证券投资基金托管
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广发银行换帅完成工商变更,蔡希良任广发银行董事长
Sou Hu Cai Jing· 2026-01-13 06:05
广发银行股份有限公司成立于1988年7月,法定代表人为王凯,注册资本约217.9亿人民币,经营范围包括银行业务、外汇业务、证券投资基金托管等。股东 信息显示,该公司由中国人寿(601628)、中信信托有限责任公司、国网英大国际控股集团有限公司等共同持股。 天眼查工商信息显示,近日,广发银行股份有限公司发生工商变更,白涛卸任董事长,由蔡希良接任,同时多位主要人员发生变更。 | | 皇公司 部上用的商业资用工具 | 音老板 普关系 音风险 | | | | | --- | --- | --- | --- | --- | --- | | | 家中小企业发展子其余旗下机构 | 广发银行股份有限公司 | 8 天眼一下 | 唱应用· | 商务合作 | | 基本信息 999+ | 法律诉讼 999+ | 经营风险24 | 经营信息 999+ 公司发展 43 | | 知识 | | 工商信息 ● | | | | | | | 工商信息 历史工商信息 | | | | | | | 企业名称 | 广发银行股份有限公司 曾用名 广东发展银行股份有限公司 | | | | | | | | 登记状态 2 | 存续 | | | | 法定代表人 | ...
华鑫股份:子公司华鑫证券有限责任公司具有证券投资基金托管资格
Zheng Quan Ri Bao Wang· 2025-08-25 12:41
证券日报网讯华鑫股份(600621)8月25日在互动平台回答投资者提问时表示,公司全资子公司华鑫证 券有限责任公司具有证券投资基金托管资格。 ...
撤回潮!6家券商撤回基金托管申请
Zhong Guo Ji Jin Bao· 2025-08-20 05:53
Core Viewpoint - Six out of seven brokerages have withdrawn their applications for fund custody qualifications, leaving only Dongwu Securities remaining in the queue [1][2]. Group 1: Regulatory Changes - The China Securities Regulatory Commission (CSRC) has raised the asset requirement for securities firms from 20 billion yuan to 30 billion yuan for fund custody qualifications [4]. - The new regulations also introduced a "holding license" requirement, where institutions with an average custody scale below 5 billion yuan for 36 consecutive months may lose their qualifications [4]. Group 2: Industry Impact - The withdrawal of applications by smaller brokerages is attributed to increased resource demands for system construction, client promotion, and risk control [3]. - Currently, there are 66 financial institutions with custody qualifications, with a significant concentration among the top firms, as the top five brokerages account for 65.71% of the custody volume [5]. Group 3: Future Trends - The custody industry is expected to evolve from basic custody services to value-added services such as performance evaluation and compliance monitoring, forming a "custody+" service model [5]. - Major brokerages like Citic Securities and Guotai Junan are enhancing their service offerings and operational efficiencies to capture a larger market share [6].
年内首家!重庆农商银行取得基金托管资格
news flash· 2025-07-07 00:50
Group 1 - The China Securities Regulatory Commission (CSRC) approved Chongqing Rural Commercial Bank's qualification for securities investment fund custody on July 3, marking it as the first commercial bank to receive this qualification in 2023 [1] - A total of 37 banks have now obtained fund custody qualifications, which includes 6 state-owned banks, 12 joint-stock banks, 11 city commercial banks, 3 rural commercial banks, and 5 foreign banks [1]
国金证券: 《国金证券股份有限公司章程》(2025年6月修订)
Zheng Quan Zhi Xing· 2025-06-18 14:19
General Provisions - The company aims to protect the legal rights of shareholders, employees, and creditors while regulating its organization and behavior according to relevant laws and regulations [1][4]. - The company is established as a joint-stock limited company in accordance with the Company Law and other relevant regulations [2][3]. Company Overview - The company was approved by the Chengdu System Reform Committee and the Chengdu State-owned Assets Management Bureau, and it was restructured and renamed in 2002 [2][3]. - The registered capital of the company is RMB 3,712,559,510 [3]. Business Objectives and Scope - The company's mission is to enhance the efficiency and reliability of financial services, aiming to become a significant financial service institution [5]. - The company is authorized to engage in various securities-related businesses, including securities investment fund custody and sales services, subject to regulatory approval [5][6]. Share Capital - The company's shares are issued in the form of stocks, with a total of 3,712,559,510 shares issued [6][19]. - The company adheres to principles of openness, fairness, and justice in its share issuance [6][19]. Shareholder Rights and Obligations - Shareholders have rights proportional to their shareholdings, including the right to dividends and participation in shareholder meetings [11][12]. - Shareholders are obligated to comply with laws and regulations and cannot withdraw their capital except as permitted by law [15][16]. Board of Directors and Management - The board of directors is responsible for the company's operations, and the chairman serves as the legal representative [3][4]. - The company has established a compliance management system to ensure adherence to laws and regulations [4][5]. Shareholder Meetings - The company holds annual and temporary shareholder meetings, with specific procedures for convening and notifying shareholders [24][25]. - Shareholders holding more than 10% of shares can request the convening of a temporary meeting [26][27]. Amendments and Legal Compliance - The company must comply with the Company Law and other relevant regulations when amending its articles of association [1][4]. - The company is required to disclose information in accordance with legal and regulatory requirements [13][14].