据招股书披露，胡兆坤1976年10月出生，1997年8月参加工作。参加工作之初，胡兆坤从南海联社九江 信用社出纳起步，一步步升至南海联社九江信用社任副主任。2011年12月，南海农商行完成改制并挂牌 开业，胡兆坤出任南海农商行九江支行副行长，此后历任该行三水支行筹建办公室主任（支行行长 级）、三水支行行长、郁南联社帮扶工作组组长等职，期间还曾在广东省联社信贷管理与发展部挂职高 级经理。 2020年12月起，胡兆坤开始出任南海农商行行长助理。据招股书信息，2024年，胡兆坤税前薪酬总额为 216.7万元（含以前年度延期薪酬71.59万元），高于该行行长杨福明（180.05万元）；截至上述招股说 明书签署之日，胡兆坤还持有南海农商行99739股股份，同时其父亲、母亲、配偶、岳父、姐姐自南海 农商行设立时即持有该行股份。 1月30日，据佛山金融监管分局披露，广东南海农商行因"银承保证金来源审核不严、贷后管理不到位、 供应链贷款业务管理不到位"等多项违规行为，被处以罚款380万元，并没收违法所得3303.91元。同 时，该行行长助理胡兆坤等五名责任人被同步追责。据同花顺iFinD数据统计，此次380万元罚单创下南 海 ...

中国经济网北京1月29日讯 国家金融监督管理总局网站今日发布的福建金融监管局行政处罚信息公 示表显示，交通银行股份有限公司福建省分行及相关责任人存在以下主要违法违规行为：流动资金贷款 管理不到位、个人经营性贷款贷前调查不尽职，贷后管理不到位。 福建金融监管局对交通银行股份有限公司福建省分行合计处以75万元罚款，对黄雅茹给予警告，对 林琴琴给予警告，并处以5万元罚款。 1月6日，国家金融监督管理总局网站发布陕西监管局行政处罚信息公示表显示，交通银行股份有限 公司陕西省分行及相关责任人员存在以下主要违法违规行为：发放固定资产贷款不审慎、银行承兑汇票 授信后管理不到位、超过借款人实际需求发放流动资金贷款、项目贷款贷后管理不到位。陕西金融监管 局对交通银行股份有限公司陕西省分行罚款253万元。对牛博、姚淑芳分别给予警告，对林雅欣给予警 告并罚款5万元。 | 序号 | 当事人 | 主要违法违规行为 | 行政处罚 | 作出决定 | | --- | --- | --- | --- | --- | | | 名称 | | 内容 | 机关 | | | | | 对交通银行 | | | | | | 股份有限公 | | | | 交通银 ...

中国经济网北京1月29日讯 国家金融监督管理总局网站今日发布的福建金融监管局行政处罚信息公示表显示，交通银行股份有限公司福建省分行及 相关责任人存在以下主要违法违规行为：流动资金贷款管理不到位、个人经营性贷款贷前调查不尽职，贷后管理不到位。 福建金融监管局对交通银行股份有限公司福建省分行合计处以75万元罚款，对黄雅茹给予警告，对林琴琴给予警告，并处以5万元罚款。 | | | | | | | 1 | | | | | | | | | 를 | 序 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | 人 | 相关责任 | 省分行及 | 公司福建 | | 股份有限 | 交通银行 | | | | | 称 | 当事人名 | | 位 | 理不到 | 贷后管 | | 尽职, | 调 音不 | 款货前 | 营性贷 | | 个人经 | 到位、 | 管理不 | 金贷款 | 流动资 | 行为 | 法违规 | 主要诗 | | | 万元罚款 | 告,并处以5 | ...

