上海维科精密模塑股份有限公司 首次公开发行股票并在创业板上市 发行结果公告 保荐人（主承销商）：国泰君安证券股份有限公司 特别提示 上海维科精密模塑股份有限公司（以下简称"发行人"或"公司"）首次公开发 行人民币普通股（A 股）（以下简称"本次发行"）的申请已经深圳证券交易所（以 下简称"深交所"）创业板上市委员会审议通过，并已获中国证券监督管理委员会 （以下简称"中国证监会"）同意注册（证监许可〔2023〕1112 号）。 本次发行的保荐人（主承销商）为国泰君安证券股份有限公司（以下简称"国 泰君安"或"保荐人（主承销商）"）。发行人的股票简称为"维科精密"，股票代码 为"301499"。 发行人与保荐人（主承销商）国泰君安协商确定本次发行股份数量为 3,456.3717 万股，本次发行价格为人民币 19.50 元/股。本次发行全部为公开发行 新股，公司股东不进行公开发售股份。 本次发行的发行价格不超过剔除最高报价后网下投资者报价的中位数和加权 平均数以及剔除最高报价后通过公开募集方式设立的证券投资基金（以下简称 "公募基金"）、全国社会保障基金（以下简称"社保基金"）、基本养老保险基金 （以下简称"养老金 ...

远江盛邦（北京）网络安全科技股份有限公司 首次公开发行股票并在科创板上市 发行公告 保荐人（主承销商）：国泰君安证券股份有限公司 重要提示 远江盛邦（北京）网络安全科技股份有限公司（以下简称"盛邦安全"、"发 行人"或"公司"）根据中国证券监督管理委员会（以下简称"中国证监会"、"证 监会"）颁布的《证券发行与承销管理办法》（证监会令〔第 208 号〕）（以下 简称"《管理办法》"）、《首次公开发行股票注册管理办法》（证监会令〔第 205 号〕），上海证券交易所（以下简称"上交所"）颁布的《上海证券交易所首 次公开发行证券发行与承销业务实施细则》（上证发〔2023〕33 号）（以下简 称"《实施细则》"）、《上海市场首次公开发行股票网上发行实施细则（2023 年修订）》（上证发〔2023〕35 号）（以下简称"《网上发行实施细则》"）、 《上海市场首次公开发行股票网下发行实施细则（2023 年修订）》（上证发〔2023〕 36 号）（以下简称"《网下发行实施细则》"），中国证券业协会颁布的《首次 公开发行证券承销业务规则》（中证协发〔2023〕18 号）（以下简称"《承销业 务规则》"）以及《首次公开发行证券 ...

珠海市智迪科技股份有限公司 首次公开发行股票并在创业板上市发行公告 保荐人（主承销商）:国泰君安证券股份有限公司 特别提示 根据国家统计局发布的《国民经济行业分类》（GB/T4754-2017），珠海市智 迪科技股份有限公司（以下简称"智迪科技"或"发行人"）所处行业属于"C39 计算 机、通信和其他电子设备制造业"。截至 2023 年 6 月 27 日（T-3）日，中证指数 有限公司发布的行业最近一个月平均静态市盈率为 35.42 倍。本次发行价格 31.59 元/股对应的发行人 2022 年经审计的扣除非经常性损益前后孰低的归属于母公司 股东净利润摊薄后静态市盈率为 34.38 倍，低于中证指数有限公司发布的计算机、 通信和其他电子设备制造业（C39）行业最近一个月静态平均市盈率 35.42 倍和滚 动平均市盈率 36.52 倍，低于招股说明书中所选可比公司近 20 日扣非后算术平均 静态市盈率，低于招股说明书中所选可比公司近 20 日扣非前算术平均静态市盈率； 但仍存在未来发行人股价下跌给投资者带来损失的风险。发行人和保荐人（主承 销商）提请投资者关注投资风险，审慎研判发行定价的合理性，理性做出投资决 ...

