中国国际金融股份有限公司 关于厦门港务发展股份有限公司内幕信息知情人登记制度的 制定和执行情况的核查意见 中国国际金融股份有限公司（以下简称"独立财务顾问"或"中金公司"） 受厦门港务发展股份有限公司（以下简称"上市公司"或"公司"）委托，担任 本次上市公司发行股份及支付现金购买资产并募集配套资金（以下简称"本次交 易"）的独立财务顾问。中金公司作为本次交易的独立财务顾问，对上市公司内 幕信息知情人登记制度的制定和执行情况进行了核查，具体如下： 三、独立财务顾问核查意见 中金公司作为上市公司本次交易的独立财务顾问，认为： 一、公司内幕信息知情人登记制度的制定情况 信息知情人登记制度》，制定并公告了《厦门港务发展股份有限公司内幕信息知 情人登记管理制度》。 于修订 <厦门港务发展股份有限公司内幕信息知情人登记管理制度> 的议案》，修 订并公告了《厦门港务发展股份有限公司内幕信息知情人登记管理制度（修订 稿） 》。 于修订 <内幕信息知情人登记管理制度> 的议案》，修订并公告了《厦门港务发展 股份有限公司内幕信息知情人登记管理制度（修订稿）》。 二、公司内幕信息知情人登记制度的执行情况 上市公司与本次交易的相关方 ...

安徽鑫铂铝业股份有限公司 内幕信息知情人登记制度 安徽鑫铂铝业股份有限公司 内幕信息知情人登记制度 第一章 总则 第一条 为进一步规范安徽鑫铂铝业股份有限公司（以下简称"公司"） 内 幕信息管理，提高公司内幕信息知情人的法制、自律意识，防范内幕信息知情人 员滥用知情权进行内幕交易，促进公司及时、真实、准确、完整地披露信息，根 据《中华人民共和国证券法》（以下称"《证券法》"）、《上市公司信息披露管 理办法》《深圳证券交易所股票上市规则》《上市公司监管指引第 5 号——上市 公司内幕信息知情人登记管理制度》 《安徽鑫铂铝业股份有限公司章程》等规定， 特制定本制度。 第二条 适用范围 （一）公司董事、高级管理人员。 （二）公司各管理部门、子公司及负责人。 （三）其他知晓公司内幕信息的人员。 第三条 本制度所称内幕信息指涉及公司的经营、财务或者对公司证券市场 价格有重大影响的尚未公开的信息。 第四条 内幕信息知情人是指可以接触、获取内幕信息的公司内部和外部相 关人员，包括但不限于： （一）公司及其董事、高级管理人员；公司控股或者实际控制的企业及其董 事、高级管理人员；公司内部参与重大事项筹划、论证、决策等环节的人员 ...

Group 1 - The core viewpoint of the article is that Zhongyan Inner Mongolia Chemical Co., Ltd. has established and executed an insider information registrant system in compliance with relevant laws and regulations during its major asset restructuring project [1][2]. - The company has formulated the "Insider Information Registrant Management System" in accordance with the Securities Law of the People's Republic of China and other regulatory guidelines [1]. - During the transaction planning period, the company strictly adhered to the insider information registrant management system and implemented necessary confidentiality measures to limit the number of personnel aware of sensitive information [1][2]. Group 2 - The company ensured that all key participants signed documents confirming their involvement at critical points in the process, thereby maintaining compliance with confidentiality obligations [2]. - The legal advisor, Inner Mongolia Jadu Law Firm, concluded that Zhongyan Chemical has complied with relevant laws and regulations in establishing the insider information registrant system and has taken adequate measures to prevent information leakage during the transaction [2].

Core Viewpoint - Yunnan Copper Co., Ltd. is planning to acquire a 40% stake in Liangshan Mining Co., Ltd. from Yunnan Copper (Group) Co., Ltd. through a share issuance, while also raising matching funds by issuing shares to China Aluminum Corporation and China Copper Corporation [1] Group 1: Insider Information Management - The company has established an Insider Information Management System in accordance with relevant laws and regulations, including the Securities Law of the People's Republic of China and the Shenzhen Stock Exchange Listing Rules [1][3] - The system is designed to manage insider information and ensure compliance with legal requirements during the transaction process [3] Group 2: Execution of Insider Information Management - During the planning and execution of the transaction, the company implemented strict confidentiality measures, informing all parties involved to keep transaction-related information confidential until legal disclosure [2] - Access to sensitive information was limited to core participants registered as insider information holders, ensuring that only authorized personnel were aware of the details [2] - The company submitted necessary documentation, including a transaction progress memorandum and insider information holder registration forms, to the Shenzhen Stock Exchange [2] Group 3: Independent Financial Advisor's Opinion - The independent financial advisor, CITIC Construction Investment Securities, confirmed that the company's Insider Information Management System complies with relevant laws and regulations [3] - The advisor noted that the company has effectively managed the registration and reporting of insider information holders and has taken appropriate confidentiality measures [3]

