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华虹公司: 国泰海通证券股份有限公司关于华虹半导体有限公司首次公开发行部分战略配售限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-30 16:25
国泰海通证券股份有限公司 关于华虹半导体有限公司 首次公开发行部分战略配售限售股上市流通的核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 华虹半导体有限公司(以下简称"华虹公司"或"公司")首次公开发行人民币 普通股(A股)股票并在科创板上市及持续督导的保荐机构,根据《证券发行上市 保荐业务管理办法》《上海证券交易所科创板股票上市规则》《上海证券交易所 科创板上市公司自律监管指引第1号——规范运作》等法律法规的相关规定,对华 虹公司首次公开发行A股部分战略配售限售股上市流通事项进行了核查,核查情况 及核查意见如下: 一、本次上市流通股的限售股类型 除上述承诺外,本次申请上市流通的限售股股东无其他特别承诺。截至本核 查意见出具日,本次申请上市的限售股股东不存在相关承诺未履行而影响本次限 售股上市流通的情况。 四、本次限售股上市流通情况 (一)本次上市流通的限售股总数为16,310,000股。本次上市流通的限售股均 为首次公开发行战略配售限售股份,限售期为自公司A股股票上市之日起24个月。 经公司确认,上市流通数量为该限售期的全部战略配售股份数量。 根据中国证券监督管理委员会于202 ...
中微半导: 中信证券股份有限公司关于中微半导体(深圳)股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-28 16:27
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of restricted shares for Zhongwei Semiconductor (Shenzhen) Co., Ltd., which will occur after the expiration of the lock-up period on August 5, 2025 [1][2]. Summary by Sections 1. Type of Restricted Shares - The restricted shares being listed are part of the initial public offering (IPO) with a total of 63,000,000 shares issued at a price of 30.86 RMB per share, resulting in a total share capital of 400,365,000 shares. The restricted shares account for 346,424,749 shares (86.53% of total shares), while unrestricted shares are 53,940,251 shares (13.47% of total shares) [1]. 2. Lock-up Period and Shareholder Information - The lock-up period for the restricted shares is 36 months from the date of listing, with a total of 5 shareholders holding 21,285,000 shares, which represents 5.32% of the total share capital. The lock-up period will end on August 5, 2025 [2]. 3. Changes in Share Capital - There have been no changes in the company's share capital since the formation of the restricted shares [2]. 4. Commitments Related to Restricted Shares - Shareholders have committed not to transfer or manage the restricted shares for 36 months post-listing. They also agreed to comply with regulations regarding the reduction of shares, limiting sales to 1% of total shares in any 90-day period for regular trading and 2% for block trades [3][4]. 5. Listing Details of Restricted Shares - The total number of restricted shares to be listed is 21,285,000, with the listing date set for August 5, 2025 [4][6]. 6. Verification Opinion - CITIC Securities confirms that the shareholders have adhered to their commitments regarding the restricted shares, and the listing complies with relevant laws and regulations [6].
盛邦安全: 首次公开发行部分限售股上市流通公告
Zheng Quan Zhi Xing· 2025-07-18 10:19
Key Points - The company, Yuanjiang Shengbang Security Technology Group Co., Ltd., is set to list 944,000 shares as part of its initial public offering (IPO) strategic placement, with a lock-up period of 24 months [1][2] - The shares will become tradable on July 28, 2025, marking the end of the lock-up period [1][3] - The total share capital of the company is 75.399 million shares, with 59,622,753 shares subject to lock-up and 15,776,247 shares freely tradable [1][2] - The strategic placement shares represent 1.2520% of the company's total share capital [2][3] - The shareholder involved in this strategic placement is Guotai Junan Zhenyu Investment Co., Ltd., which has committed to a 24-month lock-up period starting from the IPO date [2][4] - The company has not experienced any changes in share capital due to profit distribution or other factors since the formation of the lock-up shares [2][3] - The sponsor has confirmed that the company has adhered to all commitments made during the IPO process, and the listing of the lock-up shares complies with relevant regulations [4]
威迈斯: 东方证券股份有限公司关于深圳威迈斯新能源(集团)股份有限公司首次公开发行部分战略配售限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-17 16:22
Core Viewpoint - The report outlines the verification opinions of Dongfang Securities regarding the listing and circulation of strategic placement restricted shares of Shenzhen Weimais New Energy (Group) Co., Ltd. after its initial public offering on the Sci-Tech Innovation Board. Group 1: Listing and Circulation of Restricted Shares - The restricted shares being listed for circulation are part of the strategic placement from the company's initial public offering, with a total of 1,268,767 shares, accounting for 0.30% of the company's total share capital [2][3]. - The lock-up period for these restricted shares is set for 24 months from the date of the company's public offering, with circulation commencing on July 28, 2025 [2][3]. Group 2: Changes in Share Capital - Since the formation of the restricted shares from the initial public offering, there have been no changes in the company's share capital due to profit distribution or capital reserve transfers [2]. Group 3: Commitments and Compliance - The restricted shares are subject to commitments outlined in the company's prospectus, with Shanghai Dongfang Securities Innovation Investment Co., Ltd. committing to a lock-up period of 24 months from the public offering date [2][3]. - The shareholder has adhered to the commitments without any violations, and any share reductions will comply with the relevant regulations from the China Securities Regulatory Commission and the Shanghai Stock Exchange [3]. Group 4: Verification Opinions - The sponsor, Dongfang Securities, confirms that the shareholder has strictly fulfilled the share lock-up commitments, and the listing and circulation of the restricted shares comply with relevant laws and regulations [4].
