宇通重工股份有限公司 独立董事关于重大事项的独立意见 根据《中华人民共和国公司法》《上市公司证券发行管理办 法》《上海证券交易所股票上市规则》等法律、法规和规范性文 件，以及《公司章程》《公司独立董事制度》等规定，我们作为 宇通重工股份有限公司(以下简称"公司")的独立董事，本着客 观、公平、公正的原则，对提交公司第十一届董事会第十八次会 议的相关议案进行了认真审议，现基于独立判断立场，发表独立 意见如下： 一、关于 2023 年半年度募集资金存放与实际使用情况的专 项报告的独立意见 三、关于回购注销部分限制性股票的独立意见 1 公司回购注销尚未解除限售的限制性股票符合《上市公司股 权激励管理办法》等法律法规以及公司限制性股票激励计划的规 定，审议程序合法合规，不存在损害公司及全体股东、特别是中 小股东利益的情形。同意公司回购注销上述尚未解除限售的限制 性股票。 （以下无正文） 2 此页无正文，仅为《宇通重工股份有限公司独立董事关于公司重 大事项的独立意见》签字页。 签字 宁金成 公司编制的《2023 年半年度募集资金存放与实际使用情况 的专项报告》内容真实、准确、完整，不存在虚假记裁、误导性 陈述和重大遗漏 ...

释 义 北京市通商律师事务所 关于宇通重工股份有限公司 2022 年限制性股票激励计划 回购注销部分限制性股票的 法律意见书 二零二三年八月 除另有所指，本法律意见书所使用下列词语具有的含义如下： | 宇通重工、公司 | 指 | 宇通重工股份有限公司，曾用名郑州德恒宏盛科技发展股份有限 公司 | | --- | --- | --- | | 本计划、本激励计划、 | 指 | 宇通重工股份有限公司 2022 年限制性股票激励计划 | | 激励计划 | | | | 《激励计划(草案)》、 | 指 | 宇通重工股份有限公司 2022 年限制性股票激励计划(草案) | | 本计划草案 | | | | 限制性股票/标的股 | 指 | 公司按照本计划约定的条件和计划授予激励对象一定数量的公 司股票，该等股票设置一定期限的限售期，在达成本计划规定的 | | 票 | | 解除限售条件后，方可解除限售进行流通 | | 激励对象 | 指 | 根据本计划获授限制性股票的人员 | | 授予日 | 指 | 公司向激励对象授予限制性股票的日期，授予日必须为交易日 | | 授予价格 | 指 | 公司授予激励对象每一股限制性股票的价格 | | ...

证券代码：600817 证券简称：宇通重工 编号：临 2023-061 鉴于公司本次回购注销限制性股票事宜将减少注册资本，公 司声明如下：根据《中华人民共和国公司法》（以下简称"《公司 法》"）等相关法律、法规的规定，公司债权人自本公告披露之日起 45 日内，均有权凭有效债权文件及相关凭证要求公司清偿债务或 者提供相应担保。 公司债权人如逾期未行使上述权利，不会因此影响其债权的 有效性；如要求公司清偿债务或提供相应的担保，应根据《公司法》 等法律、法规的有关规定向公司提出书面要求，并随附有关证明文 件。 宇通重工股份有限公司 关于回购注销部分限制性股票通知债权人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、通知债权人的原由 宇通重工股份有限公司（以下简称"公司"）于2023年8月23 日召开了第十一届董事会第十八次会议和第十一届监事会第十八 次会议，审议通过了《关于回购注销部分限制性股票的议案》，决 定回购并注销限制性股票共计340,001股。本次回购注销限制性股 票事项暂不实施注销，后续统一注销。回购注销完成后 ...

证券代码：600817 证券简称：宇通重工 编号：临 2023-058 宇通重工股份有限公司 第十一届监事会第十八次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 宇通重工股份有限公司（以下简称"公司"）第十一届监事会 第十八次会议于 2023 年 8 月 11 日以邮件方式发出通知，2023 年 8 月 23 日以现场方式召开，应参会监事 3 名，实际参会 3 名。会 议由监事会主席徐利先生主持，表决方式符合公司章程及有关法 律法规的规定。 会议审议并通过了以下议题： 1、3 票同意，0 票反对，0 票弃权；审议通过了《2023 年半 年度报告及摘要》。 经审核，监事会认为：公司严格按照股份公司财务制度规范 运作，公司 2023 年半年度报告公允地反映了公司 2023 年上半年 的财务状况和经营成果；公司董事会的编制和审议程序符合法律、 行政法规和中国证监会的规定；我们保证公司 2023 年半年度报告 所披露的信息真实、准确、完整，承诺其中不存在虚假记载、误 导性陈述或重大遗漏，并对其内容的真实性、准确性和完整 ...

