向特定对象发行股票
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宏达股份: 北京中银律师事务所关于四川宏达股份有限公司向特定对象发行股票的补充法律意见书(一)(修订稿)
Zheng Quan Zhi Xing· 2025-05-09 10:17
Core Viewpoint - The supplementary legal opinion outlines the compliance of Sichuan Hongda Co., Ltd.'s stock issuance to specific targets, particularly focusing on the shareholding structure and the use of raised funds for debt repayment and working capital replenishment [1][2][3]. Group 1: Stock Issuance and Shareholding - The stock issuance is directed towards the controlling shareholder, Shudao Group, which will increase its shareholding from 31.31% to 47.16% post-issuance [3][4]. - Shudao Group has committed to a lock-up period of 36 months for the newly acquired shares, complying with relevant regulations [5][6]. - The lock-up period for shares held prior to the issuance is set at 18 months, also meeting regulatory requirements [7]. Group 2: Fund Utilization - The raised funds amounting to approximately 1.505 billion yuan (150,541.69 million) are intended for repaying debts related to Jinding Zinc Industry, which is linked to the company's original main business [10][12]. - The debts from Jinding Zinc Industry arose from a court ruling confirming the invalidity of the company's 60% equity stake in Jinding Zinc, resulting in a repayment obligation of approximately 637.39 million yuan [8][10]. - The funds will also be used to alleviate the financial burden on the company, which has a high debt ratio of 82.87% as of the reporting period [11][12]. Group 3: Legal Compliance and Risk Management - The legal opinion confirms that the stock issuance and the associated lock-up periods comply with the Securities Law and relevant regulations [13][24]. - The company has resolved all debts related to the Jinding Zinc contract dispute, and the previously frozen assets are no longer subject to disposal or sale, having been released from restrictions [22][24]. - The company has successfully claimed its rights in the bankruptcy proceedings of Hongda Group, confirming no other debt disputes exist [15][24].
正帆科技: 国泰海通证券股份有限公司关于上海正帆科技股份有限公司以简易程序向特定对象发行股票并上市之保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 10:17
Core Points - Shanghai Zhengfan Technology Co., Ltd. issued 9,437,854 shares at a price of RMB 19.39 per share, raising a total of RMB 182,999,989.06, with net proceeds after expenses being undisclosed [1] - The underwriting and continuous supervision of the stock issuance is handled by Guotai Junan Securities Co., Ltd. and later by Haitong Securities Co., Ltd. until December 31, 2024 [1][2] - The company has a registered capital of RMB 283.606254 million and is listed on the Shanghai Stock Exchange with the stock code 688596.SH [2] Summary of Underwriting Work - The underwriting institution is responsible for ensuring compliance with regulations and monitoring the company's governance and internal control systems [3] - The issuer has cooperated well with the underwriting institution, providing timely communication and necessary documentation for effective supervision [3][4] - The issuer's fundraising has been stored in a dedicated account and used according to legal requirements, with no violations reported [4] Evaluation of Securities Service Institutions - The securities service institutions engaged by the issuer have complied with legal requirements and provided timely professional reports and advice during the continuous supervision phase [4] Conclusion on Information Disclosure - The underwriting institution has reviewed the issuer's information disclosure documents and confirmed compliance with relevant regulations, ensuring that all disclosures are accurate and timely [4] Use of Raised Funds - The underwriting institution has audited the use of raised funds, confirming that they have been stored and used in accordance with regulations, with no violations noted [4]
