Equity Incentive and Shareholder Management - Keda Automatic Control granted 3,942,500 restricted shares to 51 incentive targets under the 2022 equity incentive plan, aimed at stabilizing core employees and promoting performance growth[5]. - The company implemented a stock incentive plan on July 18, 2022, targeting 51 individuals, including directors and core employees, with a total of 3,942,500 restricted shares granted[138]. - The estimated total cost of the stock incentive plan is approximately 1,935.77 million yuan, with annual amortization of 470.5 million yuan in 2022, 887.23 million yuan in 2023, 427.48 million yuan in 2024, and 150.56 million yuan in 2025[141]. - The stock incentive plan has not set conditions for the exercise of rights, and the rights have not yet reached the exercise period[142]. - The total number of unrestricted shares increased from 38,227,447 (52.52%) to 41,827,447 (54.52%) during the reporting period[183]. - The total number of restricted shares decreased from 34,552,553 (47.48%) to 34,895,053 (45.48%) during the reporting period[183]. - The total share capital increased from 72,780,000 to 76,722,500 shares, reflecting an increase of 3,942,500 shares[183]. - The company has committed to not reducing its shareholding within 12 months following the issuance on November 15, 2021[144]. - The company is currently fulfilling commitments related to shareholding and reduction intentions, which are ongoing as of November 15, 2021[144]. Financial Performance - The company's operating revenue for 2022 was RMB 346,558,718.29, representing a year-on-year increase of 31.59% compared to RMB 263,364,868.73 in 2021[33]. - The net profit attributable to shareholders for 2022 was RMB 56,630,970.50, which is a 42.86% increase from RMB 39,641,393.80 in 2021[33]. - The gross profit margin for 2022 was 41.74%, down from 44.78% in 2021[33]. - Total assets at the end of 2022 amounted to RMB 896,439,422.84, reflecting a 16.58% increase from RMB 768,966,408.02 at the end of 2021[34]. - The total liabilities increased by 42.07% to RMB 270,152,531.79 in 2022, compared to RMB 190,151,922.21 in 2021[34]. - The company's debt-to-asset ratio (consolidated) was 30.14% at the end of 2022, up from 24.73% at the end of 2021[34]. - The net cash flow from operating activities for 2022 was negative RMB 29,723,377.41, compared to negative RMB 22,298,177.63 in 2021[36]. - The accounts receivable turnover ratio improved to 1.06 in 2022 from 1.01 in 2021[36]. - The company's total asset growth rate for 2022 was 16.58%, compared to 72.96% in 2021[37]. - The net profit growth rate for 2022 was 41.66%, an increase from 36.90% in 2021[37]. Research and Development - The company added 14 new patents (including 7 invention patents) and 26 new software copyrights, totaling 294 intellectual property rights, enhancing its R&D and innovation capabilities[6]. - The company has made significant advancements in R&D, focusing on smart mining technologies, including intelligent coal mining work faces and special robots[51]. - R&D expenditure amounted to ¥38,986,016.04, representing 11.25% of operating revenue, an increase from 11.04% in the previous period[98]. - The total number of patents owned by the company increased to 149, with 25 of them being invention patents, up from 18 in the previous period[100]. - The number of R&D personnel rose to 217, accounting for 44.11% of total employees, compared to 186 and 42.95% in the previous period[99]. Market Position and Strategy - The company was selected as a constituent stock of the first "North Exchange 50 Index" and received multiple awards, including the "Most Reputable North Exchange Listed Company" in 2022[8]. - The company has established a strategic layout for the smart mining business, focusing on both the Shanxi market and expanding to other provinces[50]. - The company aims to enhance its market share across three business segments, focusing on smart mining and smart municipal services[127]. - The company plans to optimize its smart mining solutions and increase the market share of its proprietary products, targeting a leading position in Shanxi and nationwide[128]. - The company will promote the intelligent ultrasonic water meter and establish a comprehensive smart water management platform, enhancing its revenue share from smart municipal services[129]. Operational Efficiency and Internal Controls - Keda Automatic Control plans to strengthen internal assessments and enhance collection efforts to gradually reduce the proportion of accounts receivable, which currently occupies a significant share of its assets[16]. - The company’s management has improved operational efficiency through a structured financial management system, enhancing departmental accountability and performance[63]. - The company is committed to improving internal control systems and ensuring effective governance to maximize shareholder value[127]. - The company has implemented key internal controls related to revenue recognition to mitigate risks associated with improper revenue reporting[113]. Industry Trends and Market Outlook - The smart mining investment scale is projected to reach CNY 274.1 billion by 2025, with an average compound growth rate of 55.4% from 2021 to 2025[54]. - The smart city market in China is expected to reach CNY 436.42 billion by 2024, driven by advancements in digital technologies and urbanization[56]. - The Chinese industrial internet industry is projected to exceed CNY 1 trillion, with the application penetration rate of industrial internet platforms expected to rise from 14.7% in 2020 to 45% by 2025[122]. - The global IoT market is projected to grow from $48.328 billion in 2022 to $227.042 billion by 2028, with a CAGR of 29.4%[125]. Commitments and Compliance - The company has made a commitment to ensure the accuracy and completeness of its disclosures, with no misleading statements or significant omissions[146]. - The company is currently fulfilling its commitments regarding the reduction of related party transactions[148]. - The company will ensure that any stock incentive plans are linked to the execution of measures to compensate for dilution of immediate returns[164]. - The company guarantees that its public offering documents do not contain false statements or omissions, taking legal responsibility for their accuracy[165]. - The company will disclose any failure to fulfill commitments in a timely manner and apologize to shareholders and the public[170].