江西国科军工集团股份有限公司 首次公开发行股票并在科创板上市 发行结果公告 保荐人（主承销商）：国泰君安证券股份有限公司 江西国科军工集团股份有限公司（以下简称"发行人"或"国科军工"）首 次公开发行人民币普通股（A 股）并在科创板上市（以下简称"本次发行"）的 申请已经上海证券交易所（以下简称"上交所"）科创板上市委员会审议通过， 并已经中国证券监督管理委员会（以下简称"中国证监会"）证监许可〔2023〕 1011 号文同意注册。本次发行的保荐人（主承销商）为国泰君安证券股份有限 公司（以下简称"国泰君安"或"保荐人（主承销商）"）。发行人的股票简称为 "国科军工"，扩位简称为"国科军工"，股票代码为"688543"。 本次发行采用向参与战略配售的投资者定向配售（以下简称"战略配售"）、 网下向符合条件的投资者询价配售（以下简称"网下发行"）与网上向持有上海 市场非限售 A 股股份和非限售存托凭证市值的社会公众投资者定价发行（以下 简称"网上发行"）相结合的方式进行。 发行人与保荐人（主承销商）根据初步询价结果，综合评估公司合理投资价 值、可比公司二级市场估值水平、所属行业二级市场估值水平等方面，充分考虑 ...

Financial Performance - Operating revenue for Q1 2023 reached RMB 9,288,045,652, an increase of 13.97% compared to RMB 8,149,548,182 in the same period last year[3] - Net profit attributable to shareholders of the parent company was RMB 3,040,521,708, reflecting a growth of 20.73% from RMB 2,518,915,579 year-on-year[3] - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 35.54% to RMB 2,749,933,260 from RMB 2,029,315,563 in the previous year[5] - Net profit for Q1 2023 was RMB 3,195,261,486, representing a growth of 26.54% from RMB 2,524,489,931 in Q1 2022[17] - The total comprehensive income for Q1 2023 was RMB 2,410,048,925, an increase from RMB 2,138,275,054 in Q1 2022[26] Cash Flow - The net cash flow from operating activities was negative at RMB -20,749,537,510, a decline of 215.55% compared to RMB 17,957,075,466 in the same period last year[7] - In Q1 2023, the net cash flow from operating activities was -20,749,537,510 RMB, a significant decline compared to 17,957,075,466 RMB in Q1 2022[19] - Cash flow from financing activities increased significantly by 1,863.95% to RMB 19,169,772,770, driven by cash received from bond issuance[7] - Cash flow from financing activities resulted in a net inflow of RMB 11,170,368,313 in Q1 2023, significantly up from RMB 3,731,702,273 in Q1 2022[28] - Cash inflow from investment activities totaled 20,025,639,916 RMB, down from 22,388,259,246 RMB in the same period last year[20] Assets and Liabilities - Total assets as of the end of Q1 2023 amounted to RMB 898,588,949,314, representing a 4.40% increase from RMB 860,688,546,079 at the end of the previous year[3] - The total liabilities increased to 786,198,000,000 RMB from 749,000,000,000 RMB[13] - The company's total liabilities as of March 31, 2023, amounted to RMB 731,474,520,353, an increase of 4.99% from RMB 696,862,457,135 as of December 31, 2022[14] - The company's total liabilities reached 521,716,307,705 RMB, up from 501,448,149,175 RMB at the end of 2022[23] - The company's total equity attributable to shareholders reached RMB 160,902,247,755 as of March 31, 2023, up from RMB 157,718,339,007 at the end of 2022, reflecting a growth of 1.39%[15] Shareholder Information - The total number of common shareholders at the end of the reporting period is 173,817[8] - The largest shareholder, Shanghai State-owned Assets Management Co., Ltd., holds 1,900,963,748 shares, accounting for 21.34% of total shares[9] - The second-largest shareholder, Hong Kong Central Clearing (Agent) Co., Ltd., holds 1,391,752,920 shares, representing 15.63%[9] - The company has a total of 173,645 A-share shareholders and 172 H-share registered shareholders[10] Income and Expenses - The company reported net interest income of RMB 692,777,050 for Q1 2023, down from RMB 1,249,141,468 in Q1 2022, a decrease of 44.54%[16] - The net income from asset management business surged by 242.43% to RMB 1,059,098,243, primarily due to the consolidation of Huashan Fund[7] - The net income from investment banking business decreased by 34.01% to RMB 659,396,848, mainly due to a decline in stock underwriting revenue[7] - The company reported a decrease in net income from investment banking fees, which fell to RMB 611,627,257 in Q1 2023 from RMB 974,884,229 in Q1 2022[25] Future Plans - The company plans to continue expanding its asset management and investment banking services, aiming for increased market share in these sectors[16]

