法律意见书 上海市协力（重庆）律师事务所 关于中设工程咨询（重庆）股份有限公司 2023 年年度股东大会之法律意见书 2024 意字第 0523001 号 致: 中设工程咨询（重庆）股份有限公司 中设工程咨询（重庆）股份有限公司（以下简称"贵公司"或"公司"或"中 设咨询"）2023 年年度股东大会（以下简称"本次股东大会"）于 2024 年 5 月 22 日召开，上海市协力（重庆）律师事务所（以下简称"本所"）接受公司的委 托，指派律师（以下简称"本所律师"）出席会议，并依据《中华人民共和国公 司法》、《中华人民共和国证券法》、《北京证券交易所股票上市规则（试行）》 等法律、法规及规范性文件和《中设工程咨询（重庆）股份有限公司章程》（以 下简称"《公司章程》"）的有关规定出具本法律意见书。 本所律师已经按照有关法律、法规和《公司章程》的规定对公司本次股东大 会的召集、召开程序是否合法以及是否符合《公司章程》、出席会议人员的资格、 召集人资格的合法有效性和股东大会表决程序、表决结果的合法有效性发表法律 意见。 为出具本法律意见书，本所律师列席了贵公司本次股东大会并对公司向本所 提交的相关文件、资料进行了必要的 ...

证券代码：833873 证券简称：中设咨询 公告编号：2024-059 中设工程咨询（重庆）股份有限公司 2023 年年度股东大会决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2024 年 5 月 22 日 2.会议召开地点：重庆市江北区港安二路 2 号 2 幢中设咨询九楼会议室 3.会议召开方式：现场投票和网络投票相结合 4.会议召集人：董事会 5.会议主持人：董事长黄华华先生 6.召开情况合法、合规、合章程性说明： 本次会议的召集、召开符合《公司法》《公司章程》《股东大会议事规则》 等相关规定,不需要相关部门批准或者履行必要程序。 （二）会议出席情况 出席和授权出席本次股东大会的股东共 19 人，持有表决权的股份总数 60,525,975 股，占公司有表决权股份总数的 39.4597%。 其中通过网络投票参与本次股东大会的股东共 4 人，持有表决权的股份总数 7,120,346 股，占公司有表决权股份总数的 4.6421%。 ...

证券代码：833873 证券简称：中设咨询 公告编号：2024-058 中设工程咨询（重庆）股份有限公司 投资者关系活动记录表 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、 投资者关系活动类别 □特定对象调研 √业绩说明会 □媒体采访 □现场参观 □新闻发布会 □分析师会议 □路演活动 □其他 二、 投资者关系活动情况 ...

证券代码：833873 证券简称：中设咨询 公告编号：2024-058 中设工程咨询（重庆）股份有限公司 投资者关系活动记录表 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、 投资者关系活动类别 □特定对象调研 √业绩说明会 □媒体采访 □现场参观 □新闻发布会 □分析师会议 □路演活动 □其他 二、 投资者关系活动情况 ...

证券代码：833873 证券简称：中设咨询 公告编号：2024-057 中设工程咨询（重庆）股份有限公司 2023 年年度报告说明会预告公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、 说明会类型 中设工程咨询（重庆）股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日在北京证券交易所信息披露平台（www.bse.cn）、《上海证券报》 (www.cnstock.com)、《证券时报》(www.stcn.com)披露了《2023 年年度报告》 （公告编号：2024-028）及《2023 年年度报告摘要》（公告编号：2024-029）， 为方便广大投资者更深入了解公司 2023 年年度经营业绩的具体情况，加强与 投资者的互动交流，公司拟召开 2023 年年度报告业绩说明会。 二、 说明会召开的时间、地点 本次年度报告业绩说明会将采用网络远程的方式举行，投资者可登陆全景 网"投资者关系互动平台"（https://ir.p5w.net）参与本次年报业绩说明会。 三、 参加人员 公司董事 ...

证券代码：833873 证券简称：中设咨询 公告编号：2024-056 中设工程咨询（重庆）股份有限公司 投资者关系活动记录表 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担个别及连带法律责任。 一、 投资者关系活动类别 √特定对象调研 □业绩说明会 □媒体采访 □现场参观 □新闻发布会 □分析师会议 □路演活动 □其他 二、 投资者关系活动情况 ...

