,432,712,254.10, compared to 1,772,271,473.34 in Q3 2023[17] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 43,098, with the largest shareholder, Jiangsu Guotai International Group Co., Ltd., holding 68.18% of the shares[7] Other Financial Metrics - The company reported a significant increase in trading financial assets, up 407.59% to ¥3,969,954,373.47[5] - The company’s equity attributable to shareholders increased slightly by 0.15% to ¥7,201,384,975.66[2] - The company's tax and additional charges decreased by 47.86% to 13,478,240.76 RMB, primarily due to a reduction in value-added tax payments[6] - Other income fell by 43.11% to 8,547,299.10 RMB, mainly due to a decrease in related government subsidies[6] - Investment income turned negative at -10,437,540.14 RMB, a decline of 168.58% from 15,220,380.89 RMB, primarily due to losses from joint ventures and reduced financial income[6] - The fair value change income increased by 1753.17% to 10,124,223.48 RMB, mainly due to increased income from unexpired financial products[6] - The company reported a significant increase in credit impairment losses, which rose by 1380.56% to 19,329,672.21 RMB, primarily due to changes in provisions for bad debts on accounts receivable[6] Research and Development - Research and development expenses amounted to CNY 59,008,775.53, compared to CNY 72,675,161.45 in the prior year, showing a reduction of approximately 18.8%[14] Market Strategy - The company is focusing on expanding its market presence and developing new technologies to enhance its product offerings[12]

Group 1: Company Performance and Strategy - The company's gross profit margin remains stable due to a focused industrial chain and selection of high-quality suppliers, which minimizes the impact of raw material price fluctuations [2] - As of June 30, 2024, the capacity utilization rate for battery materials is 25.47%, with ongoing projects experiencing delays [2] - The company aims to enhance its risk resistance and global market competitiveness through cost reduction and efficiency improvement measures across project construction, production, and supply chain management [3] Group 2: Industry Trends and Future Outlook - Despite a slowdown in the lithium-ion battery industry and intense competition due to excess capacity, the market is expected to stabilize with the support of policies and the growth of downstream sectors like electric vehicles and energy storage [3] - The company is preparing for a potential equity incentive plan for core employees and executives, with current holdings in subsidiaries [3] Group 3: Product Development - The company has a total production capacity of 487.5 tons for lithium-ion battery electrolyte additives, with new production lines for lithium bis(trifluoromethanesulfonyl)imide (LiTFSI) entering trial production [3] - Sales revenue from solid-state electrolyte products currently represents a small proportion of the company's overall revenue [3]

中信证券股份有限公司 关于江苏瑞泰新能源材料股份有限公司 2024年半年度跟踪报告 | 保荐人名称：中信证券股份有限公司 | 被保荐公司简称：瑞泰新材 | | --- | --- | | 保荐代表人姓名：康昊昱 | 联系电话：010-60834621 | | 保荐代表人姓名：庞雪梅 | 联系电话：010-60833116 | | | 保荐人查阅了公司资产购买、出售的内部制度，取得了资 | | | --- | --- | --- | | | 产购买、出售明细，查阅了决策程序和信息披露材料，对 | | | 8.购买、出售资产 | 资产购买、出售的定价公允性进行分析，对高级管理人员 | 不适用 | | | 进行访谈，未发现公司在购买、出售资产方面存在重大问 | | | | 题。 | | | 9.其他业务类别重 | 保荐人查阅了公司对外投资、风险投资、委托理财、财务 | | | 要事项（包括对外 | | | | 投资、风险投资、 | 资助、套期保值等相关制度，取得了相关业务协议、交易 | 不适用 | | | 明细，查阅了决策程序和信息披露材料，对高级管理人员 | | | 委托理财、财务资 | 进行访谈，未发现公司在上 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2024-045 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 江苏瑞泰新能源材料股份有限公司（以下简称"公司"或"瑞泰新材"）于 2024 年 8 月 22 日召开第二届董事会第九次会议及第二届监事会第六次会议，并于 2024 年 9 月 10 日召开 2024 年第二次临时股东大会，审议通过了《关于使用暂时闲置募集资金 进行现金管理的议案》，公司（含子公司）在确保不影响募集资金投资项目建设，并有 效控制风险的前提下，拟使用额度不超过人民币 220,000 万元（含本数）的暂时闲置 募集资金（含利息）进行现金管理，资金自股东大会审议通过之日起 12 个月内滚动 使用，期限内任一时点的交易金额（含前述投资的收益进行再投资的相关金额）不超过 审议额度，单个产品使用期限不超过 12 个月。该议案详细内容见 2024 年 8 月 24 日公 司指定信息披露网站巨潮资讯网 http://www.cninfo.com.cn 《瑞泰新材：关于使用暂 时闲置募集资金进行现金管理的公告》。 江苏瑞泰新能源材料股份有限公司 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2024-044 江苏瑞泰新能源材料股份有限公司 2024 年第二次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现否决议案的情形； 2、本次股东大会未涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 4、会议的召开方式：本次会议采用现场投票和网络投票相结合的方式召开。 5、本次股东大会由公司董事会召集，董事长主持。 6、本次股东大会符合有关法律、行政法规、部门规章、规范性文件和公司 章程的规定。 （二）会议出席情况 1、股东出席的总体情况 通过现场和网络投票的股东 294 人，代表股份 533,660,205 股，占公司有表决权 股份总数的 72.7718％。 其中：通过现场投票的股东 4 人，代表股份 528,435,366 股，占公司有表决 权股份总数的 72.0594％。 通过网络投票的股东 290 人，代表股份 5,224,839 股，占公司有表决权股份 总数的 0.7125％。 1、现场会议召开时间为：2024 ...

