凤凰光学股份有限公司 关于中国电子科技财务有限公司的风险持续评估报告 根据《上海证券交易所上市公司自律监管指引第 5 号——交易与关联交易》 的要求，凤凰光学股份有限公司（以下简称"凤凰光学"或"本公司"）通过查验中 国电子科技财务有限公司（以下简称"财务公司"） 《金融许可证》 《企业法人营业 执照》等证件资料，并审阅了财务公司包括资产负债表、利润表、现金流量表等 财务报告，对财务公司的经营资质、业务和风险状况进行了评估，现将风险持续 评估情况报告如下： 一、财务公司基本情况 中国电子科技财务有限公司经国家金融监督管理总局（原中国银行保险监督 管理委员会）批准（金融许可证编号：L0167H211000001）、北京市市场监督管 理局登记注册（统一社会信用代码：91110000717834993R）的非银行金融机构， 依法接受国家金融监督管理总局的监督管理。 企业名称：中国电子科技财务有限公司 注册地址：北京市石景山区金府路 30 号院 2 号楼 101 1、3-8 层 法定代表人：杨志军 二、财务公司内部控制的基本情况 （一）控制环境 根据现代金融企业公司治理的要求，财务公司设立股东会、董事会。董事会 下设 ...

General Overview - The implementation rules for the Audit Committee of Phoenix Optical Co., Ltd. have been revised in 2025 to clarify the responsibilities and operational norms of the committee, ensuring compliance with relevant laws and regulations [1][2]. Composition of the Audit Committee - The Audit Committee consists of three directors appointed by the Board, including two independent directors, with at least one being a professional in accounting [4]. - The committee's members must possess the necessary professional knowledge and business experience to fulfill their responsibilities [5]. - The committee is led by a chairperson who is an independent director with accounting expertise [6]. Responsibilities and Authority - The main responsibilities of the Audit Committee include supervising and evaluating external and internal audit work, proposing the hiring or replacement of external audit firms, and ensuring effective internal controls and accurate financial reporting [3][10]. - The committee must approve certain matters, such as financial report disclosures and significant accounting policy changes, before submission to the Board [9][10]. - The committee is tasked with reviewing the company's financial reports for accuracy and completeness, focusing on significant accounting issues and potential fraud [12]. Meeting Procedures - The Audit Committee is required to hold regular meetings at least quarterly, with provisions for special meetings as needed [16]. - A quorum for meetings requires the presence of at least two-thirds of the committee members, and decisions must be made by a majority vote [17][19]. - Meetings can be conducted in person or via other communication methods, ensuring all members can participate effectively [18]. Information Disclosure - The company must disclose the composition and professional background of the Audit Committee members, as well as their performance in fulfilling their duties [25][26]. - Any significant issues identified by the committee that meet disclosure standards must be reported promptly [27][28]. Implementation and Amendments - The implementation rules take effect upon approval by the Board and will be amended as necessary to comply with future laws and regulations [30][31].

凤凰光学股份有限公司董事会议事规则 （2025 年修订） 第一章 总 则 第一条 按照建立现代企业制度的要求，为明确公司董事会的职责权限，规 范董事会内部机构及运作程序，充分发挥董事会的经营决策机构作用，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》、 《上海证券交易所股票上市规则》以及其他有关法律、行政法规和公司章程，制 定本规则。 第二章 董事会的组成和职权 （六）拟订公司重大收购、收购本公司股票或者合并、分立、解散及变更公 司形式的方案； (七)决定公司因公司章程第二十四条第一款第（三）项、第（五）项、第 （六）项规定的情形收购本公司股份的事项； (八)在股东会授权范围内,决定公司对外投资、收购出售资产、对外担保事 项、委托理财、关联交易、提供财务资助、对外捐赠等事项； 公司董事会设立审计委员会，并根据事先需要设立战略、提名、薪酬与考 核等专门委员会。专门委员会对董事会负责，依照本章程和董事会授权履行职责， 提案应当提交董事会审议决定。专门委员会成员全部由董事组成，其中审计委员 会、提名委员会、薪酬与考核委员会中独立董事占多数并担任召集人，审计委员 会成员由董事会从董 ...