目 录 一、募集资金年度存放与使用情况鉴证报告………………………第 1—2 页 二、关于募集资金年度存放与使用情况的专项报告…………… 第 3—12 页 三、资质附件………………………………………………………第 13—16 页 募集资金年度存放与使用情况鉴证报告 天健审〔2024〕8-192 号 中设工程咨询（重庆）股份有限公司全体股东： 我们鉴证了后附的中设工程咨询（重庆）股份有限公司（以下简称中设咨询 公司）管理层编制的 2023 年度《关于募集资金年度存放与使用情况的专项报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供中设咨询公司年度报告披露时使用，不得用作任何其他目的。 我们同意将本鉴证报告作为中设咨询公司年度报告的必备文件，随同其他文件一 起报送并对外披露。 二、管理层的责任 中设咨询公司管理层的责任是提供真实、合法、完整的相关资料，按照《北 京证券交易所股票上市规则（试行）》(北证公告〔2023〕49 号)及相关格式指引 的规定编制《关于募集资金年度存放与使用情况的专项报告》，并保证其内容真 实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏。 三、注册会计师的责任 我们的责任是在实施 ...

中国银河证券股份有限公司 关于中设工程咨询（重庆）股份有限公司 2023 年度募集资金存放与使用情况的专项核查报告 中国银河证券股份有限公司（以下简称"银河证券"或"保荐机构"）作为 中设工程咨询（重庆）股份有限公司（以下简称"中设咨询"、"发行人"或"公 司"）向不特定合格投资者公开发行股票并在北京证券交易所上市的保荐机构， 根据《证券发行上市保荐业务管理办法》《北京证券交易所股票上市规则（试行）》 等相关规定，就中设咨询 2023 年度募集资金存放与使用情况进行专项核查，具 体核查情况如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到位情况 根据中国证券监督管理委员会《关于核准中设工程咨询（重庆）股份有限公 司向不特定合格投资者公开发行股票的批复》（证监许可〔2021〕3169 号），公 司向不特定合格投资者公开发行人民币普通股股票不超过 3,838.70 万股新股（含 行使超额配售选择权所发新股），初始发行规模 3,338.00 万股，行使超额配售选 择权发行 500.70 万股，合计发行 3,838.70 万股，发行价为每股人民币 4.5 元，共 计募集资金 17,274.15 万元，坐扣承 ...

