限售股上市流通
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胜通能源约2.12亿股限售股将于9月8日上市流通
Zhi Tong Cai Jing· 2025-09-04 08:43
Group 1 - The company, Victory Energy (001331.SZ), announced the lifting of restrictions on shares that were issued prior to its initial public offering [1] - A total of 7 shareholders will have their shares released, amounting to approximately 212 million shares, which represents 75% of the company's current total share capital [1] - The shares will be available for trading starting from September 8, 2025 [1]
嘉华股份: 国泰海通证券股份有限公司关于山东嘉华生物科技股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-09-03 16:18
Core Viewpoint - The report outlines the verification opinions of Guotai Junan Securities Co., Ltd. regarding the listing and circulation of restricted shares from the initial public offering (IPO) of Shandong Jiahua Biotechnology Co., Ltd. The restricted shares, totaling 71,471,328 shares, will be released for trading on September 9, 2025, after a 36-month lock-up period [1][2]. Summary by Sections 1. Type of Restricted Shares - The restricted shares being listed are part of the company's IPO, which involved the issuance of 41,140,000 shares, approved by the China Securities Regulatory Commission on August 15, 2022. The total share capital of the company increased to 164,550,000 shares, with 123,410,000 shares under restrictions and 41,140,000 shares unrestricted [1]. 2. Changes in Share Capital - Since the IPO, there have been no changes in the company's share capital, with no additional share issuance or capital increases [2]. 3. Commitments Related to Restricted Shares - Certain shareholders have committed not to transfer or manage their shares for 36 months post-IPO. After the lock-up period, they can only reduce their holdings under specific conditions, including maintaining a minimum selling price [3][4]. 4. Shareholder Compliance - As of the date of the verification opinion, all shareholders have adhered to their commitments, and there are no instances of non-compliance affecting the listing of restricted shares [5]. 5. Listing and Circulation Arrangement - The total number of restricted shares to be listed is 71,471,328, representing 43.43% of the company's total share capital. The listing date is set for September 9, 2025 [2][6]. 6. Changes in Share Structure - Prior to the listing, the number of restricted shares was 71,471,328, which will be reduced to zero post-listing. The unrestricted shares will increase by the same amount, maintaining the total share capital at 164,550,000 shares [5]. 7. Verification Opinion - The sponsor institution confirms that the listing of restricted shares complies with relevant regulations and that the company's disclosures regarding this matter are accurate and complete [6].
高凌信息: 长城证券股份有限公司关于珠海高凌信息科技股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-09-03 10:16
Core Viewpoint - The report outlines the verification opinions of Changcheng Securities regarding the listing and circulation of restricted shares for Zhuhai Gaoling Information Technology Co., Ltd. (Gaoling Information) following its initial public offering (IPO) on the Sci-Tech Innovation Board [1][2]. Group 1: Restricted Shares Details - The restricted shares being listed are part of the company's initial public offering, totaling 56,000,000 shares, which represents 43.30% of the company's total share capital [2][5]. - The restricted shares will become tradable starting from September 15, 2025 [2][5]. - The total number of shares after the recent changes is 129,317,000, following a capital increase and share buyback [2][5]. Group 2: Shareholder Commitments - The controlling shareholder, Zhuhai Gaoling Technology Investment Co., Ltd., and the actual controller, Hu Yunlin, have committed not to transfer or manage their shares for 36 months post-listing [3][4]. - If the stock price falls below the issue price for 20 consecutive trading days within the first six months, the lock-up period will be extended by an additional six months [3][4]. - The commitments are irrevocable and will not be affected by changes in the individual's position or departure from the company [5]. Group 3: Financial and Compliance Status - There are no instances of fund occupation by the controlling shareholder or related parties [5]. - Changcheng Securities has verified that the listing of the restricted shares complies with relevant laws and regulations, and the information disclosed by Gaoling Information is accurate and complete [6].