近日，据国家金融监督管理总局山东监管局行政处罚信息公开表显示，青岛银行（002948）因主要存 在"银行承兑汇票保证金管理不尽职，未检查、监督流动资金贷款的使用情况"违法违规行为，被罚款65 万元。同时，对相关责任人时任对时任青岛银行济南分行机构客户部总经理王少宇和时任青岛银行济南 分行业务一部总经理梁大诚予以警告。 事实上，这已经并非是青岛银行今年以来第一次收到罚单。1月7日，据国家金融监督管理总局东营监管 分局行政处罚信息公开表显示，青岛银行东营分行因"案防管理不到位、瞒报案件及案件风险信息"违法 违规行为，被罚款80万元。 相关责任人时任青岛银行股份有限公司东营分行副行长冯勋斌、时任青岛银行股份有限公司东营分行办 公室主任刘海峰，时任青岛银行股份有限公司东营分行办公室副主任魏芳被予以警告；时任青岛银行股 份有限公司东营东营区支行行长陈乐鑫，时任青岛银行股份有限公司东营东营区支行副行长陈文涛，时 任青岛银行股份有限公司东营东营区支行公司银行部公司业务经理尹程均被禁止从事银行业工作三年。 近三个月以来，青岛银行连续收到多张涉及案防管理、虚增存贷款、票据业务不审慎等严重违规的罚 单：2025年12月31日，因 ...

1月27日金融一线消息，据中国人民银行黔南布依族苗族自治州分行行政处罚决定信息公示表显示，罗 甸县农村信用合作联社因8项违法行为类型，被警告、罚款127.54万元。违法行为类型如下： 1．提供虚假的或隐瞒重要事实的统计资料； | 中国人民银行黔南布依族苗族自治州分行行政处罚决定信息公示表 | | | | --- | --- | --- | | (编号:黔南银处罚〔2026] 01号) | | | | 行度处罚 作出行政处罚 作出行政处 当事人名称 行政处罚决定书文号 违法行为参观 | 序号 | 会示期限 1 | | 罚决定日期 | | (目公示之 内容 决定机关名称 日起计算) | | 1. 提供查制的高度重要要在的所计者時: | | 2. 14 后卧层管理室) 3. 手展行对受党联合,可疑账户的相关注册义 | | 4 未履行有关风险营理措施; | 用合作服社 | 5. 相关人员不具备及很专业能力; 中国人民银行营商 督告,罚款 罗甸县农村信 黔南镇罚决字（2020）01号 6. 提供个人不良信息，未事先告知信息主体本 布依族苗族自治州 2026年1月20日 五年 127.54 -127 六个 | | 7. ...

| 序 | 当事人名称 | 行政处罚决定 | 主要违法违规行为 | 行政处 | 作出决定 | | --- | --- | --- | --- | --- | --- | | 를 | | 书文号 | | 罚内容 | 机关 | | 1 | 江苏扬中农 村商业银行 股份有限公 | 镇金罚决字 [2025] 38 | | 罚款30 万元 | 镇江金融 监管分局 | | | 司 | 를 | | | | | | 姚红华(江 | | 内部控制不到位, 违规办理债券投资 | | | | 2 | 苏扬中农村 | 镇金罚决字 름 | | 警告并 罚款5万 | 镇江金融 监管分局 | | | | (2025) 39 | | | | | | 商业银行股 | | | | | | | 份有限公司 | | | 元 | | | | 副行长) | | | | | 扬子晚报/紫牛新闻记者注意到，编号分别为镇金罚决字〔2025〕38号、镇金罚决字〔2025〕39号的罚 单显示：江苏扬中农村商业银行股份有限公司的主要违法违规事实(案由)为：内部控制不到位，违规办 理债券投资。 针对上述违法违规行为，国家金融监督管理总局镇江监管分局对江苏扬中农村商业 ...