Financial Performance - In 2022, the company achieved an operating income of 35.5 billion yuan and a net profit attributable to the parent company of 11.5 billion yuan, demonstrating strong growth potential and resilience[8]. - Total revenue for 2022 was RMB 49,086,921 thousand, a decrease of 12.98% compared to RMB 56,411,187 thousand in 2021[37]. - Operating profit for 2022 was RMB 13,387,391 thousand, down 27.92% from RMB 18,573,558 thousand in 2021[37]. - Net profit attributable to shareholders for 2022 was RMB 11,507,150 thousand, a decline of 23.35% from RMB 15,013,480 thousand in 2021[37]. - The total amount of underwriting financing by securities companies in 2022 was CNY 11,873.25 billion, a year-on-year decrease of 6.5%[60]. - The group's securities underwriting amount was CNY 868.39 billion, a decrease of 7.9% year-on-year, maintaining the 5th position in the industry[60]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion in Q4 2023, representing a 15% year-over-year growth[176]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion in Q4 2023, representing a 20% year-over-year growth[184]. Dividend and Profit Distribution - The proposed cash dividend distribution is 5.3 yuan per 10 shares, totaling approximately 4.72 billion yuan, which accounts for 41.02% of the net profit attributable to the parent company for 2022[4]. Business Strategy and Development - The company plans to accelerate the transformation of its wealth management business to a "consultant-driven, technology-enabled" model, enhancing its service capabilities[8]. - Guotai Junan Securities aims to be a pioneer in regional finance, focusing on major national development strategies and enhancing regional financial service capabilities[10]. - The company plans to continuously improve its financial services to meet the wealth management needs of residents[10]. - The company aims to enhance its capabilities in "sci-tech finance" and "inclusive finance," focusing on providing comprehensive services to various stages of sci-tech enterprises[9]. - The company is dedicated to enhancing its operational efficiency through differentiated and characteristic development strategies[10]. - The company aims to solidify its market position as a leading securities firm by completing the first three-year phase of its strategic plan (2020-2022) and optimizing its organizational structure[140]. - The second three-year phase (2023-2025) focuses on improving capabilities and strengthening core indicators to achieve industry leadership[142]. - The company will enhance its risk management framework, ensuring long-term stability through a comprehensive risk management system and compliance culture[145]. Risk Management - The company has implemented a dynamic risk control system to manage various operational risks, ensuring sustainable business operations[7]. - The group strengthened its comprehensive risk management system, achieving a continuous AA rating from the China Securities Regulatory Commission for 15 consecutive years[98]. - The company has developed specific management measures for equity swaps and FICC-related businesses, aligning with the latest regulatory requirements[152]. - The risk management department is tasked with managing market risk, credit risk, operational risk, and liquidity risk, ensuring effective risk control across various business units[150]. - The company emphasizes the importance of compliance and risk management at the subsidiary level, requiring subsidiaries to establish their own risk management systems[151]. Corporate Governance - The company has established a comprehensive corporate governance structure to ensure the independence of its assets, personnel, finance, organization, and business operations[170]. - The company has a strong governance framework to align with regulatory requirements and best practices in corporate governance[181]. - The independent non-executive directors have confirmed their independence according to Hong Kong listing rules[199]. - The company has established formal and informal channels for independent non-executive directors to express their opinions openly and confidentially when necessary[199]. Social Responsibility and Community Engagement - The company donated over 40 million yuan for public welfare initiatives, reinforcing its commitment to social responsibility and community support[9]. - The company emphasizes the development of ESG investment and financing businesses, integrating ESG concepts into its operations and risk management[10]. - The company has a strong commitment to green finance and aims to establish an internationally recognized ESG brand image[10]. Market Position and Competitiveness - The total trading volume