惠通科技: 关于首次公开发行网下配售限售股上市流通的提示性公告
Zheng Quan Zhi Xing· 2025-07-17 11:11
Group 1 - The core point of the announcement is the lifting of the lock-up period for 1,635,894 shares, which represents 1.16% of the company's total share capital, allowing these shares to be traded after a 6-month lock-up period starting from the company's IPO date [1][2]. - The company has received approval from the China Securities Regulatory Commission for its initial public offering (IPO) of 35,120,000 shares, which will be listed on the Shenzhen Stock Exchange on January 15, 2025 [2]. - After the IPO, the total share capital of the company will be 140,480,000 shares, with 110,507,894 shares (78.66%) subject to trading restrictions and 29,972,106 shares (21.34%) freely tradable [2][3]. Group 2 - The shareholders of the lock-up shares have adhered to their commitments, with no violations reported regarding the use of company funds or guarantees [3]. - The structure of the company's share capital will change after the lifting of the lock-up, with the number of restricted shares decreasing from 110,507,894 to 108,872,000, representing 77.50% of the total share capital [5]. - The sponsor, Shenwan Hongyuan Securities, has confirmed that the shareholders complied with their commitments during the IPO process, and the lifting of the lock-up aligns with relevant regulations [5][6].
光格科技: 中信证券股份有限公司关于苏州光格科技股份有限公司首次公开发行战略配售限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-16 09:22
Core Viewpoint - The report outlines the verification opinion of CITIC Securities regarding the listing and circulation of strategic placement restricted shares for Suzhou Guangge Technology Co., Ltd. after its initial public offering (IPO) on the Sci-Tech Innovation Board [1] Group 1: Listing and Circulation of Restricted Shares - The restricted shares being listed for circulation are part of the strategic placement from the company's IPO, with a total of 753,437 shares, representing 1.14% of the company's total share capital [1][3] - The shares will become tradable starting from July 24, 2025, after a lock-up period of 24 months from the IPO date [1][3] - The total number of shares issued during the IPO was 16.5 million, with 77.58% being restricted shares and 22.42% being unrestricted shares [1] Group 2: Changes in Share Capital - Since the formation of the restricted shares, there have been no changes in the company's share capital due to profit distribution or capital reserve transfers [2] Group 3: Commitments Related to Restricted Shares - CITIC Investment, the sole shareholder of the restricted shares, has committed to holding the shares for 24 months and will comply with regulations regarding share reduction after the lock-up period [2] - The shareholder has also pledged not to use the shares to influence the company's normal operations or seek control during the lock-up period [2] Group 4: Verification Opinion - CITIC Securities confirms that the shareholder has adhered to all commitments made during the IPO process, and the listing and circulation of the restricted shares comply with relevant laws and regulations [4]
希荻微: 民生证券股份有限公司关于希荻微电子集团股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-13 08:12
Core Viewpoint - The company, Xidi Microelectronics Group Co., Ltd., is set to release 162,674,857 restricted shares for trading on July 21, 2025, which represents 39.65% of its total share capital [1][4][12]. Group 1: Restricted Shares Details - The restricted shares were part of the company's initial public offering (IPO) and were originally subject to a 36-month lock-up period, which has been extended by an additional 6 months for certain shareholders [1][4]. - The total share capital of the company has increased from 400,010,000 shares to 410,319,336 shares due to various stock option plans and other adjustments [2][4]. - The shareholders holding the restricted shares include four individuals, with the largest portion held by Foshan Xunhe Enterprise Consulting Management Partnership [1][11]. Group 2: Shareholder Commitments - Shareholders have made commitments regarding the transfer and management of their shares, including a prohibition on transferring shares for 36 months post-IPO and conditions for extending the lock-up period based on stock performance [5][6][10]. - Specific commitments include not reducing holdings before the company achieves profitability and adhering to regulations regarding share transfers after the lock-up period [6][8][10]. - The commitments are designed to stabilize the company's stock price and ensure compliance with regulatory requirements [7][9]. Group 3: Regulatory Compliance - The underwriting institution, Minsheng Securities, has confirmed that the release of the restricted shares complies with relevant laws and regulations, including the Shanghai Stock Exchange's rules for companies listed on the Sci-Tech Innovation Board [1][4][12]. - The company has ensured that all shareholders have adhered to their commitments, and there are no outstanding issues that would affect the release of the restricted shares [12].
