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加拿大4月海外投资者净买入加拿大证券 -0.1亿加元,前值由-42.3亿加元修正为-42.1亿加元。
news flash· 2025-06-17 12:34
加拿大4月海外投资者净买入加拿大证券 -0.1亿加元,前值由-42.3亿加元修正为-42.1亿加元。 ...
远程股份: 国浩律师(上海)事务所关于远程电缆股份有限公司2024年度向特定对象发行A股股票之补充法律意见书(三)(修订稿)
Zheng Quan Zhi Xing· 2025-06-17 12:31
Core Viewpoint - The document outlines the legal opinions and updates regarding the issuance of A-shares by Yuan Cheng Cable Co., Ltd., addressing compliance with relevant laws and regulations, and the implications of past legal issues on the company's current operations and future prospects [2][3][25]. Group 1: Legal Compliance and Issuance - Yuan Cheng Cable Co., Ltd. has engaged Grandall Law Firm as a legal advisor for its 2024 A-share issuance to specific investors [1]. - The law firm has conducted thorough checks in accordance with the Company Law, Securities Law, and relevant regulations, issuing multiple legal opinions and reports regarding the A-share issuance [2][3]. - The latest legal opinion (Supplementary Legal Opinion III) addresses inquiries from the Shenzhen Stock Exchange and updates on previous legal documents [3][5]. Group 2: Past Legal Issues and Implications - The company faced penalties for failing to disclose external guarantees, related transactions, and significant lawsuits, resulting in a fine of 500,000 yuan and a warning to the former actual controller [6][26]. - The company asserts that the violations occurred between 2017 and 2019, and it has since made necessary disclosures, arguing that the statute of limitations for potential investor claims has expired [7][25]. - Currently, only one investor lawsuit has been filed, claiming damages of 221,842 yuan, with the company estimating potential maximum compensation exposure of 16.82 million yuan [8][25]. Group 3: Future Risks and Considerations - The company acknowledges the possibility of future lawsuits but maintains that the current legal framework suggests that past violations do not pose a significant risk to its operations or financial status [25][26]. - The law firm emphasizes that the company has complied with legal requirements and that the current management has no recent penalties or investigations against them [26][28]. - The document concludes that the company is positioned to proceed with its A-share issuance without significant legal hindrances, provided it continues to adhere to regulatory standards [25][30].
又一家被采取监管措施,暂停新增客户3个月
Zhong Guo Ji Jin Bao· 2025-06-17 09:50
Core Viewpoint - Hunan Jinzheng Investment Consulting Co., Ltd. has been ordered to rectify its operations and suspend new client acquisitions for three months due to regulatory violations [1][3]. Regulatory Issues - The company was found to have inadequate internal controls and compliance management, engaging in misleading marketing practices and promising investment returns [3]. - Employees not registered as securities investment advisors provided investment advice to clients, and some investment recommendations lacked reasonable justification and adequate risk warnings [3]. Regulatory Actions - The Hunan Securities Regulatory Bureau mandated Jinzheng to implement effective measures to rectify the identified issues and submit monthly reports during the rectification period [3]. - During the suspension, Jinzheng is prohibited from signing new clients, renewing contracts with existing clients, or conducting investment consulting under the guise of "investor education" [3]. Company Background - Founded in 1997, Jinzheng has a registered capital of 50 million yuan and employs over 400 staff, being one of the first approved securities investment consulting firms in China [4]. - The company’s main business includes investment advisory, asset management, and investment management services [4]. Industry Context - Several established investment consulting firms have faced similar regulatory actions recently, indicating a trend of increased scrutiny in the industry [4]. - As of March 2025, a total of 22 securities investment consulting firms have been subjected to client acquisition suspensions by regulatory authorities [5].