凤凰光学股份有限公司独立董事制度 （2025 年修订） 第一章 总 则 第一条 为进一步完善凤凰光学股份有限公司（以下简称"公司"）的法人 治理结构，促进公司的规范运作，维护公司整体利益，保障全体股东特别是中小 股东的合法权益不受侵害，根据《中华人民共和国公司法》、 《上海证券交易所股 前款所称会计专业人士是指具备较丰富的会计专业知识和经验，并至少具备 注册会计师资格或会计、审计或者财务管理专业的高级职称、副教授及以上职称 或者博士学位，经济管理方面高级职称，且在会计、审计或者财务管理等专业岗 位有 5 年以上全职工作经验这三类资格之一。 第六条 独立董事应当持续加强证券法律法规及规则的学习，不断提高履职 能力。 第二章 独立董事的任职条件及独立性 第七条 担任独立董事应当符合下列基本条件： 票上市规则》、《上市公司独立董事管理办法》（以下简称"《管理办法》）、《上海 证券交易所上市公司自律监管指引第 1 号——规范运作》等法律法规及部门规 章、规范性文件等的要求以及《凤凰光学股份有限公司章程》 （以下简称"《公司 章程》"）的规定，制订本制度。 第二条 独立董事是指不在公司担任除董事以外的其他职务，并与公司 ...

Core Points - The document outlines the rules for the shareholders' meeting of Phoenix Optical Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][3] - The company emphasizes the importance of timely organization and execution of shareholders' meetings by the board of directors [1][2] - The rules specify the procedures for convening both annual and extraordinary shareholders' meetings, including timelines and requirements for notifications [5][6][7] Group 1: General Provisions - The rules are established to regulate the behavior of the company and ensure shareholders can exercise their rights [1] - The company must strictly adhere to laws, regulations, and its own articles of association when convening meetings [1][2] - The board of directors is responsible for organizing meetings and ensuring they are held in accordance with legal requirements [1][2] Group 2: Convening Shareholders' Meetings - The board must convene annual meetings within six months after the end of the previous fiscal year [1][5] - Independent directors can propose extraordinary meetings, and the board must respond within ten days [8][9] - Shareholders holding more than 10% of shares can request the board to convene an extraordinary meeting [10][11] Group 3: Proposals and Notifications - Proposals must fall within the scope of the shareholders' meeting and comply with legal and regulatory requirements [14] - Shareholders holding at least 1% of shares can submit temporary proposals ten days before the meeting [15][16] - Notifications for annual meetings must be sent at least 20 days in advance, while extraordinary meetings require 15 days' notice [16][17] Group 4: Meeting Procedures - The meeting must be held at the announced location, combining in-person attendance with online voting [21][22] - Shareholders can attend in person or appoint proxies to vote on their behalf [26][27] - The meeting must maintain order, and any disruptions will be addressed by the board [24][25] Group 5: Voting and Resolutions - Voting must be conducted according to the agenda, and each proposal must be voted on individually [43][44] - The results of the votes must be announced immediately, and any doubts about the results can lead to a recount [51][52] - Resolutions passed must be disclosed promptly, including details about the voting process and outcomes [59][60]

Core Points - The company is Phenix Optics Company Limited, established in accordance with the Company Law of the People's Republic of China and other relevant regulations [2][4] - The company was approved for its initial public offering (IPO) in April 1997, issuing 22 million shares, with 2.2 million shares allocated to employees and the remaining 19.8 million shares offered to the public [2][4] - The registered capital of the company is RMB 281,573,889.00 [4] Chapter Summaries Chapter 1: General Provisions - The purpose of the company's articles is to protect the legal rights of the company, shareholders, employees, and creditors, and to regulate the company's organization and behavior [1][2] Chapter 2: Business Objectives and Scope - The company's business objective is to provide first-class products and services to domestic and international markets while achieving satisfactory economic benefits [7] - The business scope includes manufacturing, wholesale, and retail of optical lenses, photographic equipment, telescopes, and other related products [7] Chapter 3: Shares - The company issues ordinary shares, with all shares having equal rights [8][20] - The total number of shares is 281,573,889, with a par value of RMB 1 per share [20] Chapter 4: Shareholders and Shareholder Meetings - Shareholders have rights to dividends, attend meetings, supervise the company, and transfer their shares [17][33] - The company must hold an annual shareholder meeting within six months after the end of the fiscal year [43] Chapter 5: Board of Directors - The board of directors is responsible for the company's management and decision-making [21] - The board must report to the shareholders and is accountable for its actions [35] Chapter 6: General Manager and Other Senior Management - The general manager and other senior management are appointed by the board of directors and are responsible for daily operations [5] Chapter 8: Financial Accounting System, Profit Distribution, and Audit - The company must establish a financial accounting system and conduct internal audits [8] Chapter 10: Merger, Division, Capital Increase, Decrease, Dissolution, and Liquidation - The company can increase or decrease capital based on shareholder resolutions and legal regulations [11][12] Chapter 11: Amendment of Articles - The articles can be amended through resolutions passed at shareholder meetings [11] Chapter 12: Supplementary Provisions - The articles serve as a legally binding document for the company, shareholders, directors, and senior management [11]