上海雅仕: 北京市中伦律师事务所关于上海雅仕投资发展股份有限公司向特定对象发行股票的补充法律意见书(二)
Zheng Quan Zhi Xing· 2025-05-09 09:46
Core Viewpoint - The supplementary legal opinion letter regarding Shanghai Yashi Investment Development Co., Ltd. outlines the company's compliance with legal requirements for issuing A-shares to specific investors, confirming the validity of approvals and the company's qualifications for the issuance [2][4][12]. Group 1: Issuance Approval and Authorization - The company has obtained necessary approvals and authorization documents for the issuance, which remain valid as of the date of the supplementary legal opinion [6][12]. - The issuance requires further approval from the Shanghai Stock Exchange and registration consent from the China Securities Regulatory Commission [6][12]. Group 2: Issuance Qualifications - The company is a legally established and compliant listed company, with no significant asset restructuring during the reporting period [6][12]. - The company meets the substantive conditions for issuance as stipulated in the Company Law, Securities Law, and relevant management regulations [12][13]. Group 3: Issuance Conditions - The shares to be issued are ordinary shares with a par value of 1.00 yuan per share, priced at 8.95 yuan per share, which is not less than 80% of the average trading price over the previous 20 trading days [7][11]. - The issuance complies with the conditions set forth in the Securities Law and Management Measures, ensuring no public solicitation or advertising is involved [7][11]. Group 4: Use of Proceeds - The proceeds from the issuance will be used to supplement working capital and repay bank loans, aligning with national industrial policies and legal regulations [10][11]. - The company will not engage in new competition or related transactions with its controlling shareholder or other controlled enterprises as a result of this issuance [10][11]. Group 5: Company Independence - The company maintains independence in its operations, assets, personnel, and financials from its controlling shareholder and other related enterprises [12][13]. - There are no significant related transactions that would affect the company's independence or fairness [12][13]. Group 6: Shareholder Information - The top ten shareholders include Hubei Guomao and Yashi Group, with no changes in the controlling shareholder or actual controller during the supplementary review period [13][14]. - There are no share pledges or freezes reported for shareholders holding more than 5% of the company's shares, except for Yashi Group [13][14].
东珠生态: 东珠生态环保股份有限公司2024年年度股东大会会议资料
Zheng Quan Zhi Xing· 2025-05-09 09:02
Core Points - The company held its 2024 Annual General Meeting on May 19, 2025, chaired by Chairman Xi Huiming [1] - Various proposals were presented for shareholder approval, including the annual report, board and supervisory committee reports, financial settlement report, profit distribution plan, and financing plan for 2025 [2][3][4][6][9] Proposal Summaries - **Proposal 1: Annual Report** The company prepared the 2024 Annual Report and its summary, which has been approved by the audit committee, board, and supervisory committee [2][3] - **Proposal 2: Board Work Report** The board presented the 2024 Board Work Report, which includes independent directors' reports [3] - **Proposal 3: Supervisory Committee Work Report** The supervisory committee's work report for 2024 was presented for approval [4] - **Proposal 4: Financial Settlement Report** The company prepared the 2024 Financial Settlement Report, which has been approved by relevant committees [6] - **Proposal 5: Profit Distribution Plan** The company reported a net loss of 630.12 million yuan for 2024, leading to a proposal not to distribute profits for the year. The retained earnings will be used for operational needs and