Group 1 - Guangzhou Bank's Zhaoqing branch received multiple fines for regulatory violations, including improper loan management and transferring insurance costs to small enterprises, totaling 700,000 yuan in penalties within four days [2] - On January 14, the bank's Zhanjiang branch was fined 300,000 yuan for failing to unify credit for group clients, with individual responsible parties also receiving warnings and fines [3] - Guangzhou Bank has withdrawn its IPO application after nearly five years of waiting, with the Shenzhen Stock Exchange terminating the review process due to this withdrawal [4] Group 2 - The bank's initial IPO plan dates back to 2009, with a target of listing within three years, but it has faced continuous delays [3] - The bank submitted its IPO application to the China Securities Regulatory Commission in June 2020, and it was accepted by the Shenzhen Stock Exchange in March 2023 following the implementation of the registration system [4] - The withdrawal of the IPO application marks a significant setback for Guangzhou Bank, which has not made substantial progress towards its listing goals [4]

Core Viewpoint - Shanghai Pudong Development Bank Suzhou Branch has been fined for major violations related to inadequate review of bill business and poor management of personal loans, totaling 1.1 million yuan in penalties [2][5]. Summary by Category Administrative Penalties - The Suzhou Financial Regulatory Bureau imposed a fine of 1.1 million yuan on Shanghai Pudong Development Bank Suzhou Branch due to major violations in bill business review and personal loan management [2][5]. - Chen Lei, the former branch manager of Shanghai Pudong Development Bank Changshu Branch, and Wu Ping, the branch manager of Shanghai Pudong Development Bank Wujiang Shengze Branch, received warnings and fines of 60,000 yuan each for inadequate review of bill business [2][5]. - Li Jiaping, the former general manager of the retail credit department at Shanghai Pudong Development Bank Suzhou Branch, was warned and fined 80,000 yuan for poor management of personal loans [2][5].

Group 1 - The National Financial Regulatory Administration's Guangdong Provincial Bureau disclosed two administrative penalty cases involving two banks in Huizhou, totaling fines of 2.24 million yuan [1][2] - China Construction Bank Huizhou Branch was fined 390,000 yuan for serious violations of prudent operation rules in its agency sales and credit business [1][2] - Guangdong Huidong Rural Commercial Bank was fined a total of 1.5 million yuan for serious violations of prudent operation rules in its loan and interbank business [1][2] Group 2 - The penalties also included warnings and fines for individual staff members at the banks, with specific amounts of 50,000 yuan in total fines for three employees of Guangdong Huidong Rural Commercial Bank [1][2] - The penalties reflect ongoing regulatory scrutiny in the banking sector, emphasizing the importance of compliance with prudent operational standards [1][2]

Core Viewpoint - Chongqing Rural Commercial Bank has been fined 8.7 million yuan due to multiple business violations, with two responsible individuals receiving lifetime bans, including former vice president Shu Jing who was dismissed last year [1][3][4]. Group 1: Violations and Penalties - The bank was penalized for several violations, including inadequate due diligence in loan "three checks," insufficient investigation and accountability for large risk losses, errors in non现场 statistical data, failure to verify the source of guarantee funds, and rolling invoices [3]. - A total of 10 responsible individuals were subjected to penalties, warnings, and fines, with Shu Jing and Chief Credit Officer Feng Hongwei receiving lifetime bans from the banking industry [3]. Group 2: Background on Shu Jing - Shu Jing, the former vice president of Chongqing Rural Commercial Bank, was dismissed in March 2024 and was under investigation by the Chongqing Municipal Commission for Discipline Inspection [5]. - Her work history includes roles as General Manager of the Credit Approval Department, General Manager of the Corporate Business Department, and Deputy General Manager, before becoming Vice President in October 2015 [5]. Group 3: Bank's Financial Performance - As of the end of Q3 2025, Chongqing Rural Commercial Bank reported total assets of 1.66 trillion yuan, a 9.3% increase from the beginning of the year, with total loans amounting to 777.973 billion yuan, up 8.92% [6]. - The bank achieved operating income of 21.658 billion yuan in the first three quarters of this year, a year-on-year increase of 0.67%, and a net profit attributable to shareholders of 10.694 billion yuan, up 3.74% year-on-year [6].