嘉华股份约7147.13万股限售股将于9月9日起上市流通
Zhi Tong Cai Jing· 2025-09-03 10:13
Core Viewpoint - Jia Hua Co., Ltd. (603182.SH) announced the release of restricted shares from its initial public offering, involving a total of approximately 71.47 million shares, which accounts for 43.43% of the company's total share capital [1] Summary by Relevant Categories Shareholder Information - The restricted shares involve a total of 11 shareholders [1] - The lock-up period for these shareholders is set for 36 months from the date of the stock listing [1] Future Trading - The restricted shares will become tradable starting from September 9, 2025 [1]
华大智造: 中信证券股份有限公司关于深圳华大智造科技股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-09-01 16:18
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of restricted shares for Shenzhen BGI Intelligent Manufacturing Technology Co., Ltd. (BGI Intelligent) following its initial public offering (IPO) on the STAR Market [1][2]. Summary by Sections 1. Type of Restricted Shares for Listing - The restricted shares being listed are part of the shares held by pre-IPO shareholders, totaling 200,177,511 shares, which accounts for 48.06% of the company's total share capital [2][12]. - The lock-up period for these shares is 36 months, expiring on September 9, 2025 [2]. 2. Changes in Share Capital Since Formation of Restricted Shares - After the IPO, the total share capital of the company was 413,110,000 shares [2]. - Following the exercise of stock options in October 2022, May 2023, and October 2024, the total share capital increased to 416,516,155 shares [3]. 3. Commitments Related to Restricted Shares - Shareholders have made commitments regarding the lock-up and reduction of their holdings, including a commitment not to transfer or manage their shares for 36 months post-IPO [4][5]. - In the event of a reduction in holdings after the lock-up period, the reduction must not exceed 2% of the total shares held in the fourth and fifth fiscal years after the IPO [6][7]. 4. Verification of Compliance - The report confirms that all shareholders holding restricted shares have adhered to their commitments made during the IPO process [11]. - The verification by CITIC Securities indicates that the listing and circulation of restricted shares comply with relevant laws and regulations [12].
振华风光: 中信证券股份有限公司关于贵州振华风光半导体股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-18 16:33
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of restricted shares from the initial public offering (IPO) of Guizhou Zhenhua Wind Power Semiconductor Co., Ltd. on the Sci-Tech Innovation Board, confirming compliance with relevant regulations and commitments made by shareholders [1][13]. Summary by Sections 1. Type of Restricted Shares - The restricted shares being listed for circulation are part of the company's IPO, with a total of 50,000,000 shares issued, resulting in a total share capital of 200,000,000 shares. Among these, 157,219,262 shares are restricted and 42,780,738 shares are unrestricted [1][2]. 2. Changes in Share Capital - Since the formation of the restricted shares, there have been no changes in the company's share capital due to profit distribution or capital reserve transfers [2]. 3. Commitments Related to Restricted Shares - Shareholders have made specific commitments regarding the circulation and reduction of shares post-IPO, including a six-month lock-up period that may extend if the closing price falls below the issue price [3][4]. - If any income is gained from not fulfilling these commitments, it must be returned to the issuer within five days [3][12]. 4. Verification of Shareholder Commitments - As of the date of the verification opinion, all shareholders have adhered to their commitments, and there are no issues affecting the listing of the restricted shares [12][13]. 5. Listing Details of Restricted Shares - A total of 86,082,358 restricted shares will be listed for circulation, representing 43.0412% of the company's total share capital. The circulation date is set for August 26, 2025, with a lock-up period of 36 months from the IPO date [13][15].
帝奥微: 中信建投证券股份有限公司关于江苏帝奥微电子股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-14 16:38
Core Viewpoint - The report outlines the verification opinions of CITIC Construction Investment Securities Co., Ltd. regarding the listing and circulation of restricted shares for Jiangsu DiAo Microelectronics Co., Ltd. after its initial public offering on the Sci-Tech Innovation Board [1][5]. Group 1: Restricted Shares Listing - The restricted shares being listed for circulation are part of the initial public offering, with a lock-up period of 36 months from the date of listing [2]. - A total of 8,000,000 shares will be listed for circulation, representing 3.23% of the company's total share capital, with 4 shareholders involved [2]. - The listing date for these restricted shares is set for August 25, 2025, due to August 23 being a non-trading day [2]. Group 2: Changes in Share Capital - The company has conducted share buybacks using excess funds, with a total of 4,699,148 shares repurchased and subsequently canceled as of October 16, 2024 [2]. - An additional buyback plan was approved, allowing for the repurchase of up to 20 million yuan worth of shares, with a maximum price of 41.68 yuan per share [2]. - The company completed another buyback of 7,265,852 shares by February 20, 2024, and adjusted the purpose of some shares for cancellation rather than employee stock plans [2]. Group 3: Shareholder Commitments - Shareholders of the restricted shares have made commitments regarding the lock-up of their shares, ensuring no transfer or management delegation for 36 months post-listing [3][4]. - The shareholders are liable for any losses incurred by the company or other stakeholders if they fail to adhere to these commitments [4]. - As of the date of the verification opinion, all shareholders have complied with their commitments, allowing for the listing of the restricted shares [4]. Group 4: Verification Opinions - The sponsor institution confirms that the listing and circulation of the restricted shares comply with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [5]. - The institution has no objections to the matters related to the listing of the restricted shares [5].
