Financial Performance - The company's total operating revenue for Q3 2023 was RMB 4,776,130,289.37, representing a decrease of 0.72% compared to the same period last year[4]. - Net profit attributable to shareholders for the same period was RMB 1,271,602,434.56, an increase of 22.72% year-on-year[4]. - Basic and diluted earnings per share for Q3 2023 were both RMB 0.14, reflecting a 4.48% increase compared to the previous year[4]. - The total operating income for the current period is 18,013,657,311.89, compared to 17,515,059,218.08 in the previous period, representing an increase of approximately 2.85%[18]. - The net profit attributable to shareholders of the parent company is 5,810,008,111.11, compared to 5,234,292,110.40 in the previous period, reflecting an increase of approximately 10.96%[19]. - The total profit for the current period is 7,387,590,860.40, compared to 6,846,874,666.58 in the previous period, showing an increase of about 7.93%[18]. - The total comprehensive income for the current period is 7,079,541,473.20, compared to 6,254,572,214.64 in the previous period, representing an increase of about 13.16%[19]. Assets and Liabilities - Total assets as of September 30, 2023, amounted to RMB 66,891,778,766.67, an increase of 8.37% from the end of the previous year[4]. - The total assets as of September 30, 2023, amounted to ¥668.92 billion, an increase from ¥617.26 billion as of December 31, 2022, representing an 8.3% growth[14]. - The total liabilities as of September 30, 2023, were ¥529.63 billion, compared to ¥492.46 billion at the end of 2022, reflecting a 7.5% rise[16]. - The equity attributable to the parent company's shareholders increased to ¥134.48 billion from ¥120.15 billion, marking an increase of 11.9%[17]. - The company reported a total borrowing balance of ¥3,512.73 billion as of June 30, 2023, representing a 29.70% increase over the previous year's net assets[12]. Cash Flow - The net cash flow from operating activities decreased, while the net cash flow from financing activities improved, with a net outflow of ¥8,780,475,912.19 in 2023 compared to ¥15,151,120,641.85 in 2022[8]. - The net cash flow from operating activities is 12,427,006,624.21, down from 19,667,347,765.31 in the previous period, indicating a decrease of approximately 36.5%[20]. - The net cash flow from investment activities is -7,018,260,308.06, compared to -5,428,981,168.46 in the previous period, showing a worsening of approximately 29.3%[20]. - The net cash flow from financing activities was negative at ¥8.78 billion, compared to a negative ¥15.15 billion in the previous period, representing an improvement of approximately 42.5%[21]. - The ending cash and cash equivalents balance was ¥146.65 billion, an increase from ¥141.48 billion in the previous period, reflecting a growth of about 3.1%[21]. Shareholder Information - The total number of shares outstanding as of the last trading day before disclosure was 7,621,087,664[4]. - The total number of ordinary shareholders at the end of the reporting period was 215,460, with 214,000 being A-share shareholders[9]. - The top ten shareholders held significant stakes, with Jilin Aodong Pharmaceutical Group Co., Ltd. owning 16.43% and Liaoning Chengda Co., Ltd. holding 16.40%[10]. Other Financial Metrics - Investment income for the first three quarters of 2023 reached ¥3,421,421,290.10, a 62.28% increase compared to ¥2,108,391,475.71 in the same period of 2022[8]. - Fair value changes in financial assets showed a significant improvement, with a loss of ¥96,697,385.81 in 2023 compared to a loss of ¥1,770,416,721.26 in 2022[8]. - Other business income decreased by 80.57%, from ¥949,574,570.72 in 2022 to ¥184,470,357.20 in 2023, primarily due to reduced commodity sales[8]. - The company reported a warning and fines totaling ¥943,396.23 for business misconduct related to the underwriting services provided to Meishang Ecology[13]. - The company’s receivables decreased to ¥11.77 billion from ¥13.77 billion, a decline of 14.5%[14]. - The company’s financial investments reached ¥354.08 billion, up from ¥302.82 billion, indicating a 16.9% increase year-over-year[14].

