General Provisions - The management system for the holding and trading of company stocks by directors and senior management is established to strengthen oversight and clarify procedures based on relevant laws and regulations [1][2] - This system applies to the management of shares held by directors and senior management, including those held in others' accounts [2] Stock Trading Restrictions - Directors and senior management are prohibited from engaging in margin trading or derivative trading involving the company's stocks [2] - They must comply with laws regarding insider trading, market manipulation, and other prohibited or restricted behaviors when trading company stocks [2][3] Reporting Requirements - Directors and senior management must report their stock holdings and any changes within specified timeframes, including when they assume or leave their positions [5][6] - The company must ensure the accuracy and timeliness of these reports and is responsible for any legal consequences arising from inaccuracies [3][6] Trading Period Restrictions - There are specific periods during which directors and senior management are prohibited from trading company stocks, such as 15 days before annual or semi-annual reports and 5 days before quarterly reports [4][5] - Additional restrictions apply during significant events that may impact stock prices until the information is disclosed [4] Shareholding Change Limitations - Directors and senior management cannot reduce their holdings within one year of the company's stock listing or within six months after leaving their positions [5][6] - They must also adhere to additional restrictions if the company is under investigation for securities violations [5] Disclosure of Shareholding Changes - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares before and after the change, the date, and the reason for the change [6][8] - If directors or senior management are also major shareholders or actual controllers, they must comply with additional regulations regarding share increases or decreases [7] Limitations on Transfer of Shares - Directors and senior management can only transfer a maximum of 25% of their total shareholdings each year during their term and for six months after leaving [9][10] - Special provisions apply for share transfers resulting from divorce or other legal circumstances [10] Compliance and Penalties - Violations of the trading regulations will result in the company retaining any profits made from such trades, and the violators may face legal consequences [12][13] - The company is responsible for educating its directors and senior management about the legal restrictions on trading company stocks [12][13] Final Provisions - The system is subject to amendments based on changes in laws and regulations, and the board of directors is responsible for its interpretation and revision [14][14]

Core Points - The article outlines the management system for related party transactions of Jinkai New Energy Co., Ltd, ensuring fairness, justice, and transparency in transactions with related parties [1][2] - The system is established in accordance with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] Group 1: Principles of Related Party Transactions - Related party transactions must adhere to principles of equality, voluntariness, equivalence, and compensation [1][2] - Transactions should be fair, just, and open, with related parties abstaining from voting on matters where they have a conflict of interest [1][2][3] - The board of directors must assess whether the transaction is beneficial to the company, potentially seeking independent evaluations [1][2] Group 2: Scope of Related Parties and Transactions - Related parties include both legal entities and natural persons that have control or influence over the company [2][3] - Specific criteria are established to identify related legal entities and natural persons, including those holding more than 5% of shares or serving as directors [2][3] Group 3: Types of Related Party Transactions - Related party transactions encompass various activities such as asset purchases, financial assistance, guarantees, and management services [4][5] - The system specifies that transactions must be legally justified, necessary, and reasonably priced [2][4] Group 4: Pricing and Management of Related Party Transactions - Pricing for related party transactions should follow national pricing, market pricing, or negotiated pricing principles [6][11] - The financial department is responsible for tracking market prices and cost changes related to these transactions [6][11] Group 5: Approval and Disclosure Procedures - Transactions below certain thresholds can be approved by the general manager, while larger transactions require board approval and may need to be submitted to the shareholders' meeting [7][9] - Disclosure requirements are established based on transaction amounts, with specific thresholds for reporting to regulatory bodies [11][12] Group 6: Special Provisions for Daily Transactions - Daily related party transactions must follow specific procedures for approval and disclosure, including annual reporting on their execution [31][32] - The company can estimate annual transaction amounts and must disclose any significant changes during execution [31][32] Group 7: Exemptions from Approval and Disclosure - Certain transactions, such as those providing unilateral benefits without obligations, may be exempt from the usual approval and disclosure requirements [38][39] - The system outlines specific conditions under which transactions can be exempted from standard procedures [38][39] Group 8: Financial Transactions and Fund Management - The company is prohibited from providing financial assistance to related parties, with exceptions for certain conditions [40][41] - The system emphasizes the need for transparency and accountability in financial dealings with related parties [40][41]

Core Points - The document outlines the internal reporting system for significant information at Jinkai New Energy Co., Ltd, aiming to ensure timely, accurate, and complete information disclosure in compliance with relevant laws and regulations [1][2][5] - Significant information is defined as any information that could influence public investors' decisions or affect the trading prices of the company's securities, including major events, transactions, and management information [1][2] - The board of directors is designated as the management body for significant information, responsible for overseeing information management and disclosure [2][3] Group 1 - The reporting obligations apply to actual controllers, major shareholders, board members, senior management, and other key personnel who are aware of significant information [2][3] - Upon becoming aware of significant information, reporting obligations must be fulfilled within one working day, ensuring the accuracy and completeness of the information provided [3][4] - Various forms of internal reporting are permitted, including written documents, emails, faxes, and meetings [4][5] Group 2 - The board secretary is responsible for analyzing reported significant information and must promptly inform the board chairman, who will then report to the board [4][5] - For non-mandatory disclosures that attract investor attention, the board secretary should facilitate timely communication and clarification with investors [4][5] - Unauthorized external disclosures by departments or subsidiaries are prohibited, and failure to report significant information may lead to accountability for the responsible parties [5]

