证券代码：600837 证券简称：海通证券 公告编号：临 2023-030 海通证券股份有限公司 关于筹划回购公司 A 股股份的提示性公告 公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 为维护公司价值及股东权益，促进公司健康、稳定、可持续发展，保护投资 者长远利益，海通证券股份有限公司（以下简称公司）目前正在筹划回购公司股 份事项，具体情况如下： 一、拟回购股份的种类 公司拟通过集中竞价交易方式回购股份，回购资金额预计为 3-6 亿元人民币。 预计本次回购股份价格不超过公司董事会通过回购股份决议前 30 个交易日公司 股票交易均价的 150%，且不超过人民币 12.8 元/股（含）。 五、实施期限 本次回购股份实施期限为自董事会审议通过回购方案之日起 3 个月内。拟回 购股份将在符合所有适用的法律、法规及公司股票上市地证券监督管理机构的相 关规则的前提下进行。 六、风险提示 目前该事项正在筹划之中，公司将尽快制定合理可行的回购股份方案，鉴于 公司本次回购股份事项尚需经过公司董事会审议通过，审议通过后的最终方案可 能与本次 ...

上海儒竞科技股份有限公司 特别提示 敬请投资者重点关注本次发行的缴款环节，并于 2023 年 8 月 23 日（T+2 日）及 时履行缴款义务，具体内容如下： 1、网上投资者申购新股中签后，应根据本公告履行资金交收义务，确保其资金 账户在 2023 年 8 月 23 日（T+2 日）日终有足额的新股认购资金，不足部分视为放弃 认购，由此产生的后果及相关法律责任由投资者自行承担。投资者款项划付需遵守投 资者所在证券公司的相关规定。 海通证券股份有限公司（以下简称"海通证券"或"保荐人（主承销商）"）担 任本次发行的保荐人（主承销商）。网上投资者放弃认购的股份由本次发行的保荐人 （主承销商）包销。 4、网上投资者连续十二个月内累计出现三次中签但未足额缴款的情形时，自结 算参与人最近一次申报其放弃认购的次日起六个月（按一百八十个自然日计算，含次 日）内不得参与新股、存托凭证、可转换公司债券、可交换公司债券网上申购。放弃 认购的次数按照投资者实际放弃认购新股、存托凭证、可转换公司债券与可交换公司 债券的次数合并计算。 首次公开发行股票并在创业板上市 网上摇号中签结果公告 5、本公告一经刊出，即视同向已参与网上申购并中 ...

上海儒竞科技股份有限公司 首次公开发行股票并在创业板上市 网下发行初步配售结果公告 保荐人（主承销商）：海通证券股份有限公司 特别提示 上海儒竞科技股份有限公司（以下简称"儒竞科技"、"发行人"或"公司"）首 次公开发行不超过 2,359.0000 万股人民币普通股（A 股）并在创业板上市（以下 简称"本次发行"）的申请已经深圳证券交易所（以下简称"深交所"）创业板上市 委员会审议通过，并已获中国证券监督管理委员会（以下简称"中国证监会"） 同意注册（证监许可〔2023〕1231 号）。 海通证券股份有限公司（以下简称"海通证券"或"保荐人（主承销商）"） 担任本次发行的保荐人（主承销商）。 发行人与本次发行的保荐人（主承销商）协商确定本次发行股份数量为 2,359.0000 万股，发行价格为人民币 99.57 元/股。 本次发行价格不超过剔除最高报价后网下投资者报价的中位数和加权平均 数，剔除最高报价后通过公开募集方式设立的证券投资基金（以下简称"公募基 金"）、全国社会保障基金（以下简称"社保基金"）、基本养老保险基金（以下 简称"养老金"）、企业年金基金和职业年金基金（以下简称"年金基金"）、符合 《保 ...

