公司股份管理

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美埃科技: 董事和高级管理人员持有公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-09-03 11:17
General Principles - The management system for the shares held by directors and senior management of Meiyah (China) Environmental Technology Co., Ltd. is established to strengthen the management of shareholdings and changes in accordance with relevant laws and regulations [2][3]. Scope of Application - This system applies to the management of shares held by the company's directors and senior management, including shares registered in their names and those held through others' accounts [2][3]. Trading Restrictions - Directors and senior management are prohibited from trading the company's shares during specific periods, including 15 days before the annual and semi-annual report announcements, 5 days before quarterly reports, and during significant events that may impact share prices [3][4]. - Any profits from selling shares within 6 months of purchase must be returned to the company [4]. Transfer Limitations - Shares held by directors and senior management cannot be transferred under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [4][5]. - Directors and senior management are restricted from reducing their holdings of pre-IPO shares until the company achieves profitability for three full accounting years [5]. Trading Quantity - The maximum amount of shares that directors and senior management can transfer annually is limited to 25% of their total holdings, with exceptions for certain circumstances [6][7]. - Any untransferred shares at the end of the year will be included in the calculation for the following year's transferable shares [7]. Information Disclosure - The company secretary is responsible for managing the data related to the shareholdings of directors and senior management, ensuring compliance with disclosure requirements [8][9]. - Directors and senior management must report any changes in their shareholdings within two trading days and disclose relevant details through the company's announcements [9][10]. Additional Provisions - The system will be effective upon approval by the company's board of directors and will be revised as necessary [11].
英诺特: 北京英诺特生物技术股份有限公司董事及高级管理人员所持本公司股份及其变动管理制度(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-29 17:25
北京英诺特生物技术股份有限公司 董事及高级管理人员所持本公司 股份及其变动管理制度 (以下简称"《证券法》")、《上市公司董事和高级管理人员所持本公 司股份及其变动管理规则》、 《上海证券交易所上市公司自律监管指引 第 15 号——股东及董事、高级管理人员减持股份》、《科创板上市公 司持续监管办法(试行)》、《上海证券交易所科创板股票上市规则》 (下称" 《股票上市规则》 ")、《上海证券交易所科创板上市公司自律 监管指引第 1 号——规范运作》及《北京英诺特生物技术股份有限公 司章程》 (以下简称" (2025年8月修订) 北京英诺特生物技术股份有限公司 董事和高级管理人员所持本公司股份及其变动管理制度 第一章 总则 第一条 为加强对北京英诺特生物技术股份有限公司(以下简称 "公司"或"本公司")董事和高级管理人员所持本公司股份及其变 动的管理,根据《中华人民共和国公司法》 、《中华人民共和国证券法》 《公司章程》 ")等相关规定,结合公司的实际情 况,特制定本制度。 第二条 本制度适用于公司董事和高级管理人员所持本公司股份 及其变动的管理。公司董事和高级管理人员委托他人代为买卖公司股 票,视作本人所为,也 ...
康为世纪: 董事和高级管理人员所持公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-29 17:12
Core Points - The company has established a system to manage the shares held by its directors and senior management, ensuring compliance with relevant laws and regulations [1][2][3] - Directors and senior management must notify the board secretary of their trading plans before buying or selling shares, and any transactions must be disclosed within two trading days [3][4] - There are specific restrictions on the transfer of shares by directors and senior management, including a limit of 25% of their total shares per year and a prohibition on trading during certain periods [5][6][7] Summary by Sections - **Management of Shareholding**: The system aims to clarify procedures for managing shares held by directors and senior management, including those held in others' accounts [1][2] - **Trading Regulations**: Directors and senior management are required to be aware of laws against insider trading and must adhere to commitments regarding their shareholding [2][3] - **Disclosure Requirements**: Any changes in shareholding must be reported to the board and disclosed on the stock exchange within specified timeframes [3][4] - **Transfer Limitations**: There are restrictions on the percentage of shares that can be transferred annually, with specific conditions for different scenarios [4][5] - **Prohibition Periods**: Certain periods are designated during which directors and senior management cannot trade shares, including before financial reports and during investigations [6][7] - **Consequences of Non-compliance**: Violations of these regulations may result in the company retaining any profits from illegal trades and potential administrative penalties for the individuals involved [7][8]
光峰科技: 董事、高级管理人员所持公司股份及其变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-29 14:19
General Principles - The management system for the shares held by the board of directors and senior management of Shenzhen Guangfeng Technology Co., Ltd. is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - The shares held by the board and senior management include all shares registered in their names and those held through others' accounts, including shares in margin trading [1][2] Share Trading Restrictions - Directors and senior management are prohibited from engaging in margin trading or derivative trading involving the company's shares [1][2] - Specific trading restrictions are in place during certain periods, such as 15 days before the annual and semi-annual reports and 5 days before quarterly reports [2][3] Share Transfer Limitations - Shares held by directors and senior management cannot be transferred within one year of the company's stock listing or within six months after leaving the company [2][3] - A maximum of 25% of the total shares held can be transferred each year during their term and within six months after their term ends, with exceptions for certain circumstances [3][4] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding status and any changes within two trading days of the occurrence [5][6] - A reduction plan must be disclosed 15 trading days prior to any planned share transfer, detailing the number of shares, time frame, and reasons for the transfer [6][7] Compliance and Accountability - The company is responsible for ensuring that directors and senior management comply with the regulations regarding share trading and must report any violations to the relevant authorities [7][8] - The company secretary is tasked with managing the identity and shareholding data of directors and senior management, ensuring compliance with reporting requirements [8]