瑞泰新材 2024年第二次临时股东大会法律意见书 江苏世纪同仁律师事务所 关于江苏瑞泰新能源材料股份有限公司 2024 年第二次临时股东大会的法律意见书 江苏瑞泰新能源材料股份有限公司： 根据《中华人民共和国公司法》《中华人民共和国证券法》和中国证监会《上 市公司股东大会规则》等法律、法规和规范性文件以及公司《章程》的规定，本 所受贵公司董事会的委托，指派本所律师出席贵公司 2024 年第二次临时股东大 会并对本次股东大会进行了见证。并就本次股东大会的召集、召开程序、出席会 议人员资格、召集人资格、表决程序以及表决结果的合法有效性等事项出具法律 意见。 为出具本法律意见书，本律师对本次股东大会所涉及的有关事项进行了审查， 查阅了本律师认为出具法律意见所必须查阅的文件，并对有关问题进行了必要的 核查和验证。 本律师根据相关法律、法规和规范性文件的要求，按照律师行业公认的业务 标准、道德规范和勤勉尽责精神，出具法律意见如下： 2、贵公司本次股东大会于 2024 年 9 月 10 日 14:30 现场召开，会议由董事 长张子燕先生主持，会议召开的时间、地点等相关事项与前述通知披露一致。本 次股东大会采取现场投票和网 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2024-043 江苏瑞泰新能源材料股份有限公司 中信银行共赢智信汇率挂钩人民币结构性存款 17282 期 关于使用暂时闲置募集资金进行现金管理的进展公告 1、收益风险：本产品类型为保本浮动收益、封闭式产品，中信银行保障存款本金 及产品说明书约定的基础利息收益，但不保证浮动收益，由此带来的收益不确定风险 由公司自行承担，公司应充分认识购买本产品的风险，谨慎购买。 本公司及董事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 2、利率风险：如果市场利率上升，该产品的收益率不随市场利率上升而提高，公 司将承担该产品资产配置的机会成本。 江苏瑞泰新能源材料股份有限公司（以下简称"公司"或"瑞泰新材"）于 2023 年 8 月 23 日召开第二届董事会第二次会议及第二届监事会第二次会议，并于 2023 年 9 月 11 日召开 2023 年第二次临时股东大会，审议通过了《关于使用暂时闲置募集资金 进行现金管理的议案》，同意公司（含子公司）在确保不影响募集资金投资项目建设， 并有效控制风险的前提下，使用额度不超过人民币 250,0 ...