中巨芯科技股份有限公司 首次公开发行股票并在科创板上市招股意向书附录 | 序号 | 文件名称 | 页码 | | --- | --- | --- | | 1 | 发行保荐书 | 1 | | 2 | 法律意见书 | 34 | | 3 | 律师工作报告 | 450 | | 4 | 财务报告及审计报告 | 607 | | 5 | 发行人审计报告基准日至招股说明书签署日之间的相关财务报表 及审阅报告 | 748 | | 6 | 内部控制鉴证报告 | 773 | | 7 | 经注册会计师鉴证的非经常性损益明细表 | 787 | | 8 | 公司章程（草案） | 801 | | 9 | 关于同意中巨芯科技股份有限公司首次公开发行股票注册的批复 | 847 | 海通证券股份有限公司 关于中巨芯科技股份有限公司 首次公开发行股票并在科创板上市 之 发行保荐书 保荐人（主承销商） （上海市广东路 689 号） 二〇二三年六月 声 明 本保荐人及保荐代表人根据《中华人民共和国公司法》（下称"《公司法》"）、 《中华人民共和国证券法》（下称"《证券法》"）、《证券发行上市保荐业务管理 办法》（下称"《保荐管理办法》"）、《首次公开发 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本通知的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本通知全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 （在中華人民共和國註冊成立之股份有限公司） （股份代號：6837） 董事會會議通知 海通證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，本公司將於2023 年8月30日（星期三）舉行董事會會議，以考慮及批准（其中包括）本集團（包括本公 司及其附屬公司）截至2023年6月30日止六個月之中期業績，並考慮建議派發中期 股息（如有）。 承董事會命 海通證券股份有限公司 董事長 周杰 中國‧上海 2023年8月16日 於本公告日期，本公司執行董事為周杰先生及李軍先生；本公司非執行董事為屠 旋旋先生、周東輝先生、肖荷花女士及許建國先生；本公司獨立非執行董事為張 鳴先生、林家禮先生、朱洪超先生及周宇先生。 * 僅供識別 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 8,520,170,580.48, representing a 106.25% increase compared to CNY 4,131,020,444.53 in the same period last year[4] - Net profit attributable to shareholders for Q1 2023 was CNY 2,433,770,742.35, a 62.24% increase from CNY 1,500,080,164.17 in the previous year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 1,852,525,794.60, reflecting an 84.15% increase from CNY 1,005,961,344.63 year-on-year[4] - The basic and diluted earnings per share for Q1 2023 were both CNY 0.19, up 72.73% from CNY 0.11 in the same quarter last year[6] - The company reported a significant increase in investment income, amounting to CNY 2,078,916,517.40, compared to a loss of CNY 1,510,558,720.15 in the same period last year[9] - The net income from commission and fees was CNY 2,312,637,342.47, down 38.39% from CNY 3,753,639,789.69 in Q1 2022, primarily due to a decrease in investment banking and brokerage fees[9] - The company experienced a 225.26% increase in other business income, reaching CNY 2,325,735,046.45, driven by increased sales from subsidiaries[9] Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 377,112,384.85, a decrease of 186.46% compared to a positive cash flow of CNY 436,192,762.78 in Q1 2022[6] - In Q1 2023, the net cash flow from operating activities was CNY 21,509,639.95, a significant decrease from CNY 3,271,399,892.96 in Q1 2022[24] - Total cash inflow from operating activities was 18,158,874,077.66 RMB, down 49.5% from 35,942,804,668.56 RMB in the same period last year[17] - The company reported a significant decrease in cash received from interest, fees, and commissions, totaling 5,574,794,257.10 RMB, down from 9,037,294,922.82 RMB in Q1 2022[17] - Cash inflow from financing activities increased to 67,181,466,766.47 RMB, compared to 61,050,035,238.96 RMB in Q1 2022, marking a growth of 10.5%[18] - The net cash flow from financing activities was CNY 5,934,028,039.84, compared to CNY 10,004,010,176.03 in the previous year[25] Assets and Liabilities - Total assets at the end of Q1 2023 were CNY 775,362,254,395.86, an increase of 2.89% from CNY 753,607,577,129.57 at the end of the previous year[6] - Total liabilities amounted to ¥593,975,447,570.07 as of Q1 2023, compared to ¥575,987,247,342.03 in the previous year, an increase of 3.4%[15] - The total assets as of March 31, 2023, were 494,762,214,390.60 RMB, an increase from 472,005,690,924.86 RMB at the end of 2022[19] - The total liabilities increased to 307,000,000,000 RMB, reflecting a rise from the previous year[19] - The company's total assets reached CNY 494,762,214,390.60 