Core Points - The article outlines the insider information management system of Suzhou Huazhi Jie Telecommunications Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations [1][2][10] Group 1: Insider Information Management - The board of directors is responsible for managing insider information, ensuring the accuracy and completeness of insider information registries, with the chairman as the primary responsible person [1][2] - The company secretary is tasked with overseeing the confidentiality of insider information and maintaining the registry of insider information personnel [1][2] - Insider information is defined as non-public information that significantly impacts the company's operations, finances, or securities prices [2][3] Group 2: Scope of Insider Information - Insider information includes major changes in business policies, significant investments, important contracts, major debts, and significant losses [2][3][4] - The scope also covers changes in shareholder structure, major lawsuits, and any criminal investigations involving the company or its executives [3][4] Group 3: Responsibilities of Insider Information Personnel - Individuals with access to insider information must maintain confidentiality and are prohibited from insider trading or leaking information [4][5] - The company must keep a detailed record of all individuals who have access to insider information, including their roles and the specifics of the information they received [6][8] Group 4: Compliance and Accountability - The company is required to document the process of significant events that may affect stock prices, including the timeline and involved personnel [7][8] - Violations of the insider information management system can lead to disciplinary actions, including fines and potential criminal charges [9][10]

Group 1 - The core opinion of the document is that Shanghai Weitai Industrial Automation Co., Ltd. has established and executed an insider information registrant system in compliance with relevant laws and regulations [2][5]. - The company adopted necessary and sufficient confidentiality measures during the planning and execution of a major asset acquisition and related party transaction [4][5]. - The insider information registrant system was initially approved by the board of directors on March 25, 2010, and has been updated in accordance with current laws and regulations [3][4]. Group 2 - The company has implemented strict confidentiality protocols, including limiting the number of individuals with access to sensitive information and requiring confidentiality agreements with involved parties [4][5]. - The company has maintained compliance with the Securities Law of the People's Republic of China and other relevant regulations throughout the transaction process [5]. - The company has documented the progress of significant matters and registered insider information registrants, submitting reports to the Shenzhen Stock Exchange as required [4][5].

Core Viewpoint - Shenzhen Yushun Electronics Co., Ltd. is undergoing a significant asset acquisition involving the purchase of 100% equity in three companies, with legal opinions provided by Beijing Guantao Law Firm to ensure compliance with relevant laws and regulations [1][2]. Group 1: Legal Framework and Compliance - The legal opinions are based on various laws including the Company Law of the People's Republic of China, the Securities Law, and regulations regarding major asset restructuring [1][2]. - The law firm has confirmed that all necessary original documents and statements have been provided by the parties involved, ensuring no concealment or significant omissions [2][3]. - The firm has committed to fulfilling its legal responsibilities and has conducted thorough verification of the legality and compliance of the transactions [2][3]. Group 2: Insider Information Management - The company has established an Insider Information Knowledge Person Registration System, which includes provisions for confidentiality and accountability [3][4]. - During the planning of the transaction, the company implemented measures to limit the dissemination of sensitive information and maintained a registry of individuals privy to insider information [3][4]. - The company has adhered to legal requirements regarding the disclosure of insider information and has ensured that all involved parties comply with confidentiality obligations [4].

Group 1 - The company plans to exchange its coal-related assets and liabilities for 8.55 million shares (57% stake) of Ganzhou Jinhui Magnetic Selection Technology Equipment Co., Ltd. held by Jiangxi Jiangtong Holdings Development Co., Ltd. The cash difference will be compensated by one party to the other [1][2] - The company has established an insider information registrant management system in accordance with the Securities Law of the People's Republic of China and relevant regulations [1] - The company has registered the insiders involved in the transaction and reported the list to the Shanghai Stock Exchange in a timely manner [1][2] Group 2 - The company has created a memorandum documenting the transaction's progress, including stages, timelines, participating institutions, and personnel, which has been filed with the Shanghai Stock Exchange [2] - The independent financial advisor has verified that the company's insider information management system complies with relevant laws and regulations [2]

Group 1 - The company plans to sell 100% equity of three subsidiaries to Jiangxi Raoxin New Energy Materials Co., Ltd. for cash [1] - The independent financial advisor conducted a review of the insider information registrant system established by the company [1][2] - The company has implemented necessary confidentiality measures and strictly controlled the personnel involved in the transaction [1][2] Group 2 - The independent financial advisor confirmed that the company adhered to relevant laws and regulations regarding the insider information registrant system [2] - The company signed confidentiality agreements with intermediary institutions to ensure the protection of sensitive information [2] - A memorandum documenting key milestones and participant details during the transaction process was maintained and signed by relevant personnel [2]

Group 1 - The law firm Grandway Law Offices has been appointed as a special legal advisor for the restructuring of DreamNet Cloud Technology Group Co., Ltd. [1][2] - The restructuring involves the acquisition of 100% equity of Hangzhou Bicheng Digital Technology Co., Ltd. through the issuance of shares and cash payment [1][2] - The law firm has issued a special verification opinion regarding the establishment and execution of the insider information registrant system of the company [2][3] Group 2 - DreamNet has established and revised its insider information registrant system in accordance with relevant laws and regulations [3][4] - The company has informed insider information registrants of their confidentiality obligations and responsibilities, prohibiting the disclosure of insider information before legal disclosure [4] - Necessary confidentiality measures have been taken to prevent insider information leakage, and the company has complied with relevant legal and regulatory requirements during the restructuring process [4][5]