天创时尚: 天创时尚股份有限公司董事、高级管理人员所持公司股份及其变动管理办法(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-29 12:16
General Principles - The management measures for the shares held by the directors and senior management of Tianchuang Fashion Co., Ltd. aim to strengthen the management of shareholding changes, maintain market order, and protect investors' rights [1][2] - The measures are based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] Shareholding and Trading Restrictions - Shares held by directors and senior management include those registered in their names and those held through others' accounts [2] - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - They cannot sell shares within six months of purchase or repurchase shares within six months of sale, with any profits from such transactions being returned to the company [3] Trading Blackout Periods - Directors and senior management are restricted from trading shares during specific periods, including 15 days before the announcement of annual or semi-annual reports and five days before quarterly reports [4] Information Disclosure and Reporting - The company secretary is responsible for managing the shareholding data of directors and senior management and must report any violations to regulatory authorities [9] - Changes in shareholding must be reported within two trading days, including details such as the number of shares before and after the change [15] Share Transfer Management - Directors and senior management can only transfer up to 25% of their shares in a year, with exceptions for judicial enforcement or inheritance [9][10] - Shares held under lock-up conditions can only be transferred once the conditions are met, and the company must apply for the release of such restrictions [24] Responsibilities and Penalties - Violations of these measures can lead to penalties, including warnings, demotions, or legal action, depending on the severity of the violation [27][28] - The company must report any illegal trading activities to the relevant authorities and may require responsible individuals to publicly apologize if significant harm is caused [29]
雅戈尔: 雅戈尔时尚股份有限公司董事和高级管理人员持有公司股份及其变动管理办法(2025年8月修订稿)
Zheng Quan Zhi Xing· 2025-08-29 11:21
General Principles - The document outlines the management measures for the shareholding and trading behavior of directors and senior management of Youngor Fashion Co., Ltd. [2][3] - The regulations are based on relevant laws such as the Company Law and Securities Law of the People's Republic of China, as well as the company's articles of association [3][4]. Scope of Application - The measures apply to the company's directors and senior management, including managers, deputy managers, board secretaries, and financial directors [3]. - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading company shares [4]. Shareholding Management - Directors and senior management are restricted from transferring more than 25% of their total shareholding during their term, with exceptions for judicial enforcement or inheritance [5]. - If a director or senior manager holds fewer than 1,000 shares, they may transfer all shares at once without restriction [5]. Information Disclosure - Directors and senior management must report their shareholding information to the company’s securities department within specified timeframes, such as within two trading days after a change in personal information [6][8]. - A written notice of trading plans must be submitted to the board secretary before any share transactions [8]. Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the announcement of annual or semi-annual reports [7]. - They must not sell shares within six months of purchase or buy shares within six months of selling [7]. Penalties and Responsibilities - Violations of these regulations may result in legal actions by regulatory authorities and internal penalties from the company [11][12]. - The board secretary is responsible for managing the compliance of directors and senior management with these regulations [10]. Implementation and Amendments - The measures will take effect upon approval by the company's board of directors and will be revised as necessary to comply with national laws and regulations [12].
佰仁医疗: 佰仁医疗董事、高级管理人员所持公司股份及其变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-27 14:02
Core Viewpoint - The document outlines the management system for the shares held by the directors and senior management of Beijing Bairen Medical Technology Co., Ltd, detailing the procedures and regulations governing shareholding and trading activities [1][2]. Summary by Sections General Provisions - The system is established to clarify the procedures for managing shares held by directors and senior management, in accordance with relevant laws and regulations [1]. - It applies to all shares registered under the names of directors and senior management [1]. Shareholding and Trading Rules - Directors and senior management can sell shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to commitments regarding holding periods and trading methods [2]. - Specific conditions under which share reduction is prohibited include resignation within six months, ongoing investigations, and other legal restrictions [4][5]. Reporting and Disclosure - Directors and senior management must report personal information to the Shanghai Stock Exchange within two trading days of changes, including new appointments or resignations [2][3]. - A written notice of trading plans must be submitted to the board secretary before any share transactions, and trading cannot occur without the secretary's feedback [8][9]. Responsibilities and Penalties - Directors and senior management must ensure that their relatives and associated entities do not engage in insider trading [10]. - Violations of trading regulations may result in disciplinary actions from the company and regulatory authorities, including the recovery of profits from illegal trades [11][12]. Appendices - An attachment outlines the notification format for share trading plans, including details on the number of shares, trading period, and price range [12].