in Q1 2023, up from CNY 472,005,690,924.86 in Q1 2022, representing an increase of approximately 5.7%[20] Equity and Investments - Shareholders' equity attributable to the parent company was CNY 167,459,752,440.29, up 1.74% from CNY 164,591,956,430.25 at the end of the previous year[6] - The company reported a significant increase in buy-back financial assets, which rose to CNY 42.62 billion from CNY 32.65 billion, marking an increase of approximately 30.5%[13] - The total equity investments increased to CNY 7.18 billion from CNY 7.01 billion, showing a growth of about 2.4%[13] - The company's financial assets held for trading increased to 149,109,894,637.79 RMB, up from 139,953,515,347.47 RMB at the end of 2022[19] Operating Expenses - The company reported a total operating expense of ¥5,247,742,480.11 in Q1 2023, compared to ¥2,541,933,621.31 in Q1 2022, an increase of 106.9%[15] - The total operating expenses for Q1 2023 were CNY 1,619,907,674.62, compared to CNY 733,231,747.70 in Q1 2022, reflecting an increase of about 120%[21]

Financial Performance - The company's operating revenue for Q1 2023 reached RMB 8,520,170,580.48, representing a 106.25% increase compared to RMB 4,131,020,444.53 in the same period last year[2] - Net profit attributable to shareholders for Q1 2023 was RMB 2,433,770,742.35, a 62.24% increase from RMB 1,500,080,164.17 year-on-year[2] - The net profit after deducting non-recurring gains and losses was RMB 1,852,525,794.60, reflecting an 84.15% increase compared to RMB 1,005,961,344.63 in the previous year[2] - The basic and diluted earnings per share for Q1 2023 were both RMB 0.19, up 72.73% from RMB 0.11 in the same period last year[2] - The company's operating profit for Q1 2023 was RMB 3.27 billion, up 106.5% from RMB 1.59 billion in Q1 2022[15] - The company reported a total profit of RMB 3.35 billion for Q1 2023, compared to RMB 1.60 billion in the same quarter of the previous year, representing an increase of 109.5%[15] - The net profit for Q1 2023 was approximately ¥2.62 billion, a significant increase from ¥1.50 billion in Q1 2022, representing a growth of 74.5%[16] - The net profit attributable to shareholders of the parent company was approximately ¥2.43 billion in Q1 2023, compared to ¥1.50 billion in Q1 2022, marking a year-over-year increase of 62.3%[16] - The total comprehensive income for Q1 2023 reached approximately ¥2.97 billion, up from ¥886.64 million in Q1 2022, indicating a growth of 234.5%[16] Assets and Liabilities - The total assets at the end of Q1 2023 were RMB 775,362,254,395.86, a 2.89% increase from RMB 753,607,577,129.57 at the end of the previous year[2] - The equity attributable to shareholders increased to RMB 167,459,752,440.29, reflecting a 1.74% increase from RMB 164,591,956,430.25 year-on-year[2] - Total liabilities increased to RMB 593.98 billion as of March 31, 2023, compared to RMB 575.99 billion at the end of 2022, marking a rise of 3.5%[14] - The company's total equity increased to RMB 181.39 billion as of March 31, 2023, compared to RMB 177.62 billion at the end of 2022, reflecting a growth of 2.0%[14] - Total assets as of March 31, 2023, amounted to RMB 494,762,214,390.60, up from RMB 472,005,690,924.86 as of December 31, 2022, reflecting an increase of approximately 5.7%[22] - Total liabilities increased to RMB 343,490,338,301.86 as of March 31, 2023, compared to RMB 322,959,908,026.66 at the end of 2022, marking a rise of about 6.5%[22] Cash Flow - The net cash flow from operating activities for Q1 2023 was negative at RMB -377,112,384.85, a decrease of 186.46% compared to RMB 436,192,762.78 in the same period