郑州宇通集团财务有限公司风险评估报告 宇通重工股份有限公司（以下简称"公司"）按照《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》《上海证 券交易所上市公司自律监管指引第 5 号——交易与关联交易》等 要求，通过查验郑州宇通集团财务有限公司（以下简称"财务公 司"）的《营业执照》与《金融许可证》等资料，并审阅了包括 资产负债表、利润表、现金流量表等在内的财务公司定期财务报 告，对财务公司的经营资质、业务和风险状况进行了评估，具体 情况报告如下： 一、财务公司基本情况 财务公司成立于 2012 年 2 月 24 日，是经原中国银行业监督 管理委员会批准，由郑州宇通集团有限公司（出资占比 85%）及 宇通客车股份有限公司（出资占比 15%）共同出资组建的非银行 金融机构。 法定代表人：曹建伟 注册地址：郑州市管城回族区宇通路宇通大厦 21 层 注册资本：人民币 100,000 万元 公司住所：郑州市管城回族区宇通路宇通大厦 21 层 金融许可证机构编码：L0146H241010001 统一社会信用代码：91410100590815989T 经营范围：对成员单位办理财务和融资顾问、信用鉴证及相 关的咨 ...

证券代码：600817 证券简称：宇通重工 编号：临 2023-060 宇通重工股份有限公司 关于回购注销部分限制性股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 宇通重工股份有限公司（以下简称"公司"）于 2023 年 8 月 23 日召开了第十一届董事会第十八次会议和第十一届监事会第十 八次会议，审议通过了《关于回购注销部分限制性股票的议案》， 同意公司回购注销已授予但尚未解除限售的限制性股票共计 340,001 股。现将相关事项公告如下： 一、本次回购注销限制性股票履行的决策程序 2023 年 8 月 23 日，公司召开第十一届董事会第十八次会议和 第十一届监事会第十八次会议，审议通过了《关于回购注销部分限 制性股票的议案》，公司独立董事对本次回购注销部分限制性股票 事项发表了同意的独立意见。 二、本次回购注销限制性股票的原因、数量及价格 2、鉴于《公司 2022 年限制性股票激励计划（草案）》（以下简 称"《2022 年激励计划》"）中：1 名激励对象离职，回购注销其 未解除限售的限制性股票 106,667 ...

