内幕交易核查

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综艺股份: 兴业证券股份有限公司关于江苏综艺股份有限公司本次交易相关内幕信息知情人买卖股票情况的自查报告的核查意见
Zheng Quan Zhi Xing· 2025-08-27 16:41
兴业证券股份有限公司 关于江苏综艺股份有限公司本次交易 相关内幕信息知情人买卖股票情况的自查报告的核查意见 江苏综艺股份有限公司(以下简称"江苏综艺"、"上市公司"或"公 司")拟通过现金增资及表决权委托方式取得江苏吉莱微电子股份有限公司(以 下简称"标的公司")控制权(以下简称"本次交易")。 根据《上市公司重大资产重组管理办法》《公开发行证券的公司信息披露内 容与格式准则第26号——上市公司重大资产重组》《上海证券交易所上市公司自 律监管指引第6号——重大资产重组》《上市公司监管指引第5号——上市公司内 幕信息知情人登记管理制度》及《监管规则适用指引——上市类第1号》等法律 法规和规范性文件的规定,兴业证券股份有限公司(以下简称"兴业证券"或"独 立财务顾问")作为本次交易的独立财务顾问,对本次交易相关内幕信息知情人 买卖股票情况进行了核查,具体情况如下: 一、本次交易的内幕知情人买卖股票情况自查期间 本次自查期间为自本次交易首次公告日前六个月至《江苏综艺股份有限公司 重大资产购买报告书(草案)》披露之前一日止,即2024年11月13日至2025年8 月11日(以下简称"自查期间")。 二、本次交易的内幕 ...
海航控股: 北京德恒律师事务所关于海南航空控股股份有限公司本次交易相关内幕信息知情人买卖股票情况的自查报告之专项核查意见
Zheng Quan Zhi Xing· 2025-08-27 11:24
北京德恒律师事务所 关于 海南航空控股股份有限公司 本次交易相关内幕信息知情人买卖股票情况 的自查报告之专项核查意见 北京市西城区金融街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 北京德恒律师事务所 关于海南航空控股股份有限公司本次交易 相关内幕信息知情人买卖股票情况的自查报告之专项核查意见 北京德恒律师事务所 关于 海南航空控股股份有限公司 本次交易相关内幕信息知情人买卖股票情况 的自查报告之专项核查意见 德恒 01F20250170-04 号 致:海南航空控股股份有限公司 本所接受海南航空控股股份有限公司(以下简称"海航控股"或"上市公司") 的委托,担任上市公司拟以支付现金方式收购海南天羽飞行训练有限公司(以下 简称"标的公司")100%股权(以下简称"本次交易")的特聘专项法律顾问。 本所就本次交易出具了《北京德恒律师事务所关于海南航空控股股份有限公司重 大资产购买的法律意见》(德恒 01F20250170-01 号,简称"《法律意见》")。 为出具本专项核查意见,本所律师作出如下声明: 北京德恒律师事务所 关于海南航空控股 ...
苏州光格科技2025年激励计划内幕交易自查无异常
Xin Lang Cai Jing· 2025-08-25 08:19
2025年8月15日,苏州光格科技股份有限公司召开会议审议通过2025年限制性股票激励计划相关议案, 并于次日披露公告。公司依据相关规定对激励计划采取保密措施、登记内幕信息知情人。此次自查范围 为激励计划内幕信息知情人及激励对象,向中登上海分公司查询其在激励计划草案首次公开披露前六个 月(2025年2月 - 相关日期)买卖公司股票情况。根据中登上海分公司8月19日证明,自查期间核查对象 均无买卖公司股票行为。经核查,未发现内幕交易及信息泄露情形,所有核查对象行为符合规定。 ...
富煌钢构: 国元证券股份有限公司关于安徽富煌钢构股份有限公司终止发行股份及支付现金购买资产事项相关主体买卖股票自查报告的核查意见
Zheng Quan Zhi Xing· 2025-08-08 13:08
Core Viewpoint - The independent financial advisor, Guoyuan Securities, conducted a review of stock trading activities related to Anhui Fuhuang Steel Structure Co., Ltd. during the self-inspection period prior to the termination of a significant asset acquisition transaction [2][15]. Group 1: Transaction Overview - The self-inspection period for stock trading activities related to the transaction spans from June 6, 2024, to June 19, 2025 [2]. - The review includes various stakeholders such as the company, its directors, supervisors, senior management, controlling shareholders, actual controllers, and related parties involved in the transaction [2]. Group 2: Stock Trading Activities - No institutional trading of Fuhuang Steel Structure shares was reported during the self-inspection period [3]. - A total of 9 individuals engaged in stock trading activities, with specific details on their buying and selling activities provided in a table format [3][4]. Group 3: Individual Trading Details - Notable trading activities include: - Dai Yang, a director, sold 300,000 shares [3]. - Ding Hui, spouse of Dai Yang, bought 27,000 shares and sold 90,000 shares [3]. - Zhao Weilong, another executive, sold 200,000 shares [3]. - Other individuals also reported various trading activities, with some having no net shares remaining after transactions [3][4]. Group 4: Compliance and Commitments - All involved parties provided declarations confirming that their trading activities did not involve insider information and that they made decisions based on public information [5][6][7]. - The independent financial advisor concluded that the trading activities during the self-inspection period did not constitute insider trading based on the provided documentation and confirmations [15].