last year[2] - Cash flow from operating activities in Q1 2023 was negative at approximately -¥377.11 million, a decline from a positive cash flow of ¥436.19 million in Q1 2022[17] - The company experienced a substantial reduction in cash outflows related to operating activities, totaling approximately ¥18.54 billion in Q1 2023, compared to ¥35.51 billion in Q1 2022[17] - Cash inflow from investment activities in Q1 2023 was approximately ¥5.73 billion, compared to ¥8.08 billion in Q1 2022, showing a decrease of 29.1%[18] - The net cash flow from financing activities in Q1 2023 was approximately ¥7.75 billion, down from ¥9.83 billion in Q1 2022, representing a decline of 21.1%[18] Income Sources - The net income from commission and fees for Q1 2023 was 2,312,637,342.47 RMB, down 38.39% from 3,753,639,789.69 RMB in Q1 2022[6] - Interest income for Q1 2023 was 1,075,632,569.00 RMB, a decrease of 35.33% compared to 1,663,330,729.00 RMB in Q1 2022[6] - Investment income for Q1 2023 was 2,078,916,517.40 RMB, a significant recovery from a loss of -1,510,558,720.15 RMB in Q1 2022[6] - Other business income increased by 225.26% to 2,325,735,046.45 RMB in Q1 2023, compared to 715,044,734.67 RMB in Q1 2022[6] - The company's total revenue from operating activities in Q1 2023 was approximately ¥11.54 billion, down 34.5% from ¥17.63 billion in Q1 2022[26] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 273,175, with no preferred shareholders[7] - The top ten shareholders held a total of 3,408,724,695 shares, representing 26.09% of the total share capital[8] Tax and Expenses - The company’s tax expenses for Q1 2023 were 726,414,003.98 RMB, a dramatic increase of 675.91% from 93,620,321.79 RMB in Q1 2022[6] - The company’s total operating expenses for Q1 2023 were RMB 1,619,907,674.62, significantly higher than RMB 733,231,747.70 in Q1 2022, indicating an increase of about 120%[24]

Financial Performance - Total revenue for 2022 was RMB 41,980,221 thousand, a decrease of 27.38% compared to RMB 57,809,561 thousand in 2021[44]. - Profit before tax for 2022 was RMB 7,999,036 thousand, down 56.86% from RMB 18,543,799 thousand in 2021[44]. - Net profit attributable to shareholders for 2022 was RMB 6,545,347 thousand, a decline of 48.97% from RMB 12,826,517 thousand in 2021[44]. - Cash flow from operating activities for 2022 was RMB 17,793,023 thousand, a decrease of 66.27% compared to RMB 52,747,409 thousand in 2021[44]. - Basic earnings per share for 2022 were RMB 0.50, down 48.98% from RMB 0.98 in 2021[44]. - The weighted average return on equity for 2022 was 3.99%, a decrease of 4.10 percentage points from 8.09% in 2021[44]. - The company's net capital increased to approximately RMB 93.82 billion in 2022 from RMB 85.22 billion in 2021, an increase of 10.12%[56]. - The risk coverage ratio improved to 241.25% in 2022 from 200.25% in 2021, indicating enhanced risk management[57]. Assets and Liabilities - Total assets reached RMB 753.608 billion by the end of 2022, an increase of 1.17% compared to the previous year[4]. - Total liabilities as of December 31, 2022, were RMB 575,985,519 thousand, up 1.55% from RMB 567,170,363 thousand in 2021[45]. - Equity attributable to shareholders was RMB 164,591,957 thousand as of December 31, 2022, a slight increase of 0.89% from RMB 163,137,964 thousand in 2021[45]. - The debt-to-asset ratio as of December 31, 2022, was 72.16%, an increase of 0.75 percentage points from 71.41% in 2021[45]. - Current assets decreased by RMB 20.886 billion or 3.56%, totaling RMB 566.096 billion as of December 31, 2022[125]. - Total equity attributable to shareholders was RMB 164.59 