山西科达自控股份有限公司 审计报告 大华审字[2023]001066 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 您可使用手机"扫一扫"或进入"住股合计师行业统一监管平台（http://www.betgov.co/ 2017-11-11 山西科达自控股份有限公司 审计报告及财务报表 (2022年1月1日至2022年12月31日止) | | 目 | 录 | 页 次 | | --- | --- | --- | --- | | | 审计报告 | | 1-7 | | i Í | 已审财务报表 | | | | | 合并资产负债表 | | 1-2 | | | 合并利润表 | | 3 | | | 合并现金流量表 | | 4 | | | 合并股东权益变动表 | | 5-6 | | | 母公司资产负债表 | | 7-8 | | | 母公司利润表 | | 9 | | | 母公司现金流量表 | | 10 | | | 母公司股东权益变动表 | | 11-12 | | | 财务报表附注 | | 1-97 | 大 ...

中信建投证券股份有限公司 关于山西科达自控股份有限公司 预计 2023 年日常性关联交易的核查意见 根据《北京证券交易所股票上市规则（试行）》的有关规定，中滦科技为公司 关联方，上述交易构成关联交易。 三、关联交易的主要内容及定价依据 公司将根据实际情况，与中滦科技签订采购合同及销售合同，按照公司合同 审核流程规定执行。定价依据为市场公允价值。 四、 关联交易目的及对公司的影响 中信建投证券股份有限公司（以下简称"中信建投证券"、"保荐机构"）作为 山西科达自控股份有限公司（以下简称"科达自控"、"公司"）向不特定合格投资 者公开发行股票并在北交所上市的保荐机构，根据《证券发行上市保荐业务管理 办法》《北京证券交易所证券发行上市保荐业务管理细则》《北京证券交易所股票 上市规则（试行）》等有关规定，就科达自控预计 2023 年度日常性关联交易的事 项进行了核查，核查意见如下： 一、关联交易的基本情况 根据公司生产经营情况，公司对 2023 年度可能发生的日常性关联交易进行预 计，具体情况如下： 单位：元 | 中滦科技股份有限公司（以下简称"中滦 | 销售产品和提供技 | 15,000,000 | | --- | ...