又一家被采取监管措施,暂停新增客户3个月
中国基金报· 2025-06-17 09:22
【导读】金证顾问被责令改正、暂停新增客户 3 个月 中国基金报记者 晨曦 经查,金证顾问存在以下问题:内部控制与合规管理不完善;投资咨询业务开展不规范,存 在不实、误导性营销宣传、承诺投资收益等情形;个别未在中国证券业协会注册登记为证券 投资顾问的员工向客户提供证券投资建议;部分投资建议未提供合理依据,且风险提示不到 位;未妥善处理客户投诉。 湖南证监局指出,上述行为违反了《证券、期货投资咨询管理暂行办法》《证券投资顾问业 务暂行规定》的相关规定。 基于此,湖南证监局决定对金证顾问采取责令改正并责令暂停新 增客户 3 个月的监管措施。 湖南证监局要求,金证顾问应采取有效措施对上述问题进行整改,整改期间需每月报送整改 报告。整改应严格落实《证券投资顾问业务暂行规定》的相关规定,切实提高合规管理水 平。 在暂停期间,金证顾问不得签约新客户,老客户服务期满不得续约,不得以 " 投资者教育 " 等名义变相开展投资咨询业务。暂停新增客户期满后,金证顾问应当向湖南证监局书面申 请,经验收完成后,方可新增客户。 官网显示,湖南金证投资咨询顾问有限公司于 1997 年创立,现有注册资本 5000 万元,员 工有 400 余人 ...
远景发起首单新能源持有型不动产ABS,总规模2.85亿元
news flash· 2025-06-17 07:16
6月17日,泰康资产-财通-远景新能源持有型不动产资产支持专项计划(下称专项计划)在上海证券交 易所成功发行,总规模2.85亿元。这是市场上首单以平价风电场为底层资产的持有型不动产资产支持证 券(ABS)。智通财经获悉,该专项计划的成功发行标志着风电资产证券化迈出关键一步,也为有绿色 电力和ESG需求的企业提供了创新解决方案等。 相较于"带补贴"的电站资产,上述专项计划能够避免绿色权益的"双重计算"问题,将更好满足企业ESG 合规、SBTi审计、CDP披露等绿色转型诉求。 上述专项计划的发起人为远景能源有限公司。远景能源表示,作为标准化"碳中和服务工具", 该专项 计划能够帮助核心企业拉动其一级至四级供应商共同参与绿电投资,实现供应链协同脱碳,加速全价值 链碳中和进程,真正满足其"变绿"的ESG需求。 ...
ROSEN, NATIONAL TRIAL LAWYERS, Encourages Rocket Pharmaceuticals, Inc. Investors to Secure Counsel Before Important Deadline in Securities Class Action – RCKT
GlobeNewswire News Room· 2025-06-16 22:15
Core Viewpoint - A class action lawsuit has been filed against Rocket Pharmaceuticals, Inc. for allegedly providing misleading information regarding the safety and clinical trial protocol of its product RP-A501, leading to inflated stock prices and subsequent investor losses [1][5]. Group 1: Lawsuit Details - The class action lawsuit pertains to securities purchased between February 27, 2025, and May 26, 2025 [1]. - The lawsuit claims that Rocket Pharmaceuticals made positive statements while concealing serious adverse events, including participant deaths, related to RP-A501 [5]. - The company allegedly amended the trial protocol without informing shareholders, which contributed to the misleading nature of the information provided [5]. Group 2: Investor Information - Investors who purchased Rocket Pharmaceuticals securities during the class period may be entitled to compensation without upfront costs through a contingency fee arrangement [2]. - Interested investors can join the class action by visiting the provided link or contacting the law firm directly [3][6]. - A lead plaintiff must be appointed by August 11, 2025, to represent the class in the lawsuit [1][3]. Group 3: Law Firm Credentials - The Rosen Law Firm has a strong track record in securities class actions, having achieved significant settlements, including the largest against a Chinese company at the time [4]. - The firm has consistently ranked highly in securities class action settlements and has recovered hundreds of millions for investors [4]. - In 2019, the firm secured over $438 million for investors, showcasing its capability in handling such cases [4].