billion, showing a slight increase of 0.89% from the end of 2021[127]. Dividends and Shareholder Returns - The total cash dividend for 2022 is RMB 2.743 billion, accounting for 41.91% of the net profit attributable to the parent company[2]. - The total cash dividend per share for 2022 is RMB 2.10 (before tax) for every 10 shares held[2]. Business Operations and Strategy - The company provided financing totaling nearly RMB 4.4 trillion to the real economy, serving over 21 million customers[5]. - The company is focusing on "hard technology" sectors, successfully establishing the "Haitong brand" in integrated circuits and biomedicine[5]. - A comprehensive financial service system reform was initiated to enhance customer experience and address service pain points[7]. - The company is advancing its digital transformation with the goal of building "Digital Haitong 2.0," emphasizing agility, platformization, and intelligence[7]. - The company aims to leverage its financial expertise to promote rural revitalization and common prosperity through initiatives like "One Company, One County" assistance programs[8]. Risk Management - The company faces significant risks including legal and compliance risks, credit risks, market risks, operational risks, liquidity risks, and reputational risks, which could directly impact its operations and earnings[17]. - The company emphasizes the importance of risk management strategies to mitigate potential impacts from identified risks[17]. - The company has implemented a year-long compliance and internal control cultural construction initiative to strengthen risk management[6]. - The company has established a comprehensive risk management framework, prioritizing compliance and risk management in its operations[155]. Market Position and Competitive Landscape - The company ranked among the top three in the number of sponsorships and amounts in the Sci-Tech Innovation Board since its inception[5]. - The company is positioned to expand its market presence through various financial services and investment activities[19]. - The A-share market saw significant declines in 2022, with the Shanghai Composite Index dropping 15.13% and the Shenzhen Component Index falling 25.85%[61]. Innovation and Technology - The company is leading in digital transformation, with over 43 million installations of its "e Haitong Finance" app and an average of over 5.3 million monthly active users, positioning it among the industry leaders[109]. - The company has been awarded 15 national patents and 68 software copyrights, reflecting its strong innovation capabilities in technology[110]. - The company has actively participated in 22 technology projects, receiving recognition for its contributions to financial technology development[110]. Corporate Social Responsibility - The company has invested over RMB 14 million in poverty alleviation efforts by the end of 2022[8]. - The company received an upgrade in ESG rating to A from MSCI in 2022, and won multiple awards including "Best Listed Company" and "Best ESG Practice Listed Company"[8]. - The company is committed to supporting the national "dual carbon" strategy and has released an action plan for carbon peak and carbon neutrality during the 14th Five-Year Plan period[8]. Future Outlook - The company is entering a new development phase as it celebrates its 35th anniversary in 2023, coinciding with the opening of the Haitong Bund Financial Plaza[9]. - The company anticipates that the capital market will see increased competition due to the entry of foreign-funded and wholly-owned securities firms, which will also drive industry development[149].