Financial Performance - The company reported a half-year financial report for 2023, which has not been audited but reviewed by Ernst & Young[2]. - Total revenue and other income for the first half of 2023 reached RMB 18,085 million, an increase of 7.57% compared to RMB 16,813 million in the same period of 2022[16]. - Profit before tax for the first half of 2023 was RMB 5,974 million, up 7.16% from RMB 5,575 million in the first half of 2022[16]. - Net profit attributable to shareholders for the first half of 2023 was RMB 4,538 million, representing an 8.11% increase from RMB 4,198 million in the same period last year[16]. - Cash flow from operating activities for the first half of 2023 decreased significantly by 68.91% to RMB 3,934 million, down from RMB 12,654 million in the first half of 2022[16]. - Total assets as of June 30, 2023, amounted to RMB 678,663 million, reflecting a 9.95% increase from RMB 617,256 million at the end of 2022[16]. - Total liabilities as of June 30, 2023, were RMB 540,668 million, which is a 9.79% increase from RMB 492,463 million at the end of 2022[16]. - Equity attributable to shareholders increased by 11.00% to RMB 133,368 million as of June 30, 2023, compared to RMB 120,146 million at the end of 2022[16]. - The basic earnings per share for the first half of 2023 was RMB 0.56, a slight increase of 1.82% from RMB 0.55 in the same period of 2022[16]. Risk Management - The company faces various risks, including policy risks, liquidity risks, market risks, credit risks, compliance risks, operational risks, and reputation risks[3]. - The company emphasizes the importance of internal control systems and comprehensive risk management to ensure stable operations within controllable risk limits[3]. - The company has established a risk management system to address potential operational and compliance risks[3]. - The company will continue to enhance its internal control and compliance systems to mitigate identified risks[3]. - The company actively monitors compliance risks to avoid legal sanctions and financial losses, which are critical in the highly regulated securities industry[110]. - The company implements a robust liquidity risk management strategy, ensuring sufficient liquidity reserves and financing capabilities under normal and stressed conditions[119]. - The company closely monitors policy changes and adjusts its operations accordingly to minimize the impact of policy risks on its business activities[117]. - The company has established a comprehensive risk management system covering various risk types, business lines, departments, and subsidiaries[116]. Business Segments and Strategy - The company is focusing on four main business segments: investment banking, wealth management, trading and institutional business, and investment management[25]. - The company aims to leverage digital technology to drive business development and promote digital transformation in the securities industry[24]. - The company is actively participating in the development of the Guangdong-Hong Kong-Macao Greater Bay Area, aligning with national strategic initiatives[24]. - The company’s wealth management business is expected to benefit from the growing demand for diversified financial services among residents[22]. - The company’s main business relies on China's economic growth and the accumulation of household wealth, which are expected to continue positively impacting performance[28]. - The company is committed to improving risk management, pricing, and sales capabilities to achieve faster development in the securities industry[22]. Corporate Governance and Compliance - The governance structure ensures compliance with relevant laws and regulations, enhancing the company's operational integrity[133]. - The company has adopted the "Standard Code" and "Corporate Governance Code" to regulate its governance practices[133]. - The company emphasizes compliance management by adhering to external regulations and continuously improving its compliance management system[122]. - The company has not experienced any changes in its board of directors, supervisors, or senior management during the reporting period[135]. - The company has established comprehensive human resource management policies to protect employee rights and benefits[138]. Employee and Social Responsibility - As of June 30, 2023, the total number of employees in the group is 14,794, including 12,509 in the parent company and 2,285 in subsidiaries[137]. - The group actively engaged in social responsibility initiatives, with a total public welfare expenditure of 9.348 million yuan during the reporting period, including 21.2584 million yuan from the Guangfa Public Welfare Foundation[148]. - The Guangfa Public Welfare Foundation focused on rural revitalization, education support, and financial empowerment, implementing various projects such as the "UN Sustainable Development Goals Demonstration Village" and the "Children's Reading Program" in rural areas[148]. - The company is committed to maintaining a diverse workforce and has implemented fair hiring practices without discrimination[137]. Environmental Initiatives - The company reported a 4.19 kWh/m² increase in electricity consumption and a 0.03 ton/m² increase in water usage at its office building compared to the previous year[145]. - The company recycled approximately 18.5 tons of recyclable waste during the reporting period, adhering to national laws to mitigate environmental pollution risks[146]. - The company promotes a green office concept, enhancing employee awareness of environmental protection through regular training[146]. Financial Activities and Investments - The company raised a total of 32.079 billion HKD from the issuance of H-shares, with a net amount of approximately 25.059 billion RMB after deducting issuance costs[96]. - The company allocated 4.986 billion RMB to investment management and investment banking businesses, focusing on expanding asset scale and increasing seed fund investments[96]. - The company has not engaged in any significant related party transactions exceeding RMB 30 million that account for more than 5% of the latest audited net assets[162]. - The company has received multiple approvals from regulatory bodies for various financial activities, including the issuance of corporate bonds and market-making for ETFs, reflecting its active engagement in capital markets[181].