首药控股: 首药控股(北京)股份有限公司董事和高级管理人员所持本公司股份及其变动管理办法(2025年8月)
Zheng Quan Zhi Xing· 2025-08-27 10:06
Core Viewpoint - The document outlines the management measures for the shares held by directors and senior management of Shouyao Holdings (Beijing) Co., Ltd, emphasizing the regulations and procedures for share transactions to ensure compliance with relevant laws and regulations [1][8]. Summary by Sections Management of Shareholding - The shares held by directors and senior management include those registered in their names and those held through others' accounts, as well as shares in their credit accounts if engaged in margin trading [1]. - Directors and senior management are prohibited from short selling the company's shares [1]. Trading Restrictions - Directors and senior management cannot buy or sell company shares during specific periods, including 15 days before annual and semi-annual reports, 5 days before quarterly reports, and during significant events until disclosure [1]. - Shares cannot be transferred within one year of the company's stock listing or within six months after leaving the company [2]. Transfer Limits - The maximum shares that directors and senior management can transfer in a year is capped at 25% of their total holdings, with exceptions for certain circumstances [3]. - Newly acquired shares can be transferred at a rate of 25% in the year of acquisition, while limited shares count towards the next year's transferable amount [4]. Disclosure Requirements - Directors and senior management must report and disclose their share transfer plans to the Shanghai Stock Exchange 15 trading days before selling [10]. - After completing a transfer, they must report to the exchange within two trading days [5]. Compliance and Reporting - Any changes in shareholding must be reported within two trading days, including details of the change [12]. - Violations of securities laws regarding share transactions result in the company reclaiming profits from the directors and senior management [6]. Additional Provisions - The document states that if the company's articles of association impose stricter conditions than these measures, those conditions must be followed [9]. - The board of directors is responsible for interpreting and updating these measures as necessary [19].
电气风电: 董事、高级管理人员和核心技术人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-26 13:13
General Principles - The document outlines the management system for the shareholding and trading behavior of directors, senior management, and core technical personnel of the company, in accordance with relevant laws and regulations [1][2]. - This system applies to the shareholding and trading management of directors and senior management (referred to as "DGA") and core technical personnel [2]. Information Reporting - DGA must report or update personal information such as name, position, ID number, and securities account within specified timeframes, including within two trading days after changes occur [4]. - Any changes in shareholding by DGA must be reported within two trading days, including details such as the number of shares held before and after the change, the date, quantity, and price of the change [6]. Share Trading Restrictions - DGA are prohibited from trading company shares during specific periods, such as 15 days before the annual or semi-annual report announcements and 5 days before quarterly reports [6]. - DGA cannot transfer shares under certain conditions, including within one year of the company's stock listing or within six months after leaving the company [9]. Trading Procedures - DGA must notify the board secretary of their trading plans via email or other communication methods (excluding phone) before executing trades [10]. - DGA are limited to transferring no more than 25% of their total shareholding in a year, with specific exceptions for judicial enforcement or inheritance [7]. Disclosure Requirements - DGA planning to reduce their shareholding must report their reduction plan to the stock exchange 15 trading days in advance, detailing the number of shares, source, and reasons for the reduction [8]. - If a DGA's shareholding reaches the threshold defined by the "Measures for the Administration of Acquisitions of Listed Companies," they must comply with additional reporting and disclosure obligations [9]. Accountability - DGA and core technical personnel are responsible for ensuring the accuracy and timeliness of their reported data, facing potential legal consequences for violations [10]. - The company will take disciplinary actions against DGA and core technical personnel who violate trading regulations, in addition to penalties from regulatory authorities [10].
盟升电子: 董事和高级管理人员所持公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-26 10:24
General Provisions - The company establishes a system to strengthen the declaration, disclosure, and supervision of stock trading behaviors by directors and senior management, based on relevant laws and regulations [1][2] - Directors and senior management must comply with laws regarding insider trading and market manipulation, and are prohibited from engaging in illegal trading activities [2] Shareholding Rules - Directors and senior management must notify the company board secretary in writing before trading company stocks, and the board secretary must verify the status of company information disclosure [6] - There are specific circumstances under which directors and senior management are prohibited from transferring their shares, including within one year of the company's stock listing and within six months after leaving the company [7] - The maximum amount of shares that directors and senior management can transfer in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Reduction of Shares - Directors and senior management must report their share reduction plans to the Shanghai Stock Exchange 15 trading days before the first sale, including details such as the number of shares and the reason for reduction [5] - If significant events occur during the reduction period, directors and senior management must disclose the progress of their share reduction and its relation to the events [6] Information Disclosure - Directors and senior management must report any changes in their shareholdings within two trading days, including details such as the number of shares before and after the change [19] - The company must ensure that all information related to shareholding and transfer is timely, accurate, and complete, and is responsible for any legal consequences arising from inaccuracies [21][22] Additional Provisions - The system will be effective upon approval by the company's board of directors and will be revised as necessary [26]