of stocks in the Shanghai and Shenzhen markets was 247.67 trillion yuan, a year-on-year decrease of 10.4%, while the new issuance of public funds dropped by 50.8% to 1,448.282 billion yuan[45]. - The company maintained a stable international credit rating of BBB+ from S&P and Baa1 from Moody's, with a stable outlook[46]. - The company has been recognized as a market maker for various commodities and financial derivatives, including copper options and crude oil futures, with qualifications obtained from 2018 to 2022[24]. Technology and Innovation - The company has established a new generation of distributed core trading systems and has integrated Huazheng Fund, indicating advancements in technology and market expansion[8]. - The company invested 1.799 billion yuan in information technology, a year-on-year increase of 17.2%[95]. - The company is undergoing a digital transformation, shifting from traditional fee-based models to diversified services that enhance customer relationships and utilize online services[139]. International Expansion - The company has established a presence in international markets, including obtaining a capital markets services license from the Monetary Authority of Singapore in November 2022[24]. - The company is actively expanding its international business, enhancing its competitiveness in the Hong Kong market and maintaining profitability despite market fluctuations[80]. Awards and Recognition - The company has been recognized with multiple awards, including the "Golden Bull Securities Company" and "Outstanding Social Responsibility Case" in 2022[85]. - The company received the "2022 China Securities Industry Golden Bull Award" for "Outstanding Wealth Management Team" from China Securities Journal[86]. - The company won 16 awards in the 15th Best Investment Bank selection, including "Best Local Investment Bank" and "Best IPO Investment Bank" from New Fortune[87].

Financial Performance - The company achieved an operating revenue of 35.5 billion yuan and a net profit attributable to the parent company of 11.5 billion yuan for the year ended December 31, 2022[8]. - Total revenue and other income for 2022 was CNY 49.09 billion, a decrease of 12.98% compared to CNY 56.41 billion in 2021[37]. - Operating profit for 2022 was CNY 13.39 billion, down 27.92% from CNY 18.57 billion in 2021[37]. - Net profit attributable to shareholders for 2022 was CNY 11.51 billion, a decline of 23.35% from CNY 15.01 billion in 2021[37]. - Total assets at the end of 2022 reached CNY 860.69 billion, an increase of 8.77% from CNY 791.27 billion at the end of 2021[37]. - Total liabilities at the end of 2022 were CNY 696.86 billion, up 8.78% from CNY 640.64 billion in 2021[37]. - Basic earnings per share for 2022 were CNY 1.24, a decrease of 24.85% from CNY 1.65 in 2021[38]. - The weighted average return on equity for 2022 was 7.88%, down 3.17 percentage points from 11.05% in 2021[38]. Dividend Distribution - The proposed cash dividend distribution is 5.3 yuan per 10 shares, totaling approximately 4.72 billion yuan, which accounts for 41.02% of the net profit attributable to the parent company for 2022[4]. Business Development and Strategy - The company is transitioning its wealth management business to a "consultant-driven, technology-enabled" 2.0 model, enhancing its service offerings for institutional clients[8]. - The company has successfully launched a new generation of distributed core trading systems and established a securities branch in the Xiong'an New Area Free Trade Zone[8]. - The company has successfully completed the first phase of its three-year strategic plan, marking a significant milestone in its development journey[8]. - The company aims to lead in "science and technology finance" by providing high-quality, differentiated services for various stages of technology enterprises[10]. - The company is focusing on "inclusive finance" to help small and micro enterprises solve financing difficulties, enhancing digital technology applications[10]. - The company is committed to "regional finance" by optimizing network layout and enhancing financial services to support high-quality regional economic development[10]. - The company is pursuing "cross-border finance" opportunities, optimizing international network layout to support Chinese enterprises in going