富煌钢构: 华泰联合证券有限责任公司关于安徽富煌钢构股份有限公司终止发行股份及支付现金购买资产事项相关主体买卖股票自查报告的核查意见
Zheng Quan Zhi Xing· 2025-08-08 13:08
Core Viewpoint - The independent financial advisor, Huatai United Securities, conducted a review of stock trading activities related to Anhui Fuhuang Steel Structure Co., Ltd. during the self-inspection period prior to the termination of a significant asset acquisition transaction [1][15]. Group 1: Transaction Overview - The self-inspection period for stock trading activities related to the transaction spans from June 6, 2024, to June 19, 2025 [1]. - The transaction involves the termination of the issuance of shares and cash payment for asset acquisition by Anhui Fuhuang Steel Structure [1]. Group 2: Scope of Review - The review encompasses the company, its directors, supervisors, senior management, controlling shareholders, actual controllers, and related parties involved in the transaction [2]. - It also includes intermediaries providing services for the transaction and other individuals privy to insider information [2]. Group 3: Stock Trading Activities - During the self-inspection period, no relevant institutions engaged in trading the company's stock [3]. - A total of 9 individuals within the review scope were found to have traded the company's stock, with specific details on their buying and selling activities provided [3][4]. Group 4: Commitments from Individuals - Individuals involved in the trading activities provided declarations affirming that they did not engage in insider trading or use insider information for personal investment decisions [4][5][6]. - They committed to surrendering any profits gained from trading the company's stock during the self-inspection period to the company [4][5][6]. Group 5: Independent Financial Advisor's Opinion - The independent financial advisor concluded that the stock trading activities by the relevant parties during the self-inspection period did not constitute insider trading based on the provided documentation and commitments [15].
富煌钢构: 安徽天禾律师事务所关于安徽富煌钢构股份有限公司终止发行股份及支付现金购买资产事项相关主体买卖股票自查报告的核查意见
Zheng Quan Zhi Xing· 2025-08-08 13:08
Core Viewpoint - Anhui Tianhe Law Firm conducted a review of stock trading activities related to Anhui Fuhuang Steel Structure Co., Ltd. during the self-inspection period prior to the termination of a significant asset acquisition transaction [2][3]. Group 1: Transaction Overview - The self-inspection period for stock trading activities related to the transaction spans from June 6, 2024, to June 19, 2025, covering six months prior to the stock suspension request [2]. - The review included insiders listed in the insider information register provided by the company [3]. Group 2: Stock Trading Activities - No trading activities were reported by related institutions during the self-inspection period [4]. - A total of 9 individuals engaged in stock trading activities, with specific details on their buying and selling activities documented [4][5]. Group 3: Individual Trading Details - Notable trading activities included: - Dai Yang, a director, sold 300,000 shares between December 3 and December 5, 2024 [4]. - Ding Hui, spouse of Dai Yang, bought 27,000 shares and sold 90,000 shares during the period from October 28, 2024, to May 28, 2025 [4]. - Zhao Weilong, another executive, sold 200,000 shares on October 29, 2024 [4]. - Other individuals also reported various trading activities, with specific numbers detailed in the documentation [4][5]. Group 4: Compliance and Commitments - Individuals involved in trading provided declarations affirming that their trading decisions were based on public information and market conditions, denying any use of insider information [7][10][13]. - They committed to returning any profits gained from trading if found to have violated regulations [8][10][13].