Financial Performance - GF Securities Co., Ltd. reported its unaudited interim results for the six months ended June 30, 2023[1]. - Total revenue and other income for the first half of 2023 reached RMB 18,085 million, an increase of 7.57% compared to RMB 16,813 million in the same period of 2022[16]. - Net profit attributable to shareholders for the first half of 2023 was RMB 4,538 million, reflecting an 8.11% increase from RMB 4,198 million in the first half of 2022[16]. - The total assets as of June 30, 2023, amounted to RMB 678,663 million, a 9.95% increase from RMB 617,256 million at the end of 2022[16]. - The total liabilities increased by 9.79% to RMB 540,668 million as of June 30, 2023, compared to RMB 492,463 million at the end of 2022[16]. - The equity attributable to shareholders rose by 11.00% to RMB 133,368 million as of June 30, 2023, from RMB 120,146 million at the end of 2022[16]. - The basic earnings per share for the first half of 2023 was RMB 0.56, a slight increase of 1.82% from RMB 0.55 in the same period of 2022[16]. - The return on average equity decreased by 0.06 percentage points to 3.84% in the first half of 2023 compared to 3.90% in the first half of 2022[16]. Dividend Policy - The company plans not to distribute any cash dividends or bonus shares for the 2023 interim period[2]. - The board of directors has confirmed the authenticity and completeness of the financial report, taking legal responsibility for its content[2]. Risk Management - The report highlights various operational risks, including market risk and liquidity risk, which could impact the company's performance[3]. - The company emphasizes the importance of maintaining a robust internal control system to manage identified risks effectively[3]. - The company is committed to continuous improvement in its risk management framework to ensure stable operations[3]. - The company faces various risks including policy risk, liquidity risk, market risk, credit risk, compliance risk, operational risk, information technology risk, and reputation risk, which could impact business operations[103]. - The liquidity risk is highlighted by potential difficulties in obtaining sufficient funds to meet obligations, influenced by factors such as asset-liability mismatch and market conditions[105]. - Market risk is primarily concentrated in equity price risk and interest rate risk, with the company exposed to increased volatility due to international market dynamics[108]. - Credit risk is increasing due to the complexity of various financial transactions and rising default rates in the credit market[109]. - Compliance risk remains a concern as failure to adhere to regulations could lead to legal sanctions and financial losses[110]. - The company has established a comprehensive risk management system covering various risk types, business lines, departments, and subsidiaries[116]. Business Segments and Strategy - The company is focusing on four main business segments: investment banking, wealth management, trading and institutional business, and investment management, which cater to diverse financial needs[25]. - The company aims to leverage digital technology to drive business development and promote digital transformation, aligning with national strategies for building a digital China[24]. - The company is actively participating in the development of the Guangdong-Hong Kong-Macao Greater Bay Area, which is seen as a new economic growth engine for the country[24]. - The company’s wealth management business is expected to benefit from the gradual shift of household wealth towards financial markets, supported by favorable regulatory policies[22]. - The company has maintained a strong market position, with its main operational indicators ranking among the industry leaders[24]. Operational Efficiency - The company has established 349 branches and business units nationwide, covering all 31 provinces, municipalities, and autonomous regions, with the highest number of business outlets in the Guangdong-Hong Kong-Macao Greater Bay Area[35]. - The average experience of the management team in securities, finance, and economics is approximately 27 years, with an average tenure at the company exceeding 18 years, ensuring rich business and management experience[29]. - The company has a comprehensive business system with four major business segments: investment banking, wealth management, trading and institutional services, and investment management, maintaining a leading position in several core business areas[33]. Compliance and Governance - The company emphasizes compliance and risk management, being one of the first brokerages to implement comprehensive risk management strategies, ensuring stable operations[36]. - The company has established a comprehensive human resources management system to protect employee rights and interests[138]. - The company aims to enhance its corporate governance structure in compliance with relevant laws and regulations[133]. - The company has a total of 7 non-executive directors on its board, including 4 independent non-executive directors, ensuring a balance of power and responsibilities[133]. Social Responsibility - The group actively engaged in social responsibility initiatives, with a total public welfare expenditure of 9.348 million yuan during the reporting period, including donations to the Guangfa Public Welfare Foundation and subsidiaries[148]. - The Guangfa Public Welfare Foundation focused on rural revitalization, education support, financial empowerment, and medical assistance, with a total expenditure of 21.2584 million yuan for public welfare activities during the reporting period[148]. - The company pledged 5 million yuan to support the high-quality development project in Guangdong Province, contributing to rural revitalization efforts[150]. Employee Engagement and Development - The company is committed to maintaining gender balance among employees and has implemented a diverse hiring policy[137]. - In the first half of 2023, the company implemented digital talent training projects to cultivate core competencies necessary for its development[142]. - The company received the "2022-2023 ATD BEST Award" for being a top learning organization, highlighting its commitment to talent development[142]. Legal and Regulatory Matters - The company has not experienced any bankruptcy reorganization matters during the reporting period[158]. - The company has not reported any significant financial liabilities or risks associated with guarantees during the reporting period[171]. - The company has received multiple approvals from regulatory bodies for various financial activities, including the issuance of corporate bonds and the establishment of credit protection certificates[181].

