蒙娜丽莎集团股份有限公司 对外担保管理制度 蒙娜丽莎集团股份有限公司 对外担保管理制度 第一章 总则 第一条 为了规范蒙娜丽莎集团股份有限公司（以下简称"公司"）的对外担保行为， 有效控制公司对外担保风险，确保公司资产安全，保护投资者合法权益，根据《中华人民 共和国民法典》《中华人民共和国公司法》《中华人民共和国证券法》《深圳证券交易所 股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运 作》等法律、法规、规范性文件以及《蒙娜丽莎集团股份有限公司章程》（以下简称"公 司章程"）的有关规定，制定本制度。 第二条 本制度所称对外担保是指公司为他人提供的担保，包括公司对控股子公司的 担保。担保形式包括保证、抵押、质押及其他担保事宜。 第三条 公司全资及控股子公司的对外担保，视同公司行为，其对外担保应按本制度 执行。公司控股子公司为公司合并报表范围内的法人或者其他组织提供担保的，公司应当 在控股子公司履行审议程序后及时披露。公司控股子公司为前款规定主体以外的其他主体 提供担保的，视同公司提供担保，应当遵守本制度相关规定。 第四条 公司提供担保应遵循"平等自愿、量力而行、严控风险"的原则 ...

2025年7月29日， 欧菲光 集团股份有限公司发布公告，公布其对外担保管理制度。 在对外担保对象审查方面，公司可为具有独立法人资格且符合一定条件的单位提供担保，如互保单位、 有重要业务关系的单位等，但需核查被担保人资信状况并分析担保的利益和风险。被担保人需提供多方 面资信状况资料，经审核后公司董事会或股东会进行审议表决，存在多种不得提供担保的情形。 对外担保审批程序明确，股东会为最高决策机构，董事会有一定审批权，超过董事会审批权限的需报股 东会批准。对于单笔担保额超过公司最近一期经审计净资产10%等特定情形的担保，需经董事会审议后 提交股东会审议。公司为控股子公司、参股公司提供担保时，其他股东应按规定提供风险控制措施。 对外担保管理方面，由需求部门经办、法务部协助。两个部门分别承担不同职责，如需求部门对被担保 单位进行资信调查等，法务部负责处理法律纠纷等。公司需妥善管理担保合同资料，指派专人关注被担 保人情况，发现问题及时采取措施。 该制度旨在保护投资者权益，规范公司对外担保行为并防范风险，依据《公司法》《民法典》等法律法 规及公司章程制定。制度所称对外担保包括对控股子公司的担保。公司对外担保实行统一管理， ...

浙江瑞晟智能科技股份有限公司 对外担保管理办法 浙江瑞晟智能科技股份有限公司 对外担保管理办法 第一章 总则 第一条 为了保护投资人的合法权益，规范浙江瑞晟智能科技股份有限公司 （以下简称"公司"）的对外担保行为，有效防范公司对外担保风险，确保公司 资产安全，促进公司健康稳定发展，根据《中华人民共和国公司法》、《中华人 民共和国民法典》、《中华人民共和国证券法》、《上海证券交易所科创板股票 上市规则》等法律、法规、规范性文件及《浙江瑞晟智能科技股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，特制定本管理办法。 第三条 公司对外担保实行统一管理，非经公司董事会或股东会批准，任何人 无权以公司名义签署对外担保的合同、协议或其他类似的法律文件。 第四条 公司对外提供担保，应当采取反担保等必要的防范措施，公司为合并 报表范围内的主体提供担保及合并报表范围内的主体之间互相提供担保除外。 第五条 公司为控股股东、实际控制人及其关联方提供担保的，控股股东、实 际控制人及其关联方应当提供反担保。 第六条 公司控股子公司对于向公司合并报表范围之外的主体提供担保的， 视同公司提供担保，按照本制度执行。 第七条 公司董 ...

深圳市燕麦科技股份有限公司 对外担保管理制度 深圳市燕麦科技股份有限公司 第一章 总则 第一条 为了维护投资者的利益，规范深圳市燕麦科技股份有限公司（以下简称 "公司"）的担保行为，控制公司资产运营风险，促进公司健康稳定地发展，根据 《中华人民共和国公司法》《上海证券交易所科创板股票上市规则》等法律、法规、 规范性文件以及《公司章程》的相关规定，制订本制度。 第二条 本制度所称担保是指公司以第三人身份为他人提供的保证、抵押或质 押，公司为控股子公司提供的担保视为对外担保。 第三条 本制度适用于本公司及控股子公司。公司控股子公司对于向公司合并报 表范围之外的主体提供担保的，视同公司行为，其对外担保应执行本制度，公司控 股子公司须在其有权决策机构做出决议前，及时通知公司履行相应的审批程序。 第四条 本制度所称控股子公司是指公司持有其50%以上股份，或者能够决定其 董事会半数以上成员组成，或者通过协议或者其他安排能够实际控制的公司。 第五条 公司对外担保实行统一管理，未经公司董事会或股东会批准，任何人无 权以公司名义签署对外担保的合同、协议或其他类似的法律文件。 第六条 公司董事和高级管理人员应审慎对待和严格控制担 ...

