信息披露合规

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盈康生命:公司高度重视信息披露的公平性与合规性
Zheng Quan Ri Bao Wang· 2025-09-26 10:12
证券日报网讯盈康生命(300143)9月26日在互动平台回答投资者提问时表示,公司高度重视信息披露 的公平性与合规性,依据相关规定披露股东人数。目前,公司经营一切正常,各项战略正稳步推进,不 存在应披露而未披露的重大信息。资本市场的价格波动可能受多方面因素影响,公司将持续优化披露内 容与形式,确保信息披露的及时性和透明度,并积极通过多元化渠道向市场传递公司价值。同时,公司 始终专注于主营业务,全力推动公司实现高质量发展。 ...
上市公司有棵树大股东自恃境外身份失约重整承诺且涉嫌多项违规
Sou Hu Cai Jing· 2025-09-26 06:35
近日,上市公司有棵树科技股份有限公司(股票代码:300209,下称"有棵树")因境外身份的大股东王 某涉嫌代持、违规减持、内幕交易及重整承诺未履约等系列问题引发市场强烈关注。监管部门已就此发 出关注函,相关核查程序正有序推进。 一位资深证券律师说:"王某的境外身份可能引发股东资格认定、信息披露义务履行及跨境资金流动监 管问题。根据《上市公司收购管理办法》,实际控制人需履行持股变动报告义务,但跨境身份可能增加 监管难度,例如资金来源审查与信息披露的时效性要求。" 监管背景:境外身份下的三重违规嫌疑 有棵树相关股东向监管部门反映,持有香港身份证且自2024年1月起获得新加坡永久居留资格的大股东 王某,与其一致行动人刘某辉存在多项涉嫌违规的行为。 2025年9月15日,有棵树股票出现异常波动,当日13:25左右股价强势涨停,涨幅高达19.96%。而王某及 刘某辉直至当日15点股市收盘后才披露自行召集临时股东大会的通知。这种"先涨停、后公告"的现象, 股东方质疑"绝不是巧合",认为拟自行召集股东大会改选董事会等事项属于对股价有重大影响的未公开 信息,王某与刘某辉疑似泄露,导致股价异常波动。 一是涉嫌1950万元股份代 ...
恒华科技:公司不存在信息披露违规情形
Zheng Quan Ri Bao· 2025-09-24 08:09
Group 1 - The company, Henghua Technology, stated on September 24 that it has been strictly adhering to the relevant regulations of the Growth Enterprise Market and actively fulfilling its information disclosure obligations [2] - The company confirmed that it has been conducting its information disclosure work in a lawful and compliant manner, and there are no violations of information disclosure regulations [2]
河南华英农业发展股份有限公司2025年第二次临时股东大会决议公告
Shang Hai Zheng Quan Bao· 2025-09-19 19:12
Group 1 - The company held its second extraordinary general meeting of shareholders on September 19, 2025, with a total of 213 shareholders and proxies attending, representing 458,987,037 shares, which is 22.3081% of the total voting shares [5][3] - The meeting was conducted in compliance with relevant laws and regulations, and the voting procedures were deemed legal and valid [4][12] - The company approved several resolutions, including providing guarantees for a subsidiary's loan, with 99.8233% of the votes in favor [7][8] Group 2 - The company received an administrative regulatory measures decision from the Henan Securities Regulatory Bureau, requiring it to rectify issues related to information disclosure [14][15] - Specific issues identified included delays in asset transfer disclosures and failure to follow procedures for waiving the right of first refusal on share transfers [15][16] - The company has implemented corrective measures, including holding additional board and shareholder meetings to address the issues and enhance compliance management [17][19]
华英农业针对河南证监局监管问题完成整改 强化合规管理提升信息披露质量
Xin Lang Cai Jing· 2025-09-19 11:55
Core Viewpoint - Huaying Agriculture has initiated corrective actions following the issuance of a regulatory decision by the Henan Securities Regulatory Bureau, which identified issues related to asset transfer and failure to disclose important information [1][2]. Issues Identified - The company failed to timely review and disclose an asset transfer agreement signed on January 15, 2020, with a subsidiary, which was only reviewed by the board on April 15, 2022, violating relevant disclosure regulations [2]. - The company also neglected to follow the review process and disclose the abandonment of the minority shareholders' right of first refusal regarding a 49% equity transfer in March 2023, which similarly breached disclosure regulations [2]. Corrective Measures - The company held board meetings on September 2 and September 19, 2025, to review and approve the necessary disclosures regarding the abandonment of the right of first refusal and related transactions [3]. - Strengthening compliance management and mechanism construction, requiring responsible personnel to enhance their understanding of relevant laws and regulations, and clarifying reporting obligations and processes [3]. - Conducting professional training for key personnel, including directors and senior management, to improve compliance with information disclosure practices [3]. Summary of Rectification - The regulatory measures from the Henan Securities Regulatory Bureau serve as a significant warning for the company to enhance internal controls, improve information disclosure quality, and elevate governance standards [4]. - The company has completed the necessary rectifications and aims to continuously optimize its execution, focusing on legal education for responsible personnel and improving the information disclosure management system to protect the interests of the company and its shareholders [4].