新奥股份: 新奥股份关于非公开发行限售股上市流通公告
Zheng Quan Zhi Xing· 2025-08-12 10:16
Core Viewpoint - The announcement details the upcoming public listing of 252,808,988 shares from a non-public offering by Xin'ao Natural Gas Co., Ltd., which will be available for trading starting August 18, 2025 [1][4]. Summary by Sections 1. Type of Restricted Shares Listing - The shares being listed are from a non-public issuance aimed at purchasing assets, specifically 90% of the equity in Xin'ao (Zhoushan) Liquefied Natural Gas Co., Ltd. [1][2]. - The shares were issued to Xin'ao Technology Development Co., Ltd. for 45% of the equity, while cash payments were made to Xin'ao Technology, Xin'ao Group, and Xin'ao Holdings for the remaining 25%, 15%, and 5% respectively [1]. 2. Approval and Registration - The China Securities Regulatory Commission approved the issuance on July 29, 2022, allowing the company to issue shares to Xin'ao Technology for asset acquisition [2]. - The new shares were registered on August 16, 2022, and are subject to a 36-month lock-up period [2][3]. 3. Changes in Share Capital - The total number of restricted shares is 252,808,988, and there have been no changes in this number due to stock dividends or capital increases since their formation [3]. 4. Commitments Related to Restricted Shares - Xin'ao Technology has committed to not transferring the shares obtained from this transaction for 36 months post-issuance, with specific conditions for extending this lock-up period if stock prices fall below the issuance price [3][4]. 5. Current Status of Commitments - As of the announcement date, Xin'ao Technology has adhered to its commitments, ensuring no issues affecting the listing of the restricted shares [4]. 6. Financial Advisor's Review - Independent financial advisors confirmed that the release of restricted shares complies with relevant laws and regulations, and there are no objections to the listing of these shares [4][6]. 7. Listing Details - The total number of shares to be listed is 252,808,988, with the listing date set for August 18, 2025 [4][5]. 8. Share Capital Structure Changes - The share capital structure will reflect a decrease in restricted shares from 276,529,005 to 23,720,017, while unrestricted shares will increase from 2,820,558,602 to 3,073,367,590, maintaining a total of 3,097,087,607 shares [5]. 9. Future Plans - The company plans to privatize Xin'ao Energy Holdings Limited and subsequently list it on the Hong Kong Stock Exchange to enhance market competitiveness [5][6].
北京浩瀚深度信息技术股份有限公司首次公开发行限售股上市流通公告
Shang Hai Zheng Quan Bao· 2025-08-08 19:19
Core Points - The company, Beijing Haohan Depth Information Technology Co., Ltd., is set to list 10,808,518 shares of restricted stock for public trading on August 18, 2025, following its initial public offering [2][4][24] - The total number of shares listed for trading represents 6.83% of the company's total share capital [23][24] - Due to the company's stock price being below the issuance price for 20 consecutive trading days within six months post-listing, the lock-up period for certain shareholders has been automatically extended by six months until February 18, 2026 [4][25] Summary by Sections 1. Listing Details - The stock listing type is for the first issuance of restricted shares, with a total of 10,808,518 shares to be listed [2][3] - The shares will be available for trading starting from August 18, 2025 [4][24] 2. Shareholder Lock-up Commitments - The lock-up period for 2,979,737 shares held by certain shareholders has been extended due to the stock price condition [4][25] - The shareholders involved include Zhang Yue, Lei Zhenming, Liu Fang (who has left the company), Wang Hongli, and Jiao Xiangjing [4][25] 3. Share Capital Changes - Following the initial public offering, the company's total share capital increased from 157,146,667 shares to 158,346,667 shares due to a stock incentive plan [7] - The total number of restricted shares listed for trading is part of the initial public offering, with one shareholder, Beijing Zhicheng Guangyi Investment Management Center, holding these shares [6][7] 4. Compliance and Verification - The underwriting institution has confirmed that the shareholders have adhered to their respective lock-up commitments, and the listing of restricted shares complies with relevant laws and regulations [22]
路维光电: 国信证券股份有限公司关于深圳市路维光电股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-08 16:23
Core Viewpoint - The report outlines the verification opinion of Guosen Securities regarding the listing and circulation of part of the restricted shares of Shenzhen Luwei Optoelectronics Co., Ltd. after its initial public offering on the Sci-Tech Innovation Board [1][15]. Group 1: Restricted Shares Details - The restricted shares being listed for circulation are part of the company's initial public offering, totaling 77,621,400 shares, which accounts for 40.15% of the company's total share capital. The lock-up period is set for 36 months from the date of the company's IPO, with circulation starting on August 18, 2025 [2][14]. - The company’s total share capital was 133,333,600 shares as of December 31, 2022, which increased to 193,333,720 shares after a capital increase of 60,000,120 shares [2][14]. Group 2: Shareholder Commitments - The four shareholders holding the restricted shares have committed not to transfer or entrust the management of their shares for 36 months post-IPO. If the closing price falls below the issue price at the end of the six-month period after listing, the lock-up period will automatically extend for another six months [3][4]. - Shareholders are also required to comply with relevant regulations regarding share reduction and must return any gains from violations of these commitments to the company [6][9]. Group 3: Verification and Compliance - Guosen Securities has verified that all shareholders have adhered to their commitments regarding the restricted shares, and the listing and circulation of these shares comply with relevant laws and regulations [14][15].