Core Insights - Phoenix Optical (600071.SH) reported a revenue of 741 million yuan for the first half of 2025, representing a year-on-year decrease of 6.00% [1] - The net profit attributable to shareholders was 21.63 million yuan, with a net profit of 1.95 million yuan after deducting non-recurring gains and losses [1] - Basic earnings per share stood at 0.08 yuan [1] Business Segment Performance - The optical products segment generated a main business revenue of 462 million yuan, accounting for 63.53% of total revenue, with a year-on-year growth of 11.47% [1] - The controller segment achieved a main business revenue of 265 million yuan, representing 36.47% of total revenue, with a year-on-year increase of 7.19% [1]

凤凰光学8月25日披露的半年报显示，公司上半年实现营业收入7.41亿元，同比下降6%；归属于上市公 司股东的净利润2162.79万元，上年同期亏损1190.53万元；基本每股收益0.08元。 ...

第一条 为进一步建立健全凤凰光学股份有限公司（以下简称"公司"）董 事及高级管理人员的考核和薪酬管理制度，完善公司治理结构，根据《中华人民 共和国公司法》《上市公司治理准则》《上市公司独立董事管理办法》《凤凰光学 股份有限公司章程》（以下简称"公司章程"）及其他有关规定，公司特设立董事 会薪酬与考核委员会，并制定本实施细则。 凤凰光学股份有限公司 董事会薪酬与考核委员会实施细则 （2025 年修订） 第一章 总则 第二条 薪酬与考核委员会是董事会设立的专门工作机构，对董事会负责。 主要制定公司董事及高级管理人员的考核标准，进行考核并提出建议；负责制定、 审查公司董事及高级管理人员的薪酬政策与方案。 第三条 本实施细则所称董事是指在本公司支取薪酬的董事长、董事（非独 立董事）；本实施细则所称高级管理人员是指总经理、副总经理、财务负责人、 董事会秘书等其他由董事会聘任的高级管理人员。 第二章 人员组成 第四条 薪酬与考核委员会成员由三至七名董事组成，其中独立董事占多数。 第五条 薪酬与考核委员会委员由董事长、二分之一以上独立董事或者全体 董事的三分之一提名，并由董事会选举产生。 第六条 薪酬与考核委员会设召集人一 ...

凤凰光学股份有限公司独立董事制度 （2025 年修订） 第一章 总 则 第一条 为进一步完善凤凰光学股份有限公司（以下简称"公司"）的法人 治理结构，促进公司的规范运作，维护公司整体利益，保障全体股东特别是中小 股东的合法权益不受侵害，根据《中华人民共和国公司法》、《上海证券交易所股 票上市规则》、《上市公司独立董事管理办法》（以下简称"《管理办法》）、《上海 证券交易所上市公司自律监管指引第 1 号——规范运作》等法律法规及部门规 章、规范性文件等的要求以及《凤凰光学股份有限公司章程》（以下简称"《公司 章程》"）的规定，制订本制度。 第二条 独立董事是指不在公司担任除董事以外的其他职务，并与公司及其 主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能妨碍其进行 独立客观判断的关系的董事。 第三条 独立董事对上市公司及全体股东负有忠实与勤勉义务，应当按照法 律、行政法规、中国证券监督管理委员会（以下简称"中国证监会"）规定、证 券交易所业务规则和《公司章程》的规定，认真履行职责，在董事会中发挥参与 决策、监督制衡、专业咨询作用，维护上市公司整体利益，保护中小股东合法权 益。 第四条 公司聘任的独立 ...