debt repayment [7][8] - **Proposal 6: Financing Plan for 2025** The company plans to apply for a credit limit of up to 4 billion yuan and a working capital loan of up to 1.5 billion yuan for 2025 [9] - **Proposal 7: Confirmation of Related Transactions** The company confirmed related transactions for 2024, ensuring they were necessary and conducted at fair market prices [10] - **Proposal 8: Expected Related Transactions for 2025** The company outlined expected related transactions for 2025, emphasizing fair pricing and normal business operations [19][20] - **Proposal 9: Audit Committee Report** The Audit Committee's performance report for 2024 was presented for approval [22] - **Proposal 10: Director and Supervisor Remuneration** The proposed remuneration for directors and supervisors for 2025 was detailed, with specific amounts for each position [24] - **Proposal 11: Authorization for Stock Issuance** The company seeks authorization to issue up to 300 million yuan in stock to specific investors, with conditions outlined for the issuance process [26][27][28]
鹏鹞环保: 申万宏源证券承销保荐有限责任公司关于鹏鹞环保股份有限公司以简易程序向特定对象发行股票之保荐工作总结报告书
Zheng Quan Zhi Xing· 2025-05-09 09:01
Core Viewpoint - The report summarizes the sponsorship work of Shenwan Hongyuan Securities for Pengyao Environmental Protection Co., Ltd. regarding its stock issuance through a simplified procedure to specific targets, covering the period from December 2, 2022, to December 31, 2024 [1]. Group 1: Company Overview - The issuer, Pengyao Environmental Protection Co., Ltd., has a registered capital of 759,812,332 yuan and is located in Yixing City, Jiangsu Province [1]. - The company’s stock code is 300664, and it was listed on the Shenzhen Stock Exchange on December 2, 2022 [1]. Group 2: Sponsorship Work Overview - Shenwan Hongyuan Securities appointed representatives Zheng Chunding and Tang Pin for continuous supervision during the stock issuance process [1]. - The sponsorship period for the stock issuance is set to end on December 31, 2024, with the company required to disclose its annual report by April 29, 2025 [1]. Group 3: Major Events During Sponsorship - The actual controller of the company, Wang Hongchun, was placed under residential surveillance due to allegations of insider trading, but this did not significantly impact the company's operations [3]. - The Jiangsu Securities Regulatory Bureau issued a warning letter to the company due to issues related to its equity incentive plan and inaccurate disclosures regarding related guarantees [3]. - The company reported a decline in net profit for 2024 compared to the previous year, prompting the sponsor to urge management to address the underlying causes [4]. Group 4: Company Compliance and Cooperation - Throughout the sponsorship period, the company complied with relevant laws and regulations, maintaining timely and accurate information disclosure [5]. - The company cooperated well with the sponsor, providing necessary documents and facilitating on-site inspections and training [5]. Group 5: Fund Management and Usage - The sponsor monitored the use of raised funds, confirming that the management and usage of these funds complied with regulatory requirements, with no violations reported [6].
天奇股份: 中信证券股份有限公司关于天奇自动化工程股份有限公司2023年度以简易程序向特定对象发行A股股票持续督导保荐总结报告书
Zheng Quan Zhi Xing· 2025-05-09 08:39
中信证券股份有限公司关于 (依法须经批准的项 目,经相关部门批准后方可开展经营活动) 二、本次发行情况概述 根据中国证券监督管理委员会于 2023 年 9 月 11 日出具的《关于同意天奇自 动化工程股份有限公司向特定对象发行股票注册的批复》 天奇自动化工程股份有限公司 持续督导保荐总结报告书 保荐人编号:Z20374000 申报时间:2025 年 5 月 一、发行人基本情况 智能自动化系统工程的设计、制造、安装和管理,光机电一体化及环 保工程的设计、施工;智能装备和机器人的设计、制造;自营和代理 各类商品及技术的进出口业务;系统集成控制软件、工业控制软件及 经营范围 电子计算机配套设备开发、制造、销售。风力发电机组、零部件的开 发、设计、制造及售后服务(限分支机构经营)。 (证监许可〔2023〕2123 号),天奇自动化工程股份有限公司(以下简称"公司"、 "天奇股份")由主承销 商中信证券股份有限公司采用代销方式,以简易程序向特定对象发行股份人民币 普通股(A 股)股票 27,124,773 股,发行价为每股人民币 11.06 元,共计募集资 金 299,999,989.38 元,坐扣承销和保荐费用 6, ...