Research and Development - The company successfully completed research projects on "AI-based Municipal Electrical Automation Design System" and "Key Technology Research for Single Tower Concrete Pylon Self-anchored Suspension Bridge" during the reporting period[3]. - The company obtained a new practical patent for "Non-excavation Repair Support Structure for Buried Pipelines" and three software copyrights for "Urban Bridge Health Monitoring System V1.0", "Urban Bridge Health Assessment Data Platform V1.0", and "BIM Collaborative Management Platform V1.0" during the reporting period[3]. - The company has completed research on the optimization of cross-section design for mountain city roads, which is expected to positively impact its road business operations[118]. - The company has successfully implemented a biological electrochemical technology for aquaculture wastewater treatment, which effectively degrades organic matter and nutrients, contributing to business expansion and transformation[119]. - The company is focusing on carbon reduction and pollution mitigation in sewage networks through the application of biological electrochemical technology, aiming to enhance its drainage segment capabilities[119]. - The company is advancing a cloud-based project management platform that integrates big data and IoT, enhancing operational efficiency and supporting digital transformation[116]. - The company has established a mechanical performance evaluation system for waterstop materials, enhancing the theoretical knowledge and testing capabilities of its personnel[115]. - Research on intelligent control methods for large-span steel-concrete arch bridges is underway, aiming to improve construction accuracy and efficiency[115]. - The company is optimizing the implementation model for full lifecycle engineering consulting services, enhancing service efficiency and quality[116]. - A study on the ecological restoration of riverbanks has been completed, providing scientific support for sustainable environmental management[117]. Financial Performance - The company's operating revenue for 2023 was ¥164,141,889.73, a decrease of 1.54% compared to ¥166,704,480.77 in 2022[24]. - The net profit attributable to shareholders for 2023 was -¥9,018,223.21, showing a significant improvement of 69.62% from -¥29,681,867.99 in 2022[24]. - The gross profit margin for 2023 increased to 39.41% from 21.25% in 2022[24]. - Total assets at the end of 2023 were ¥542,687,112.76, reflecting a growth of 3.32% from ¥525,244,773.11 at the end of 2022[26]. - Total liabilities increased by 22.66% to ¥114,200,854.24 in 2023 from ¥93,100,082.92 in 2022[26]. - The basic earnings per share for 2023 was -¥0.06, an improvement of 68.42% from -¥0.19 in 2022[24]. - The weighted average return on equity (ROE) based on net profit attributable to shareholders was -2.12% for 2023, an improvement from -6.65% in 2022[24]. - Non-operating income increased by 724.51 million yuan, representing a year-on-year growth of 172.39%[30]. - Government subsidies recognized in the current period amounted to 4,157,678.92 yuan, a year-on-year increase of 67.90%[30]. - The reversal of impairment provisions for receivables increased by 547.35 million yuan, showing a year-on-year growth of 980.77%[31]. Business Development and Strategy - The company plans to invest ¥200,000 to establish a wholly-owned subsidiary to optimize organizational structure and enhance management efficiency[21]. - The company has established a national presence with a business model of "headquarters + regional centers," focusing on the southwest region[36]. - The company aims to become a nationally recognized engineering consulting service provider, leveraging its technical expertise and professional qualifications[36]. - The company is actively involved in drafting national safety standards and guidelines, contributing to industry development and enhancing its brand reputation[58]. - The company is focusing on green low-carbon initiatives and rural revitalization as part of its second growth curve strategy[47]. - The company is actively pursuing new strategic business areas such as full-process engineering consulting, new energy projects, and ecological environment engineering to create new profit growth points[141]. - The company is committed to digital transformation, including the development of BIM technology and big data, to improve operational efficiency and core competitiveness[141]. - The company is targeting opportunities in urban renewal and smart city construction, aiming to lead in the new urbanization efforts[161]. - The company plans to expand its testing qualifications in 2024 to enhance its business operations[106]. - The company is committed to maintaining its competitive edge through continuous technological and research investments[171]. Market and Clientele - The main clients include government departments, state-owned enterprises, and real estate companies, with project acquisition primarily through bidding[37]. - The company has established a new ecological environment division to expand its water environment governance business, successfully undertaking multiple projects in this area[48]. - The company has set up a new infrastructure information technology center to explore business in new infrastructure areas, including renewable energy and electric vehicle charging stations[50]. - The company is actively expanding its market presence in municipal and construction sectors, aiming to capture historical opportunities from increasing industry concentration[165]. - The company is closely monitoring macroeconomic trends and government policies to mitigate risks associated with fluctuations in market demand for its engineering consulting services[164]. Human Resources and Talent Management - The company has established a diverse talent pool, including 49 senior engineers and various recognized talents, to strengthen its workforce[60][61]. - The company has implemented a salary system reform, resulting in an 11.08% decrease in labor costs year-on-year[42]. - The company has developed a talent incentive strategy to attract and retain high-end technical and management personnel, crucial for its operational and developmental success[168]. - The total number of R&D personnel increased from 50 to 61, raising the proportion of R&D staff to 9.77% of total employees[112]. Compliance and Risk Management - The company has implemented key internal controls related to revenue recognition to mitigate the risk of inappropriate revenue recognition practices[122]. - The company has conducted a thorough assessment of credit risk for accounts receivable, ensuring appropriate identification of credit risk characteristics[125]. - The audit committee has ensured that the auditing firm performed its duties with professionalism and objectivity, resulting in a timely and clear audit report for the 2023 annual report[126]. - The company has implemented a robust bad debt provision policy to address potential risks from accounts receivable, ensuring adequate preparation for economic downturns[167]. - The company faces risks related to cash flow management due to long project repayment cycles and high short-term liabilities, which may impact operational sustainability[171]. Acquisitions and Investments - The company acquired 51% equity in Zhongchang Testing for CNY 62.24082 million on June 30, 2023, and 51% equity in Chongqing Hule for CNY 36.38034 million on September 11, 2023[129]. - The total cash outflow for the acquisitions was CNY 9,862,116.00, with goodwill of CNY 4,001,030.37 from Zhongchang Testing and CNY 2,478,108.13 from Chongqing Hule[131]. - The identifiable net assets acquired from Zhongchang Testing were valued at CNY 4,701,159.76, while those from Chongqing Hule were valued at CNY 1,159,925.87[133]. - The company participated in a capital increase project in Chongqing with a total investment of CNY 6.224 million, enhancing its market presence[129]. - The company invested CNY 4,080,000 to establish a subsidiary in Laos, aligning with its strategic development needs[186]. Social Responsibility - The company contributed to social responsibility by completing a water supply project benefiting over 700,000 people in Guizhou Province[134]. - The company is committed to sustainable development and adheres to environmental regulations, promoting green operations[136].

目 录 一、非经营性资金占用及其他关联资金往来情况的专项 审计说明…………………………………………………………第 1—2 页 二、非经营性资金占用及其他关联资金往来情况汇总表…………… 第 3 页 三、资质附件…………………………………………………………第 4—7 页 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕8-193 号 中设工程咨询（重庆）股份有限公司全体股东： 我们接受委托，审计了中设工程咨询（重庆）股份有限公司（以下简称中设 咨询公司）2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负 债表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母 公司所有者权益变动表，以及财务报表附注，并出具了审计报告。在此基础上， 我们审计了后附的中设咨询公司管理层编制的 2023 年度《非经营性资金占用及 其他关联资金往来情况汇总表》（以下简称汇总表）。 一、对报告使用者和使用目的的限定 本报告仅供中设咨询公司年度报告披露时使用，不得用作任何其他目的。我 们同意将本报告作为中设咨询公司年度报告的必备文件，随同其他文件一起报送 并对外披 ...