Core Viewpoint - The document outlines the external guarantee management system of Shanghai Nenghui Technology Co., Ltd., emphasizing the need for legal compliance, risk control, and proper decision-making processes for external guarantees [1][2][4]. Group 1: General Principles - The external guarantee refers to the company providing guarantees for debts owed by debtors to creditors, including various forms such as guarantees, mortgages, and pledges [1]. - The company must adhere to principles of legality, prudence, mutual benefit, and safety when providing guarantees [1]. Group 2: Decision-Making Authority - The shareholders' meeting and the board of directors are the decision-making bodies for external guarantees, requiring approval before any guarantees can be provided [2]. - Guarantees provided by subsidiaries must also be approved by the company, and subsidiaries cannot provide mutual guarantees without approval [2][3]. Group 3: Risk Control Measures - The company must require counterparties to provide counter-guarantees, ensuring that the counter-guarantee provider has the actual capacity to fulfill the obligation [7]. - If a subsidiary provides guarantees, other shareholders should ideally provide equal guarantees or counter-guarantees based on their investment proportions [3]. Group 4: Approval Process - Guarantees exceeding 50% of the company's latest audited net assets or 30% of total assets require shareholder approval [4][5]. - The board of directors must review and approve all external guarantees, with a two-thirds majority required for approval [15]. Group 5: Application and Review Procedures - The finance director and finance department are responsible for receiving and reviewing guarantee applications, ensuring the authenticity of the provided information [6][20]. - The company must refuse guarantees if the applicant has a poor credit history or if the funding does not comply with national laws [21]. Group 6: Ongoing Management and Risk Monitoring - The company must establish a written contract for each guarantee, ensuring compliance with relevant laws and regulations [10]. - Continuous monitoring of the financial status and repayment ability of the guaranteed party is required, with timely actions taken if any adverse conditions arise [33]. Group 7: Legal Responsibilities - All directors and senior management must strictly adhere to the established procedures for external guarantees and are liable for any losses resulting from violations [37][38]. Group 8: Implementation and Amendments - The system will be implemented upon approval by the shareholders' meeting, with the board of directors authorized to interpret the regulations [41].

Core Points - Shanghai Nenghui Technology Co., Ltd. announced a revised external guarantee management system applicable to the company and its subsidiaries [1] - The system outlines the types of external guarantees, including loans, bank letters of credit, and guarantees for subsidiaries [1] - The decision-making process for external guarantees involves the shareholders' meeting and the board of directors, requiring approval for guarantees exceeding 50% of the latest audited net assets [2] Group 1 - The external guarantee management system is designed to ensure legality, prudence, mutual benefit, and safety in guarantee activities [1] - Guarantees provided to related parties, regardless of amount, require approval from the shareholders' meeting [2] - The application for external guarantees involves a review process led by the financial director and includes verification of the guarantor's situation [2] Group 2 - The decision-making authority for external guarantees is tiered, allowing the company to provide guarantees under certain conditions, even if they do not meet all criteria [1] - Daily management and risk control of guarantees are regulated, with specific provisions for legal responsibilities [2] - The system aims to standardize the company's external guarantee behavior and control operational risks [2]

昇兴集团股份有限公司对外担保管理制度 第一章 总则 第一条 为维护昇兴集团股份有限公司（以下简称"公司"、"本公司"）及 投资者的合法权益，规范公司的对外担保行为，保障公司资产安全，有效控制公 司对外担保风险，促进公司健康稳定地发展，依据《中华人民共和国公司法》 《中 华人民共和国民法典》、中国证券监督管理委员会（以下简称"中国证监会"）等 四部门联合发布的《上市公司监管指引第 8 号——上市公司资金往来、对外担保 （以下简称"《监管指引第 8 号》"）、深圳证券交易所发布的《深圳 的监管要求》 证券交易所股票上市规则》 （以下简称"《上市规则》"）、 （以下简称"《主板上市公司 规范运作》"）及其他有关法律、法规、规章、规范性文件以及《公司章程》的规 定，结合公司实际情况，制定本制度。 第二条 本制度适用于公司及公司的全资、控股子公司（包括公司对其具有 控制关系的其他经济组织，以下简称"子公司"）。 第三条 本制度所称对外担保是指公司以自有资产或信用为其他单位或个 人提供的保证、资产抵押、质押以及其他形式的对外担保，包括本公司为子公司 提供的担保。 担保的债务种类包括但不限于申请银行授信额度、银行贷款、开立 ...