Rocket Pharmaceuticals, Inc. Sued for Securities Law Violations – Investors Should Contact Levi & Korsinsky Before August 11, 2025 to Discuss Your Rights – RCKT
GlobeNewswire News Room· 2025-06-16 17:27
Core Viewpoint - Rocket Pharmaceuticals, Inc. is facing a class action securities lawsuit due to alleged securities fraud related to the safety and clinical trial protocol of its RP-A501 treatment, which resulted in a significant stock price decline after the FDA placed a clinical hold on the study [1][2]. Group 1: Lawsuit Details - The lawsuit aims to recover losses for investors affected by alleged securities fraud between February 27, 2025, and May 26, 2025 [1]. - Defendants allegedly made positive statements while concealing material adverse facts about RP-A501's safety, including the risk of Serious Adverse Events (SAEs) [2]. - Following the announcement of a clinical hold by the FDA due to a SAE, Rocket's stock price plummeted from $6.27 per share on May 23, 2025, to $2.33 per share on May 27, 2025, marking a decline of approximately 37% in one trading day [2]. Group 2: Next Steps for Investors - Investors who suffered losses during the relevant timeframe have until August 11, 2025, to request to be appointed as lead plaintiff, although participation in any recovery does not require this [3]. - Class members may be entitled to compensation without any out-of-pocket costs or fees [3]. Group 3: Firm Background - Levi & Korsinsky, LLP has a strong track record in securities litigation, having secured hundreds of millions of dollars for shareholders over the past 20 years [4]. - The firm has been recognized in ISS Securities Class Action Services' Top 50 Report for seven consecutive years as one of the leading securities litigation firms in the United States [4].
August 1, 2025 Deadline: Contact Levi & Korsinsky to Join Class Action Suit Against FTRE
GlobeNewswire News Room· 2025-06-16 17:19
NEW YORK, June 16, 2025 (GLOBE NEWSWIRE) -- Levi & Korsinsky, LLP notifies investors in Fortrea Holdings Inc. ("Fortrea Holdings Inc." or the "Company") (NASDAQ: FTRE) of a class action securities lawsuit. CLASS DEFINITION: The lawsuit seeks to recover losses on behalf of Fortrea Holdings Inc. investors who were adversely affected by alleged securities fraud between July 3, 2023 and February 28, 2025. Follow the link below to get more information and be contacted by a member of our team: https://zlk.com/psl ...
Investors in Ibotta, Inc. Should Contact Levi & Korsinsky Before June 16, 2025 to Discuss Your Rights – IBTA
GlobeNewswire News Room· 2025-06-16 17:17
Core Viewpoint - A class action securities lawsuit has been filed against Ibotta, Inc. due to alleged securities fraud related to its initial public offering on April 18, 2024 [1][2]. Group 1: Lawsuit Details - The lawsuit aims to recover losses for investors who purchased Ibotta securities and were negatively impacted by the alleged fraud [2]. - The complaint alleges that Ibotta failed to disclose the risks associated with its contract with The Kroger Co., specifically that the contract was at-will, allowing Kroger to terminate it without notice [3]. - Ibotta provided detailed information about its contract with Walmart but did not mention the at-will nature of the Kroger contract, misleading investors about the stability of its client relationships [3]. Group 2: Next Steps for Investors - Investors who suffered losses in Ibotta have until June 16, 2025, to request to be appointed as lead plaintiff in the lawsuit [4]. - Participation in the lawsuit does not require any out-of-pocket costs for class members, and they may be entitled to compensation [4]. Group 3: Law Firm Background - Levi & Korsinsky, LLP has a strong track record in securities litigation, having secured hundreds of millions of dollars for shareholders over the past 20 years [5]. - The firm has been recognized as one of the top securities litigation firms in the United States for seven consecutive years [5].
湖北推进水资源水工程资产化改革试点
Core Viewpoint - The Hubei Provincial Water Resources Department has issued a pilot plan for the asset reform of water resources and water engineering, aiming to transform water advantages into economic and ecological advantages through innovative measures [1][2]. Group 1: Reform Objectives - The plan focuses on "resource assetization, asset securitization, and financial leverage" as its main line, with a systematic layout of reform tasks [1]. - It aims to clarify the status of water resources, assets, and funds comprehensively, ensuring data authenticity and identifying resources that can be revitalized [1]. Group 2: Implementation Strategies - The plan includes six categories of 16 typical models for pilot projects, such as direct trading models based on water ecological product value realization and water rights trading, and green finance models like water loans and water-saving loans [2]. - A roadmap for reform is outlined, requiring local governments to develop implementation plans by July 10 and complete pilot tasks by November 30 [2]. Group 3: Management and Oversight - The Provincial Water Resources Department will establish a working group for the asset reform, providing case guidance, professional training, and work scheduling to ensure progress [2].