中兰环保股东刘青松收深圳证监局警示函 因持股变动未及时报告公告
Xin Lang Cai Jing· 2025-09-19 11:55
Group 1 - The core point of the article is that Zhonglan Environmental Technology Co., Ltd. received an administrative regulatory measure decision from the Shenzhen Securities Regulatory Bureau regarding shareholder Liu Qingsong, who failed to timely report and announce his shareholding reduction to 5% [1] - Liu Qingsong's actions violated relevant regulations under the "Measures for the Administration of the Acquisition of Listed Companies" [1] - The Shenzhen Securities Regulatory Bureau issued a warning letter to Liu Qingsong and required him to submit a written report within 15 days of receiving the decision [1] Group 2 - Liu Qingsong has acknowledged the issues raised in the decision and is committed to enhancing his understanding of securities laws and regulations [1] - Zhonglan Environmental will encourage its shareholders to deepen their understanding of the "Measures for the Administration of Information Disclosure of Listed Companies" and improve compliance awareness [1] - The announcement states that the decision will not affect the company's normal production and management activities, while reminding investors to be aware of investment risks [1]
股市必读:卓胜微(300782)9月15日董秘有最新回复
Sou Hu Cai Jing· 2025-09-15 18:01
Core Viewpoint - The company Zhuosheng Microelectronics (300782) is addressing recent issues related to shareholder reduction and compliance with disclosure procedures, emphasizing that the reduction actions were in accordance with relevant laws and regulations, while also outlining measures to prevent future occurrences [2]. Group 1: Company Performance - As of September 15, 2025, Zhuosheng Microelectronics closed at 80.43 yuan, with a slight increase of 0.54% [1]. - The trading volume was 171,000 hands, resulting in a transaction amount of 1.405 billion yuan [1]. Group 2: Shareholder Actions and Compliance - The company clarified that the shareholder reduction was compliant with the Securities Law and related regulations, and the issues arose from procedural flaws in information disclosure timing [2]. - To prevent similar issues, the company plans to enhance training for key personnel on relevant laws and improve internal information transmission and review mechanisms [2]. Group 3: Market Activity - On September 15, the net inflow of main funds was 14.1718 million yuan, while retail investors experienced a net outflow of 87.1921 million yuan [3]. - The net inflow from speculative funds was 73.0204 million yuan [3]. Group 4: Related ETFs - The Consumer Electronics ETF (Product Code: 159732) tracks the National Certificate Consumer Electronics Theme Index and has seen a 5.43% change over the last five days [5]. - The ETF's current price-to-earnings ratio is 46.80 times, with a recent net inflow of 19.262 million yuan [5].
卓胜微股东汇智投资因未及时披露股份变动 收到江苏证监局警示函
Xin Lang Cai Jing· 2025-09-12 15:04
Core Viewpoint - Jiangsu Zhaosheng Microelectronics Co., Ltd. announced that its shareholder, Wuxi Huizhi United Investment Enterprise (Limited Partnership), received a warning letter from the Jiangsu Securities Regulatory Bureau for failing to timely disclose a 1% change in shareholding due to active reduction and passive dilution [1][2]. Summary by Relevant Sections Warning Letter Details - The warning letter states that from September 28, 2022, to December 6, 2024, Huizhi Investment's shareholding in Zhaosheng Microelectronics changed by 1% without timely disclosure, which is a violation of the relevant regulations [2]. - The Jiangsu Securities Regulatory Bureau decided to issue a warning letter as an administrative regulatory measure and record it in the integrity file of the securities and futures market [2]. Reasons for Non-Disclosure - The non-disclosure was attributed to a misunderstanding of the relevant rules in the "Measures for the Administration of the Acquisition of Listed Companies" [3]. - Despite the misunderstanding, Huizhi Investment had disclosed the reduction plan and completion announcements in a timely manner, allowing investors to access relevant information through public channels [3]. Remedial Actions - Huizhi Investment expressed a commitment to take the warning seriously, enhance learning of relevant laws and regulations, and comply with disclosure obligations [3]. - Zhaosheng Microelectronics will encourage its directors, senior management, and shareholders holding more than 5% to improve compliance awareness and protect the rights of all shareholders [3]. Impact of the Warning - The administrative regulatory measure does not target the listed company itself and will not affect Zhaosheng Microelectronics' normal production and management activities [3].
格力电器:不存在应披露而未披露的重大信息
Zheng Quan Ri Bao Wang· 2025-09-11 10:44
证券日报网讯格力电器(000651)9月11日在互动平台回答投资者提问时表示,公司股价波动受行业周 期、短期业绩、市场预期等多重因素影响。公司信息披露严格遵守相关法律法规要求,不存在应披露而 未披露的重大信息。 ...
上市公司俱乐部董秘分会正式成立,打造资本合规与资源对接新高地!
Sou Hu Cai Jing· 2025-08-28 08:50
Group 1 - The establishment of the Secretary General Association aims to empower the secretary community and build a more comprehensive professional ecosystem for secretaries [4][6] - The event attracted over 150 listed companies' secretaries and industry elites to discuss hot topics such as capital compliance, cross-industry cooperation, and market value management [3][6] - The association will focus on three main directions: professional empowerment, resource connection, and organizational support, transitioning secretaries from operational roles to strategic roles [6][12] Group 2 - A roundtable forum discussed compliance and controversy issues related to information disclosure, emphasizing the importance of accuracy, timeliness, and completeness in disclosures [10][12] - Experts highlighted that high-quality development of listed companies relies on seven core elements, including strategy, industry foundation, and AI integration [7] - ESG disclosure has become a global requirement, with companies encouraged to view public welfare as a strategic asset rather than a cost [9]