安源煤业集团股份有限公司关于重大资产置换暨关联交易相关主体买卖股票情况自查报告的公告
Shang Hai Zheng Quan Bao· 2025-08-07 19:06
Core Viewpoint - AnYuan Coal Industry Group Co., Ltd. is undergoing a major asset swap and related party transaction, involving the exchange of coal-related assets and liabilities for a 57% stake in Ganzhou Jinhui Magnetic Selection Technology Equipment Co., Ltd. [2][3] Group 1: Transaction Overview - The proposed transaction involves the exchange of assets and liabilities, with the difference in transaction prices to be settled in cash [2] - The self-inspection period for insider trading related to this transaction spans from October 3, 2024, to June 27, 2025 [2][3] Group 2: Insider Trading Self-Inspection - The scope of the self-inspection includes directors, supervisors, senior management, and their immediate family members from both AnYuan Coal and the counterparties involved [3] - The self-inspection confirmed that the trading activities of insiders during the inspection period do not constitute insider trading and will not pose substantial legal obstacles to the transaction [2][4] Group 3: Commitments from Insiders - Insiders involved in trading during the self-inspection period have issued commitment letters affirming that their trading activities were based on personal judgment and not influenced by insider information [5][6][7] - Each insider has committed to adhering to legal regulations regarding insider trading and has accepted legal responsibility for the accuracy of their statements [5][6][7]
安源煤业: 中信证券股份有限公司关于安源煤业集团股份有限公司重大资产置换暨关联交易相关主体买卖股票情况自查报告的专项核查意见
Zheng Quan Zhi Xing· 2025-08-07 10:14
Core Viewpoint - The report outlines the self-examination of insider trading activities related to the major asset swap and related transactions of Anyuan Coal Industry Group Co., Ltd, conducted by CITIC Securities as an independent financial advisor [1][2]. Group 1: Insider Information and Trading Period - The insider information trading period for this transaction spans from six months prior to the announcement of the major asset swap until one day before the disclosure of the draft report on the transaction [1]. - The examination period is defined as October 3, 2024, to June 27, 2025 [1]. Group 2: Scope of Insider Information - The scope of insider information includes direct relatives of the insiders, such as parents, spouses, and adult children [2]. Group 3: Trading Activities of Insiders - Various insiders and their relatives engaged in buying and selling Anyuan Coal's A-shares during the self-examination period, with specific individuals listed in the report [2][3]. - The report includes a detailed table of individuals, their roles, cumulative shares bought and sold, and their ending shareholding status [3]. Group 4: Declarations and Commitments - Insiders, including Yan Chaojie and Li Longgen, have made declarations stating they did not leak insider information and that their trading activities were based on personal investment decisions, unrelated to the major asset swap [4][5]. - Commitments were made to comply with regulations against insider trading and to submit any trading profits to Anyuan Coal [4][5][6]. - Multiple insiders reiterated their lack of knowledge regarding any undisclosed information and confirmed that their trading actions were independent and based on market conditions [6][7].
云南铜业: 中信建投证券股份有限公司关于云南铜业股份有限公司本次重组相关主体买卖股票情况自查报告的核查意见
Zheng Quan Zhi Xing· 2025-08-05 16:33
Core Viewpoint - Yunnan Copper Industry Co., Ltd. plans to acquire a 40% stake in Liangshan Mining Co., Ltd. from Yunnan Copper (Group) Co., Ltd. through a share issuance, while raising matching funds by issuing shares to China Aluminum Corporation and China Copper Corporation [1] Group 1: Transaction Overview - The transaction involves Yunnan Copper acquiring a significant stake in Liangshan Mining, which is expected to enhance its operational capacity and market position [1] - The independent financial advisor, CITIC Securities, conducted a review of stock trading activities related to the transaction and found no evidence of insider trading that would obstruct the deal [2][6] Group 2: Self-Inspection Period and Findings - The self-inspection period for the transaction spans from November 12, 2024, to July 21, 2025, covering the six months prior to the disclosure of the restructuring report [2] - During the self-inspection, individuals associated with the transaction, such as Jiang Hua and Chen Lei, engaged in buying and selling Yunnan Copper shares, with a total of 4,600 shares bought and sold by each [2][3] Group 3: Commitments and Compliance - Jiang Hua and Chen Lei committed to not engaging in further trading of Yunnan Copper shares until the transaction is completed or terminated, ensuring compliance with relevant laws and regulations [3][4] - CITIC Securities also confirmed that its trading activities were based solely on publicly available information and did not involve any insider information related to the transaction [5][6]
云南铜业: 北京市中伦律师事务所关于云南铜业股份有限公司发行股份购买资产并募集配套资金暨关联交易相关主体买卖股票情况的自查报告的专项核查意见
Zheng Quan Zhi Xing· 2025-08-05 16:33
Core Viewpoint - The report provides a legal opinion on the stock trading activities of insiders related to Yunnan Copper Co., Ltd. during the self-examination period prior to a significant asset acquisition and fundraising transaction, concluding that no insider trading occurred [2][9]. Group 1: Legal Framework and Procedures - The legal opinion is based on various laws and regulations, including the Securities Law of the People's Republic of China and guidelines for major asset restructuring [2][3]. - The law firm conducted a thorough review of insider trading activities by examining insider registration forms, self-examination reports, and stock change records from the China Securities Depository and Clearing Corporation [2][4]. Group 2: Findings on Individual Stock Trading - During the self-examination period, two individuals, Jiang Hua and Chen Lei, were found to have traded Yunnan Copper shares, with specific transactions detailed [4][7]. - Both individuals declared that their trading activities were based on public market information and personal judgment, asserting no connection to the ongoing transaction [5][6]. Group 3: Findings on Institutional Stock Trading - CITIC Securities was noted to have engaged in stock trading during the self-examination period, with a commitment that their transactions were based solely on publicly available information [7][8]. - The firm emphasized adherence to information isolation management practices to prevent insider trading [8]. Group 4: Conclusion of the Legal Opinion - The law firm concluded that the trading activities of the identified individuals and institutions did not constitute insider trading and posed no legal obstacles to the transaction [9].