希荻微: 希荻微首次公开发行部分限售股上市流通的公告
Zheng Quan Zhi Xing· 2025-07-13 08:12
Core Viewpoint - The announcement details the upcoming listing and circulation of 162,674,857 restricted shares of Xidi Microelectronics, which will be available for trading starting July 21, 2025, following the expiration of the lock-up period [1][2]. Group 1: Listing Details - The total number of shares to be listed is 162,674,857, representing 39.65% of the company's total share capital [2][11]. - The original lock-up period for these shares was 36 months from the initial public offering, which was extended by 6 months due to certain commitments made by shareholders [2][12]. - The shares were initially part of a public offering of 40,010,000 shares, with a total share capital of 400,010,000 shares post-IPO [2][4]. Group 2: Shareholder Commitments - Major shareholders, including Dai Zuyu and Tang Ya, have committed not to transfer or manage their shares for 36 months post-IPO, with automatic extensions under certain conditions [6][10]. - The commitments include restrictions on share sales until the company achieves profitability and stipulations regarding share transfers in the event of significant legal issues [5][9]. Group 3: Changes in Share Capital - Following the issuance of restricted shares, the company's total share capital has increased to 410,319,336 shares due to stock option plans and other equity incentives [4][3]. - The company has also seen changes in share capital due to stock option exercises and the cancellation of repurchased shares [3][4]. Group 4: Regulatory Compliance - The underwriting institutions have confirmed that the listing of the restricted shares complies with relevant regulations and that all commitments made by shareholders have been adhered to [10][11].
航材股份: 中信证券股份有限公司关于北京航空材料研究院股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-11 09:27
Group 1 - The core viewpoint of the article is the verification opinion from CITIC Securities regarding the listing and circulation of restricted shares for Beijing Aeronautical Materials Research Institute Co., Ltd. [1][3] - The restricted shares being listed for circulation are part of the strategic placement from the company's initial public offering (IPO), totaling 1,800,000 shares, which represents 0.40% of the company's total share capital [2][3] - The restricted shares will be available for circulation on July 21, 2025, after a 24-month lock-up period [2][3] Group 2 - The total number of shares after the IPO is 450,000,000, with 381,893,459 shares under restrictions and 68,106,541 shares unrestricted [1][2] - CITIC Securities Investment Co., Ltd. is the sole shareholder of the restricted shares, and it has committed to not transferring these shares during the lock-up period [2][3] - The verification by the sponsor indicates that all commitments made by the shareholders regarding the restricted shares have been strictly adhered to, and the information disclosure related to the listing is accurate and complete [2][3]
精智达: 中信建投证券股份有限公司关于深圳精智达技术股份有限公司首次公开发行部分限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-07-10 11:12
Group 1 - The core viewpoint of the article is that the company Shenzhen Jingzhida Technology Co., Ltd. is set to have a portion of its restricted shares listed for trading, following the expiration of the lock-up period [1][4] - The restricted shares to be listed amount to 940,118 shares, which represents 1.0000% of the company's total share capital [2][3] - The lock-up period for these shares will end on July 18, 2025, allowing for their trading on the market [3][4] Group 2 - The shares in question are part of the company's initial public offering (IPO) and strategic placement, with no changes in the company's share capital since the formation of these restricted shares [2] - The shareholder, CITIC Securities Investment Co., Ltd., has committed to holding the shares for 24 months from the date of the IPO, adhering to relevant regulations regarding share reduction after the lock-up period [2][3] - The sponsor institution, CITIC Securities, has confirmed that the shareholder has complied with the lock-up commitments, and the listing of these restricted shares aligns with applicable laws and regulations [4]