迪威尔: 迪威尔2024年年度股东大会会议资料
Zheng Quan Zhi Xing· 2025-05-09 08:18
Core Viewpoint - The company is preparing for its 2024 annual shareholder meeting, where it will discuss various proposals including financial results, profit distribution, and the authorization for the board to issue shares to specific investors. Group 1: Meeting Procedures - The shareholder meeting will ensure the protection of shareholders' rights and maintain order during discussions [1][2] - Only authorized personnel, including shareholders and board members, will be allowed to attend the meeting [2][3] - Voting will be conducted both in-person and online, with specific time frames for each method [3] Group 2: Financial Performance - The total assets of the company for 2024 are reported at approximately 2.76 billion yuan, a 9.50% increase from 2023 [5][8] - Total liabilities increased by 24.28% to approximately 972.51 million yuan, while equity rose by 2.86% to about 1.79 billion yuan [5][8] - The company reported a net profit of approximately 85.60 million yuan for 2024, a decrease of 39.90% compared to 2023 [5][8] Group 3: Profit Distribution Proposal - The board proposes a cash dividend of 1.4 yuan per 10 shares, which represents 31.72% of the net profit attributable to shareholders [9][10] - The total number of shares eligible for the dividend is 194.67 million [9] Group 4: Share Issuance Authorization - The board seeks authorization to issue shares to specific investors, with a total financing amount not exceeding 300 million yuan [24][25] - The issuance will be limited to no more than 30% of the company's total shares prior to the issuance [25][26] - The funds raised will be used for business-related projects and to supplement working capital [28]
山东矿机集团股份有限公司 关于向特定对象发行股票审核问询函回复及募集说明书等申请文件更新的提示性公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-05-09 01:07
山东矿机集团股份有限公司 关于向特定对象发行股票审核问询函回复及募集说明书等申请文件更新的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整,没有虚假记载、误导性陈述或重大遗 漏。 山东矿机集团股份有限公司(以下简称"公司"或"本公司")于2025年4月3日收到深圳证券交易所(以下 简称"深交所")出具的《关于山东矿机集团股份有限公司申请向特定对象发行股票的审核问询函》(审 核函〔2025〕120013号))(以下简称"《审核问询函》"),公司与相关中介机构已按照《审核问询 函》的要求对所提出的问题进行了逐项说明和回复,并对《山东矿机集团股份有限公司向特定对象发行 A股股票募集说明书》等申请文件涉及的相关内容进行了修订。同时,根据2024年年度报告和2025年一 季度报告对申请文件财务数据进行了更新。具体内容详见公司于同日在巨潮资讯网披露的相关文件。 公司本次向特定对象发行股票事项尚需通过深交所审核,并获得中国证券监督管理委员会(以下简 称"中国证监会")同意注册后方可实施,最终是否能通过深交所审核,并获得中国证监会同意注册的决 定及其时间尚存在不确定性。 登录新浪财经APP 搜索【信披】查 ...
双良节能系统股份有限公司 关于提请股东大会授权董事会办理以简易程序向特定对象发行股票相关事宜的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-05-08 03:05
登录新浪财经APP 搜索【信披】查看更多考评等级 证券代码:600481 证券简称:双良节能 公告编号:2025-029 转债代码:110095 转债简称:双良转债 双良节能系统股份有限公司 关于提请股东大会授权董事会办理以简易程序向特定对象发行股票相关事宜的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏,并对其内容 的真实性、准确性和完整性承担个别及连带责任。 根据《上市公司证券发行注册管理办法》《上海证券交易所上市公司证券发行上市审核规则》《上海证 券交易所上市公司证券发行与承销业务实施细则》等相关规定,双良节能系统股份有限公司(以下简 称"公司")于2025年5月7日召开八届董事会2025年第四次临时会议,审议通过了《关于提请股东大会授 权董事会办理以简易程序向特定对象发行股票相关事宜的议案》,同意公司董事会提请股东大会授权董 事会办理以简易程序向特定对象发行融资总额不超过人民币3亿元且不超过最近一年末净资产20%的股 票,授权期限为自公司2024年年度股东大会审议通过之日起至公司2025年年度股东大会召开之日止。本 议案尚需提交公司2024年年度股东大会审议通过。 ...
法尔胜:拟向特定对象发行股票募集资金不超过3.1亿元
news flash· 2025-05-06 13:49
法尔胜(000890)公告,公司计划向控股股东泓昇集团发行股票,募集资金总额不超过3.1亿元,扣除 发行费用后的募集资金净额将全部用于补充流动资金及偿还借款。本次发行价格为2.48元/股,拟认购 股数不超过1.25亿股(含本数),未超过发行前公司总股本的30%。泓昇集团认购的股份自发行结束之日 起36个月内不得转让。本次发行完成后,泓昇集团直接持有公司股份比例提升至43.62%,公司控股股 东和实际控制人不会发生变化。 ...