纽威数控装备（苏州）股份有限公司 对外担保管理制度 纽威数控装备（苏州）股份有限公司 对外担保管理制度 第一章 总则 第一条 为了规范纽威数控装备（苏州）股份有限公司（以下简称"公司"） 的对外担保行为，有效控制公司对外担保风险，保护投资者合法权益和公司财 务安全，根据《中华人民共和国公司法》《中华人民共和国民法典》《中华人 民共和国证券法》《上海证券交易所科创板股票上市规则》（以下简称"《上 市规则》"）、《上海证券交易所科创板上市公司自律监管指引第 1 号——规范 运作》《上市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要求》 等有关法律、法规、规范性文件及《纽威数控装备（苏州）股份有限公司章程》 （以下简称"《公司章程》"）的有关规定，特制定本制度。 第二条 本制度适用于公司及其全资子公司及控股子公司（以下简称"子公 司"）。 第三条 本制度所称"对外担保"，是指公司为他人提供的担保，包括公司 对控股子公司的担保。 本制度所称"公司及其控股子公司的对外担保总额"，是指包括公司对控股 子公司担保在内的公司对外担保总额与公司控股子公司对外担保总额之和。 本制度所称的"总资产"、"净资产"以公司 ...

Core Viewpoint - The document outlines the external guarantee management system of Xuan Ya International Marketing Technology (Beijing) Co., Ltd, emphasizing the need for internal control, risk prevention, and compliance with relevant laws and regulations [1][2][3]. Group 1: General Principles - The company aims to strengthen internal control over external guarantee business and standardize guarantee behavior to prevent risks [1]. - The external guarantee management system applies to the company and its controlling subsidiaries, requiring approval from the shareholders' meeting or board of directors for any external guarantees [2][3]. Group 2: Guarantee Conditions - The finance department is responsible for handling guarantee business, ensuring personnel are qualified and knowledgeable about relevant laws and regulations [5][6]. - Prior to signing a guarantee contract, a letter of intent must be drafted, accompanied by necessary documentation [7]. Group 3: Approval Process - Guarantees exceeding 10% of the latest audited net assets or total guarantees exceeding 50% require board and shareholder approval [4][5]. - Independent directors may hire accounting firms to verify the company's guarantee situation if necessary [5][6]. Group 4: Risk Management - The board must assess the financial status and creditworthiness of the guaranteed party, ensuring compliance and risk control measures are in place [6][7]. - The company only accepts specific assets as collateral and must register or notarize these assets as required by law [7][8]. Group 5: Legal Responsibilities and Disclosure - The company must adhere strictly to the established system, with penalties for violations based on the severity of the situation [9][10]. - Timely disclosure of guarantees is required, including total amounts and any significant changes in the guaranteed party's financial situation [10][11].

General Principles - The company establishes an external guarantee management system to protect investors' interests and control external guarantee risks, ensuring asset safety and promoting stable development [2][3] - The system applies to the company and its wholly-owned and controlling subsidiaries [2] Definition and Scope of Guarantees - External guarantees refer to the company providing guarantees, asset pledges, and other forms of security for other entities or individuals, including guarantees for subsidiaries [2] - The company will not provide guarantees for its own debts or those of its subsidiaries [2] Principles and Management of Guarantees - The company will adhere to principles of equality, voluntariness, integrity, mutual benefit, and safety in providing guarantees, strictly controlling guarantee risks [2] - Guarantees will be managed uniformly, and branches are prohibited from providing external guarantees without approval [2] Approval Process for Guarantees - The company must assess the credit status of the guarantee applicant and analyze the benefits and risks before deciding on a guarantee [10] - The board of directors must thoroughly understand the financial and operational status of the guarantee applicant before approving any guarantee [12][13] Risk Control Measures - The company will require counter-guarantees from the guarantee applicant to mitigate risks and will assess the actual guarantee capacity of the counter-guarantee provider [7][10] - Guarantees exceeding 10% of the company's latest audited net assets require board approval before submission to the shareholders' meeting [19][20] Information Disclosure - The company must disclose information regarding guarantees, including total external guarantees and guarantees provided to subsidiaries, in accordance with regulatory requirements [38][39] - Any department involved in external guarantees must report to the board secretary to ensure timely information disclosure [39][40] Responsibilities and Penalties - Individuals responsible for guarantees must be held accountable for any losses resulting from violations of the guarantee management system [41][42] - The company will impose economic penalties or disciplinary actions on responsible parties who fail to perform their duties correctly [44][46]