湖南启元律师事务所 关于 湖南五新隧道智能装备股份有限公司 2023年第二次临时股东大会 法律意见书 二〇二三年九月 长沙市芙蓉区建湘路393号世茂环球金融中心63层 410000 电话：（0731）8295 3778 传真：（0731）8295 3779 网站：www.qiyuan.com 湖南启元律师事务所 关于湖南五新隧道智能装备股份有限公司 2023年第二次临时股东大会 法律意见书 致：湖南五新隧道智能装备股份有限公司 湖南启元律师事务所（以下简称"本所"）接受湖南五新隧道智能装备股份 有限公司（以下简称"公司"）委托，对公司 2023 年第二次临时股东大会的（以 下简称"本次股东大会"）进行现场见证，并根据《中华人民共和国公司法》（以 下简称"《公司法》"）等中国现行法律、法规、规章和规范性文件以及《湖南 五新隧道智能装备股份有限公司章程》（以下简称"《公司章程》"）的相关规 定，出具本法律意见书。 为出具本法律意见书，本所指派本所律师列席了本次股东大会，按照律师行 业公认的业务标准、道德规范和勤勉尽责精神，对本次股东大会进行了现场见证， 并核查和验证了公司提供的与本次股东大会有关的文件、资料和事实 ...

证券代码：835174 证券简称：五新隧装 公告编号：2023-085 湖南五新隧道智能装备股份有限公司 2023 年第二次临时股东大会决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开时间：2023 年 9 月 6 日 2.会议召开地点：公司 1 号会议室 3.会议召开方式：现场投票和网络投票相结合 出席和授权出席本次股东大会的股东共 6 人，持有表决权的股份总数 39,079,851 股，占公司有表决权股份总数的 43.4179%。 4.会议召集人：董事会 5.会议主持人：董事长杨贞柿先生 6.召开情况合法、合规、合章程性说明： 本次股东大会通知以公告的形式发出，召集、召开、审议等程序均符合有关 法律、行政法规、部门规章、规范性文件和《公司章程》的规定。 （二）会议出席情况 其中通过网络投票参与本次股东大会的股东共 4 人，持有表决权的股份总数 324,771 股，占公司有表决权股份总数的 0.3608%。 （三）公司董事、监事、高级管 ...

| 日期 | 代码 | 简称 | 成交价 | 成交数量（股） | 买入营业部 | 卖出营业部 | | --- | --- | --- | --- | --- | --- | --- | | 2023-09- | | | | | 东吴证券股份有限公 | 东吴证券股份有限公 | | 05 | 834261 | 一诺威 | 5.59 | 110000 | 司济南明湖东路二部 | 司苏州永昌泾大道证 | | | | | | | 营业部 | 券营业部 | | 2023-09- | | | | | 中国银河证券股份有 | 中国中金财富证券有 | | 05 | 835174 | 五新隧装 | 14 | 109000 | 限公司北京中关村大 | 限公司北京科学院南 | | | | | | | 街证券营业部 | 路证券营业部 | | 2023-09- | | | | | 东北证券股份有限公 | 上海证券有限责任公 | | 05 | 873339 | 恒太照明 | 4 | 1320000 | 司南通世纪大道证券 | 司乐清柳市柳青南路 | | | | | | | 营业部 | 证券营业部 | | 2023-09- | | | | ...

| | 公告日期 无 | 2023-09-04 | 异常期间 | | | | | --- | --- | --- | --- | --- | --- | --- | | | 五新隧装(835174) 连续竞价 | | 成交数量 （股） | 7366621 | 成交金额（万 元） | 10155.17 | | | 涉及事项 当日收盘价涨幅达到20%的前5只股票 | | | | | | | 买/卖 | 营业部或交易单元名称 | | | | 买入金额（元） | 卖出金额（元） | | 买1 | 中国中金财富证券有限公司北京科学院南路证券营业部 | | | | 3651189.7 | 0 | | 买2 | 中国银河证券股份有限公司深圳罗湖证券营业部 | | | | 2119764.38 | 0 | | 买3 | 东亚前海证券有限责任公司江苏分公司 | | | | 1776338.92 | 1376181.48 | | 买4 | 东方财富证券股份有限公司山南香曲东路证券营业部 | | | | 1764597.52 | 1018475.54 | | 买5 | 天风证券股份有限公司上海南京西路营业部 | | | | 171 ...