Core Points - The article outlines the visitor reception management system of Jinkai New Energy Co., Ltd, aimed at protecting the rights of the company and investors while enhancing communication and governance [1][2] - The system defines specific objects that have easier access to information and may utilize it for trading or dissemination, including analysts, institutional investors, major shareholders, and media [1][2] - The principles guiding the reception work include fairness, honesty, confidentiality, compliance with disclosure regulations, efficiency, and interactive communication [2][3] Purpose and Principles - The purpose of the system is to standardize the transparency and fairness of information disclosure during external communications, thereby improving corporate governance and market understanding [1][2] - The reception work must adhere to principles such as fairness, honesty, confidentiality, compliance with laws, efficiency, and interactive communication [2][3] Responsibilities and Requirements - The board secretary is the main responsible person for receiving specific objects, with the board office assisting in these activities [3][4] - Company personnel must possess comprehensive knowledge of the company's operations, finance, and relevant legal and market knowledge [4][5] Management and Organization - The company implements an appointment registration system for visits, requiring advance notice and identity verification [5][6] - Reception activities are generally paused before major disclosures to ensure compliance with information disclosure regulations [5][6] Communication and Reporting - Any investment analysis reports or press releases generated from visits must be communicated to the company at least two working days prior to publication for verification [6][7] - The company must maintain records of meetings and communications with specific objects, ensuring proper documentation and storage [7][8] Accountability - Personnel violating the reception management system may face significant consequences, including legal repercussions [7][8]

第一条 为进一步规范金开新能源股份有限公司（以下简称"公 司"）对外信息报送管理事务，确保公平信息披露，杜绝泄露内幕信 息、内幕交易等违法违规行为，根据《中华人民共和国公司法》、《中 华人民共和国证券法》、《上市公司信息披露管理办法》、《上市公司监 管指引第 5 号——上市公司内幕信息知情人登记管理制度》、《上海证 券交易所股票上市规则》、《上海证券交易所上市公司自律监管指引第 2 号——信息披露事务管理》等法律、法规、规范性文件及《金开新 能源股份有限公司章程》（以下简称"《公司章程》"）的相关规定，结 合公司实际情况，制定本制度。 外部信息报送和使用管理制度 第一章 总则 第二条 本制度的适用范围包括公司及其下设的各部门、分公司、 控股子公司、公司能够对其实施重大影响的参股公司（以下统称"下 属公司"）、公司董事、高级管理人员及其他相关人员，公司对外报送 信息涉及的外部单位、组织或者个人。 第三条 本制度所指的信息是指所有对公司证券及其衍生品种 交易价格可能产生影响的尚未公开的信息，包括但不限于定期报告、 临时报告、财务数据、统计数据及正在策划或者需要报批的重大事项 等所涉及的信息。尚未公开是指公司尚未在 ...

特定对象来访接待管理制度 第一章 总则 金开新能源股份有限公司 第一条 为维护金开新能源股份有限公司（以下简称"公司"） 和投资者的合法权益，加强公司与投资者、媒体等特定对象之间的信 息沟通，促进公司诚信自律、规范运作，并进一步完善公司治理机制， 根据中国证券监督管理委员会有关上市公司投资者关系管理、信息披 露的有关要求及《上市公司治理准则》《上海证券交易所股票上市规 则》、《金开新能源股份有限公司章程》（以下简称"《公司章程》"）的 有关规定，结合公司的实际情况，制定本制度。 第二条 本制度所指的特定对象是指比一般中小投资者更容易 接触到信息披露主体，更具信息优势，且有可能利用有关信息进行证 券交易或者传播有关信息的机构和个人，包括： （一）从事证券分析、咨询及其他证券服务业的机构、个人及其 关联人； （二）从事证券投资的机构、个人及其关联人； （三）持有、控制本公司 5%以上股份的股东及其关联人； （四）新闻媒体和新闻从业人员及其关联人； （五）公司或者监管部门认定的其他机构或者个人。 第二章 目的和原则 第三条 制定本制度的目的在于进一步规范公司在接受调研、采 访、沟通或者进行对外宣传、推广等活动时信息 ...