证券代码：600817 证券简称：宇通重工 编号：临 2023-042 宇通重工股份有限公司 关于参加河南辖区上市公司 2023 年投资者网上集体接待日活动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为进一步加强与投资者的互动交流，宇通重工股份有限公司 定于 2023 年 5 月 18 日(周四)16:00-17:20 参加在全景网举办的 "真诚沟通 传递价值"河南辖区上市公司 2023 年投资者网上集 体接待日活动，本次活动将采用网络远程方式举行，投资者可登录 "全景•路演天下"(http://rs.p5w.net)参与本次互动交流。 出席本次网上集体接待日活动的人员有：董事会秘书王东新 先生、证券事务代表刘朋先生(如有特殊情况，参会人员将可能进 行调整)，欢迎广大投资者积极参与。 特此公告。 宇通重工股份有限公司董事会 二零二三年五月十二日 1 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 627,366,569.30, a decrease of 15.22% compared to the same period last year[4] - The net profit attributable to shareholders was CNY 29,298,651.91, down 65.50% year-on-year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 25,171,733.34, a decline of 49.34% compared to the previous year[4] - The basic earnings per share were CNY 0.0536, reflecting a decrease of 67.01% year-on-year[4] - Total revenue for Q1 2023 was ¥627,366,569.30, a decrease of 15.2% compared to ¥740,022,775.20 in Q1 2022[20] - Net profit for Q1 2023 was ¥37,875,556.37, a decline of 58.7% from ¥91,712,095.41 in Q1 2022[20] - Earnings per share for Q1 2023 was ¥0.0536, compared to ¥0.1626 in Q1 2022[21] Assets and Liabilities - The total assets at the end of the reporting period were CNY 4,532,539,292.80, down 4.19% from the end of the previous year[4] - As of March 31, 2023, the total assets of the company amounted to RMB 4,532,539,292.80, a decrease from RMB 4,730,718,235.13 as of December 31, 2022[16] - The company's total liabilities decreased to ¥1,871,963,315.88 in Q1 2023 from ¥2,108,327,197.89 in Q4 2022, a reduction of 11.2%[17] - The total equity attributable to shareholders increased to ¥2,460,811,309.73 in Q1 2023 from ¥2,429,811,769.62 in Q4 2022, an increase of 1.3%[17] Cash Flow - The company reported a net cash flow from operating activities of CNY 62,463,179.10, which was not applicable for year-on-year comparison[4] - In Q1 2023, the net cash flow from operating activities was ¥62,463,179.10, a significant improvement from -¥179,261,643.00 in Q1 2022[24] - Total cash inflow from operating activities was ¥826,796,112.04, slightly up from ¥820,656,646.93 in the same period last year[24] - Cash outflow for purchasing goods and services decreased to ¥530,849,416.56 from ¥673,588,536.77 year-over-year, indicating a reduction of approximately 21.1%[24] - The net cash flow from investing activities was -¥257,738,326.73, an improvement from -¥741,406,998.58 in Q1 2022[24] - Cash and cash equivalents at the end of Q1 2023 stood at ¥934,912,803.86, compared to ¥759,205,574.64 at the end of Q1 2022, reflecting an increase of approximately 23.1%[25] - The net increase in cash and cash equivalents for Q1 2023 was -¥195,372,901.34, an improvement from -¥925,929,211.80 in Q1 2022[25] Shareholder Information - The company had a total of 15,588 common shareholders at the end of the reporting period[8] - The largest shareholder, Zhengzhou Yutong Group Co., Ltd., held 53.97% of the shares, totaling 294,756,351 shares[8] - The actual controller of the company has changed to Mr. Tang Yuxiang as of February 6, 2023, following the transfer of shares[11] - The total number of shares held by Yutong Group and its subsidiaries after the acquisition is 374,476,914 shares, accounting for 68.56% of the total share capital[13] Operational Insights - The decline in net profit was primarily due to a decrease in sales of sanitation equipment products[7] - Research and development expenses for Q1 2023 were ¥36,658,910.49, down 14.3% from ¥42,750,117.31 in Q1 2022[20] - Interest income for Q1 2023 was ¥12,161,619.69, significantly higher than ¥5,859,376.51 in Q1 2022[20] - The company plans to focus on market expansion and new product development in the upcoming quarters[19] Regulatory and Market Environment - The company received a decision from the State Administration for Market Regulation confirming no further review of the concentration of operators related to the change of actual controller[12] - The company has issued multiple announcements regarding the risks associated with the acquisition by Yutong Group[12]

证券代码:600817 证券简称：宇通重工 编号：临 2023-035 宇通重工股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023年4月18日下午15:00－16:30 会议召开地址：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：公司视频录播和网络文字互动 投资者可于2023年4月11日(星期二)至4月17日（星期一） 16:00前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 ytzgir@yutong.com 进行提问。公司将在业绩说明 会上对投资者普遍关注的问题进行回答。 宇通重工股份有限公司（以下简称"公司"）已于 2023 年 4 月 4 日披露 2022 年年度报告。为便于广大投资者更加全面深入 地了解公司 2022 年度经营成果、财务状况，公司计划于 2023 年 4 月 18 日下午 15:00－16:30 举行 2022 年度业绩说明会，就 ...