免于要约收购义务之 法律意见书 2023 年 8 月 湖南启元律师事务所 关于 湖南五新投资有限公司 致：湖南五新投资有限公司 湖南启元律师事务所（以下简称"本所"）接受湖南五新投资有限公司（以 下简称"五新投资"）的委托，依据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市 公司收购管理办法》（以下简称"《收购管理办法》"）及其他有关法律、法规、 规章和规范性文件的规定，就五新投资拟以现金方式增持湖南五新隧道智能装备 股份有限公司（以下简称"五新隧装"）不超过 180 万股股份（以下简称"本次 交易"）事项是否符合免于发出要约进行核查，并出具本法律意见书。 对本法律意见书，本所及本所律师特作如下声明： 1. 本所及本所律师依据《公司法》《证券法》《收购管理办法》等法律法 规的规定以及本法律意见书出具日以前已经发生或者存在的事实为基础发表法 律意见。 2. 本所及本所律师已根据有关法律法规的规定严格履行了法定职责，遵循 了勤勉尽责和诚实信用的原则，进行了充分的核查验证，保证本法律意见书所认 定的事实真实、准确、完整，所发表的结论性意见合法、准确， ...

证券代码：835174 证券简称：五新隧装 公告编号：2023-081 湖南五新隧道智能装备股份有限公司 股东增持股份结果公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 | 股东名称 | 股东身份 | 增持计划实施前 | 增持计划实施 | | --- | --- | --- | --- | | | | 持股数量（股） | 前持股比例 | | 湖南五新投资有限公司 | 控股股东 | 30,000,000 | 33.3301% | 三、 增持计划的实施结果 一、 增持主体的基本情况 二、 增持计划的主要内容 | 股东 | 计划增持 | | 计划增持 | | 增持 | 增持 | 增持合理 价格区间 | 增持 资金 | 拟增持 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | 数量（股） | | 金额（元） | | 方式 | 期间 | | | 目的 | | | | | | | | | | 来源 | | | 湖南 | ...

证券代码：835174 证券简称：五新隧装 公告编号：2023-083 关于新增承诺事项情形的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 持不超过 2%的股份锁定期为增持行为完成之日起 6 个月"，五新投资据此作出以 上承诺。 三、其他说明 公司控股股东湖南五新投资有限公司（以下简称"五新投资"）于 2023 年 8 月 1 日至 8 月 8 日通过集中竞价交易增持公司股票 1,612,223 股，增持比例为 1.7912%，具体内容详见公司在北京证券交易所指定披露平台（www.bse.cn）上 披露的《2023-081 五新隧装 股东增持股份结果公告》（公告编号 2023-081）。 2023 年 8 月 28 日，五新投资签署《关于股份锁定的承诺函》，承诺内容如 下： "一、本公司通过大宗交易或集中竞价增持五新隧装不超过 2%的股份，自 增持行为完成之日起 6 个月内不转让前述股份； 二、本公司自愿作出上述承诺，并愿意接受承诺函的约束。如违反上述承诺 事项，所得收益归五新隧装所有；给五新隧 ...