Financial Performance - Total revenue for 2022 was RMB 41,980,221, a decrease of 27.38% compared to RMB 57,809,561 in 2021[48]. - Profit before tax for 2022 was RMB 7,999,036, down 56.86% from RMB 18,543,799 in 2021[48]. - Net profit attributable to shareholders for 2022 was RMB 6,545,347, a decline of 48.97% from RMB 12,826,517 in 2021[48]. - Cash flow from operating activities for 2022 was RMB 17,793,023, a decrease of 66.27% compared to RMB 52,747,409 in 2021[48]. - Total expenses for 2022 were RMB 34,767.77 million, down from RMB 40,915.65 million in 2021, indicating a reduction of about 15.5%[54]. - The company reported a net increase in cash and cash equivalents to RMB 67.530 billion, with net cash from operating activities amounting to RMB 17.793 billion[125]. - The company’s registered capital was RMB 8,734,438,870 after the last capital increase in 2002[29]. Assets and Liabilities - As of December 31, 2022, the total assets of the group reached RMB 753.608 billion, an increase of 1.17% compared to the previous year[6]. - Total liabilities as of December 31, 2022, were RMB 575,985,519, up 1.55% from RMB 567,170,363 at the end of 2021[49]. - The debt-to-asset ratio for 2022 was 72.16%, slightly up from 71.41% in 2021[56]. - The company's cash and cash equivalents stood at RMB 153.39 billion, accounting for 20.35% of current assets, a slight decrease of 1.95% from the previous year[127]. - Current assets totaled RMB 566.10 billion, a decrease of 3.56% from the end of 2021, mainly due to a reduction in financial assets measured at fair value through profit or loss[130]. Customer and Market Engagement - The company provided a total financing amount of nearly RMB 4.4 trillion to the real economy, serving over 21 million customers[6]. - The number of wealth management clients exceeded 21 million, with total assets under custody surpassing RMB 5.2 trillion[64]. - The company has a strong customer base with over 21 million clients domestically and internationally, supported by 337 branches in China and operations in 15 countries across five continents[104]. - The company signed strategic cooperation agreements with over 40 regional governments and large enterprises in 2022[66]. Risk Management - The company emphasized the importance of compliance and risk management, implementing a year-long "Compliance and Internal Control Culture Construction Year" initiative to enhance risk perception and control capabilities[8]. - The company maintains a robust risk management system, effectively managing various risks including market, credit, liquidity, and operational risks[107]. - The company identified major risks including compliance risk, money laundering and terrorist financing risk, credit risk, market risk, operational risk, liquidity risk, and reputation risk[156]. - A three-tier risk control indicator system has been established to enable dynamic monitoring and automatic early warning of risks[152]. Digital Transformation and Technology - The company is focused on digital transformation, aiming to build a "Digital Haitong 2.0" platform characterized by agility, platformization, intelligence, and ecological integration[8]. - The company has implemented a comprehensive risk management system to address major financial risks, aligning with regulatory requirements[62]. - The company has established a smart early warning center supported by cloud computing, blockchain, big data, and artificial intelligence[166]. - The company has strengthened the management of credit risk through a comprehensive credit risk management system[166]. Corporate Governance and Compliance - The board of directors has approved the annual report, ensuring its authenticity and completeness without any significant omissions[4]. - The company complies with relevant laws and regulations, with no reported violations by directors or senior management[199]. - The company has not reported any significant changes in the composition of its board or senior management during the reporting period[196]. ESG and Social Responsibility - The company received an upgrade in its ESG rating to A by MSCI and was recognized with multiple awards, including "Best Listed Company" and "Best ESG Practice Listed Company" in 2022[10]. - In 2022, the company invested over RMB 14 million in poverty alleviation efforts, supporting rural revitalization and common prosperity initiatives[10]. - The company is committed to integrating ESG principles into its development strategy and daily operations, aligning with national "dual carbon" goals[10]. Business Expansion and Strategy - The company plans to focus on market expansion and new product development in the upcoming fiscal year[57]. - The company aims to enhance technology empowerment and improve compliance risk management capabilities[150]. - The company anticipates that the capital market will see increased internationalization and competition, driven by the implementation of the registration-based IPO system[146].

证券代码：600837 证券简称：海通证券 公告编号：临2023-007 海通证券股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 会议召开时间： 2023 年 04 月 07 日（星期五） 上午 09:00-10:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 03 月 30 日（星期四）至 04 月 06 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司董事会办公室 邮箱 dshbgs@haitong.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 海通证券股份有限公司（以下简称公司）于 2023 年 3 月 31 日在上海证券交 易所网站（http://www.sse.com.cn）和公司网站（https://www. ...