Financial Performance - Total operating revenue for Q1 2023 was RMB 6,477,062,887.66, an increase of 35.69% compared to RMB 4,773,517,945.43 in the same period last year[3] - Net profit attributable to shareholders for Q1 2023 was RMB 2,156,742,527.33, representing a 65.58% increase from RMB 1,302,527,153.83 in Q1 2022[3] - Basic earnings per share for Q1 2023 was RMB 0.27, up from RMB 0.17 in the same period last year, reflecting a 58.82% increase[3] - The total profit amounted to ¥2,838,034,953.16, compared to ¥1,821,456,176.17 in the previous period, reflecting a strong performance[16] - Net profit attributable to the parent company's shareholders was ¥2,156,742,527.33, up from ¥1,302,527,153.83, showcasing a robust increase[16] - The total comprehensive income attributable to the parent company's shareholders increased to ¥2,205,927,613.97 from ¥974,158,635.85, representing a significant growth[16] Assets and Liabilities - Total assets as of March 31, 2023, were RMB 664,447,965,942.89, an increase of 7.65% from RMB 617,256,282,802.40 at the end of the previous year[3] - Total liabilities increased to ¥536.68 billion from ¥492.46 billion, an increase of approximately 9.0%[13] - As of March 31, 2023, the company's net assets were CNY 124.793 billion, with total borrowings amounting to CNY 346.187 billion, representing a 25.63% increase in borrowings compared to the previous year's net assets[10] Cash Flow - The net cash flow from operating activities for Q1 2023 was RMB -4,582,031,552.90, a significant decrease compared to RMB 13,721,694,703.99 in Q1 2022[3] - Cash received from operating activities totaled ¥47,907,559,435.46, down from ¥58,198,678,471.47, indicating a decrease in cash inflow[17] - The net cash flow from investment activities was ¥33,026,890,070.77, compared to ¥4,246,862,881.19 previously, showing a significant increase[17] - Cash inflow from financing activities totaled approximately ¥29.26 billion, an increase from ¥25.55 billion in the previous period, reflecting a growth of about 6.7%[18] - The company reported a cash outflow of approximately ¥25.15 billion for debt repayment, down from ¥41.2 billion in the previous period, a decrease of about 39%[18] Shareholder Information - As of the end of the reporting period, the total number of ordinary shareholders is 244,409, with 242,921 being A-share shareholders[7] - The top 10 shareholders hold significant stakes, with Hong Kong Central Clearing (Agent) Limited owning 22.31% (1,700,147,050 shares) and Jilin Aodong Pharmaceutical Group holding 16.43% (1,252,297,867 shares)[8] - The company has no shareholders holding shares through credit securities accounts as of the end of the reporting period[9] Business Operations - The company has 25 branches and 315 securities business departments across 31 provinces, municipalities, and autonomous regions in China as of