global[10]. - The company plans to continue expanding its market presence and enhance its product offerings in the upcoming year[36]. Risk Management - The company has established a comprehensive risk management framework, including a risk management committee responsible for overseeing major risk management decisions and compliance mechanisms for subsidiaries[149]. - The risk management department is tasked with managing market risk, credit risk, operational risk, and liquidity risk, ensuring effective risk control across various business units[150]. - The company has developed a four-tier risk management system tailored to its business characteristics, including specific management measures for equity swaps and FICC-related transactions[152]. - The company has implemented a performance evaluation system that encompasses the effectiveness of risk management across all employees[150]. - The company emphasizes the importance of frontline risk control by enhancing the risk management capabilities of its subsidiaries and business units[151]. Corporate Governance - The company has established a strong governance framework to align with best practices in corporate governance[181][182][183]. - The board of directors is responsible for the overall risk management strategy, including risk culture and major risk assessments[147]. - The company has implemented a dynamic monitoring system for risk control indicators in accordance with regulatory requirements[166]. - The company has received multiple awards in 2022, including the "Gold Bull Award" for being one of the top three securities companies in brand value and various awards for excellence in wealth management and investment banking[85][86][87][88]. Market Position and Competitiveness - The company has maintained the highest regulatory rating of A-class AA for 15 consecutive years, demonstrating strong operational resilience and growth potential[8]. - The company has been recognized as a "demonstration enterprise for corporate governance" by the State-owned Assets Supervision and Administration Commission[8]. - The company is positioned as a leading player in the securities market with a comprehensive range of qualifications and services, reflecting its strategic growth initiatives[18]. - The company ranked 5th in the industry for main underwriting amount at CNY 868.39 billion, a decrease of 7.9% from the previous year[60]. Social Responsibility and ESG - The company donated over 40 million RMB for public welfare throughout the year, supporting various initiatives including rural revitalization and carbon reduction trading[9]. - The company is actively developing ESG investment and financing business, integrating ESG concepts into all business and risk management processes[10]. - The company has established a multi-dimensional information collection and risk warning system for ESG-related industries and events[165]. User Engagement and Technology - The number of users on the Junhong APP reached 39.01 million, a growth of 2.9% year-over-year[46]. - The average monthly active users of the Junhong APP increased by 20.1% to 7.23 million[46]. - Information technology investment for 2022 was CNY 1.799 billion, an increase of 17.2% year-on-year[95]. International Expansion - The company is actively expanding its market presence by establishing a new branch in the Qianhai area and forming a committee for coordinated development in the Greater Bay Area[8]. - The international business segment has expanded operations in the U.S., Europe, and Southeast Asia, focusing on brokerage, corporate financing, and asset management[90]. Awards and Recognition - The company has received multiple awards in 2022, including the "Best Comprehensive Asset Management Institution" and "Best Innovative Case" in the Chinese securities industry[90].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券代码：601211 证券简称：国泰君安 公告编号：2023-015 国泰君安证券股份有限公司 关于召开 2022 年度业绩说明会的公告 会议召开时间：2023 年 4 月 3 日(星期一)下午 15:00-16:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 本次投资者说明会以网络互动形式召开，公司将针对 2022 年度的经营成果 及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的范围内 就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2023 年 4 月 3 日 下午 15:00-16:00 （二）会议召开地点：上证路演中心 （三）会议召开方式：上证路演中心网络互动 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 3 月 27 日(星期一)至 3 月 31 日(星期五)16:00 前 ...