Financial Performance - Operating revenue for the first quarter of 2023 was CNY 62,320,479.99, representing a year-on-year increase of 16.32% from CNY 53,578,400.74 in the same period of 2022[11]. - Net profit attributable to shareholders for Q1 2023 was CNY 5,320,150.49, a decrease of 21.91% compared to CNY 6,813,246.75 in Q1 2022[13]. - Basic earnings per share for Q1 2023 were CNY 0.07, down 22.22% from CNY 0.09 in the same period last year[12]. - The weighted average return on equity based on net profit attributable to shareholders was 0.85% for Q1 2023, down from 1.19% in the same period last year[12]. - Total operating revenue for Q1 2023 reached ¥62,320,479.99, an increase of 16.5% compared to ¥53,578,400.74 in Q1 2022[72]. - Net profit for Q1 2023 was ¥5,375,077.22, a decrease of 20.1% from ¥6,726,388.46 in Q1 2022[73]. - Basic earnings per share for Q1 2023 were ¥0.07, down from ¥0.09 in Q1 2022[74]. Cash Flow and Liquidity - The net cash flow from operating activities for Q1 2023 was -CNY 43,932,112.28, worsening from -CNY 25,223,273.87 in Q1 2022, an increase in cash outflow of 74.17%[12]. - The company's cash and cash equivalents decreased to ¥82,552,802.08 from ¥123,306,549.29, representing a decline of approximately 33.0%[64]. - The ending cash and cash equivalents balance for Q1 2023 was CNY 82,552,802.08, down from CNY 207,906,508.60 in Q1 2022[79]. - The company reported a decrease in cash received from sales of goods and services, totaling CNY 41,089,188.71 in Q1 2023, compared to CNY 41,234,496.15 in Q1 2022[78]. - The company faced a substantial decrease in cash and cash equivalents, which may impact liquidity in the near term[81]. Assets and Liabilities - Total assets as of March 31, 2023, were CNY 904,619,023.14, an increase of 0.91% compared to CNY 896,439,422.84 at the end of 2022[11]. - The company's total liabilities to assets ratio was 29.93% for the consolidated entity, a slight improvement from 30.14% at the end of 2022[11]. - Total liabilities stood at ¥270,738,987.93, a slight increase from ¥270,152,531.79, reflecting a growth of about 0.22%[65]. - Shareholders' equity totaled ¥633,880,035.21, up from ¥626,286,891.05, indicating an increase of approximately 1.0%[66]. - Long-term borrowings increased to ¥62,041,005.56 from ¥42,041,005.56, reflecting a significant rise of approximately 47.6%[65]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 9,947[17]. - The total equity held by major shareholders or the top ten shareholders amounts to 42,501,650, representing 55.40% of the total equity[20]. - The company has implemented a stock incentive plan on July 18, 2022, targeting 51 individuals including directors, senior management, and key employees[25]. Commitments and Compliance - The company commits to not transferring shares held by major shareholders until the stabilization measures are fully implemented[43]. - Major shareholders must publicly explain any violations of share reduction commitments and apologize to investors[39]. - The company guarantees that the public offering prospectus and other disclosure materials do not contain false records, misleading statements, or significant omissions, taking legal responsibility for their authenticity and completeness[48]. - The company will take measures to compensate public investors for direct losses incurred due to reliance on the company's commitments, with compensation amounts determined through negotiation or regulatory authority[53]. - The commitments made by the company will remain effective as long as it holds direct or indirect control over the company[58]. Investment and Growth Strategies - The company aims to enhance operational efficiency and control costs to improve profitability and shareholder returns[44]. - The company plans to accelerate investment in fundraising projects to achieve expected benefits sooner and reduce dilution risks[45]. - The company will implement measures to enhance employee motivation and attract talent to improve overall performance[44]. - The company commits to improving its compensation system to align with the requirements for replenishing diluted immediate returns[47].

证券代码：831832 证券简称：科达自控 公告编号：2023-025 山西科达自控股份有限公司 独立董事关于第四届董事会第七次会议 相关议案的独立意见 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据《公司法》《证券法》《公司章程》及《独立董事工作细则》等有关规 定，作为山西科达自控股份有限公司（以下简称"公司"）的独立董事，认真审 阅了第四届董事会第七次会议相关议案，基于独立判断立场和实事求是的原则， 发表以下独立意见： 一、《关于山西科达自控股份有限公司 2022 年年度利润分配方案的预案》 的独立意见 经审阅公司《关于山西科达自控股份有限公司 2022 年年度利润分配方案的 预案》，我们认为：本次权益分派预案符合公司整体发展战略需求，综合考虑了 股东的合理回报与公司的实际经营情况，有利于公司长远可持续发展。预案符合 《公司法》《公司章程》《利润分配管理制度》及相关法律法规的规定，不存在 损害中小投资者合法权益的情形。 综上，我们一致同意该预案，并同意将本预案提交股东大会审议。 经审阅公司《关 ...

证券代码：831832 证券简称：科达自控 公告编号：2023-029 山西科达自控股份有限公司 二、修订原因 关于拟修订《公司章程》公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、修订内容 根据《公司法》及《证券法》《北京证券交易所上市公司持续监管办法（试 行）》《北京证券交易所股票上市规则（试行）》等相关规定，公司拟修订《公司 章程》的部分条款，修订对照如下： | 原规定 | | | 修订后 | | --- | --- | --- | --- | | 第十三条 经依法登记，公司的 | | 第十三条 | 经依法登记，公司的 | | 经营范围为： | | 经营范围为： | | | 物联网技术、人工智能技术的技术 | | | 一般项目：技术服务、技术开发、 | | 开发、技术服务、技术咨询、技术转让； | | | 技术咨询、技术交流、技术转让、技术 | | | | | 推广；软件开发；物联网技术研发；物 | | 数据处理（数据处理中的银行卡中心、 | | | 联网技术服务；物联网应用服务；物联 ...