March 31, 2023[9] - The company is undergoing organizational restructuring in its retail business, renaming departments to enhance operational efficiency[9] - The company is actively cooperating with the China Securities Regulatory Commission regarding an investigation into its underwriting business practices[10] Regulatory and Market Activities - The company received regulatory approval from the China Securities Regulatory Commission to conduct index options market-making business[9] - The company plans to expand its market presence and invest in new technologies to enhance growth prospects[11] Financial Investments - The company's trading financial assets increased by 32.76% to RMB 209,488,894,233.11 from RMB 157,800,506,159.32[6] - The company's investment income for Q1 2023 was RMB 1,504,600,613.70, a recovery from a loss of RMB 571,686,079.49 in the same period last year[6] - Financial investments rose to ¥352.26 billion, up from ¥302.82 billion, marking a growth of about 16.4%[11] Other Financial Metrics - The company reported operating profit of ¥2,837,702,862.91, up from ¥1,826,341,224.81, reflecting improved operational efficiency[16] - The company reported a 41.36% increase in business and management expenses, totaling RMB 3,624,425,152.69 for Q1 2023[6] - The company experienced a 75.94% increase in derivative financial liabilities, reaching RMB 3,691,732,848.40 as of March 31, 2023[6]

股份代號 : 1776.HK 000776.SZ （於中華人民共和國註冊成立的股份有限公司） 重要提示 公司董事會、監事會及董事、監事、高級管理人員保證年度報告內容的真實、準確、完整，不存在虛假記載、誤導 性陳述或重大遺漏，並承擔個別和連帶的法律責任。 公司負責人林傳輝先生、主管會計工作負責人孫曉燕女士及會計機構負責人（會計主管人員）余莉紅女士聲明：保 證本年度報告中財務報告的真實、準確、完整。 所有董事均已出席了審議本報告的董事會會議。 公司按照國際財務報告準則編製的2022年度財務報告已經安永會計師事務所審計，並出具了標準無保留意見的審 計報告。除特別說明外，本報告所列數據以人民幣為單位。 本年度報告涉及未來計劃等前瞻性陳述，不構成公司對投資者的實質承諾，投資者及相關人士均應當對此保持足夠 的風險認識，並且應當理解計劃、預測與承諾之間的差異。 公司經本次董事會審議通過的利潤分配預案為：以分紅派息股權登記日股份數扣除存放於公司回購專用證券賬戶的 15,242,153股後的股份數為基數，向全體股東每10股派發現金紅利3.5元（含稅），不送紅股，不以公積金轉增股本。 本公司以中英文兩種語言編製本年度報告。在對本 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致之任何損失承擔任何責任。 GF SECURITIES CO., LTD. 廣發証券股份有限公司 （於中華人民共和國註冊成立的股份有限公司） （股份代號：1776） 2022年年度業績公告 廣發証券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈本公司及其附屬 公司截至2022年12月31日止年度之經審計業績。本公告列載本公司2022年年度報 告全文，並符合《香港聯合交易所有限公司證券上市規則》中有關年度業績初步公 告附載的資料之要求。 本公司2022年年度報告及其印刷版本將於2023年4月底之前發佈並寄發予本公司 H股股東，並可在香港交易及結算所有限公司網站www.hkexnews.hk及本公司網 站www.gf.com.cn閱覽。 承董事會命 廣發証券股份有限公司 林傳輝 董事長 ...

廣發証券股份有限公司 GF SECURITIES Co., LTD. （於中華人民共和國註冊成立的股份有限公司） 股份代號：1776.HK 000776.SZ 202 hoqey mix and and the first of the 重要提示 公司董事會、監事會及董事、監事、高級管理人員保證半年度報告內容的真實、準確、完整，不存在虛假記 載、誤導性陳述或重大遺漏，並承擔個別和連帶的法律責任。 公司負責人林傳輝先生、主管會計工作負責人孫曉燕女士及會計機構負責人（會計主管人員）王瑩女士聲明： 保證本半年度報告中財務報告的真實、準確、完整。 公司全體董事出席了審議本次半年報的董事會會議。 公司按照國際會計準則編製的2022年半年度財務報告未經審計，但已經安永會計師事務所審閱。除特別說明 外，本報告所列數據以人民幣為單位。 公司計劃不派發2022年半年度現金紅利，不送紅股，不以公積金轉增股本。 本半年度報告涉及未來計劃等前瞻性陳述，不構成公司對投資者的實質承諾，投資者及相關人士均應對此保 持足夠的風險認識，並且應當理解計劃、預測與承諾之間的差異。 本公司以中英文兩種語言編製本半年度報告。在對本半年度報告的中英文版 ...