Financial Performance - Operating revenue for Q3 2022 was RMB 7,160,799,834, a decrease of 28.31% compared to the same period last year[3] - Net profit attributable to shareholders was RMB 2,055,129,159, down 43.26% year-on-year[3] - Basic earnings per share decreased by 45.00% to RMB 0.22[3] - For the first three quarters of 2022, total operating revenue was RMB 26.71 billion, down 16.5% from RMB 31.91 billion in the same period of 2021[19] - Net profit for the first three quarters of 2022 was RMB 8.47 billion, a decrease of 29.5% compared to RMB 11.94 billion in the first three quarters of 2021[21] - Total revenue for the first three quarters of 2022 was RMB 15,745,832,241, a decrease of 18.5% compared to RMB 19,345,907,891 in the same period of 2021[30] - Net profit for the first three quarters of 2022 was RMB 7,067,150,706, down 19.7% from RMB 8,801,517,044 in the first three quarters of 2021[31] Assets and Liabilities - Total assets at the end of the reporting period were RMB 825,320,965,165, an increase of 4.30% from the end of the previous year[4] - Total assets as of September 30, 2022, were CNY 607,877,988,549, a slight increase from CNY 604,902,402,880 at the end of 2021[27] - Total liabilities amounted to RMB 666.90 billion as of September 30, 2022, compared to RMB 640.64 billion at the end of 2021, reflecting an increase of about 4.1%[18] - Total liabilities as of September 30, 2022, amounted to RMB 470,954,909,372, a slight decrease from RMB 473,584,216,447 at the end of 2021[28] - Total equity attributable to shareholders increased by 5.13% to RMB 154,665,710,878 compared to the end of the previous year[4] - Total equity increased to RMB 136,923,079,177 as of September 30, 2022, compared to RMB 131,318,186,433 at the end of 2021, reflecting a growth of 4.3%[29] Cash Flow - The company reported a net cash flow from operating activities of RMB 28,876,163,795 for the year-to-date[3] - Net cash flow from operating activities reached CNY 28,876,163,795, a substantial improvement from a negative cash flow of CNY 553,167,142 in the previous year[8] - Net cash flow from operating activities for the first three quarters of 2022 was RMB 19,233,993,844, a significant improvement from a negative cash flow of RMB -1,304,721,055 in the same period of 2021[32] - Net cash flow from investing activities was CNY -1,308,937,084, a significant reduction from CNY -25,711,359,103 in the previous year due to the exclusion of Shanghai Securities from the consolidated statements[8] - Net cash flow from financing activities decreased by 197.21% to CNY -24,882,120,511, primarily due to a reduction in cash received from investments and bond issuance[8] Investment and Income - Net income from asset management business decreased by 34.45% to CNY 935,526,309 compared to the same period last year[8] - Investment income fell by 52.16% to CNY 3,112,946,919, primarily due to a decline in financial asset investment returns[8] - Fair value changes in income decreased by 38.46% to CNY 1,937,431,133, attributed to market volatility affecting financial assets[8] - The investment income for the first three quarters of 2022 was RMB 778,881,471, a significant decrease from RMB 3,330,361,612 in the previous year[30] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 172,443[9] - Shanghai State-owned Assets Management Co., Ltd. held 21.34% of shares, making it the largest shareholder[9] - The company was approved to acquire an 8% stake in Huaan Fund Management Co., Ltd., enhancing its investment portfolio[13] Operational Metrics - The weighted average return on net assets decreased by 1.26 percentage points to 1.41% for the reporting period[6] - The company experienced a 42.21% decrease in net profit after deducting non-recurring gains and losses[6] - Non-recurring gains and losses totaled RMB -23,553,672 for the reporting period[5] - The company reported a decrease in interest, fees, and commissions received, totaling CNY 24,698,275,488 in 2022, down from CNY 26,517,532,191 in 2021[24]

Financial Performance - The company reported a mid-year performance for the six months ending June 30, 2022, which was reviewed by KPMG and confirmed the accuracy of the financial statements[2]. - Total revenue and other income for the first half of 2022 was RMB 26,288.08 million, a decrease of 5.34% compared to the same period last year[28]. - Profit attributable to equity holders of the company for the same period was RMB 6,372.79 million, down 20.47% year-on-year[28]. - The company's operating profit decreased by 22.34% to RMB 7,743.27 million compared to the previous year[28]. - The basic earnings per share for the first half of 2022 was RMB 0.69, a decrease of 22.47% year-on-year[28]. Risk Management - The board of directors confirmed that there were no significant risks related to market, credit, liquidity, operational, or reputational risks that could adversely affect the company[3]. - The company has established a four-level risk management system, including comprehensive risk management methods tailored to different risk types such as market risk, credit risk, operational risk, liquidity risk, and reputation risk[115]. - The risk management committee includes key executives such as the CEO, Chief Risk Officer, and