金开新能源股份有限公司 内幕信息知情人登记管理制度 第一章 总则 第一条 为规范金开新能源股份有限公司（以下简称"公司"） 内幕信息管理，加强内幕信息保密、内幕信息知情人的登记管理工作, 维护信息披露的公平原则,保护投资者合法权益，防范内幕信息泄露， 以及避免违反国家监管部门有关法律、法规的风险，根据《中华人民 共和国公司法》、《中华人民共和国证券法》（以下简称"《证券法》"）、 《上市公司信息披露管理办法》、《上市公司监管指引第 5 号——上市 公司内幕信息知情人登记管理制度》、《上海证券交易所股票上市规 则》、《上海证券交易所上市公司自律监管指引第 2 号——信息披露事 务管理》等有关法律法规、规范性文件及《金开新能源股份有限公司 章程》（以下简称"《公司章程》"）的相关规定，结合公司实际情况， 特制定本制度。 第二条 公司内幕信息知情人档案登记和报送工作由公司董事 会负责，董事长为主要责任人，董事会秘书负责办理公司内幕信息知 情人的登记入档和报送事宜。董事会应当对内幕信息知情人档案的真 实性、准确性和完整性负责。公司董事会办公室是公司内幕信息登记、 备案、报送和存档事宜的日常办事机构，并负责公司内幕信息 ...

金开新能源股份有限公司 信息披露管理制度 第一章 总 则 第一条 为加强对金开新能源股份有限公司（以下简称"公司"） 信息披露工作的管理，规范公司信息披露行为，保证公司真实、准确、 完整地披露信息，维护公司股东特别是社会公众股东的合法权益，依 据《中华人民共和国公司法》、《中华人民共和国证券法》（以下简 称"《证券法》"）、《上市公司信息披露管理办法》、《上海证券 交易所股票上市规则》（以下简称"《股票上市规则》"）、《上海 证券交易所上市公司自律监管指引第 2 号——信息披露事务管理》和 《金开新能源股份有限公司章程》（以下简称"《公司章程》"）的 规定，特制订本制度。 第二条 本制度所称应披露的信息是指所有对公司证券及其衍生 品种交易价格可能或者已经产生较大影响而投资者尚未得知的信息， 包括但不限于： （一） 与公司业绩、利润等事项有关的信息，如财务业绩、盈 利预测和利润分配及公积金转增股本等； （二） 与公司收购兼并、重组、重大投资、对外担保等事项有 关的信息； （三） 与公司股票发行、股票回购、股权激励计划等事项有关 的信息； （四） 与公司经营事项有关的信息，如订立未来重大经营计划， 签署重大合同； ...

金开新能源股份有限公司 公司债券募集资金管理制度 第一条 为规范金开新能源股份有限公司（以下简称"公司"） 公司债券募集资金的管理和运用，保护公司和投资者合法权益，依据 《中华人民共和国公司法》《中华人民共和国证券法》、《公司债券发 行与交易管理办法》等有关法律、法规、规范性文件及《金开新能源 股份有限公司章程》（以下简称"《公司章程》"）等有关规定，结 合公司实际情况，制订本制度。 第二条 本制度所称"公司债券"，是指适用于《公司债券发行 与交易管理办法》、在境内发行并在证券交易所、证券公司柜台等交 易或者转让的公司债券（包括但不限于一般公司债券、可续期公司债 券、企业债券等）。 第三条 本制度所称"公司债券募集资金"，是指公司通过公开 或者非公开发行公司债券向投资者募集并用于特定用途的资金。公司 债券募集资金限定用于对外公告的募集说明书约定的用途，不得用于 转借他人，不得用于弥补亏损和非生产性支出。 第四条 公司应根据《中华人民共和国公司法》《中华人民共和 国证券法》《公司债券发行与交易管理办法》等相关法律、法规的规 定及募集说明书的约定，履行信息披露义务。 第五条 公司董事、高级管理人员应当勤勉尽责，督 ...

金开新能源股份有限公司 关联交易管理制度 第一章 总 则 第一条 为保证金开新能源股份有限公司(以下简称"公司") 与关联方之间发生的关联交易符合公平、公正、公开的原则，确保公 司关联交易行为不损害公司和股东的利益，根据《中华人民共和国公 司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简 称"《证券法》"）、《上海证券交易所股票上市规则》（以下简称"《股 票上市规则》"）《上海证券交易所上市公司自律监管指引第 5 号—— 交易与关联交易》及其他有关法律、法规和规范性文件及《金开新能 源股份有限公司章程》（以下简称"《公司章程》"）的规定，特制定 本制度。 第二条 公司与公司的控股子公司之间发生的交易不适用本制 度。公司控股子公司与公司关联法人、关联自然人发生关联交易的， 视同公司发生关联交易，适用本制度。各控股子公司应按照公司重大 信息内部报告及信息披露管理有关规定严格执行。 （四）与关联方有任何利害关系的董事，在董事会就该关联交易 事项进行表决时，应当回避； （五）公司董事会应当根据客观标准判断该关联交易是否对公司 有利，必要时应聘请专业评估机构或者独立财务顾问发表意见。 1 第四条 公司 ...