证券代码：835174 证券简称：五新隧装 公告编号：2023-080 湖南五新隧道智能装备股份有限公司 持股 5%以上股东减持股份进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、 减持主体减持前基本情况 （三） 本次减持对公司的影响 本次减持符合股东已披露的减持计划，不会对公司生产经营产生不利影响。 三、 相关风险提示 | 股东名称 | 股东身份 | | 持股数量（股） | 持股比例 | 当前持股股份来源 | | --- | --- | --- | --- | --- | --- | | 华菱津杉（湖南）信息 | 持股 | 5%以 | 6,258,948 | | | | 产业创业投资基金企 | | | | 6.9537% | 精选层挂牌前取得 | | | 上股东 | | | | | | 业（有限合伙） | | | | | | 二、 减持计划的实施进展 （一） 股东因以下原因披露减持计划实施进展： √减持数量过半 □减持时间过半 | 股东名称 | 已减持 | 已减持 | 减持 | | 减持 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥435,309,152.69, representing a 46.81% increase compared to ¥296,504,918.53 in the same period last year[34]. - The net profit attributable to shareholders of the listed company was ¥72,174,788.99, a 62.17% increase from ¥44,504,293.80 in the previous year[34]. - The net cash flow from operating activities significantly increased by 235.99%, amounting to ¥69,288,486.45 compared to ¥20,622,287.31 in the previous year[34]. - Operating revenue growth rate reached 46.81%, a significant improvement from a decline of 19.00% year-over-year[36]. - Net profit growth rate was 62.17%, compared to a decrease of 19.41% in the previous year[36]. - Basic earnings per share increased by 63.27%, reaching ¥0.80 compared to ¥0.49 in the previous year[34]. - The company's gross profit margin slightly decreased to 34.55% from 35.66% in the previous year[34]. - The total operating revenue for the first half of 2023 reached ¥435,309,152.69, a significant increase of 46.8% compared to ¥296,504,918.53 in the same period of 2022[150]. - Net profit for the first half of 2023 was ¥72,174,788.99, representing a 62.5% increase from ¥44,504,293.80 in the first half of 2022[151]. Assets and Liabilities - Total assets at the end of the reporting period were ¥899,297,463.94, up 17.52% from ¥765,205,859.86 at the end of the previous year[35]. - The total liabilities increased by 46.82%, reaching ¥278,426,338.67 compared to ¥189,635,686.67 in the previous year[35]. - The company's total assets amounted to 899 million yuan, a 17.52% increase year-on-year, while net assets grew by 7.87% to 621 million yuan[51]. - The company's trade receivables increased by 17.42% to ¥428.97 million, maintaining a stable proportion of 47.70% of total assets[69]. - The company's total liabilities as of the end of the reporting period were ¥289,670,661.98, compared to ¥200,880,048.48 at the end of the previous year, reflecting a 44.1% increase[148]. - The company's total liabilities reached CNY 278,426,338.67, up from CNY 189,635,686.67, which is an increase of approximately 46.8%[144]. Research and Development - Research and development investment was 26.41 million yuan, a 28.26% increase year-on-year, with R&D expenses accounting for 6.07% of operating revenue[52]. - The company has 364 authorized patents, including 72 invention patents, 270 utility model patents, and 22 design patents[45]. - The company focuses on R&D with a complete product development process, responding to market demands and technological advancements[41]. - The company's research and development expenses rose by 28.26% to ¥26,406,250.55, reflecting ongoing investment in innovation[74]. Market and Industry - The engineering machinery industry is expected to benefit from significant investments in infrastructure, with railway construction investment reaching 304.9 billion yuan in the first half of 2023, a 6.9% increase year-on-year[60]. - The pumped storage industry is projected to grow significantly, with China's installed capacity reaching 45.79 million kilowatts, supported by government initiatives and increasing project numbers[62]. - The company's construction equipment market demand has shown signs of recovery due to the implementation of national growth stabilization policies[66]. - The company has focused on expanding its business from traditional sectors to include pumped storage, underground caverns, and non-coal mining markets[67]. Cash Flow and Investments - The company's cash and cash equivalents at the end of the period amounted to ¥131.87 million, representing 14.66% of total assets, a decrease of 1.89% from the previous year[69]. - The net cash flow from investing activities decreased by 2,850.41%, mainly due to the company using idle funds to purchase financial products that have not yet matured[87]. - The company has invested a total of 190 million yuan in bank financial products, with an unexpired balance of 100 million yuan[89]. - The company reported a net cash outflow from investing activities of CNY 79,116,158.71 in the first half of 2023, compared to a net inflow of CNY 2,876,517.16 in the same period of 2022[157]. Corporate Governance and Structure - The board of directors consists of 9 members, while the supervisory board has 3 members, and there are 6 senior management personnel[130]. - The company has a total of 514 employees at the end of the reporting period, down from 528 at the beginning, reflecting a net decrease of 14 employees[135]. - The new CFO, Yang Juan, was appointed following the resignation of the previous CFO, Wang Jinhua, due to personal reasons[132]. - The company’s independent directors and senior management do not have any significant relationships with major shareholders[129]. Social Responsibility and Compliance - The company actively integrates social responsibility into its business operations, contributing to regional economic development[96]. - The company has no significant litigation or arbitration matters during the reporting period, with total amounts involved being CNY 2,553,152.58, accounting for 0.41% of the net assets[105]. - The company has not experienced significant changes in major risks during the reporting period[99]. Future Outlook - The company plans to continue expanding its market presence and enhancing its technological capabilities to drive future growth[83]. - Future outlook remains positive with ongoing investments in technology and potential mergers and acquisitions being considered to enhance market position[145].