Financial Performance - In 2022, the company's operating revenue was CNY 358,528.07 million, a decrease of 4.56% compared to CNY 375,654 million in 2021[23] - The net profit attributable to shareholders was CNY 38,561.96 million, down 1.86% from CNY 39,291.08 million in the previous year[23] - The net profit after deducting non-recurring gains and losses increased by 16.26% to CNY 28,950.77 million from CNY 24,900.73 million in 2021[23] - The net cash flow from operating activities was negative at CNY -8,969.15 million, a significant decline from CNY 8,438.06 million in 2021[23] - As of the end of 2022, the net assets attributable to shareholders were CNY 242,981.18 million, an increase of 9.85% from CNY 221,203.24 million at the end of 2021[23] - The total assets decreased slightly by 0.97% to CNY 473,071.82 million from CNY 477,694.67 million in 2021[23] - Basic earnings per share for 2022 were CNY 0.73, a decrease of 2.67% from CNY 0.75 in 2021[24] - The weighted average return on net assets was 16.78%, down 3.06 percentage points from 19.84% in the previous year[24] Business Segments Performance - The sanitation equipment business generated revenue of CNY 1.784 billion, representing a year-on-year growth of 11.59%[33] - The sanitation service business reported revenue of CNY 701 million, an increase of 15.89% year-on-year[34] - The mining equipment business saw significant growth, with revenue reaching CNY 671 million, a substantial increase of 123.10% year-on-year[35] - The company ranked fourth in the sanitation vehicle market with 3,931 units insured, and achieved a market share of 28.71% in new energy sanitation vehicles, with 1,400 units insured, a year-on-year increase of 21.11%[33] - The company maintained its leading position in the new energy mining vehicle sector, with its electric mining vehicles operating in over 100 mining areas across 28 provinces, accumulating over 15 million kilometers in operation[35] Market Trends and Strategies - The sanitation equipment industry maintained a high demand level, with a CR10 of 63% in 2022, an increase of 4 percentage points year-on-year, indicating a concentration of market share among leading companies[38] - The penetration rate of new energy sanitation equipment reached 5.9% in 2022, with a year-on-year increase of 20.3% in the number of new energy sanitation vehicles insured, totaling 4,877 units[39] - The total contract amount for the national sanitation market in 2022 was 231.9 billion yuan, with an annualized amount of 69.2 billion yuan, indicating a stable growth trend in the sanitation service industry[40] - The engineering machinery sector is cyclical but has a broad market outlook, driven by significant infrastructure investment needs and the push towards electrification and intelligence in machinery[41] - The company aims to become a leader in the new energy mining equipment market, having developed and promoted new energy mining vehicles since 2018, establishing itself as the top brand in this sector[46] Research and Development - The company has a research and development team of 283 personnel in sanitation equipment, with 27.26% holding advanced degrees, ensuring strong innovation capabilities[56] - The company has filed for 285 effective patents, including 62 invention patents, enhancing its intellectual property strength[56] - The company has developed a dual-tire electric drive bridge, achieving a system weight reduction of 10% and improving vehicle economy by over 10%[51] - The company has made significant breakthroughs in smart driving technology, including adaptive edge cleaning and voice control systems, enhancing operational efficiency[50] - The company has developed a pure electric mining vehicle with a high-strength power battery, achieving an industry-leading waterproof performance with an IP68 rating[64] Environmental and Social Responsibility - The company has implemented a comprehensive environmental monitoring plan, conducting regular monitoring of wastewater and air emissions, with specific parameters monitored monthly and quarterly[168] - The company has maintained compliance with environmental regulations, with no administrative penalties reported during the reporting period[169] - The company has received the "Green Factory" title after passing the evaluation by the Zhengzhou Municipal Bureau of Industry and Information Technology[170] - The wastewater reuse rate reached over 99% in 2022, significantly improving water resource utilization efficiency[161] - The company has achieved a reduction of 234 tons in carbon dioxide equivalent emissions through various measures, including the use of over 95% electric vehicles for internal logistics[171] Governance and Compliance - The company strictly adheres to information disclosure regulations, ensuring transparency and protecting the rights of investors, particularly minority shareholders[114] - The company has established measures to maintain the independence of its operations from controlling shareholders[114] - The company is committed to maintaining compliance with corporate governance regulations as per the China Securities Regulatory Commission[114] - The company has a robust governance structure for subsidiaries, including standardized management and performance evaluation mechanisms[154] - The company has established a framework to ensure that any necessary transactions with related parties adhere to market principles and legal requirements[175] Future Outlook and Goals - The company aims to enhance its market capabilities by improving customer coverage and implementing a multi-channel sales strategy[106] - The company plans to strengthen its core competencies in new energy and aims to become a leading manufacturer in the foundation engineering machinery sector[105] - The company's revenue target for 2023 is set at 4.148 billion yuan, with planned costs and expenses of 3.731 billion yuan[107] - The company aims to promote new energy solutions to support national energy conservation and emission reduction goals[61] - The sanitation equipment industry is expected to experience continuous growth driven by macroeconomic recovery and supportive government policies, with a GDP growth target of around 5% for 2023[98]