及规范活动出具的专项核查报告 中信建投证券股份有限公司关于 山西科达自控股份有限公司治理专项自查 中信建投证券股份有限公司（以下简称"中信建投""保荐机构"）作为山西 科达自控股份有限公司（以下简称"科达自控"、"公司"）的保荐机构，根据《关 于做好上市公司 2022 年年度报告披露相关工作的通知》（北证办发〔2022〕62 号）（以下简称《通知》）及公司治理专项自查及规范活动的要求，根据上市公司 自查和日常督导情况，对 2022 年度公司治理专项自查和规范情况开展了专项核 查工作，并出具专项核查报告： 一、上市公司情况 山西科达自控股份有限公司（以下简称"科达自控"、"上市公司"、"公司"） 于 2015 年 1 月 27 日在新三板挂牌，于 2021 年 11 月 15 日完成股票公开发行并 在北交所上市，系注册在山西省太原市的民营企业。依据证监会行业分类，所属 行业为"I65 软件和信息技术服务业"，主营业务为应用工业互联网技术体系，向 客户提供矿山数据监测与自动控制系统、市政数据远程监测系统、自动控制相关 产品和 365 在现（线）自动化技术服务，解决客户对于生产过程中的智能化改 造和自动化控制的需求 ...

2.会议召开地点：公司会议室 3.会议召开方式：现场 证券代码：831832 证券简称：科达自控 公告编号：2023-014 山西科达自控股份有限公司 第四届董事会第七次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2023 年 4 月 21 日 4.发出董事会会议通知的时间和方式：2023 年 4 月 11 日以邮件方式发出 5.会议主持人：董事长付国军先生 6.会议列席人员：监事、高级管理人员、董事会秘书 7.召开情况合法、合规、合章程性说明： 本次会议的召开符合《公司法》《公司章程》《董事会议事规则》等有关法律、 法规的规定。 （二）会议出席情况 会议应出席董事 9 人，出席和授权出席董事 9 人。 二、议案审议情况 （一）审议通过《关于山西科达自控股份有限公司 2022 年年度董事会工作报告 的议案》 1.议案内容： 根据《公司章程》等相关规定，由董事长代表董事会汇报 2022 年年度董事 会工作情况，并对公司 202 ...

证券代码：831832 证券简称：科达自控 公告编号：2023-024 山西科达自控股份有限公司 独立董事关于第四届董事会第七次会议 我们同意《关于山西科达自控股份有限公司 2022 年年度利润分配方案的预 案》，并同意将该议案提交董事会审议。 二、《关于续聘大华会计师事务所（特殊普通合伙）为山西科达自控股份 有限公司 2023 年年度审计机构的议案》 通过对公司提供的议案等资料的审核，我们认为：公司拟续聘的大华会计师 事务所（特殊普通合伙）具有证券从业资格，具备为公司提供审计服务的经验与 能力，能够满足公司 2023 年度审计工作的要求。大华会计师事务所（特殊普通 合伙）在开展 2022 年度审计工作期间，能够勤勉尽责，独立、客观、公正。本 次续聘会计师事务所的议案不违反相关法律法规，不存在损害公司和股东利益的 情形。 相关事项的事前认可意见 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 山西科达自控股份有限公司（以下简称"公司"）于 2023 年 4 月 21 日召开 第四届董事会第七次会议。根据 ...

山西科达自控股份有限公司 控股股东及其他关联方资金占用情况的 专项说明 " 您可使用手机"扫一扫" 此码用于证明该审计报告是否由具有执业许可的会计师事务所出 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn) " 进行查 cc.mof.gov.cn 报告编码:京2386NC 山西科达自控股份有限公司 大华核字[2023]009512 号 大华会计师事务所(特殊普通合伙) DaHua Certified Public Accountants (Special General Partnership) 控股股东及其他关联方资金占用情况的专项说明 (截止 2022 年 12 月 31 日) 录 页 次 控股股东及其他关联方资金占用情况的专项 1-2 Í 说明 11 山西科达自控股份有限公司 2022 年度非经营 1-2 性资金占用及其他关联资金往来情况汇总表 《两四五中路 16 皇院 7 皇卷 12 目 (10) 5835 0011 传育· 86 (10) 58 控 股 股 东 及 其 他 关 联 方 资 金 占 用 情 况 的 专 项 说 明 大华核字[2023 ...