Financial Performance - The company's operating revenue for the first half of 2024 was CNY 1,051,969,379.45, a decrease of 49.13% compared to CNY 2,067,997,459.82 in the same period last year[12]. - Net profit attributable to shareholders was CNY 108,042,560.62, down 61.47% from CNY 280,436,731.40 year-on-year[12]. - The net cash flow from operating activities was negative CNY 32,656,656.60, a decline of 105.33% compared to CNY 612,867,131.58 in the previous year[12]. - Basic earnings per share decreased by 60.53% to CNY 0.15 from CNY 0.38 in the same period last year[12]. - Total assets at the end of the reporting period were CNY 9,924,835,586.14, down 9.34% from CNY 10,947,746,741.99 at the end of the previous year[12]. - The company's weighted average return on equity was 1.50%, a decrease of 2.57% compared to 4.07% in the previous year[12]. - The net profit after deducting non-recurring gains and losses was CNY 109,153,774.94, down 58.20% from CNY 261,104,764.57 year-on-year[12]. - The net assets attributable to shareholders decreased slightly by 0.63% to CNY 7,145,641,938.87 from CNY 7,190,912,878.07 at the end of the previous year[12]. Investment and Projects - The company has committed to a total investment of 1.2 billion CNY in various projects, with 99.17 million CNY already invested by the end of the reporting period[56]. - The project for producing 40,000 tons of lithium-ion battery electrolyte in Ningde has a planned investment of 650 million CNY, with 5.05% of the investment completed by the reporting date[56]. - The project for producing 30,000 tons of lithium-ion battery electrolyte in Zigong has a planned investment of 530 million CNY, with 37.99% of the investment completed[56]. - The project for producing 30,000 tons of lithium-ion battery electrolyte in Quzhou has a planned investment of 250 million CNY, with 13.42% of the investment completed[56]. - The company has a new project in Poland for producing 40,000 tons/year of lithium-ion battery electrolyte, with 76.14% of the investment completed[56]. - The company has a new materials project in Ningde with an annual capacity of 80,000 tons, achieving 80.32% of the investment completion[56]. - The company is implementing multiple projects simultaneously in various locations, including Zhangjiagang, Ningde, Quzhou, and Zigong, to meet increasing market demand[57]. Market Position and Industry Trends - The company maintains a strong market position in lithium-ion battery electrolyte, collaborating closely with leading battery manufacturers[20]. - The company is a leader in the production of new lithium salt additives, with significant advancements in solid-state battery applications[20]. - The demand for silane in the Chinese market is expected to reach 276,700 tons in 2024, with a production volume of 410,300 tons and a net export volume of approximately 133,600 tons[21]. - The global market for functional silanes is transitioning from a high-growth phase to a high-quality development stage, driven by demand from emerging economies and new industrial applications[21]. - The lithium-ion battery materials market is expected to maintain steady growth, driven by the increasing adoption of green low-carbon concepts and supportive policies, with the company positioned as a leading producer in this sector[30]. Research and Development - The company has obtained 182 invention patents and 14 utility model patents, reflecting its strong commitment to innovation and R&D in the new energy materials sector[34]. - The company is actively involved in the development of new battery technologies, including solid-state and sodium-ion batteries, to enhance its product offerings[35]. - The company has been investing in the research and development of new battery materials, including solid-state batteries, semi-solid batteries, lithium-sulfur batteries, and sodium-ion batteries, with some new lithium salt products already achieving mass sales in solid-state lithium-ion batteries[74]. Financial Management - The company has established a stable supply chain with well-known suppliers for key raw materials, implementing cost control measures to mitigate price fluctuations[29]. - The company reported a significant decrease in cash and cash equivalents, with a net decrease of -¥788,482,448.31, down 139.11% year-on-year[39]. - The company’s total financial liabilities were reported as zero, indicating no outstanding financial debts[45]. - The company has committed to a total investment of 1.2 billion CNY in various projects, with 99.17 million CNY already invested by the end of the reporting period[56]. Environmental Compliance and Sustainability - The company is committed to enhancing safety and environmental protection measures, investing in safety equipment, and adhering to national and local regulations to prevent accidents and environmental pollution[75]. - The company has established a comprehensive environmental management system in accordance with ISO14001 standards, integrating environmental protection into all operational processes[101]. - The company has been compliant with various environmental protection laws and standards during its operations[85]. - The company has implemented emergency response plans for environmental incidents, with updates filed for various subsidiaries in 2023 and 2024[95]. Shareholder and Governance - The company emphasizes the protection of shareholder and creditor rights, ensuring a robust governance structure and internal control system[100]. - The company has not engaged in any major related party transactions or non-operating fund occupation during the reporting period[107][110]. - The company has no significant guarantees or major contracts that could impact its operations[117][119]. - The company reported a participation rate of 73.76% in the first extraordinary general meeting of 2024 held on February 23, 2024[82].

证券代码：301238 证券简称：瑞泰新材 公告编号：2024-040 江苏瑞泰新能源材料股份有限公司 第二届监事会第七次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 江苏瑞泰新能源材料股份有限公司（以下简称"公司"）第二届监事会第七 次会议，于 2024 年 8 月 17 日以电子邮件、传真和送达等方式发出通知，于 2024 年 8 月 28 日以通讯表决的方式召开。本次会议应参加表决监事四名，实际参加 表决监事四名。会议由监事会主席郭军先生召集并主持，董事会秘书列席了会议。 本次会议的召开程序符合有关法律、行政法规、部门规章、规范性文件和公司章 程的规定。 三、备查文件 1、经与会监事签字并加盖监事会印章的公司第二届监事会第七次会议决议。 特此公告。 江苏瑞泰新能源材料股份有限公司 二、监事会会议审议情况 1、审议通过《2024 年半年度报告》、《2024 年半年度报告摘要》 经审核，监事会认为，董事会编制和审核公司《2024 年半年度报告》及其摘 要的程序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完 ...

证券代码：301238 证券简称：瑞泰新材 公告编号：2024-042 江苏瑞泰新能源材料股份有限公司 2024 年上半年度募集资金存放与使用情况专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号）、 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》 以及《深圳证券交易所创业板上市公司自律监管指南第 2 号——公告格式》的相 关规定，现将江苏瑞泰新能源材料股份有限公司 2024 年上半年募集资金存放与 使用的情况作专项报告如下： 一、募集资金基本情况 （一）实际募集资金金额及资金到位情况 经中国证券监督管理委员会《关于同意江苏瑞泰新能源材料股份有限公司首 次公开发行股票注册的批复》（证监许可[2022]541 号）核准，并经深圳证券交 易所同意，江苏瑞泰新能源材料股份有限公司（以下简称"公司"）首次公开发 行人民币普通股（A 股）股票 183,333,300 股，每股面值为人民币 ...