heads of various departments, ensuring a coordinated approach to risk management[112]. - The company has implemented a performance evaluation system that encompasses the effectiveness of risk management across all employees[110]. - The company emphasizes the importance of compliance and risk management at the subsidiary level, requiring subsidiaries to establish their own risk management systems[114]. Business Operations - The company has established an effective internal control system and dynamic risk management indicators to ensure operations are within manageable risk levels[3]. - The company is actively involved in the development of new financial products and services, including derivatives and private equity fund services[15]. - The company has expanded its business to include market-making for copper options and crude oil futures[15]. - The company has qualifications for conducting financial advisory services related to securities transactions and investment activities[11]. - The company is a member of the interbank foreign exchange market and has qualifications for foreign currency securities brokerage and underwriting[15]. Capital Structure - Registered capital remains unchanged at RMB 8,907,947,954, while net capital slightly decreased to RMB 94,998,704,330 from RMB 95,023,119,722 year-over-year[10]. - The company's share capital decreased to 8,906,671,793 shares due to the cancellation of 1,778,000 restricted stocks[11]. - There were no plans for profit distribution or capital reserve conversion into share capital during the reporting period[2]. - The company has not encountered any violations in decision-making procedures for external guarantees[3]. Compliance and Governance - The company strictly adheres to corporate governance codes and has confirmed compliance by all directors and senior management during the reporting period[146]. - The company has implemented measures to enhance due diligence standards and improve the sensitivity of its practices to prevent future issues[169]. - The company received an administrative warning from the China Securities Regulatory Commission for failing to conduct sufficient due diligence on the issuer's major clients, resulting in inconsistent disclosures regarding patent-related product amounts[168]. - The company has taken steps to hold responsible parties accountable for past compliance failures, including financial penalties and performance deductions[169]. Market Position - The company ranked 3rd in total assets and net assets, and 2nd in net profit and operating income in the securities industry as of the first half of 2022[34]. - The company has a total of 38.41 million mobile app users, with an average monthly active user ranking 2nd in the industry[37]. - The company is positioned to benefit from the ongoing reforms in the capital market, including the implementation of a comprehensive registration system[33]. - The company has established a strong presence in the futures market, acting as a market maker for various commodities and financial derivatives since 2018[19]. Digital Transformation - The company has launched a new generation of distributed core trading systems and enhanced its digital wealth management platform, improving customer experience and operational efficiency[37]. - The company is committed to enhancing its digital technology investments, ensuring it remains at the forefront of the industry[37]. - The company is advancing its digital transformation and enhancing its risk management capabilities to improve compliance and risk management levels[40]. Employee and Training - The average training hours per employee increased by 36.2% year-on-year, reaching 60.26 hours in the first half of 2022[147]. - The company has a total of 13,474 employees, with 11,165 employees directly under the company as of June 30, 2022[147]. - The company has established a comprehensive compensation management system to attract and retain talent, including various performance management and professional grade management policies[147]. Environmental and Social Responsibility - The company has established a comprehensive carbon financial service team since early 2014, leading in various carbon trading activities[155]. - The company has actively engaged in rural revitalization efforts, focusing on targeted poverty alleviation and educational support in multiple provinces[160]. - The company has invested 2 million RMB in a medical supplementary insurance project, benefiting over 1,200 disadvantaged children[161]. - The company has established a new primary school in Anhui with a capacity for over 800 students, enhancing local educational resources[161]. Future Outlook - For the second half of 2022, the company aims for high-quality development in key businesses and regions, focusing on the Greater Bay Area, Yangtze River Delta, and Beijing-Tianjin-Hebei regions[130]. - The company plans to enhance its wealth management business by optimizing management mechanisms and improving customer service while maintaining its leading position in brokerage services[131]. - The investment banking business will leverage the comprehensive registration system opportunity to strengthen industry engagement and improve IPO development capabilities[131].